Comments on Proposed Rule: Regulation Best Interest

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,114
B: 251
C: 129
D: 1,121
E: 51
F: 11
G: 95
H: 11

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a November 29, 2018, meeting with representatives of The Guardian Life Insurance Company of America
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 28, 2018, meeting with representatives of Wells Fargo Advisors
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a November 20, 2018, meeting with representatives of the American Retirement Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a November 29, 2018, meeting with representatives of The Guardian Life Insurance Company of America
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 20, 2018, meeting with representatives of American Investment Council
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara M. Stein regarding a November 20, 2018, meeting with representatives of the American Retirement Association
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding a November 20, 2018, meeting with representatives of the American Retirement Association
Public Comment Mark Quinn, Director of Regulatory Affairs, Cetera Financial Group
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 30, 2018, meeting with representatives of the North American Securities Administrators Association (NASAA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 13, 2018, meeting with representatives of Mass Mutual Financial Group
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 14, 2018, meeting with representatives of the Institute for the Fiduciary Standard
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 22, 2018, meeting with representatives of Fiduciary Benchmarks
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a November 13, 2018, meeting with representatives of MassMutual
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 9, 2018, telephone meeting with representatives of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a November 13, 2018, meeting with representatives of MassMutual
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 13, 2018, meeting with representatives of MassMutual
Public Comment Will H. Fuller, Executive Vice President, President, Annuity Solutions, Lincoln Financial Group
Public Comment Mark F. Halloran, VP Managing Director, Business Development, Transamerica
Public Comment RAND Corporation
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding an October 31, 2018, meeting with representatives of the North American Securities Administrators Association
Public Comment Brian H. Graff, Chief Executive Officer, American Retirement Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 31, 2018, meeting with with representatives of the North American Securities Administrators Association (NASAA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an October 23, 2018, meeting with representatives of Fidelity Brokerage Services
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an October 24, 2018, meeting with representatives of Primerica
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an October 24, 2018, meeting with representatives of the Investment Adviser Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an October 29, 2018, meeting with representatives of the Association for Advanced Life Underwriting (AALU)
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an October 30, 2018, meeting with representatives of the North American Securities Administrators Association (NASAA)
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 31, 2018, meeting with with representatives of the CFA Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara M. Stein regarding an October 30, 2018, meeting with representatives of North American Securities Administrators Association (NASAA)
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 29, 2018, meeting with representatives of the Association for Advanced Life Underwriting (AALU)

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-18
Release Number
34-83062
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