Administrative Proceeding File No. 3-15446
Respondents
J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F.
Administrative Proceeding File No. 3-15446 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-10639 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advise\ rs Act of 1940, and Section 9(b) of the Investment Company Act of 1940 |
| Release Date: | Release Number:AP-6544 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-6506 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge |
| Release Date: | Release Number:AP-6495 | Other Release Numbers: | Name of Document: Order Extending Prehearing Schedule and Rescheduling Hearing |
| Release Date: | Release Number:AP-6443 | Other Release Numbers: | Name of Document: Order Designating Settlement Judge |
| Release Date: | Release Number:AP-6420 | Other Release Numbers: | Name of Document: Order Denying Respondents' Rule 250(c) Motion |
| Release Date: | Release Number:AP-6389 | Other Release Numbers: | Name of Document: Order Extending Time to File Rule 250(c) Motion |
| Release Date: | Release Number:AP-6256 | Other Release Numbers: | Name of Document: Order Setting Prehearing Schedule and General Prehearing Order |
| Release Date: | Release Number:AP-6198 | Other Release Numbers: | Name of Document: Order Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-6080 | Other Release Numbers: | Name of Document: Order Following Reassignment |
| Release Date: | Release Number:AP-6079 | Other Release Numbers: | Name of Document: Order Following Reassignment |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:33-10121 |
Other Release Numbers:
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Name of Document: Partial Stay Order |
| Release Date: | Release Number:33-10100 |
Other Release Numbers:
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Name of Document: Opinion of the Commission |
| Release Date: | Release Number:33-10049 |
Other Release Numbers:
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Name of Document: Order Rescheduling Oral Argument |
| Release Date: | Release Number:33-10008 |
Other Release Numbers:
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Name of Document: Order Scheduling Oral Argument |
| Release Date: | Release Number:33-9975 |
Other Release Numbers:
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Name of Document: Order Granting Motion to Submit Supplemental Briefing |
| Release Date: | Release Number:34-73312 | Other Release Numbers: | Name of Document: Order Granting Petition for Review and Scheduling Briefs |
| Release Date: | Release Number:649 | Other Release Numbers: | Name of Document: Initial Decison |
| Release Date: | Release Number:33-9609 |
Other Release Numbers:
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Name of Document: Order Granting Extension |
| Release Date: | Release Number:AP-1475 | Other Release Numbers: | Name of Document: Motion for Extension |
| Release Date: | Release Number:AP-1348 | Other Release Numbers: | Name of Document: Order On Motion |
| Release Date: | Release Number:AP-1331 | Other Release Numbers: | Name of Document: Order on Transcript Corrections |
| Release Date: | Release Number:AP-1245 | Other Release Numbers: | Name of Document: Order Denying Respondents' Motions |
| Release Date: | Release Number:AP-1194 | Other Release Numbers: | Name of Document: Order Rejecting E-Mail Communications and Requiring Filings with the Secretary |
| Release Date: | Release Number:AP-1189 | Other Release Numbers: | Name of Document: Order On Third-Party Motion for Reconsideration or Certification for Interlocutory Review |
| Release Date: | Release Number:AP-1146 | Other Release Numbers: | Name of Document: Denial of Request for Postponement of Hearing |
| Release Date: | Release Number:AP-1134 | Other Release Numbers: | Name of Document: Order On Third-Party Motion for a Protective Order and Respondent Douglas F. Drennan's Request for a Subpoena Duces Tecum |
| Release Date: | Release Number:AP-1125 | Other Release Numbers: | Name of Document: Order On Subpoenas |
| Release Date: | Release Number:AP-1099 | Other Release Numbers: | Name of Document: Order and Notice to Parties |
| Release Date: | Release Number:AP-1089 | Other Release Numbers: | Name of Document: Order Denying Request for a Second Prehearing Conference |
| Release Date: | Release Number:AP-942 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-938 | Other Release Numbers: | Name of Document: Order Granting Protective Order |
| Release Date: | Release Number:AP-905 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-827 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-9446 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-And-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(K) of the Investment Advisers Act of 1940, an\ d Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing |