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Comments on Solicitation of Comment to Assist in Study on Assigned Credit Ratings
[Release No. 34-64456; File No. 4-629]
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(Click here for meetings with SEC officials)
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| Jun. 20, 2012 | Jason W. Parsont |
| Jun. 11, 2012 | Martin S. Hughes, Chief Executive Officer, Redwood Trust, Inc., Mill Valley, California |
| Nov. 17, 2011 | Senator Al Franken, U.S. Senate |
| Sep. 14, 2011 | Senators Al Franken and Roger F. Wicker, U.S. Senate |
| Sep. 13, 2011 | Americans for Financial Reform |
| Sep. 13, 2011 | Laurel Leitner, Senior Analyst, Council of Institutional Investors |
| Sep. 13, 2011 | Claire A. Hill, University of Minnesota Law School, Minneapolis, Minnesota |
| Sep. 13, 2011 | Jeffrey Manns, Associate Professor, George Washington University Law School |
| Sep. 13, 2011 | Robert Dobilas, President, Morningstar Credit Ratings, LLC |
| Sep. 13, 2011 | Michel Madelain, President and Chief Operating Officer, Moody’s Investors Service |
| Sep. 13, 2011 | Karrie McMillan, General Counsel, Investment Company Institute |
| Sep. 13, 2011 | Daniel Curry, President, and Mary Keogh, Managing Director, Regulatory Affairs, DBRS Limited |
| Sep. 13, 2011 | Dennis Kelleher, President and CEO; Wallace C. Turbeville,
Derivatives Specialist; and Stephen W. Hall, Securities Specialist; Better Markets, Inc., Washington, District of Columbia |
| Sep. 13, 2011 | Patrick Milano, Executive Vice President, Operations, Standard and Poor's Ratings Services, New York, New York |
| Sep. 13, 2011 | David H. Stevens, President and Chief Executive Officer, Mortgage Bankers Association |
| Sep. 13, 2011 | Stephen M. Renna, Chief Executive Officer, CRE Finance Council |
| Sep. 13, 2011 | Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia |
| Sep. 13, 2011 | James Nadler, President, Kroll Bond Rating Agency, Inc., New York, New York |
| Sep. 13, 2011 | Richard Hopkin, Managing Director, Association for Financial Markets in Europe, London, United Kingdom |
| Sep. 13, 2011 | Anthony Randazzo, Director of Economic Research, Reason Foundation, Washington, District of Columbia |
| Sep. 13, 2011 | Valerie Kay, Managing Director Morgan Stanley & Co. LLC, New York, New York |
| Sep. 13, 2011 | Richard A. Dorfman, Managing Director, Head of Securitization, and Christopher B. Killian, Vice President, Securitization Group, Securities Industry and Financial Markets Association (SIFMA) |
| Sep. 13, 2011 | Jason W. Parsont |
| Sep. 12, 2011 | Gerald W. McEntee, American Federation of State, County and Municipal Employees, Washington, District of Columbia |
| Sep. 12, 2011 | Tom Deutsch, Executive Director, American Securitization Forum |
| Sep. 9, 2011 | Charles D. Brown, General Counsel, Fitch Ratings |
| Jul. 4, 2011 | William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia |
| May 12, 2011 | Robert Grunzinger, CFA, CPA (inactive), Director, Wheelhouse Securities Corp., St. Louis, Missouri |
| May 11, 2011 | Karen Polege, St. Paul, Minnesota |
| May 10, 2011 | Ja Sto |
| May 10, 2011 | Donald C. Huffaker, CPA, CFA, Elgin, Illinois |
| May 10, 2011 | Adrian Burridge, Canada
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jul. 30, 2012 | Memorandum from the Office of Credit Ratings regarding a July 25, 2012, meeting with Senator Al Franken and Senator Charles Schumer |
| Jul. 12, 2012 | Memorandum from the Office of Credit Ratings regarding a July 12, 2012, meeting with Senator Al Franken |
| May 29, 2012 | Memorandum from the Division of Trading and Markets regarding a May 29, 2012, meeting with representatives of Standard and Poor’s Ratings Services |
| Apr. 18, 2012 | Memorandum from the Division of Trading and Markets regarding an April 17, 2012, meeting with representatives of Redwood Trust |
| Apr. 2, 2012 | Memorandum from the Division of Trading and Markets regarding an April 2, 2012, meeting with Mayree Clark |
| Mar. 29, 2012 | Memorandum from the Division of Trading and Markets regarding a March 29, 2012, meeting with representatives of the Association for Financial Professionals |
| Mar. 28, 2012 | Memorandum from the Division of Trading and Markets regarding a March 28, 2012, meeting with Dr. David Raboy |
| Mar. 26, 2012 | Memorandum from the Division of Trading and Markets regarding a March 26, 2012, meeting with Jeffrey Manns, Associate Professor |
| Mar. 22, 2012 | Memorandum from the Division of Trading and Markets regarding a March 22, 2012, meeting with representatives of DBRS |
| Mar. 14, 2012 | Memorandum from the Division of Trading and Markets regarding a March 14, 2012, meeting with Mahesh Kotecha and Roy Weinberger |
| Mar. 12, 2012 | Memorandum from the Division of Trading and Markets regarding a March 12, 2012, meeting with Neil Baron |
| Mar. 8, 2012 | Memorandum from the Division of Trading and Markets regarding a March 8, 2012, meeting with Professor Joseph Grundfest |
| Feb. 29, 2012 | Memorandum from the Division of Trading and Markets regarding a February 29, 2012, meeting with representatives of Morningstar Credit Ratings |
| Feb. 10, 2012 | Memorandum from the Division of Trading and Markets regarding a February 10, 2012, meeting with representatives of Kroll Bond Rating Agency |
| Feb. 3, 2012 | Memorandum from the Division of Trading and Markets regarding a February 3, 2012, meeting with Senator Al Franken |
| Jan. 30, 2012 | Memorandum from the Division of Trading and Markets regarding a January 30, 2012, meeting with representatives of Moody's |
| Jan. 26, 2012 | Memorandum from the Division of Trading and Markets regarding a January 26, 2012, meeting with representatives of Fitch |
| Dec. 21, 2011 | Memorandum from the Division of Trading and Markets regarding a December 21, 2011, meeting with representatives of Standard & Poor's |
| Dec. 2, 2011 | Memorandum from the Division of Trading and Markets regarding a December 2, 2011, meeting with Senator Al Franken |
| Nov. 3, 2011 | Memorandum from the Office of Commissioner Walter regarding a November 3, 2011, meeting with representatives of Standard & Poor's Ratings Services |
| Sep. 26, 2011 | Memorandum from the Division of Trading and Markets regarding a September 26, 2011, meeting with representatives of Standard & Poor's Ratings Services |
http://www.sec.gov/comments/4-629/4-629.shtml
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