|
|
 |
Comments on SEC Regulatory Initiatives Under the JOBS Act: Title I — Reopening American Capital Markets to Emerging Growth Companies
|
|
(Click here for meetings with SEC officials)
|
| May 19, 2014 | Max Loveland, Loveland Energy LLC |
| Oct. 8, 2013 | Adrian Martinez, Oklahoma City, Oklahoma |
| Aug. 29, 2013 | Donovan Jones, Menlo Park, California |
| Jun. 12, 2013 | J. Robert Brown, Jr., Professor, University of Denver Sturm College of Law, Denver, Colorado |
| May 29, 2013 | E. A. De La Pena, San Francisco, California |
| May 9, 2013 | Brett Baker, MSc, DC, President and CEO, Microbion Corporation |
| Apr. 3, 2013 | Daniel Tapia |
| Feb. 4, 2013 | A. Whigham |
| Dec. 9, 2012 | Rogelio T. Gloria, San Diego, California |
| Oct. 2, 2012 | Roger Doctor, New York, New York |
| Sep. 21, 2012 | Wayne F. Spencer, Woodruff, South Carolina |
| Sep. 17, 2012 | Greg Webb, Film Maker, Los Angeles, California |
| Sep. 17, 2012 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Sep. 3, 2012 | David T. Clary, JD, Santa Maria, California |
| Aug. 29, 2012 | Razi Mohiuddin, Cupertino, California |
| Aug. 29, 2012 | Dan J. Petit, Austin, Texas |
| Aug. 27, 2012 | Allen Braswell, Jr, CEO, Medical Device Startup, Clearwater, Florida |
| Aug. 24, 2012 | Barbara Steen, Putnam Valley, New York |
| Aug. 16, 2012 | Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy; CFA Institute, Charlottesville, Virginia |
| Aug. 16, 2012 | Thomas Braun, CFO, Genedyne Corporation |
| Aug. 15, 2012 | Jack Herstein, President, North American Securities Administrators Association, Inc. (NASAA) |
| Aug. 9, 2012 | Jeff Mahoney, General Counsel, Council of Institutional Investors |
| Aug. 8, 2012 | Michael Orsak, Vice President, Campus Advantage, Inc., Austin, Texas |
| Aug. 7, 2012 | Martin Wright, United Kingdom |
| Aug. 6, 2012 | Randolph G. Taylor, Small Business Owner, Gastonia, North Carolina |
| Jul. 31, 2012 | Akshat Tewary, Elizabeth Freidrich, Andre Sunnen, Nathan Tankus, George Bailey and J. Bulworth, Occupy the SEC |
| Jul. 30, 2012 | Catherine C. Sacher, VP, Cargille-Sacher Laboratories, Inc., Cedar Grove, New Jersey |
| Jul. 27, 2012 | Anurag Sharma, Stamford, Connecticut |
| Jul. 20, 2012 | Neil Wali, Council of Institutional Investors |
| Jul. 11, 2012 | Steve Rabin, CPA, Sunnyvale, California |
| Jul. 10, 2012 | Arthur L. Loomis, II |
| Jul. 7, 2012 | Sean Newman |
| Jul. 5, 2012 | Tom Kilcoyne, New York |
| Jul. 4, 2012 | Fred Oswald, Cleveland, Ohio |
| Jul. 3, 2012 | Pete Fels |
| Jul. 3, 2012 | James J. Baroni, Carrollton, Texas |
| Jul. 3, 2012 | Darren D. Nakos, Frisco, Colorado |
| Jul. 3, 2012 | Dale Wickersham, St. Cloud, Florida |
| Jul. 2, 2012 | David A. Kennedy, Columbus, Ohio |
| Jul. 2, 2012 | Christopher Dawson, Woburn, Massachusetts |
| Jul. 2, 2012 | Randall D. Everett, Tallahassee, Florida |
| Jul. 2, 2012 | Arlene M. Fisher, Littleton, Colorado |
| Jul. 1, 2012 | Nancy E. Schuhrke, CIA, CCA, IIA, Certified Internal Auditor, Chandler, Arizona |
| Jul. 1, 2012 | William Hughey, Seattle, Washington |
| Jul. 1, 2012 | Kenneth L. A. Rizzuto, Pittsford, New York |
| Jul. 1, 2012 | Marc Elig, Sarasota, Florida |
| Jul. 1, 2012 | Chad Forester |
| Jul. 1, 2012 | Michael G. Katzenmeyer, Hamburg, Minnesota |
| Jul. 1, 2012 | Patricia Hegger |
| Jun. 30, 2012 | Sandra P. Sinclair, Orient, New York |
| Jun. 30, 2012 | Pete Kandratieff |
| Jun. 30, 2012 | David Baemmert, Kiel |
| Jun. 30, 2012 | Joe S. Goldsmith, Doctor of Optometry, Eau Claire, Wisconsin |
| Jun. 30, 2012 | Pat R. Monnahan, Snohomish, Washington |
| Jun. 30, 2012 | Raul Bocagrande, M.A., Covington, Kentucky |
| Jun. 30, 2012 | Josh Colon, Virginia Beach, Virginia |
| Jun. 29, 2012 | Francis X. Cunningham , Jr., Philadelphia, Pennsylvania |
| Jun. 29, 2012 | Ann Kelleher, President, Integrity Staffing Solutions, Omaha, Nebraska |
| Jun. 29, 2012 | Janell Jenkins, Garland, Texas |
| Jun. 29, 2012 | John Thomas, Collingswood, New Jersey |
| Jun. 29, 2012 | Norm Conrad |
| Jun. 29, 2012 | Cappy A. Walls, Chicago, Illinois |
| Jun. 29, 2012 | Robin Grindley, Ph.D. |
| Jun. 29, 2012 | Stephen R Johnston, Moab, Utah |
| Jun. 29, 2012 | Bruce L. Contryman |
| Jun. 29, 2012 | William Grimm, Ridgway, Colorado |
| Jun. 29, 2012 | Joel Dorfman, Sherman Oaks, California |
| Jun. 29, 2012 | Guy Lohman, Ph.D., Almaden, San Jose, California |
| Jun. 29, 2012 | John C. Moor, Round Rock, Texas |
| Jun. 29, 2012 | Albert Rogat, Fort Mill, South Carolina |
| Jun. 29, 2012 | Andrew E. Taylor, Barre, Massachusetts |
| Jun. 29, 2012 | Sue J. Imperial |
| Jun. 29, 2012 | David R. Hopkinson, Compliance Auditor/Owner, Abandoned Property Experts, LLC, Ann Arbor, Michigan |
| Jun. 29, 2012 | Brahim Lekmine, Broomfield, Colorado |
| Jun. 29, 2012 | Tom Heau, Hot Springs Village, Arkansas |
| Jun. 29, 2012 | Thomas Daniels, Bloomfield, Connecticut |
| Jun. 29, 2012 | N. Vanclef, Palo Alto, California |
| Jun. 29, 2012 | Ron Rudokas, Mercer Island, Washington |
| Jun. 29, 2012 | Marc Gustafson, San Diego, California |
| Jun. 29, 2012 | John A. Kane, Issaquah, Washington |
| Jun. 29, 2012 | The Forum for US Securities Lawyers in London |
| Jun. 29, 2012 | Deb Cunningham, Flatonia, Texas |
| Jun. 29, 2012 | David A Collum, CPA, The Woodlands, Texas |
| Jun. 29, 2012 | Paul Furman, Chestnut Ridge, New York |
| Jun. 29, 2012 | Tom Broughton |
| Jun. 29, 2012 | Richard W. Olson, Dwight, Kansas |
| Jun. 29, 2012 | Stephen M. Wasserman, Alliance Fund Advisors, LLC, Smyrna, Georgia |
| Jun. 29, 2012 | Thomas E. Booker, Knoxville, Tennessee |
| Jun. 29, 2012 | Edward I. Geffner, Esquire, New York, New York |
| Jun. 29, 2012 | Sibbett F. Sapp, Lexington, South Carolina |
| Jun. 29, 2012 | Tonya Rose, Richmond, Indiana |
| Jun. 28, 2012 | Sheldon L. Tucker, Kerrville, Texas |
| Jun. 28, 2012 | Michelle A. Stevens, Deerfield Beach, Florida |
| Jun. 28, 2012 | Irene R. Wiley, Sandia Park, New Mexico |
| Jun. 28, 2012 | Robert F, Ashley, CEO, Small Business, Dallas, Texas |
| Jun. 28, 2012 | Alice Ritzman, Kalispell, Montana |
| Jun. 28, 2012 | George M. Lux, Oak Lawn, Illinois |
| Jun. 28, 2012 | Jennifer Gill, CPA |
| Jun. 28, 2012 | Thomas Hagerman, Los Angeles, California |
| Jun. 28, 2012 | Michael Malloy, Managing Director, The Edgemont Group, Birmingham, Michigan |
| Jun. 28, 2012 | William R. Hall, Wayne, New Jersey |
| Jun. 28, 2012 | Linda Tibolla |
| Jun. 28, 2012 | Steve K. Knauber, Irvine, California |
| Jun. 28, 2012 | Elyse Grusky, New York, New York |
| Jun. 28, 2012 | Erich E. Baumgartner,Rockville, Maryland |
| Jun. 28, 2012 | Dann Munro, Grand Prairie, Texas | | Jun. 28, 2012 | Ron P. Verdonk, Silver Spring, Maryland |
| Jun. 28, 2012 | Fred A Bohle, Progress Software, Loxahatchee, Florida |
| Jun. 28, 2012 | Susanna L. Cummings, Potter Valley, California |
| Jun. 28, 2012 | Keith L. Berry, Sterling, Virginia |
| Jun. 28, 2012 | Mary Lemmons, Blue Springs, Missouri |
| Jun. 28, 2012 | Chris McKie, CEO and Founder, IronGate Security Networks, Washington |
| Jun. 28, 2012 | Kevin P. Gaffney, Jr., Malvern, Pennsylvania |
| Jun. 28, 2012 | Eddy L. David, Sand Springs, Oklahoma |
| Jun. 28, 2012 | Tom H. Duncan, Lexington, Kentucky |
| Jun. 28, 2012 | Scott Ebers, Ft. Worth, Texas |
| Jun. 28, 2012 | David Underwood, Newport News, Virginia |
| Jun. 28, 2012 | Patricia S Duffy, Grand Blanc, Michigan |
| Jun. 28, 2012 | Thomas K. Brown, South Sutton, New Hampshire |
| Jun. 28, 2012 | Mike Alberts, P.E., Engineer, Oakland University, Rochester , Michigan |
| Jun. 28, 2012 | Robert S. Davenport, Hoffman Estates, Illinois |
| Jun. 28, 2012 | Anthony Scarano, Rockville, Maryland |
| Jun. 28, 2012 | Robert M. Buller, Ph.D., St. Louis |
| Jun. 28, 2012 | Laura J. Peterson, Newnan, Georgia |
| Jun. 28, 2012 | Linda M. Queen, Nashua, New Hampshire |
| Jun. 28, 2012 | Justin Thomas |
| Jun. 28, 2012 | Isaac Barlow, Las Vegas, Nevada |
| Jun. 28, 2012 | William G Grundler, M.D., Ventura, California |
| Jun. 28, 2012 | Chris Blees, CPA, Colorado Springs, Colorado |
| Jun. 28, 2012 | Sylvia F. Fontana, Plano, Texas |
| Jun. 28, 2012 | David M. Murphy, M.D., Alfonso, Philippines |
| Jun. 28, 2012 | Rudy Bugarin, Ontario, California |
| Jun. 28, 2012 | John D McCarley, M.D., Hixson, Tennessee |
| Jun. 28, 2012 | Raymond Islas, Fresno, California |
| Jun. 27, 2012 | James B. Smith, Ph.D., Park Ridge, Illinois |
| Jun. 27, 2012 | Kathryn N. Burks, Columbia, Missouri |
| Jun. 27, 2012 | Claire E. MacMillan, Naples, Florida |
| Jun. 27, 2012 | King E. Adkins, Jr., La Plata, Maryland |
| Jun. 27, 2012 | Anthony W. Schmidt, College Place, Washington |
| Jun. 27, 2012 | Timothy Moynihan |
| Jun. 27, 2012 | Tony C. Galesloot, Courtenay, Canada |
| Jun. 27, 2012 | Blakely K. Bell, Charlotte, North Carolina |
| Jun. 27, 2012 | Lenore Silverstein, New York, New York |
| Jun. 27, 2012 | Frank Lorch, Charlotte, North Carolina |
| Jun. 27, 2012 | Douglas C. Shaker, Vice President and COO, Expert Support Inc, Mountain View, California |
| Jun. 27, 2012 | Christopher Calendar, Management, San Marcos, California |
| Jun. 27, 2012 | Edward Reiner, San Francisco, California |
| Jun. 27, 2012 | Grant Jansen, Round Rock, Texas |
| Jun. 27, 2012 | Dieter Forberger, Commerce Twp., Michigan |
| Jun. 27, 2012 | Joan C. Faust, CPA, Paola, Kansas |
| Jun. 27, 2012 | Tony C. Caruso, Spokane, Washington |
| Jun. 27, 2012 | Willard T. Engelskirchen, Saint Michaels, Maryland |
| Jun. 27, 2012 | Mark D. Cabot, Owner/President Mission Bungalow Carolina Tiffany Inc., Raleigh, North Carolina |
| Jun. 27, 2012 | William C. Walker, CPA, Houston, Texas |
| Jun. 27, 2012 | Byron M. Snyder, Tucson, Arizona | | Jun. 27, 2012 | Timothy J. Hack, Lafayette, Indiana |
| Jun. 27, 2012 | Robert B. Holender, Houston, Texas |
| Jun. 27, 2012 | L. K. Meeker,Warren, Oregon |
| Jun. 27, 2012 | Matthew J. Roti, Massapequa, New York |
| Jun. 27, 2012 | Joseph D. Sharp, Portland, Oregon |
| Jun. 27, 2012 | Glendon J. O'Brien, CEO, Electronic Stockroom, Glen Ellen, California |
| Jun. 27, 2012 | Mary R. Zulli, Ph.D., Tucson, Arizona |
| Jun. 27, 2012 | Susan K. Peacock, RPh, Tallahassee, Florida |
| Jun. 27, 2012 | David P. Ehlinger, West Linn, Oregon |
| Jun. 27, 2012 | Arthur F. Saulino, Private Investor, Ashtabula, Ohio |
| Jun. 27, 2012 | India White, Raleigh, North Carolina |
| Jun. 27, 2012 | David Leake, Kaneohe, Hawaii |
| Jun. 27, 2012 | Steven Jones, Oregon |
| Jun. 27, 2012 | Sue Grace, Gilbert, Arizona |
| Jun. 27, 2012 | Paul F. Coe, Mayer, Arizona |
| Jun. 27, 2012 | James Harshman |
| Jun. 27, 2012 | Ralph A. Folden, Myersville, Maryland |
| Jun. 27, 2012 | Michael Betancourt, Fort Wayne, Indiana |
| Jun. 27, 2012 | Carolyn G. Boyd, El Paso, Texas |
| Jun. 27, 2012 | Prof. James C. Hertter, Independent Researcher, Southaven, Mississippi |
| Jun. 27, 2012 | Lee Uniacke, San Francisco, California |
| Jun. 27, 2012 | Derek Allen Young, Charlottesville, Virginia |
| Jun. 27, 2012 | David S Wright, Consultant, Winchester, Massachusetts |
| Jun. 27, 2012 | Charles Dickey, New Orleans, Louisiana |
| Jun. 27, 2012 | Gerald Farber, Retired Attorney, Las Cruces, New Mexico |
| Jun. 27, 2012 | Brian K. Hamilton, Senior Scientist, Autoliv, Tucson, Arizona |
| Jun. 27, 2012 | Christopher S. Pierce, Katy, Texas |
| Jun. 27, 2012 | Weston H. Clark, Castro Valley, California |
| Jun. 27, 2012 | Jennifer L. Turrell, Flagstaff, Arizona |
| Jun. 27, 2012 | Jack L. Ludwig, King of Prussia, Pennsylvania |
| Jun. 27, 2012 | Charles Isenberg, Medford, New York |
| Jun. 27, 2012 | Ryan Borba, Fresno, California |
| Jun. 27, 2012 | Al Adams, Stoughton, Wisconsin |
| Jun. 27, 2012 | Manisha Patel, Oakland, California |
| Jun. 27, 2012 | Ilan L. Moscovitz and John Maxfield, The Motley Fool, Washington, District of Columbia |
| Jun. 22, 2012 | Davis Polk & Wardwell LLP, New York, New York |
| Jun. 15, 2012 | Jirí Król, Director of Government and Regulatory Affairs, The Alternative Investment Management Association Limited |
| Jun. 12, 2012 | David R. Burton, General Counsel, National Small Business Association, Washington, District of Columbia |
| Jun. 7, 2012 | Karl B. Hensel, II, Noblesville, Indiana |
| Jun. 1, 2012 | Rod Steiger, CEO, Wayne Savings Bancshares, Inc., Wayne Savings Community Bank |
| May 31, 2012 | Greg P. Hasevlat, Sustainability Research Analyst, Pax World Management LLC |
| May 29, 2012 | Robert E. Buckholz, Chair, Committee on Securities Regulation, New York City Bar |
| May 18, 2012 | Sunnie P. Kim, Founder, CEO, NanoIVD, Inc., Los Angeles, California |
| May 16, 2012 | Michael Ewens, Ph.D., Assistant Professor of Finance and Entrepreneurship, Carnegie Mellon University, Pittsburgh, Pennsylvania |
| May 13, 2012 | Karl B. Hensel, Noblesville, Indiana |
| May 1, 2012 | Roger V. Davidson, Esq., Boulder, Colorado |
| Apr. 30, 2012 | Neil Hershberg, Senior Vice President, Global Media, Business Wire |
| Apr. 27, 2012 | Sean Davy, Managing Director, Securities Industry and Financial Markets Association (SIFMA) |
| Apr. 25, 2012 | Bernard S. Sharfman, Bethesda, Maryland |
| Apr. 20, 2012 | T. W. Kennedy, BE., CEO, Kennedy Associates, Long Beach, California |
| Apr. 19, 2012 | Christopher Smith, Founder and President, ALGAENTIS Green Clean Energies |
| Apr. 19, 2012 | Mike Starks, CEO, Highland Village, Texas |
| Apr. 18, 2012 | Dusty L. Brogdon, COO, Chief Architect, Pensacola Beach, Florida |
| Apr. 18, 2012 | "Dusty" L.W. Brogdon |
| Apr. 18, 2012 | David Bach |
| Apr. 17, 2012 | Michael Stolzar, Rye Brook, New York |
| Apr. 13, 2012 | Bruce Blechman |
| Apr. 12, 2012 | Ace Chapman, Small Business Owner, Chattanooga, Tennessee |
| Apr. 12, 2012 | Tim Foster, Director, Venture Capital Practice, KPMG LLP |
| Apr. 11, 2012 | Mike Zhu |
| Apr. 11, 2012 | Stefano Ascioti, Miami, Florida |
| Apr. 10, 2012 | Anonymous |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Aug. 21, 2012 | Memorandum from the Office of the Chairman regarding an August 21, 2012, meeting with representatives of OTC Markets |
| Jun. 22, 2012 | Memorandum from the Division of Corporation Finance regarding a May 9, 2012, meeting with representatives of the Real Estate Investment Securities Association (REISA) |
http://www.sec.gov/comments/jobs-title-i/general/general.shtml
|
