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Mandatory Clearing of Security-Based Swaps, End-User Exception and Security-Based Swap Clearing Agencies: Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
April 5, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an April 5, 2011, telephone meeting with representatives of CME Group Inc.
March 30, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 30, 2011, meeting with representatives of Nomura Securities International, Inc.
March 25, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 25, 2011, meeting with representatives of Goldman Sachs
March 24, 2011	Public Comment	Richard H. Baker, President & Chief Executive Officer, Managed Funds Association
March 9, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 9, 2011, meeting with representatives from and members of the Managed Funds Association (MFA)
March 3, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 3, 2011, meeting with representatives of the Institute of International Bankers (IIB)
March 3, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 3, 2011, telephone meeting with representatives of Better Markets, Inc.
March 1, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a March 1, 2011, meeting with representatives of Nomura Holding America Inc. and Nomura Securities International, Inc
Feb. 22, 2011	Public Comment	Natural Gas Supply Association and National Corn Growers Association, Washington, District of Columbia
Feb. 18, 2011	Public Comment	CFTC Phase-in Implementation Discussion
Feb. 16, 2011	Public Comment	National Corn Growers Association and Natural Gas Supply Association
Feb. 8, 2011	Public Comment	Kenneth A. Monahan, Principal, Vizier Ltd.
Feb. 3, 2011	Public Comment	Gerald Donini, Barclays Capital Inc.
Feb. 3, 2011	Meeting with SEC Officials	Memorandum from the Office of Commissioner Aguilar regarding a February 3, 2011, meeting with representatives of Barclays Capital
Jan. 31, 2011	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding a January 31, 2011, meeting with representatives of Nomura Holding America Inc.
Dec. 28, 2010	Public Comment	Alan Thomas, Managing Director, Morgan Stanley
Dec. 8, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Aguilar regarding a December 8, 2010, meeting with representatives of GETCO, LLC
Dec. 3, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of ISDA and Kalorama Partners
Nov. 29, 2010	Public Comment	Timothy B. Selby, Chair, Committee on Futures and Derivatives Regulation, New York City Bar
Nov. 17, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 17, 2010 meeting with representatives of Property Casualty Association of America
Nov. 15, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 2, 2010 meeting with the OTC Derivatives Regulators Forum members and representatives of certain central counterparties
Nov. 12, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of ERISA-Regulated Pension Plans
Nov. 12, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 12, 2010 meeting with representatives of MetLife
Nov. 12, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding a November 12, 2010 meeting with representatives of the International Swaps and Derivatives Association
Nov. 10, 2010	Public Comment	Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Nov. 4, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 4, 2010 meeting with representatives of the Association of Institutional Investors
Nov. 3, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 3, 2010 meeting with representatives and members of ISDA
Nov. 1, 2010	Public Comment	James Hill, Managing Director, Morgan Stanley
Nov. 1, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 1, 2010 meeting with representatives of ICE Trust and the Intercontinental Exchange, Inc.
Oct. 28, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association

Last Reviewed or Updated: Dec. 18, 2025

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