34-96263
Nov. 8, 2022
SR-NYSE-2022-11
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual View Received Comments Federal Register version (87 FR 68555)
34-96272
Nov. 8, 2022
SR-NYSE-2022-14
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 68558)
34-96264
Nov. 8, 2022
SR-MRX-2022-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 5 Comments Due: Exhibit 5 Federal Register version (87 FR 68547)
34-96246
Nov. 7, 2022
SR-OCC-2022-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Corrections to Its By-Laws Comments Due: Exhibit 5 Federal Register version (87 FR 68206)
34-96252
Nov. 7, 2022
SR-NYSEARCA-2022-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 68210)
34-96247
Nov. 7, 2022
SR-NYSE-2022-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Legacy Disciplinary Rules 475, 476, 476A, and 477; Adopt New Rule 2050; and Make Conforming Changes to Rules 2A, 27, 36, 600A, 619, 637, 3170, 8001, 8130, 8320, 9001 and 9217 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 68208)
34-96248
Nov. 7, 2022
SR-NASDAQ-2022-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify an Implementation Timeframe for the Introduction of Enhanced Anti-Internalization Functionality Comments Due: View Received Comments Federal Register version (87 FR 68212)
34-96249
Nov. 7, 2022
SR-PEARL-2022-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees View Received Comments Exhibit 5 Federal Register version (87 FR 68217)
34-96250
Nov. 7, 2022
SR-PEARL-2022-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove the Monthly Volume Credit Comments Due: Federal Register version (87 FR 68214)
34-96251
Nov. 7, 2022
SR-PEARL-2022-35
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits Federal Register version (87 FR 68214)
34-96237
Nov. 4, 2022
SR-ICC-2022-013
Notice of filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework, ICC Treasury Operations Policies and Procedures, and ICC Liquidity Risk Management Framework Comments Due: Exhibit 5 Federal Register version (87 FR 67982)
34-96241
Nov. 4, 2022
SR-FINRA-2022-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Years 2020 and 2021, and Through December 31 of Calendar Year 2022) Under FINRA Rule 3110 (Supervision) Comments Due: View Received Comments Federal Register version (87 FR 67969)
34-96242
Nov. 4, 2022
SR-NYSEARCA-2022-31
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 6.64P-O View Received Comments Federal Register version (87 FR 67972)
34-96239
Nov. 4, 2022
SR-CBOE-2022-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options Comments Due: Federal Register version (87 FR 67985)
34-96234
Nov. 4, 2022
SR-BOX-2022-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend Certain Fees and Rebates for Qualified Contingent Cross Transactions Comments Due: Exhibit 5 Federal Register version (87 FR 67980)
34-96219
Nov. 3, 2022
SR-DTC-2022-011
Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 67721)
34-96226
Nov. 3, 2022
SR-ICEEU-2022-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Rate of Return on Euro Cash Margin and Guaranty Fund Deposits Comments Due: Exhibit 5 Federal Register version (87 FR 67735)
34-96221
Nov. 3, 2022
SR-CBOE-2022-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 67727)
34-96222
Nov. 3, 2022
SR-CBOE-2022-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of its SPXPM Pilot Program Comments Due: Federal Register version (87 FR 67736)
34-96223
Nov. 3, 2022
SR-CBOE-2022-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program Until May 8, 2023 Comments Due: Federal Register version (87 FR 67728)
34-96225
Nov. 3, 2022
SR-BOX-2022-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow Electronic Multi-Leg Orders on BOX Comments Due: Exhibit 5 Federal Register version (87 FR 67731)
34-96210
Nov. 2, 2022
SR-FICC-2022-008
Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 67516)
34-96211
Nov. 2, 2022
SR-DTC-2022-011
Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 67527)
34-96209
Nov. 2, 2022
SR-CboeEDGX-2022-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: Exhibit 5 Federal Register version (87 FR 67520)
34-96208
Nov. 2, 2022
SR-CboeBZX-2022-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options Comments Due: Exhibit 5 Federal Register version (87 FR 67524)
34-96213
Nov. 2, 2022
SR-NYSEARCA-2022-61
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Breakwave Tanker Shipping ETF Comments Due: Federal Register version (87 FR 67513)
34-96212
Nov. 2, 2022
SR-BX-2022-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Certain Port-Related Fees at Equity 7, Section 115 and Equity 7, Section 130 Comments Due: Exhibit 5 Federal Register version (87 FR 67514)
34-96199
Nov. 1, 2022
SR-ISE-2022-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 6 To Adopt a New Qualified Contingent Cross Rebate Program and Increase the Crossing Fee Cap Comments Due: Exhibit 5 Federal Register version (87 FR 67086)
34-96194
Nov. 1, 2022
SR-Phlx-2022-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for XND Comments Due: Exhibit 5 Federal Register version (87 FR 67103)
34-96197
Nov. 1, 2022
SR-Phlx-2022-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 67091)
34-96205
Nov. 1, 2022
SR-PEARL-2022-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614, Orders and Order Instructions and Rule 2618, Risk Settings and Trading Risk Metrics To Enhance Existing Risk Controls Comments Due: Exhibit 5 Federal Register version (87 FR 67080)
34-96198
Nov. 1, 2022
SR-MIAX-2022-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 67100)
34-96201
Nov. 1, 2022
SR-MIAX-2022-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Remove the Fill-Or-Kill ("FOK") Order Type and Fill Or Kill ("FOK") eQuotes From the Exchange Comments Due: Exhibit 5 Federal Register version (87 FR 67098)
34-96187
Oct. 31, 2022
SR-IEX-2022-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Expand the Availability of the Exchange's Existing Anti-Internalization Functionality to More Members Comments Due: Exhibit 5 Federal Register version (87 FR 66764)
34-96180
Oct. 31, 2022
SR-MRX-2022-12
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees View Received Comments Federal Register version (87 FR 66767)
34-96182
Oct. 31, 2022
SR-MRX-2022-13
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership and Trading Rights Fees View Received Comments Federal Register version (87 FR 66767)
34-96183
Oct. 31, 2022
SR-MRX-2022-14
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Market Data Fees View Received Comments Federal Register version (87 FR 66767)
34-96177
Oct. 28, 2022
SR-ISE-2022-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for NQX Comments Due: Exhibit 5 Federal Register version (87 FR 66335)
34-96176
Oct. 28, 2022
SR-NASDAQ-2022-057
Notice of Filing of Proposed Rule Change To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market View Received Comments Exhibit 5 Federal Register version (87 FR 66337)
34-96171
Oct. 28, 2022
SR-MIAX-2022-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest Comments Due: Exhibit 5 Federal Register version (87 FR 66340)
34-96164
Oct. 27, 2022
SR-MIAX-2022-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 1801, Definitions and Rule 1809, Terms of Index Options Contracts To Remove References to BRIXX Indexes Comments Due: Exhibit 5 Federal Register version (87 FR 66214)
34-96160
Oct. 26, 2022
SR-MRX-2022-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 11 Related to ISO Functionality Comments Due: Exhibit 5 Federal Register version (87 FR 65837)
34-96150
Oct. 25, 2022
SR-NYSECHX-2022-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 of Article 6, Rule 13 Comments Due: Federal Register version (87 FR 65626)
34-96148
Oct. 25, 2022
SR-LCHSA-2022-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Relating To Providing Clearing Services for Additional Index and Single Name CDS Federal Register version (87 FR 65629)
34-96149
Oct. 25, 2022
SR-NYSENAT-2022-23
Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend Commentary .01 of NYSE National Rule 2.1210 Comments Due: Federal Register version (87 FR 65624)
34-96154
Oct. 25, 2022
SR-Phlx-2022-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3307 To Enhance the Anti-Internalization Functionality Available on the Exchange Comments Due: Exhibit 5 Federal Register version (87 FR 65631)
34-96151
Oct. 25, 2022
SR-NYSEARCA-2022-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 of NYSE Arca Rule 2.1210 Comments Due: Federal Register version (87 FR 65629)
34-96156
Oct. 25, 2022
SR-BX-2022-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 To Enhance the Anti-Internalization Functionality Available on the Exchange Comments Due: Exhibit 5 Federal Register version (87 FR 65633)
34-96130
Oct. 24, 2022
SR-CboeBZX-2022-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 65266)
34-96132
Oct. 24, 2022
SR-NASDAQ-2022-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Equity 2, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 65272)
34-96144
Oct. 24, 2022
SR-MRX-2022-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 7 View Received Comments Exhibit 5 Federal Register version (87 FR 65273)
34-96121
Oct. 21, 2022
SR-EMERALD-2022-19
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports Federal Register version (87 FR 65104)
34-96125
Oct. 21, 2022
SR-BX-2022-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(e) Comments Due: Exhibit 5 Federal Register version (87 FR 65109)
34-96120
Oct. 21, 2022
SR-MRX-2022-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7 in Connection With a Technology Migration Comments Due: Exhibit 5 Federal Register version (87 FR 65105)
34-96123
Oct. 21, 2022
SR-PEARL-2022-18
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase Certain Connectivity Fees and Increase the Monthly Fees for MIAX Express Network Full Service Ports Federal Register version (87 FR 65111)
34-96122
Oct. 21, 2022
SR-MIAX-2022-20
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports View Received Comments Federal Register version (87 FR 65108)
34-96124
Oct. 21, 2022
SR-MIAX-2022-19
Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products File Nos.: Federal Register version (87 FR 65109)
34-96118
Oct. 20, 2022
SR-ICEEU-2022-019
Notice and Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Investment Management Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 64828)
34-96113
Oct. 20, 2022
SR-OCC-2021-802
Notice of Filing of Partial Amendments No. 1, 2, 3, and 4 and Notice of No Objection to Advance Notice, as Modified by Partial Amendments No. 1, 2, 3, and 4 Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications Comments Due: View Received Comments Federal Register version (87 FR 64824)
34-96111
Oct. 20, 2022
SR-NYSEARCA-2022-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44-E Comments Due: Exhibit 5 Federal Register version (87 FR 64830)
34-96112
Oct. 20, 2022
SR-NYSE-2022-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 64831)
34-96107
Oct. 19, 2022
SR-FINRA-2022-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-027 and the Temporary Amendments to FINRA Rule 9341(d) in SR-FINRA-2020-015 Comments Due: Federal Register version (87 FR 64526)
34-96102
Oct. 19, 2022
4-698
Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Federal Register version (87 FR 64294)
34-96104
Oct. 19, 2022
SR-NASDAQ-2022-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Waive Certain Port-Related Fees at Equity 7, Section 115 and Equity 7, Section 130 Comments Due: Exhibit 5 Federal Register version (87 FR 64529)
34-96100
Oct. 18, 2022
S7-966
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, NYSE American LLC, NYSE Arca, Inc., The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Nasdaq GEMX, LLC, Cboe EDGX Exchange, Inc., Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC and MEMX LLC Concerning Options-Related Sales Practice Matters Comments Due: Federal Register version (87 FR 64285)
34-96101
Oct. 18, 2022
4-762
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority and MEMX LLC Comments Due: Federal Register version (87 FR 64280)
34-96090
Oct. 17, 2022
SR-Phlx-2022-38
Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (87 FR 64119)
34-96091
Oct. 17, 2022
SR-NASDAQ-2022-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Schedule of Credits at Equity 7, Section 118(a) Comments Due: Federal Register version (87 FR 64123)
34-96094
Oct. 17, 2022
SR-NASDAQ-2022-015
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements View Received Comments Federal Register version (87 FR 64127)
34-96082
Oct. 14, 2022
SR-NYSEAMER-2022-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63834)
34-96077
Oct. 14, 2022
SR-CboeBZX-2022-043
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 14.11(d) To Accommodate Exchange Listing and Trading of Options-Linked Securities Federal Register version (87 FR 63830)
34-96085
Oct. 14, 2022
SR-NYSEARCA-2022-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63847)
34-96086
Oct. 14, 2022
SR-NYSEARCA-2022-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (87 FR 63837)
34-96084
Oct. 14, 2022
SR-NYSE-2022-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (87 FR 63842)
34-96081
Oct. 14, 2022
SR-CBOE-2022-051
Notice of Filing of a Proposed Rule Change To Amend Its Rules Relating to the Processing of Auction Responses Comments Due: Exhibit 5 Federal Register version (87 FR 63830)
34-96066
Oct. 13, 2022
SR-NYSEAMER-2022-45
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee View Received Comments Exhibit 5 Federal Register version (87 FR 63565)
34-96074
Oct. 13, 2022
SR-NYSEAMER-2022-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63537)
34-96061
Oct. 13, 2022
SR-FICC-2022-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify and Update GSD Rules, MBSD Rules and EPN Rules Comments Due: Exhibit 5 Federal Register version (87 FR 63548)
34-96060
Oct. 13, 2022
SR-DTC-2022-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Procedures Set Forth in the Custody Guide and the Underwriting Guide Including the Policy Statement on the Eligibility of Foreign Securities Comments Due: Exhibit 5 Federal Register version (87 FR 63541)
34-96073
Oct. 13, 2022
SR-CboeEDGX-2022-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63555)
34-96068
Oct. 13, 2022
SR-NYSEARCA-2022-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee View Received Comments Exhibit 5 Federal Register version (87 FR 63551)
34-96062
Oct. 13, 2022
SR-GEMX-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 7 Comments Due: Exhibit 5 Federal Register version (87 FR 63544)
34-96069
Oct. 13, 2022
SR-NASDAQ-2022-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 Comments Due: Exhibit 5 Federal Register version (87 FR 63558)
34-96065
Oct. 13, 2022
SR-CBOE-2022-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63560)
34-96038
Oct. 12, 2022
SR-CboeBZX-2022-045
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) View Received Comments Federal Register version (87 FR 63115)
34-96042
Oct. 12, 2022
SR-NASDAQ-2022-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Nasdaq's Program Providing Eligible Companies With Complimentary Board Recruiting Services Comments Due: Exhibit 5 Federal Register version (87 FR 63113)
34-96046
Oct. 12, 2022
SR-MRX-2022-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 6 View Received Comments Exhibit 5 Federal Register version (87 FR 63119)
34-96047
Oct. 12, 2022
SR-MRX-2022-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 5 Related to Membership Fees View Received Comments Exhibit 5 Federal Register version (87 FR 63131)
34-96044
Oct. 12, 2022
SR-PEARL-2022-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 63115)
34-96021
Oct. 11, 2022
SR-NYSEAMER-2022-42
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Sections 140 and 141 of the NYSE American Company Guide To Waive Initial Listing Fees and Annual Listing Fees for the Remainder of the Year the Listing Occurs for an Issuer Listing Upon Closing of Its Acquisition of an Exchange-Listed Special Purpose Acquisition Company Comments Due: Exhibit 5 Federal Register version (87 FR 62910)
34-96014
Oct. 11, 2022
SR-IEX-2022-06
Notice of Filing of Proposed Rule Change To Amend Rule 11.190(g) To Provide an Alternative Calculation for Pegged Order Types for Determining Whether a Quote Instability Condition Exists Comments Due: Exhibit 5 Federal Register version (87 FR 62903)
34-96018
Oct. 11, 2022
SR-CboeEDGX-2022-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 62898)
34-96023
Oct. 11, 2022
SR-NYSE-2022-14
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing View Received Comments Federal Register version (87 FR 62902)
34-96006
Oct. 7, 2022
SR-MIAX-2022-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 62147)
34-96007
Oct. 7, 2022
SR-MIAX-2022-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Extend the Waiver Period for Certain Non-Transaction Fees and To Extend the SPIKES Options Market Maker Incentive Program Until December 31, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 62151)
34-95990
Oct. 6, 2022
SR-FINRA-2022-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 0150 (Application of Rules to Exempted Securities Except Municipal Securities) Comments Due: Federal Register version (87 FR 62137)
34-95992
Oct. 6, 2022
SR-ISE-2022-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Comments Due: Exhibit 5 Federal Register version (87 FR 62163)
34-95995
Oct. 6, 2022
SR-CboeEDGX-2022-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 Concerning Drill-Through Protection and Fat Finger Check Comments Due: Exhibit 5 Federal Register version (87 FR 62125)
34-95994
Oct. 6, 2022
SR-CboeBZX-2022-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17 Concerning Drill-Through Protection and Fat Finger Check Comments Due: Exhibit 5 Federal Register version (87 FR 62123)
34-95993
Oct. 6, 2022
SR-Phlx-2022-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Comments Due: Exhibit 5 Federal Register version (87 FR 62161)
