34-96791
Feb. 2, 2023
SR-ICEEU-2023-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part N1 of the Delivery Procedures Comments Due: Exhibit 5 Federal Register version (88 FR 8323)
34-96792
Feb. 2, 2023
SR-NYSECHX-2022-30
Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls Comments Due: View Received Comments Federal Register version (88 FR 8329)
34-96793
Feb. 2, 2023
SR-CBOE-2023-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 8325)
34-96787
Feb. 1, 2023
SR-ICEEU-2023-004
Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures Comments Due: Exhibit 3 , Exhibit 5a , Exhibit 5b Federal Register version (88 FR 8018)
34-96782
Feb. 1, 2023
SR-ISE-2023-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISO Functionality Comments Due: Exhibit 5 Federal Register version (88 FR 8009)
34-96783
Feb. 1, 2023
SR-GEMX-2023-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISO Functionality Comments Due: Exhibit 5 Federal Register version (88 FR 8020)
34-96773
Jan. 30, 2023
SR-MEMX-2023-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Exchange's Post-Market Session To End at 8:00 p.m. Eastern Time Comments Due: Exhibit 5 Federal Register version (88 FR 7484)
34-96775
Jan. 30, 2023
SR-MEMX-2023-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 7487)
34-96762
Jan. 27, 2023
SR-EMERALD-2023-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 531, Reports, Market Data Products and Services, To Provide for the New "Liquidity Taker Event Report-Resting Simple Orders" Comments Due: Exhibit 5 Federal Register version (88 FR 7114)
34-96763
Jan. 27, 2023
SR-NYSEARCA-2023-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 7119)
34-96753
Jan. 26, 2023
SR-NYSE-2023-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 4120 Comments Due: Exhibit 5 Federal Register version (88 FR 6793)
34-96752
Jan. 26, 2023
SR-MIAX-2023-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: Exhibit 5 Federal Register version (88 FR 6795)
34-96749
Jan. 25, 2023
SR-ICEEU-2023-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (88 FR 6349)
34-96746
Jan. 25, 2023
SR-FINRA-2023-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-027 and the Temporary Amendments to FINRA Rule 9341(d) in SR-FINRA-2020-015 Comments Due: Federal Register version (88 FR 6346)
34-96748
Jan. 25, 2023
SR-CboeEDGX-2023-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 Concerning All-or-None Orders With the Size of One Contract Comments Due: Federal Register version (88 FR 6352)
34-96747
Jan. 25, 2023
SR-CboeBZX-2022-045
Notice of Withdrawal of Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) View Received Comments Federal Register version (88 FR 6355)
34-96745
Jan. 25, 2023
SR-NYSE-2023-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 107B Comments Due: Exhibit 5 Federal Register version (88 FR 6353)
34-96743
Jan. 24, 2023
SR-NYSEAMER-2023-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 5942)
34-96740
Jan. 24, 2023
SR-NSCC-2022-015
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge Comments Due: View Received Comments Federal Register version (88 FR 5953)
34-96741
Jan. 24, 2023
SR-NYSEARCA-2023-06
Notice of Filing of Proposed Rule Change To Amend Rule 7.44-E Relating to the Retail Liquidity Program Comments Due: Exhibit 5 Federal Register version (88 FR 5948)
34-96742
Jan. 24, 2023
SR-CBOE-2023-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 5934)
34-96744
Jan. 24, 2023
SR-BOX-2023-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Limited Liability Company Agreement, in Connection With the Name Change of Unit Holder and Make Conforming Changes to the Amended and Restated Limited Liability Company Agreement of Its Facility BOX Market LLC Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (88 FR 5932)
34-96734
Jan. 23, 2023
SR-NYSECHX-2023-04
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Violations of Article 6, Rule 13 to the List of Minor Rule Violations in Rule 10.9217 Comments Due: Exhibit 5 Federal Register version (88 FR 5392)
34-96735
Jan. 23, 2023
SR-NYSENAT-2023-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: Exhibit 5 Federal Register version (88 FR 5389)
34-96722
Jan. 20, 2023
SR-ICEEU-2023-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Clearing Fees for ICE Futures Europe Gilt Futures and Options and Euribor Options Contracts Comments Due: Exhibit 5 Federal Register version (88 FR 5048)
34-96725
Jan. 20, 2023
4-698
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Partial Amendment No. 1 View Received Comments Federal Register version (88 FR 5059)
34-96720
Jan. 20, 2023
SR-MEMX-2022-32
Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees Comments Due: View Received Comments Federal Register version (88 FR 5050)
34-96723
Jan. 20, 2023
SR-BOX-2023-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a New Service and Related Fees for Use of the BOX Options Market LLC ("BOX") Trade Management System Comments Due: Exhibit 5 Federal Register version (88 FR 5046)
34-96711
Jan. 19, 2023
SR-NYSEAMER-2023-06
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List Comments Due: Exhibit 5 Federal Register version (88 FR 4872)
34-96715
Jan. 19, 2023
SR-NYSEAMER-2023-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E(i)(2) Comments Due: Exhibit 5 Federal Register version (88 FR 4859)
34-96717
Jan. 19, 2023
SR-NYSEAMER-2023-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 4857)
34-96707
Jan. 19, 2023
SR-ICC-2023-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules Comments Due: Exhibit 5 Federal Register version (88 FR 4868)
34-96713
Jan. 19, 2023
SR-NYSECHX-2023-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: Exhibit 5 Federal Register version (88 FR 4870)
34-96716
Jan. 19, 2023
SR-NYSEARCA-2023-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E(i)(2) Comments Due: Exhibit 5 Federal Register version (88 FR 4862)
34-96714
Jan. 19, 2023
SR-NYSE-2023-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: Exhibit 5 Federal Register version (88 FR 4874)
34-96700
Jan. 18, 2023
SR-LCHSA-2023-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the CDSClear Fee Grid for 2023 Comments Due: Exhibit 5 Federal Register version
34-96689
Jan. 18, 2023
SR-NYSEAMER-2023-04
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630 Comments Due: Federal Register version (88 FR 4236)
34-96702
Jan. 18, 2023
SR-NYSEAMER-2023-03
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 7.31E Comments Due: Exhibit 5 Federal Register version (88 FR 4263)
34-96694
Jan. 18, 2023
SR-LCHSA-2023-001
Notice of Filing of Proposed Rule Change Relating to the Liquidity Risk Model Framework Comments Due: Exhibit 5 Federal Register version (88 FR 4227)
34-96699
Jan. 18, 2023
SR-FINRA-2022-031
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities) Comments Due: View Received Comments Federal Register version (88 FR 4260)
34-96691
Jan. 18, 2023
SR-NYSECHX-2023-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 Comments Due: Federal Register version (88 FR 4233)
34-96697
Jan. 18, 2023
SR-NYSECHX-2023-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: Exhibit 5 Federal Register version (88 FR 4231)
34-96693
Jan. 18, 2023
SR-NYSENAT-2023-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 Comments Due: Federal Register version (88 FR 4246)
34-96696
Jan. 18, 2023
SR-NYSENAT-2023-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: Exhibit 5 Federal Register version (88 FR 4249)
34-96690
Jan. 18, 2023
SR-NYSEARCA-2023-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 Comments Due: Federal Register version (88 FR 4256)
34-96695
Jan. 18, 2023
SR-NYSEARCA-2023-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E Comments Due: Exhibit 5 Federal Register version (88 FR 4254)
34-96698
Jan. 18, 2023
SR-NYSEARCA-2023-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 4260)
34-96688
Jan. 18, 2023
SR-NYSE-2023-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630 Comments Due: Federal Register version (88 FR 4239)
34-96701
Jan. 18, 2023
SR-NYSE-2023-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: Exhibit 5 Federal Register version (88 FR 4252)
34-96703
Jan. 18, 2023
SR-CBOE-2023-005
Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of Its Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index ("S&P 500") Options ("SPX") Series Comments Due: Federal Register version (88 FR 4265)
34-96683
Jan. 17, 2023
SR-NYSECHX-2023-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (88 FR 4065)
34-96677
Jan. 17, 2023
SR-CboeEDGX-2023-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 4058)
34-96679
Jan. 17, 2023
SR-CboeEDGX-2023-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 4054)
34-96673
Jan. 17, 2023
SR-CboeBZX-2023-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 4051)
34-96678
Jan. 17, 2023
SR-CboeBZX-2023-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 4067)
34-96681
Jan. 17, 2023
SR-NYSENAT-2023-01
Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (88 FR 4045)
34-96680
Jan. 17, 2023
SR-NYSEARCA-2023-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (88 FR 4047)
34-96682
Jan. 17, 2023
SR-NYSEARCA-2023-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (88 FR 4044)
34-96672
Jan. 17, 2023
SR-CBOE-2023-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the Cboe Data Services, LLC Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 4061)
34-96674
Jan. 17, 2023
SR-C2-2023-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Cboe Data Services Section of the Fees Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 4040)
34-96666
Jan. 13, 2023
SR-Phlx-2023-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (88 FR 3456)
34-96662
Jan. 13, 2023
SR-CBOE-2023-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.6 Concerning All-or-None Orders With the Size of One Contract Comments Due: Exhibit 5 Federal Register version (88 FR 3446)
34-96654
Jan. 12, 2023
SR-NYSEAMER-2022-53
Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19E Concerning Pre-Trade Risk Controls View Received Comments Federal Register version (88 FR 3448)
34-96645
Jan. 12, 2023
SR-CboeEDGX-2023-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 3453)
34-96644
Jan. 12, 2023
SR-CBOE-2023-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. General Registration Fees, Fingerprinting Fees, and Continuing Education Fees Comments Due: Exhibit 5 Federal Register version (88 FR 3444)
34-96646
Jan. 12, 2023
SR-C2-2023-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 3449)
34-96649
Jan. 12, 2023
SR-C2-2023-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 3443)
34-96634
Jan. 11, 2023
SR-ICEEU-2022-027
Notice of Filing of Proposed Rule Change Relating to the Capital Replenishment Plan Comments Due: Federal Register version (88 FR 2668)
34-96638
Jan. 11, 2023
SR-Phlx-2023-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Comments Due: Federal Register version (88 FR 2983)
34-96636
Jan. 11, 2023
SR-NYSE-2023-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Federal Register version (88 FR 2985)
34-96639
Jan. 11, 2023
SR-LTSE-2022-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements Comments Due: Federal Register version (88 FR 2977)
34-96625
Jan. 10, 2023
SR-EMERALD-2022-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 2688)
34-96628
Jan. 10, 2023
SR-EMERALD-2023-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 2651)
34-96624
Jan. 10, 2023
SR-NSCC-2022-802
Notice of Extension of Review Period of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge View Received Comments Federal Register version (88 FR 2707)
34-96621
Jan. 10, 2023
SR-NSCC-2022-009
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Federal Register version (88 FR 2688)
34-96622
Jan. 10, 2023
SR-NYSE-2023-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (88 FR 2697)
34-96631
Jan. 10, 2023
SR-PEARL-2022-61
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 2671)
34-96632
Jan. 10, 2023
SR-PEARL-2022-62
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Federal Register version (88 FR 2707)
34-96626
Jan. 10, 2023
SR-MIAX-2022-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 2699)
34-96629
Jan. 10, 2023
SR-MIAX-2022-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 2729)
34-96623
Jan. 10, 2023
SR-CBOE-2022-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.24 Comments Due: Federal Register version (88 FR 2647)
34-96607
Jan. 6, 2023
SR-FINRA-2022-033
Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP Comments Due: View Received Comments Federal Register version (88 FR 2144)
34-96606
Jan. 6, 2023
SR-IEX-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .15 of IEX Rule 5.110 (Supervision) Comments Due: Federal Register version (88 FR 2140)
34-96601
Jan. 5, 2023
SR-NASDAQ-2022-077
Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types View Received Comments Exhibit 5 Federal Register version (88 FR 1616)
34-96600
Jan. 4, 2023
SR-NASDAQ-2022-079
Notice of Filing of Proposed Rule Change to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (88 FR 1438)
34-96599
Jan. 3, 2023
SR-Phlx-2022-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13 Comments Due: Exhibit 5
34-96598
Jan. 3, 2023
SR-GEMX-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (88 FR 1308)
34-96597
Jan. 3, 2023
SR-MEMX-2022-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 1303)
34-96591
Dec. 29, 2022
SR-NYSE-2022-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Temporary Rule Relief in Rule 36.30 Comments Due: Exhibit 5 Federal Register version (88 FR 894)
34-96592
Dec. 29, 2022
SR-NASDAQ-2022-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date for Certain Risk Checks of Rule Nasdaq Equity 6, Section 5 Risk Settings That Provide Participants With Additional Optional Settings Comments Due: View Received Comments Federal Register version (88 FR 892)
34-96590
Dec. 28, 2022
SR-NSCC-2022-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Adjustments in the Fees for NSCC's I&RS Positions and Valuations Service and Certain Clarifications to Addendum A Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (88 FR 378)
34-96587
Dec. 28, 2022
SR-ISE-2022-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7, Section 4 Comments Due: Exhibit 5
34-96588
Dec. 28, 2022
SR-MIAX-2022-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 381)
34-96586
Dec. 27, 2022
SR-DTC-2022-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Guide Comments Due: Exhibit 3 , Exhibit 5
34-96583
Dec. 23, 2022
SR-NYSE-2022-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (87 FR 80231)
34-96572
Dec. 22, 2022
SR-NYSEAMER-2022-57
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 900.2NY, 925NY and 993NY Comments Due: Exhibit 5 Federal Register version (87 FR 80240)
34-96575
Dec. 22, 2022
SR-FICC-2022-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain MBSD Fees Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 80219)
34-96571
Dec. 22, 2022
SR-NSCC-2022-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 80228)
34-96574
Dec. 22, 2022
SR-Phlx-2022-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Equity 4, Rule 3100 to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues Comments Due: Exhibit 5 Federal Register version (87 FR 80213)
34-96567
Dec. 22, 2022
SR-NASDAQ-2022-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2 Concerning the NOM Pricing Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 80225)
