Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
File Number
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SRO Organization
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Details
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Release Number:34-90033 | SEC Issue Date:Sep 28, 2020 | File Number:SR-FICC-2020-802 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Amendment Nos. 1 and 2, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Charge in the VaR Charges |
Release Number:34-89718 | SEC Issue Date:Sep 1, 2020 | File Number:SR-FICC-2020-802 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges |
Release Number:34-88382 | SEC Issue Date:Mar 13, 2020 | File Number:SR-FICC-2020-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to Advance Notice to Amend the Mortgage-Backed Securities Division Stress Testing Methodology |
Release Number:34-88266 | SEC Issue Date:Feb 24, 2020 | File Number:SR-FICC-2020-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice to Amend the Mortgage-Backed Securities Division Stress Testing Methodology |
Release Number:34-87234 | SEC Issue Date:Oct 4, 2019 | File Number:SR-FICC-2019-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to Advance Notice to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes |
Release Number:34-86876 | SEC Issue Date:Sep 5, 2019 | File Number:SR-FICC-2019-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes |
Release Number:Memo | SEC Issue Date:Mar 5, 2019 | File Number:SR-FICC-2018-802 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Deemed No Objection of an Advance Notice to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes See Also - associated comments, SR-FICC-2018-013 |
Release Number:34-83954 | SEC Issue Date:Aug 27, 2018 | File Number:SR-FICC-2017-805 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments |
Release Number:34-83951 | SEC Issue Date:Aug 27, 2018 | File Number:SR-FICC-2017-806 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
Release Number:34-83747 | SEC Issue Date:Jul 31, 2018 | File Number:SR-FICC-2017-806 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 4, Exhibit 5, Commission's Request for Additional Information, Commission's Request for Additional Information |