SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings (EDGAR)

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ


  Information for...

  Divisions


ALJ Decisions & Orders:
Administrative Law Judges
Archives 1965

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
No Number Dec. 22, 1965 J.P. Howell & Co., Inc., Michael La Marca, Charles Hoffman, Benjamin Greene, Joel Kaplan, Stephen Negri, Philip Waldman, Edward Vanasco
File No. 8-5548
Sidney L. Feiler,
Hearing Examiner
(Note: Opinion)
3-35 Dec. 2, 1965 Owen K. Taylor, Inc. (801-3675)
Sidney Gross,
Hearing Examiner
(Note: Finality Order)
No Number Nov. 30, 1965 George A. Brown, dba Brown & Company (File No. 8-7953) Markoff, Sterman & Gowell, Incorporated (File No. 8-10948), Leon F. Markoff, Marshal Stepman, David C. Gowell
William W. Swift,
Hearing Examiner
(Note: Opinion)
No Number Nov. 19, 1965 J. Brad David, Ltd. (8-10598)
James G. Ewell,
Hearing Examiner
(Note: Opinion)
No Number Nov. 15, 1965 Kamen & Company, Abraham Kamen, File No. 8-4175; Frederick Cirlin Associates, Inc., Frederick Cirlin, Brian Frederick Barrabee, File No. 8-11319; Laurence H. Ross, File No. 8-11033
Sidney Gross,
Hearing Examiner
(Note: Opinion)
No Number Nov. 15, 1965 J.E. Marken & Co., Inc. (8-10657), John E. Marken, Morris Cipris, Jack Perlow, Nat Horowitz
Irving Schiller,
Hearing Examiner
(Note: Finality Order)
3-14 Oct. 20, 1965 Reed, Whitney & Stonehill, Inc., Leonard Lazaroff, Milton Steinberg, Seymour Tankleff, Russell Siebach
File No. 8-9837
Samuel Binder,
Hearing Examiner
(Note: Finality Order)
No Number Oct. 15, 1965 Harris Clare & Co., Inc. (8-10474), Harris Clare & Co. (8-11753), Towne Harris & Co., Inc. (8-10377), Bruce Shapiro (8-10474), Martin Clare, Melvin Winslow (8-11753), Robert Summers, Harris Freedman (8-10377)
Irving Schiller,
Hearing Examiner
(Note: Opinion; Finality Order)
No Number Oct. 6, 1965 Copley and Company (8-5248), Ralph E. Cook, Charles A. Schoenecke, J. Blaine Corry, Theodore B. Gazarian, Leonard J. Tillotson
William W. Swift,
Hearing Examiner
(Note: Finality Order)
No Number Aug. 30, 1965 Atlantic Equities Company (File No. 8-8415), Blair F. Claybaugh & Company (File No. 8-2851), First Pennington Company (File No. 8-7626), Lenchner, Covato & Co., Inc. (File No. 8-6692), John Randolph Wilson, Jr. d/b/a John R. Wilson, Jr. Co. (File No. 8-6784), Strathmore Securities, Inc. (File No. 8-7323), Shawe & Co., Inc. (File No. 8-9486), Klein, Runner & Company, Inc. (File No. 8-9930), Howard James Hansen, d/b/a H. J. Hansen & Company (File No. 8-11747); Siltronics, Inc. (File No. 24W-2490)
James G. Ewell,
Hearing Examiner
(Note: Opinion)
No Number Aug. 5, 1965 R. Baruch & Company, et al. (Files. 8-8712, et al.)
Sidney L. Feiler,
Hearing Examiner
(Note: Opinion)
No Number Jul. 26, 1965 Hayden Lynch & Co., Inc. (File No. 8-11990)
Samuel Binder,
Hearing Examiner
(Note: Opinion)
Third Quarter
No Number Jul. 6, 1965 Assurance Investment Company, Paul A. Miller, Harold M. Pelton
File No. 8-11787
Warren E. Blair,
Hearing Examiner
(Note: Opinion)
Second Quarter
No Number Jun. 10, 1965 Uneeda Vending Service, Inc.
File No. 24NY-5678
Sidney Ullman,
Hearing Examiner
(Note: Opinion)
No Number May 21, 1965 Allstate Petroleum, Inc., File No. 8-10775
Sidney L. Feiler,
Hearing Examiner
(Note: Opinion)
No Number May 10, 1965 San Francisco Mining Exchange, File No. 10-38
James G. Ewell,
Hearing Examiner
(Note: Opinion)
No Number May 5, 1965 F. S. Johns & Co., Inc. (File No. 8-8759), Global Planning Corp. (File No. 8-10629), Regina Dlugash, doing business as Louglas Enterprises (File No. 8-5148), Eliot, Roberts & Co., Inc. (File No. 8-5497), Reuben Rose & Co., Inc. (File
No. 8-10217), Winkler, Chase Company (File No. 8-3909)
Samuel Binder,
Hearing Examiner
(Note: Opinion)
First Quarter
No Number Mar. 30, 1965 Sunshine Securities, Inc., Lillian Grossbard
File No. 8-8595
Samuel Binder,
Hearing Examiner
(Note: Opinion)
3-10 Mar. 29, 1965 Seaboard Securities Corporation (8-9753), Leon Nash, Harold Ignatoff
Irving Schiller,
Hearing Examiner
(Note: Opinion)
No Number Mar. 17, 1965 G. H. Musekamp & Co. (File No. 8-8635)
Warren E. Blair,
Hearing Examiner
(Note: Opinion)
No Number Mar. 12, 1965 Linder, Bilotti & Co., Inc., File No. 8-9570
Irving Schiller,
Hearing Examiner
(Note: Opinion)
3-5 Mar. 2, 1965 Broadwall Securities, Inc., Arnold Mahler, Jack Einiger, Alexander Lapidus, Stanley Miller
File No. 8-11096
Sidney Ullman,
Hearing Examiner
(Note: Opinion)
No Number Feb. 3, 1965 Nathan Salinger, d/b/a Salinger Investment Co.
File No. 8-10740
Samuel Binder,
Hearing Examiner
(Note: Opinion)
No Number Jan. 19, 1965 Harold E. Winterhalter d/b/a Harold E. Winterhalter Company
File No. 8-6717
Samuel Binder,
Hearing Examiner
(Note: Opinion)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1965.shtml


Modified: 10/16/2014