Disclosure of Order Execution Information

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-29-22 form letter E; S7-30-22 form letter G; S7-31-22 form letter I; S7-32-22 form letter F): 652
A: 12
B: 21
C: 3
D: 5
F: 37
G: 46
H: 8
I: 8

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 26, 2023 meeting with representatives of Nasdaq
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda Regarding a June 9, 2023 meeting with representatives of CBOE
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 15, 2023 meeting with representatives of the ABA Securities Association
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 8, 2023 meeting with representatives of NYSE
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 5, 2023 meeting with representatives of Robinhood
Public Comment Barbara Comstock, Executive Director, American Consumer and Investor Institute
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 1, 2023 meeting with representatives of Healthy Markets Association ("HMA")
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 31, 2023 meeting with representatives of Security Industry and Financial Markets Association ("SIFMA")
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 24, 2023, meeting with representatives of Nasdaq
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 17, 2023, meeting with representatives of the Financial Information Forum
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 5, 2023 meeting with Nasdaq
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 16, 2023 meeting with representatives of JP Morgan
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 2, 2023 meeting with representatives of the European Banking Federation
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 8, 2023 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 9, 2023, meeting with representatives of Citadel Securities
Public Comment Anna Kurzrok, Managing Director, Head of Market Structure and Jatin Suryawanshi, Managing Director, Head of Global Quantitative Strategies, Jefferies LLC
Meeting with SEC Officials Memorandum from the Office Commission Uyeda regarding a May 4, 2023 meeting with representatives of Charles Schwab
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an April 27, 2023 meeting with representatives of IEX
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 25, 2023 meeting with representatives of the American Securities Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 20, 2023 meeting with BlackRock, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 20, 2023 meeting with the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 24, 2023 meeting with representatives of Citigroup, Inc.
Public Comment J.B. Heaton, J.D., M.B.A., Ph.D., Managing Member, One Hat Research LLC
Public Comment William O'Brien, Former CEO, Direct Edge
Public Comment Kelvin To, Founder & President, Data Boiler Technologies, LLC
Public Comment Jonathan Kanter, Assistant Attorney General, Antitrust Division, U.S. Department of Justice
Public Comment Ritchie Torres, Member of Congress
Public Comment United States Senators, Thom Tillis, Bill Hagerty, Mike Crapo, Cynthia Lummis, and Kevin Cramer
Public Comment Jonathan Siegel, Vice President and Managing Legal Counsel, T.RowePrice

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-29-22
Release Number
34-96493
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