34-96475
Dec. 12, 2022
SR-NYSECHX-2022-29
Notice of Withdrawal of a Proposed Rule Change To Amend Article 17, Rule 5 Federal Register version (87 FR 77152)
34-96476
Dec. 12, 2022
SR-MRX-2022-20
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees View Received Comments Federal Register version (87 FR 77151)
34-96477
Dec. 12, 2022
SR-MRX-2022-22
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Market Data Fees View Received Comments Federal Register version (87 FR 77151)
34-96473
Dec. 9, 2022
SR-IEX-2022-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 (Registration Requirements and Restrictions on Membership) Comments Due: Federal Register version (87 FR 77152)
34-96472
Dec. 9, 2022
SR-PEARL-2022-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 76645)
34-96471
Dec. 9, 2022
SR-MEMX-2022-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 76648)
34-96468
Dec. 8, 2022
SR-LCHSA-2022-007
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Providing Clearing Services for Additional Index and Single Name Credit Default Swaps Comments Due: Federal Register version (87 FR 76519)
34-96466
Dec. 8, 2022
SR-CboeEDGX-2022-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 76530)
34-96467
Dec. 8, 2022
SR-NASDAQ-2022-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (87 FR 76527)
34-96461
Dec. 7, 2022
SR-NYSECHX-2022-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Comments Due: Exhibit 5 Federal Register version (87 FR 76225)
34-96460
Dec. 7, 2022
SR-IEX-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .15 of IEX Rule 5.110 (Supervision) To Extend the Temporary Remote Inspection Relief to IEX Members for Calendar Year 2022 Comments Due: Federal Register version (87 FR 76222)
34-96459
Dec. 7, 2022
SR-NYSEARCA-2022-65
Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee View Received Comments Federal Register version (87 FR 76091)
34-96454
Dec. 6, 2022
SR-NYSEAMER-2022-45
Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee View Received Comments Federal Register version (87 FR 76097)
34-96452
Dec. 6, 2022
SR-NASDAQ-2022-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4753 and Equity 4, Rule 4703 Comments Due: Exhibit 5 Federal Register version (87 FR 76095)
34-96453
Dec. 6, 2022
SR-MEMX-2022-28
Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees View Received Comments Federal Register version (87 FR 76097)
34-96450
Dec. 6, 2022
SR-CBOE-2022-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 76091)
34-96448
Dec. 5, 2022
SR-NYSECHX-2022-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 75683)
34-96447
Dec. 5, 2022
SR-CboeEDGX-2022-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 75680)
34-96443
Dec. 2, 2022
SR-NASDAQ-2022-027
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 75305)
34-96427
Dec. 1, 2022
SR-DTC-2022-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Distributions Guide Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 75079)
34-96426
Dec. 1, 2022
SR-NSCC-2022-005
Notice of Filing of Partial Amendment No. 2 and Amendment No. 3 and of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge Order Comments Due: Exhibit 3 , Exhibit 4 , Exhibit 5 Federal Register version (87 FR 75105)
34-96433
Dec. 1, 2022
SR-NYSECHX-2022-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System Comments Due: Exhibit 5 Federal Register version (87 FR 75113)
34-96432
Dec. 1, 2022
SR-Phlx-2022-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 75096)
34-96422
Dec. 1, 2022
SR-BX-2022-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 75102)
34-96430
Dec. 1, 2022
SR-MEMX-2022-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 75083)
34-96431
Dec. 1, 2022
SR-CboeEDGA-2022-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 75098)
34-96415
Nov. 30, 2022
SR-FINRA-2022-031
Notice of Filing of a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities) Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 3 , Exhibit 5 Federal Register version (87 FR 74672)
34-96408
Nov. 30, 2022
SR-NYSE-2022-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listed Company Manual Section 302.00 Comments Due: Exhibit 5 Federal Register version (87 FR 74681)
34-96413
Nov. 30, 2022
SR-GEMX-2022-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 74683)
34-96412
Nov. 30, 2022
SR-NASDAQ-2022-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 74685)
34-96410
Nov. 30, 2022
SR-MRX-2022-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 74693)
34-96414
Nov. 30, 2022
SR-MEMX-2022-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 74691)
34-96403
Nov. 29, 2022
SR-NYSEAMER-2022-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19E View Received Comments Exhibit 5 Federal Register version (87 FR 74459)
34-96394
Nov. 28, 2022
4-698
Notice of Filing of Partial Amendment No. 1 to an Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Federal Register version (87 FR 74183)
34-96396
Nov. 28, 2022
SR-BX-2022-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 74179)
34-96393
Nov. 28, 2022
SR-NASDAQ-2022-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 74181)
34-96395
Nov. 28, 2022
SR-CBOE-2022-058
Notice of Filing of a Proposed Rule Change To Amend Rule 10.3 Regarding Margin Requirements Comments Due: Federal Register version (87 FR 74199)
34-96382
Nov. 23, 2022
4-698
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Federal Register version (87 FR 73366)
34-96380
Nov. 23, 2022
SR-CBOE-2022-051
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses Comments Due: Federal Register version (87 FR 73366)
34-96383
Nov. 23, 2022
4-551
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, and MEMX LLC Concerning Options-Related Market Surveillance Comments Due: Federal Register version (87 FR 73569)
34-96376
Nov. 22, 2022
SR-EMERALD-2022-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: Exhibit 5 Federal Register version (87 FR 73353)
34-96378
Nov. 22, 2022
SR-EMERALD-2022-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 73364)
34-96373
Nov. 22, 2022
SR-NYSEAMER-2022-52
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 73376)
34-96374
Nov. 22, 2022
SR-NYSEARCA-2022-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 73372)
34-96377
Nov. 22, 2022
SR-NYSE-2022-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 104 Comments Due: Exhibit 5 Federal Register version (87 FR 73370)
34-96375
Nov. 22, 2022
SR-NASDAQ-2022-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Options 7, Section 2 Comments Due: Exhibit 5 Federal Register version (87 FR 73348)
34-96368
Nov. 21, 2022
SR-EMERALD-2022-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515 to Make a Minor, Non-Substantive Edit Comments Due: Exhibit 5 Federal Register version (87 FR 73059)
34-96367
Nov. 21, 2022
SR-PEARL-2022-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (87 FR 73054)
34-96362
Nov. 18, 2022
SR-ISE-2022-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality Comments Due: Exhibit 5 Federal Register version (87 FR 72539)
34-96352
Nov. 18, 2022
SR-IEX-2022-10
Notice of Filing of Proposed Rule Change To Modify IEX Rule 11.190(b)(7) Comments Due: Exhibit 5 Federal Register version (87 FR 72523)
34-96356
Nov. 18, 2022
SR-CboeEDGX-2022-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Federal Register version (87 FR 72581)
34-96357
Nov. 18, 2022
SR-CboeBZX-2022-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 72537)
34-96359
Nov. 18, 2022
SR-CboeBZX-2022-038
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time View Received Comments Exhibit 5 Federal Register version (87 FR 72527)
34-96360
Nov. 18, 2022
SR-Phlx-2022-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 72550)
34-96361
Nov. 18, 2022
SR-NYSE-2022-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (87 FR 72578)
34-96363
Nov. 18, 2022
SR-GEMX-2022-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality Comments Due: Exhibit 5 Federal Register version (87 FR 72556)
34-96353
Nov. 18, 2022
SR-CBOE-2022-057
Notice of Filing of a Proposed Rule Change To Increase Position and Exercise Limits for Options on Apple Inc. Stock ("AAPL") Comments Due: Federal Register version (87 FR 72568)
34-96355
Nov. 18, 2022
SR-BOX-2022-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-5050-6 (Short Term Option Series Program) Comments Due: Exhibit 5 Federal Register version (87 FR 72572)
34-96346
Nov. 17, 2022
SR-MSRB-2022-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Supervision, To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 2023 Comments Due: Exhibit 5 Federal Register version (87 FR 71719)
34-96348
Nov. 17, 2022
SR-MSRB-2022-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-3, on Professional Qualification Requirements, To Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease Comments Due: Exhibit 5 Federal Register version (87 FR 71731)
34-96336
Nov. 17, 2022
SR-NYSENAT-2022-25
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Revisions to the Preamble to Rule 10.9217 and Add Rule 2.1210 to the List of Minor Rule Violations in Rule 10.9217(f) Comments Due: Exhibit 5 Federal Register version (87 FR 71722)
34-96341
Nov. 17, 2022
SR-NASDAQ-2022-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 4703 Comments Due: Federal Register version (87 FR 71712)
34-96338
Nov. 17, 2022
SR-PEARL-2022-51
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees for Market Makers in the MIAX PEARL Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 71704)
34-96342
Nov. 17, 2022
SR-MIAX-2022-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading and the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (87 FR 71727)
34-96327
Nov. 16, 2022
SR-NSCC-2022-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Changes To Addendum A To Adopt Fees for the AIP Document Transfer Service as Part of AIP Attachments Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (87 FR 71379)
34-96331
Nov. 16, 2022
SR-IEX-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 71381)
34-96335
Nov. 16, 2022
SR-CboeBZX-2022-043
Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 14.11(d) To Accommodate Exchange Listing and Trading of Options-Linked Securities Federal Register version (87 FR 71389)
34-96329
Nov. 16, 2022
SR-Phlx-2022-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 5 Comments Due: Exhibit 5 Federal Register version (87 FR 71372)
34-96333
Nov. 16, 2022
SR-NYSEARCA-2022-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend 6.41P-O Comments Due: Exhibit 5 Federal Register version (87 FR 71389)
34-96330
Nov. 16, 2022
SR-BX-2022-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule BX Equity 6, Section 5 To Provide Participants With Additional Optional Settings Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 71385)
34-96332
Nov. 16, 2022
SR-PEARL-2022-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2617 Order Execution and Routing Comments Due: Exhibit 5 Federal Register version (87 FR 71375)
34-96334
Nov. 16, 2022
SR-PEARL-2022-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614(f), Self-Trade Protection Modifiers Comments Due: Exhibit 5 Federal Register version (87 FR 71368)
34-96320
Nov. 15, 2022
SR-CboeEDGX-2022-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program in Rule 19.6, Interpretation and Policy .05 and a Related Definition in Rule 16.1 Comments Due: Exhibit 5 Federal Register version (87 FR 70880)
34-96312
Nov. 15, 2022
SR-CboeBZX-2022-031
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares View Received Comments Federal Register version (87 FR 70886)
34-96313
Nov. 15, 2022
SR-CboeBZX-2022-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program in Rule 19.6, Interpretation and Policy .05 and a Related Definition in Rule 16.1 Comments Due: Exhibit 5 Federal Register version (87 FR 70869)
34-96322
Nov. 15, 2022
SR-NYSEARCA-2022-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E Comments Due: Exhibit 5 Federal Register version (87 FR 69376)
34-96321
Nov. 15, 2022
SR-NYSE-2022-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Initial and Annual Fees for Exchange Traded Products Comments Due: Exhibit 5 Federal Register version (87 FR 69368)
34-96311
Nov. 15, 2022
SR-NASDAQ-2022-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (87 FR 69360)
34-96315
Nov. 15, 2022
SR-CBOE-2022-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program in Rule 4.5(d) Comments Due: Exhibit 5 Federal Register version (87 FR 70875)
34-96307
Nov. 14, 2022
SR-CboeBYX-2022-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Federal Register version (87 FR 69353)
34-96305
Nov. 14, 2022
SR-NYSEARCA-2022-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (87 FR 69356)
34-96306
Nov. 14, 2022
SR-MEMX-2022-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 69363)
34-96296
Nov. 10, 2022
SR-NYSEAMER-2022-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update and Harmonize the Exchange's Reimbursement Schedule for Forwarding Proxy and Other Issuer Material Comments Due: Exhibit 5 Federal Register version (87 FR 68781)
34-96298
Nov. 10, 2022
SR-FINRA-2022-024
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change, As modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information Comments Due: Federal Register version (87 FR 68779)
34-96295
Nov. 10, 2022
SR-CboeBZX-2022-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Permit Affiliated Users To Enable Match Trade Prevention Comments Due: Exhibit 5 Federal Register version (87 FR 68756)
34-96294
Nov. 10, 2022
SR-CboeBYX-2022-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Permit Affiliated Users To Enable Match Trade Prevention Comments Due: Exhibit 5 Federal Register version (87 FR 68759)
34-96292
Nov. 9, 2022
SR-CboeEDGX-2022-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Permit Affiliated Users To Enable EdgeRisk Self Trade Prevention Comments Due: Exhibit 5 Federal Register version (87 FR 68766)
34-96285
Nov. 9, 2022
SR-Phlx-2022-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Phlx Equity 6, Section 5 Concerning Optional Risk Settings for Stocks Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 68763)
34-96286
Nov. 9, 2022
SR-Phlx-2022-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (87 FR 68777)
34-96289
Nov. 9, 2022
SR-NYSEArca-2022-72
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Violations of Rule 2.1210 to the Exchange's Minor Rule Violation Plan for the Equities and Options Markets Comments Due: Federal Register version (87 FR 68771)
34-96282
Nov. 9, 2022
SR-NASDAQ-2022-059
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (87 FR 68788)
34-96290
Nov. 9, 2022
SR-MRX-2022-19
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership and Trading Rights Fees View Received Comments Federal Register version (87 FR 68790)
34-96291
Nov. 9, 2022
SR-CboeEDGA-2022-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Permit Affiliated Users To Enable EdgeRisk Self Trade Prevention Comments Due: Exhibit 5 Federal Register version (87 FR 68784)
34-96257
Nov. 8, 2022
SR-NYSEAMER-2022-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: Federal Register version (87 FR 68533)
34-96260
Nov. 8, 2022
SR-NYSECHX-2022-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830. Comments Due: Federal Register version (87 FR 68529)
34-96270
Nov. 8, 2022
SR-ICEEU-2022-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules, Collateral and Haircut Procedures, Collateral and Haircut Policy and Finance Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 68525)
34-96274
Nov. 8, 2022
SR-ICEEU-2022-022
Notice and Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part GG of the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 68556)
34-96262
Nov. 8, 2022
SR-NYSENAT-2022-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (87 FR 68540)
34-96261
Nov. 8, 2022
SR-NYSEARCA-2022-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (87 FR 68536)
34-96259
Nov. 8, 2022
SR-NYSE-2022-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: Federal Register version (87 FR 68544)
