Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-29-22 form letter E; S7-30-22 form letter G; S7-31-22 form letter I; S7-32-22 form letter F): 652
(S7-30-22 form letter F; S7-32-22 form letter D): 1,703
A: 22
B: 26
C: 5
D: 256
E: 14
H: 854
I: 22
J: 15
K: 22
L: 4

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 12, 2023 meeting with representatives of Optiver
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 28, 2023 meeting with representatives of Cboe
Public Comment Members of the U.S. House of Representatives, Patrick McHenry, Frank Lucas, French Hill, Pete Sessions, Bill Posey, Blaine Luetkemeyer, Bill Huizenga, Ann Wagner, Andy Barr, Roger Williams, Tom Emmer, Barry Loudermilk, Alexander X. Mooney, Warren Davidson, John Rose, Bryan Steil, William Timmons, Ralph Norman, Dan Meuser, Scott Fitzgerald, Andrew R. Garbarino, Young Kim, Byron Donalds, Mike Flood, Michael V. Lawler, Zach Nunn, Monica De La Cruz, Erin Houchin, Andy Ogles
Public Comment U.S. House of Representatives Bill Foster, French Hill, Henry Cuellar, Bill Huizenga, Wiley Nickel, Andy Barr, Ritchie Torres, Ann Wagner, Brittany Pettersen, Dan Meuser, Josh Gottheimer, Mike Flood, Vicente Gonzalez, Byron Donalds, Mike Quigley, Michael V. Lawler David Scott, Andrew R. Garbarino, Gregory W. Meeks, Monica De La Cruz, Sean Casten, Scott Fitzgerald, Bradley S. Schneider, Erin Houchin, Jim Himes, Young Kim, Steven Horsford, Ralph Norman, Gwen S. Moore, Tom Emmer, Marc Veasey, and Zach Nunn
Public Comment J.W. Verret, Associate Professor, George Mason University Antonin Scalia Law School
Public Comment John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 19, 2023 meeting with We the Investors
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 18, 2023 meeting with representatives of Virtu Financial
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 15, 2023 videoconference with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 15, 2023, meeting with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 14, 2023 meeting with representatives of Urvin Finance
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 14, 2023 meeting with Vanguard
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 13, 2023 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Jamie Lizárraga regarding an August 31, 2023 meeting with representatives of Virtu
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a August 28, 2023 videoconference with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 28, 2023, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 28, 2023 meeting with SIFMA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding and August 25, 2023 meeting with Better Markets
Public Comment Ellen Greene, Managing Director, Equities & Options Market Structure, and Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA
Public Comment Patrick Sexton, EVP, General Counsel, Corporate Secretary, Cboe Global Markets
Public Comment Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 15, 2023 meeting with representatives of Citadel Securities LLC
Public Comment John A. Zecca, Executive Vice President, Global Chief Legal, Risk &Regulatory Officer, Nasdaq
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 9, 2023 meeting with Nasdaq
Public Comment Rebekah Goshorn Jurata, General Counsel, American Investment Council
Meeting with SEC Officials Memorandum from Office of the Chair regarding an August 7, 2023 meeting with NYSE
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a July 31, 2023 virtual meeting with Optiver
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an August 3, 2023 meeting with representatives of the IEX Group, Inc.
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 3, 2023 meeting with Citi
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a August 2, 2023 meeting with representatives of Nasdaq

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-30-22
Release Number
34-96494
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