Comments on Investment Company Names

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 8

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 10, 2022 teleconference with representatives from the Amalgamated Bank, Americans for Financial Reform, Center for American Progress, Ceres, Partnership for Carbon Accounting Financials, Public Citizen, and Sierra Club
Public Comment Michael Edmiston, President, PIABA
Public Comment Peter Vandermark
Public Comment Rachel Curley, Democracy Advocate, Public Citizen's Congress Watch Division
Public Comment Robert Rutkowski
Public Comment Rodney Smith
Public Comment Stephanie Cohn Rupp, CEO, Veris Wealth Partners
Public Comment Steve Wardwood
Public Comment James Kerler
Public Comment Jennifer J. Schulp, Director of Financial Regulation Studies, Center for Monetary and Financial Alternatives, Cato Institutep
Public Comment Kristen Malinconico, Director, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 9, 2022 teleconference with representatives from the Asset Management Group of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 21, 2022 teleconference with representatives of the Committee of Annuity Insurers
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 3, 2022 meeting with representatives of the CFA Institute
Public Comment Jake Freeman, Freeman Capital Management
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a July 19, 2022 meeting with representatives of the Investment Company Institute
Public Comment Nate Regan
Public Comment Sean Kelly
Public Comment Chris Barnard
Public Comment Nate Regan
Public Comment Billy Dogwhistle
Public Comment Curtis Robinson
Public Comment The Delois Albert Brassell Estate and the Robert James Brassell Estate
Public Comment Brookes Ross
Public Comment Pamela Arena, Professional private investor

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-22
Release Number
33-11067
34-94981
IC-34593
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