ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort descending	Respondents
Dec. 26, 2018	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6423 File Number: 3-16509
Dec. 21, 2018	Mosshart, Joshua D. Release No. AP-6422 File Number: 3-18422
Dec. 20, 2018	CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-6419 File Number: 3-18141
Dec. 20, 2018	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6420 File Number: 3-15446
Dec. 20, 2018	Pruitt, David, CPA Release No. AP-6421 File Number: 3-17950
Dec. 19, 2018	China Domestica Bio-Technology Holdings, Inc. Release No. AP-6413 File Number: 3-17031
Dec. 19, 2018	Biovest International, Inc. Olie Inc. (n/k/a Syndicate Business Development Corp.) Stargate Entertainment, Inc. Three Sigma Ventures, Inc. Release No. AP-6414 File Number: 3-17935
Dec. 19, 2018	Fern Holdings Corp. Fortune Capital Financial Holding Corp. Gaming Entertainment International, Inc. Global Food Technologies, Inc. Release No. AP-6415 File Number: 3-18530
Dec. 19, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6416 File Number: 3-17849
Dec. 19, 2018	Bohai Pharmaceuticals Group Inc. Release No. AP-6417 File Number: 3-18151
Dec. 19, 2018	Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.) Release No. AP-6418 File Number: 3-18210
Dec. 18, 2018	Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-6408 File Number: 3-17366
Dec. 18, 2018	Finn, Sean P. M. Dwyer LLC Release No. AP-6409 File Number: 3-17693
Dec. 18, 2018	Neman, Shervin Neman Financial, Inc. Release No. AP-6410 File Number: 3-17699
Dec. 18, 2018	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-6411 File Number: 3-15255
Dec. 18, 2018	Bebo, Laurie Buono, John, CPA Release No. AP-6412 File Number: 3-16293
Dec. 17, 2018	Meridian Co., Ltd. Release No. AP-6407 File Number: 3-18188
Dec. 14, 2018	Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc. Release No. AP-6405 File Number: 3-18480
Dec. 14, 2018	Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-6406 File Number: 3-15168
Dec. 13, 2018	Reyftmann, Gregory Release No. AP-6399 File Number: 3-17959
Dec. 13, 2018	Saving2Retire, LLC Young, Marian P. Release No. AP-6400 File Number: 3-17352
Dec. 13, 2018	E-Waste Systems, Inc. Release No. AP-6401 File Number: 3-18107
Dec. 13, 2018	Halek, Jason A. Release No. AP-6402 File Number: 3-18534
Dec. 13, 2018	Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6403 File Number: 3-18061
Dec. 13, 2018	Changda International Holdings, Inc. Release No. AP-6404 File Number: 3-17029
Dec. 12, 2018	African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6397 File Number: 3-16965
Dec. 12, 2018	Angela Rubbo Beckcom Monaco Release No. AP-6398 File Number: 3-18481
Dec. 12, 2018	Teran, Alfred C. Release No. AP-6396 File Number: 3-18098
Dec. 11, 2018	BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co. Release No. AP-6395 File Number: 3-16604
Dec. 10, 2018	Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA Release No. AP-6391 File Number: 3-16339
Dec. 10, 2018	CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-6392 File Number: 3-18141
Dec. 10, 2018	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6393 File Number: 3-18017
Dec. 10, 2018	BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan, Andrew J. Whelan Kelly A., CPA Bedwell, Robert P., CPA Release No. AP-6394 File Number: 3-17104
Dec. 7, 2018	Solo International, Inc. Urban Hydroponics, Inc. Your Event, Inc. Release No. AP-6390 File Number: 3-18500
Dec. 6, 2018	Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6387 File Number: 3-15006
Dec. 6, 2018	Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-6388 File Number: 3-16182
Dec. 6, 2018	J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6389 File Number: 3-15446
Dec. 4, 2018	Black Diamond Asset Management LLC and Robert Wilson Release No. AP-6386 File Number: 3-18099
Dec. 3, 2018	Infrastructure International, Inc. Release No. AP-6383 File Number: 3-17132
Dec. 3, 2018	Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc. Release No. AP-6384 File Number: 3-18480
Dec. 3, 2018	China Domestica Bio-Technology Holdings, Inc. Release No. AP-6385 File Number: 3-17031
Nov. 30, 2018	Berger, Brian Michael Release No. AP-6378 File Number: 3-18129
Nov. 30, 2018	Bluforest, Inc. Release No. AP-6379 File Number: 3-17558
Nov. 30, 2018	Wallace, Jason A. Release No. AP-6380 File Number: 3-18438
Nov. 30, 2018	Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-6381 File Number: 3-17366
Nov. 30, 2018	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6382 File Number: 3-16509
Nov. 29, 2018	Gibson, John Austin, Jr. Release No. AP-6372 File Number: 3-17856
Nov. 29, 2018	Ibex Advanced Mortgage Technology, Inc. Release No. AP-6373 File Number: 3-18047
Nov. 29, 2018	ANV Security Group, Inc. Release No. AP-6370 File Number: 3-18176
Nov. 29, 2018	Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc. Release No. AP-6371 File Number: 3-18202
Nov. 29, 2018	Bercowy, Gregory M. Release No. AP-6374 File Number: 3-18508
Nov. 29, 2018	Neurologix, Inc. Organic Alliance, Inc. Zinco do Brasil, Inc. Release No. AP-6375 File Number: 3-18180
Nov. 29, 2018	Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation. Release No. AP-6376 File Number: 3-18219
Nov. 29, 2018	China Greenstar Corporation Cortronix Biomedical Advancement Technologies, Inc. HW Holdings, Inc. Microelectronics Technology Company Release No. AP-6377 File Number: 3-18097
Nov. 28, 2018	African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6366 File Number: 3-16965
Nov. 28, 2018	Hallas, Demitrios Release No. AP-6367 File Number: 3-18229
Nov. 28, 2018	Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc. Release No. AP-6368 File Number: 3-18092
Nov. 28, 2018	New Global Energy, Inc. Release No. AP-6369 File Number: 3-18405
Nov. 27, 2018	Snisky, Gary C. Release No. AP-6365 File Number: 3-17645
Nov. 26, 2018	Infrastructure International, Inc. Release No. AP-6359 File Number: 3-17132
Nov. 26, 2018	Meridian Co., Ltd. Release No. AP-6360 File Number: 3-18188
Nov. 26, 2018	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6361 File Number: 3-18292
Nov. 26, 2018	Gibson, Christopher M. Release No. AP-6362 File Number: 3-17184
Nov. 26, 2018	BioPharma Manufacturing Solutions Inc. CLTC Ventures Corporation (n/k/a Dreamfly Productions Corporation) Crane Global Energy Company DCA Asset Management, Inc. Release No. AP-6363 File Number: 3-18148
Nov. 26, 2018	Bebo, Laurie Buono, John, CPA Release No. AP-6364 File Number: 3-16293
Nov. 21, 2018	Griffin, James P. Release No. AP-6355 File Number: 3-17848
Nov. 21, 2018	Penn, Lawrence E., III Release No. AP-6356 File Number: 3-18288
Nov. 21, 2018	Wedbush Securities, Inc. Release No. AP-6357 File Number: 3-18411
Nov. 21, 2018	New Western Energy Corp. Preferred Restaurant Brands, Inc. Primco Management, Inc. Release No. AP-6358 File Number: 3-18007
Nov. 20, 2018	Nadel, Warren D. Release No. AP-6346 File Number: 3-17883
Nov. 20, 2018	China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6347 File Number: 3-17886
Nov. 20, 2018	Play La Inc. Titan Trading Analytics, Inc. Release No. AP-6348 File Number: 3-18492
Nov. 20, 2018	Stitt, Andrew Release No. AP-6349 File Number: 3-17621
Nov. 20, 2018	Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-6350 File Number: 3-15168
Nov. 20, 2018	Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-6351 File Number: 3-15974
Nov. 20, 2018	Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc. Release No. AP-6352 File Number: 3-18480
Nov. 20, 2018	Berger, Brian Michael Release No. AP-6353 File Number: 3-18129
Nov. 20, 2018	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-6354 File Number: 3-15255
Nov. 19, 2018	Terracciano, Eugene Release No. AP-6343 File Number: 3-18414
Nov. 19, 2018	BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan, Andrew J. Whelan Kelly A., CPA Bedwell, Robert P., CPA Release No. AP-6344 File Number: 3-17104
Nov. 19, 2018	Wedbush Securities, Inc. Release No. AP-6345 File Number: 3-18411
Nov. 19, 2018	Saving2Retire, LLC Young, Marian P. Release No. AP-6341 File Number: 3-17352
Nov. 19, 2018	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6342 File Number: 3-16509
Nov. 16, 2018	Gainer, Jeffrey Release No. AP-6335 File Number: 3-18130
Nov. 16, 2018	Baccam, Patric Ken a/k/a Khanh Sengpraseuth Release No. AP-6336 File Number: 3-18276
Nov. 16, 2018	Zufelt, Anthony C. Release No. AP-6337 File Number: 3-17907
Nov. 16, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6338 File Number: 3-17849
Nov. 16, 2018	Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-6339 File Number: 3-15514
Nov. 16, 2018	GL Capital Partners, LLC, GL Investment Services, LLC Release No. AP-6340 File Number: 3-17818, 3-17819
Nov. 15, 2018	Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-6324 File Number: 3-16353
Nov. 15, 2018	Nadel, Warren D. Release No. AP-6325 File Number: 3-17883
Nov. 15, 2018	Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6326 File Number: 3-17228
Nov. 15, 2018	Saving2Retire, LLC Young, Marian P. Release No. AP-6327 File Number: 3-17352
Nov. 15, 2018	Reyftmann, Gregory Release No. AP-6328 File Number: 3-17959
Nov. 15, 2018	GO EZ Corporation Green St. Energy, Inc. Hyperview Ltd. Imogo Mobile Technologies Corp. Release No. AP-6329 File Number: 3-18204
Nov. 15, 2018	KollagenX Corp. Microlin Bio, Inc. Vaccinogen, Inc. Virtus Oil and Gas Corp. Release No. AP-6330 File Number: 3-18207
Nov. 15, 2018	Play La Inc. Titan Trading Analytics, Inc. Release No. AP-6331 File Number: 3-18492
Nov. 15, 2018	COPsync, Inc. Falconridge Oil Technologies Corp. FLASR, Inc. Fonon Corp. Release No. AP-6332 File Number: 3-18496
Nov. 15, 2018	FuelNation, Inc. 3D Total Solutions, Inc. Release No. AP-6333 File Number: 3-18551
Nov. 15, 2018	Terracciano, Eugene Release No. AP-6323 File Number: 3-18414

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