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Staff Guidance

The staff of the Commission may issue guidance that includes a summary or explanation of rules adopted or amended by the Commission. The staff guidance below relates to NRSROs and is organized by category. Please note that staff guidance is not a substitute for any rule, and only the rule itself can provide complete and definitive information regarding its requirements.

Compliance Guides

"Dear DCO" Letters

Disclosure of Credit Rating Histories

Other Staff Guidance

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