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Mandatory Clearing of Security-Based Swaps, End-User Exception and Security-Based Swap Clearing Agencies: Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
Oct. 27, 2010	Public Comment	Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Oct. 27, 2010	Public Comment	Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Oct. 13, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with Financial Services Forum
Oct. 13, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of various Buy-Side Firms
Oct. 13, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Elise Walter regarding a October 13, 2010 meeting with representatives of Goldman Sachs
Oct. 8, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 8, 2010 meeting with representatives of Bank of America
Oct. 8, 2010	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Oct. 8, 2010	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Oct. 6, 2010	Public Comment	Ernest Goodrich and Marcelo Riffaud, Deutche Bank AG
Oct. 6, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 6, 2010 meeting with representatives of ICE Link
Oct. 5, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors
Sept. 30, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting representatives of the ICE Trust
Sept. 29, 2010	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a September 21, 2010, meeting with representatives of NYSE
Sept. 28, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Goldman Sachs
Sept. 24, 2010	Public Comment	Roger Liddell, Chief Executive, LCH.Clearnet
Sept. 23, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 21, 2010 meeting with the Financial Services Roundtable
Sept. 23, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC
Sept. 22, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."
Sept. 22, 2010	Public Comment	Richard H. Baker, President and CEO, Managed Funds Association
Sept. 20, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with the CFTC and representatives from certain pension plans
Sept. 17, 2010	Public Comment	David Geen, General Counsel, International Swaps and Derivatives Association, Inc.
Sept. 17, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley
Sept. 17, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley
Sept. 15, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Paredes regarding a September 8, 2010, meeting with representatives of Credit Suisse
Sept. 15, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association
Sept. 10, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 9, 2010 meeting with representatives of the Alternative Investment Management Association (AIMA)
Sept. 9, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Sept. 8, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 8, 2010 meeting with representatives of Tradeweb, LLC
Sept. 7, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 2, 2010 meeting with representatives of Assured Guaranty
Sept. 1, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"

Last Reviewed or Updated: Dec. 18, 2025

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