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Reports and Studies

Section 15E(p)(3)(c) of the Securities Exchange Act of 1934 requires the Commission to make available an annual public report summarizing essential findings from its required annual examinations, and Section 6 of the Credit Rating Agency Reform Act of 2006 requires the Commission submit an annual report to Congress. These reports, as well as other reports as well as studies, are organized below by category.

Staff Reports on Nationally Recognized Statistical Rating Organizations

Annual Reports to Congress

Summary Examination Reports

Employment Transition Report

Other Reports and Studies

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