Comments on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities

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Date Received
Date Letter Type Commenter Name
Public Comment Nathan B.
Public Comment Brandon Smith
Public Comment Dave Cazza
Public Comment N. Abanes
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a May 31, 2023 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 31, 2023 meeting with representatives from Citadel
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 4, 2023 meeting with representatives from the Wholesale Markets Broker's Association Americas
Public Comment Garrett Godfrey
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a March 13, 2023 meeting with Citadel
Public Comment Emily Swan, Lead Pastor, Blue Ocean Church Ann Arbor
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 2, 2023 videoconference with representatives of SIFMA AMG
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 1, 2023 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a November 4, 2022 virtual meeting with representatives of the Investment Company Institute
Public Comment U.S. Senator Thom Tillis
Public Comment Leland Miller, Hubbard Mechanical
Public Comment Arthur Turnerr
Public Comment Brian Kim
Public Comment Taylor Norris
Public Comment Vincent Allen
Public Comment Guy Thomas, Retail Investor
Public Comment Chris Reardon
Public Comment Dave Mounts, Engineer
Public Comment Erik K.
Public Comment Jhamal Becerra
Public Comment Michael Tarkany
Public Comment Scott Mcallester
Public Comment Brandan Vanderpool
Public Comment Phil
Public Comment Dustin
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 16, 2022 meeting with representatives of Barclays

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-22
Release Number
34-94615
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