Comments on Investment Company Names

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 8

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 1, 2022 meeting with Ceres Accelerator for Sustainable Capital Markets
Public Comment Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute
Public Comment Rebekah Goshorn Jurata, General Counsel, American Investment Council
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a July 24, 2023 virtual meeting with National Association of Insurance Commissioners
Public Comment Eric J. Pan, President &CEO, and Dorothy M. Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 9, 2023 meeting with representatives of Better Markets, Inc.
Meeting with SEC Officials Memorandum from the Office Of Commissioner Mark T. Uyeda regarding a June 13, 2023 meeting with representatives of US IF: The Sustainable Investment Forum
Public Comment Dorothy M. Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 22, 2023 meeting with representatives of State Street Global Advisors
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 2, 2023 teleconference with representatives of BlackRock
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an April 18, 2023 teleconference with students and faculty from the Georgia State University College of Law
Public Comment Adriana Z. Robertson, Donald N. Pritzker Professor of Business Law, The Law School, The University of Chicago
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 4, 2023 meeting with representatives of Ceres Accelerator for Sustainable Capital Markets
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a March 17, 2023 meeting with representatives of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 14, 2023 meeting with members of the ICI Executive Committee and ICI staff representatives
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 2, 2023 meeting with representatives of the Aegon Group
Public Comment Alreisbrah, Enagic Affiliate
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 14, 2023 meeting with representatives of the Investment Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a February 7, 2023 teleconference with representatives of BlackRock, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a January 9, 2023 meeting with representatives of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 6, 2023 videoconference with representatives of T. Rowe Price
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 30, 2022 meeting with representatives of Ceres
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a December 22, 2022 virtual meeting with representatives of the Advocates
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 16, 2022 teleconference with representatives of the Forum for Sustainable and Responsible Investment
Public Comment Jessica Huang, Head of Sustainable Product Innovation, Nick Mizaur, Global Public Policy Group, and Aaron D. Wasserman, Deputy Chief Compliance Officer (U.S.), BlackRock, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 15, 2022 meeting with representatives of the Investment Company Institute
Public Comment Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 6, 2022 meeting with representatives of the U.S. Impact Investing Alliance
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 6, 2022 meeting with the U.S. Impact Investing Alliance

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-22
Release Number
33-11067
34-94981
IC-34593
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