Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-29-22 form letter E; S7-30-22 form letter G; S7-31-22 form letter I; S7-32-22 form letter F): 652
(S7-30-22 form letter F; S7-32-22 form letter D): 1,703
A: 22
B: 26
C: 5
D: 256
E: 14
H: 854
I: 22
J: 15
K: 22
L: 4

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a February 5, 2024 meeting with Fidelity
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a January 29, 2024 meeting with Robinhood
Public Comment Eric Budish, Professor of Economics, University of Chicago Booth School of Business
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a January 15, 2024 meeting with Eric Budish
Public Comment Professor J.W. Verret, George Mason University Antonin Scalia Law School
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a January, 2, 2024 meeting with Eric Budish
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a January, 2, 2024 meeting with Lawrence Glosten
Public Comment Professor J.W. Verret, George Mason University Antonin Scalia Law School
Public Comment Larry Harris, USC Marshall School of Business
Public Comment Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 28, 2023 meeting with representatives of the Healthy Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 28, 2023 meeting with representatives of Goldman Sachs & Co. LLC
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a November 1, 2023 meeting with representatives of CBOE Global Markets
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a November 8, 2023 meeting with Morgan Stanley
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 7, 2023 meeting with representatives of Charles Schwab
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a November 3, 2023 meeting with representatives of Citadel
Public Comment Stephen W. Hall, Legal Director, Securities Specialist, Better Markets
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a November 1, 2023 meeting with representatives of Schwab
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 30, 2023 meeting with representatives of Modern Markets Initiative
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 23, 2023 meeting with The Vanguard Group, Inc.
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 23, 2023, meeting with representatives of UBS
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Vanguard
Public Comment John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 19, 2023 meeting with the the Board of Directors of the Insured Retirement Institute (IRI)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Better Markets
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 17, 2023 meeting with Cboe
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 6, 2023 meeting with Members Exchange (MEMX)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 6, 2023 meeting with New York Stock Exchange (NYSE) and Intercontinental Exchange (ICE)
Public Comment John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 12, 2023 meeting with New York Stock Exchange

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-30-22
Release Number
34-96494
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