Comments on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 25, 2022 meeting with representatives of Nelson Mullins Riley & Scarborough LLP
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 1, 2022 videoconference with representatives of the Managed Funds Association
Public Comment Robert Laorno, General Counsel, ICE Swap Trade, LLC
Public Comment Better Markets
Public Comment Bloomberg L.P.
Public Comment Elisabeth Kirby, Head of U.S. Market Structure, Tradeweb Markets Inc.
Public Comment Global Legal Entity Identifier Foundation
Public Comment International Swaps and Derivatives Association, Inc. and Securities Industry and Financial Markets Association
Public Comment Investment Company Institute
Public Comment Managed Funds Association
Public Comment Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities
Public Comment William Shields, Chairman, Wholesale Markets Brokers' Association, Americas
Public Comment William Thum, SIFMA Asset Management Group
Public Comment XBRL US
Public Comment Christoph Barnard
Public Comment Chris McEntee
Public Comment The Delois Albert Brassell Estate and the Robert James Brassell Estate
Public Comment Jason Drips
Public Comment J. T.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 22, 2022 meeting with Representatives of the International Swaps and Derivatives Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Peirce regarding a May 5, 2022 meeting with representatives of AIMA
Public Comment Jason Drips
Public Comment Shawn Haapanen, Machinist
Public Comment Andrew Robison, Individual Investor
Public Comment Anonymous
Public Comment Ayman Hawari
Public Comment Bryce Keeney
Public Comment Concerned Retail Investor
Public Comment Jason Drips
Public Comment Lucas Schwarz

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-22
Release Number
34-94615
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