34-96574
Dec. 22, 2022
SR-Phlx-2022-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Equity 4, Rule 3100 to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues Comments Due: Exhibit 5 Federal Register version (87 FR 80213)
34-96567
Dec. 22, 2022
SR-NASDAQ-2022-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2 Concerning the NOM Pricing Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 80225)
34-96570
Dec. 22, 2022
SR-CBOE-2022-057
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Increase the Position and Exercise Limits for Options on Apple Inc. Stock Comments Due: Federal Register version (87 FR 80212)
34-96559
Dec. 21, 2022
SR-NYSEARCA-2022-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Representations Relating to the Stance Equity ESG Large Cap Core ETF Comments Due: Federal Register version (87 FR 79919)
34-96556
Dec. 21, 2022
SR-NYSE-2022-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Annual Listing Fee Set Forth in Section 902.03 of the NYSE Listed Company Manual Comments Due: Exhibit 5 Federal Register version (87 FR 79912)
34-96561
Dec. 21, 2022
SR-MRX-2022-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 7 View Received Comments Exhibit 5 Federal Register version (87 FR 79915)
34-96563
Dec. 21, 2022
SR-MRX-2022-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 6 View Received Comments Exhibit 5 Federal Register version (87 FR 79924)
34-96564
Dec. 21, 2022
SR-MRX-2022-28
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees Federal Register version (87 FR 79924)
34-96548
Dec. 20, 2022
SR-EMERALD-2022-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest Comments Due: Exhibit 5 Federal Register version (87 FR 79383)
34-96543
Dec. 20, 2022
SR-DTC-2022-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Reorganizations Guide and the Fee Guide Comments Due: Exhibit 5 Federal Register version (87 FR 79388)
34-96550
Dec. 20, 2022
SR-FINRA-2022-032
Notice of Filing of a Proposed Rule Change Relating to Alternative Display Facility New Entrant Comments Due: View Received Comments Exhibit 3 Federal Register version (87 FR 79401)
34-96544
Dec. 20, 2022
SR-NYSEARCA-2022-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 79408)
34-96542
Dec. 20, 2022
SR-NASDAQ-2022-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4754 Regarding Close Eligible Interest Comments Due: Exhibit 5 Federal Register version (87 FR 79385)
34-96546
Dec. 20, 2022
SR-PEARL-2022-59
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish a Monthly Membership Fee Comments Due: Exhibit 5 Federal Register version (87 FR 79376)
34-96551
Dec. 20, 2022
SR-PEARL-2022-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 519C Mass Cancellation of Trading Interest Comments Due: Exhibit 5 Federal Register version (87 FR 79406)
34-96553
Dec. 20, 2022
SR-PEARL-2022-60
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To No Longer Operate Its 10 Gigabit Ultra-Low Latency Connectivity on a Single Shared Network With Its Affiliate, Miami International Securities Exchange, LLC Comments Due: Federal Register version (87 FR 79379)
34-96545
Dec. 20, 2022
SR-MIAX-2022-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To No Longer Operate MIAX's 10 Gigabit Ultra-Low Latency Connectivity on a Single Shared Network With Its Affiliate, MIAX PEARL, LLC Comments Due: Federal Register version (87 FR 79393)
34-96530
Dec. 19, 2022
SR-NYSEAMER-2022-56
Notice of Filing and Immediate Effectiveness of Proposed Change to Increase Certain Annual Fees Set Forth in Section 141 of the NYSE American Company Guide Comments Due: Exhibit 5 Federal Register version (87 FR 79024)
34-96533
Dec. 19, 2022
SR-OCC-2022-012
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Collateral Haircuts and Standards for Clearing Banks and Letters of Credit Comments Due: View Received Comments Exhibit 3a-3c , Exhibit 5a , Exhibit 5b-d Federal Register version (87 FR 79015)
34-96532
Dec. 19, 2022
SR-NASDAQ-2022-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-Inclusive Annual Fees for Certain Companies Comments Due: Exhibit 5 Federal Register version (87 FR 79028)
34-96534
Dec. 19, 2022
SR-NASDAQ-2022-074
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Nasdaq's Post-Trade Risk Management Product to Q2 2023 Comments Due: Federal Register version (87 FR 79026)
34-96521
Dec. 16, 2022
SR-EMERALD-2022-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 78728)
34-96524
Dec. 16, 2022
SR-NYSEAMER-2022-13
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Amendments to the Preamble to Rule 9217 and To Add Rule 2.1210 to the Exchange's Minor Rule Violation Plan for Equities and Options Comments Due: Exhibit 5 Federal Register version (87 FR 78724)
34-96516
Dec. 16, 2022
SR-MSRB-2022-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-12, on Registration, and Accompanying Form A-12 Changes Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 78730)
34-96520
Dec. 16, 2022
SR-FINRA-2022-021
Notice of Partial Amendment No. 1 to Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) Comments Due: Federal Register version (87 FR 78737)
34-96518
Dec. 16, 2022
SR-ISE-2022-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain ISE Complex Order Functionalities in Connection With a Technology Migration Comments Due: Exhibit 5 Federal Register version (87 FR 78740)
34-96517
Dec. 16, 2022
SR-CboeBZX-2022-035
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Share Federal Register version (87 FR 78740)
34-96519
Dec. 16, 2022
SR-GEMX-2022-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Functionality in Connection With a Technology Migration Comments Due: Exhibit 5 Federal Register version (87 FR 78717)
34-96523
Dec. 16, 2022
SR-PEARL-2022-58
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 78735)
34-96522
Dec. 16, 2022
SR-MIAX-2022-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Relating to FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 78757)
34-96501
Dec. 15, 2022
SR-NYSEAMER-2022-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 78138)
34-96513
Dec. 15, 2022
SR-NSCC-2022-802
Notice of Filing of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge Comments Due: View Received Comments Exhibit 3a , Exhibit 3b , Exhibit 5 Federal Register version (87 FR 78175)
34-96511
Dec. 15, 2022
SR-NSCC-2022-015
Notice of Filing a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge Comments Due: View Received Comments Exhibit 3a , Exhibit 3b , Exhibit 5 Federal Register version (87 FR 78157)
34-96503
Dec. 15, 2022
SR-ICEEU-2022-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Finance Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 78169)
34-96506
Dec. 15, 2022
SR-IEX-2022-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Reflect Adjustments to FINRA's Registration Fees Related to the Central Registration Depository Comments Due: Exhibit 5 Federal Register version (87 FR 78136)
34-96504
Dec. 15, 2022
SR-NYSEARCA-2022-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40P-O View Received Comments Exhibit 5 Federal Register version (87 FR 78166)
34-96507
Dec. 15, 2022
SR-NASDAQ-2022-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Requirements in Equity 2, Sections 4, 5, and 11 Comments Due: Exhibit 5 Federal Register version (87 FR 78154)
34-96509
Dec. 15, 2022
SR-NASDAQ-2022-057
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market View Received Comments Federal Register version (87 FR 78166)
34-96505
Dec. 15, 2022
SR-PEARL-2022-47
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees View Received Comments Federal Register version (87 FR 78175)
34-96510
Dec. 15, 2022
SR-CBOE-2022-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule To Adopt Global Trading Hours XSP Lead Market-Makers Incentive Programs Comments Due: Exhibit 5 Federal Register version (87 FR 78150)
34-96502
Dec. 15, 2022
SR-BOX-2022-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-8050-3 To Establish Functionality That Will Reject Market Maker Quotes When Those Quotes Would Otherwise Lock or Cross the National Best Bid or Offer Comments Due: Exhibit 5 Federal Register version (87 FR 78171)
34-96499
Dec. 14, 2022
SR-NYSEARCA-2022-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19-E View Received Comments Exhibit 5 Federal Register version (87 FR 77907)
34-96500
Dec. 14, 2022
SR-NASDAQ-2022-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listing Rules 5605 and 5606 Comments Due: Exhibit 5 Federal Register version (87 FR 77903)
34-96488
Dec. 13, 2022
SR-NYSECHX-2022-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 77651)
34-96489
Dec. 13, 2022
SR-NYSECHX-2022-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5 Comments Due: View Received Comments Federal Register version (87 FR 77657)
34-96487
Dec. 13, 2022
SR-NYSENAT-2022-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Comments Due: Exhibit 5 Federal Register version (87 FR 77662)
34-96482
Dec. 13, 2022
SR-ISE-2022-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 77665)
34-96481
Dec. 13, 2022
SR-GEMX-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 77660)
34-96486
Dec. 13, 2022
SR-BX-2022-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address an Erroneous Reference in Equity 4, Rule 4780(e) Comments Due: Exhibit 5 Federal Register version (87 FR 77649)
34-96485
Dec. 13, 2022
SR-MRX-2022-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 77667)
34-96480
Dec. 13, 2022
SR-PEARL-2022-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 77654)
34-96490
Dec. 13, 2022
SR-MIAX-2022-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Delay Implementation of an Amendment to Rule 518, Complex Orders, To Permit Legging Through the Simple Market Comments Due: Federal Register version (87 FR 77648)
34-96475
Dec. 12, 2022
SR-NYSECHX-2022-29
Notice of Withdrawal of a Proposed Rule Change To Amend Article 17, Rule 5 Federal Register version (87 FR 77152)
34-96476
Dec. 12, 2022
SR-MRX-2022-20
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees View Received Comments Federal Register version (87 FR 77151)
34-96477
Dec. 12, 2022
SR-MRX-2022-22
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Market Data Fees View Received Comments Federal Register version (87 FR 77151)
34-96473
Dec. 9, 2022
SR-IEX-2022-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 (Registration Requirements and Restrictions on Membership) Comments Due: Federal Register version (87 FR 77152)
34-96472
Dec. 9, 2022
SR-PEARL-2022-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 76645)
34-96471
Dec. 9, 2022
SR-MEMX-2022-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 76648)
34-96468
Dec. 8, 2022
SR-LCHSA-2022-007
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Providing Clearing Services for Additional Index and Single Name Credit Default Swaps Comments Due: Federal Register version (87 FR 76519)
34-96466
Dec. 8, 2022
SR-CboeEDGX-2022-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 76530)
34-96467
Dec. 8, 2022
SR-NASDAQ-2022-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (87 FR 76527)
34-96461
Dec. 7, 2022
SR-NYSECHX-2022-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Comments Due: Exhibit 5 Federal Register version (87 FR 76225)
34-96460
Dec. 7, 2022
SR-IEX-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .15 of IEX Rule 5.110 (Supervision) To Extend the Temporary Remote Inspection Relief to IEX Members for Calendar Year 2022 Comments Due: Federal Register version (87 FR 76222)
34-96459
Dec. 7, 2022
SR-NYSEARCA-2022-65
Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee View Received Comments Federal Register version (87 FR 76091)
34-96454
Dec. 6, 2022
SR-NYSEAMER-2022-45
Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee View Received Comments Federal Register version (87 FR 76097)
34-96452
Dec. 6, 2022
SR-NASDAQ-2022-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4753 and Equity 4, Rule 4703 Comments Due: Exhibit 5 Federal Register version (87 FR 76095)
34-96453
Dec. 6, 2022
SR-MEMX-2022-28
Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees View Received Comments Federal Register version (87 FR 76097)
34-96450
Dec. 6, 2022
SR-CBOE-2022-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 76091)
34-96448
Dec. 5, 2022
SR-NYSECHX-2022-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 75683)
34-96447
Dec. 5, 2022
SR-CboeEDGX-2022-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 75680)
34-96443
Dec. 2, 2022
SR-NASDAQ-2022-027
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 75305)
34-96427
Dec. 1, 2022
SR-DTC-2022-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Distributions Guide Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (87 FR 75079)
34-96426
Dec. 1, 2022
SR-NSCC-2022-005
Notice of Filing of Partial Amendment No. 2 and Amendment No. 3 and of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge Order Comments Due: Exhibit 3 , Exhibit 4 , Exhibit 5 Federal Register version (87 FR 75105)
34-96433
Dec. 1, 2022
SR-NYSECHX-2022-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System Comments Due: Exhibit 5 Federal Register version (87 FR 75113)
34-96432
Dec. 1, 2022
SR-Phlx-2022-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 75096)
34-96422
Dec. 1, 2022
SR-BX-2022-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 75102)
34-96430
Dec. 1, 2022
SR-MEMX-2022-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 75083)
34-96431
Dec. 1, 2022
SR-CboeEDGA-2022-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 75098)
34-96415
Nov. 30, 2022
SR-FINRA-2022-031
Notice of Filing of a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities) Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 3 , Exhibit 5 Federal Register version (87 FR 74672)
34-96408
Nov. 30, 2022
SR-NYSE-2022-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listed Company Manual Section 302.00 Comments Due: Exhibit 5 Federal Register version (87 FR 74681)
34-96413
Nov. 30, 2022
SR-GEMX-2022-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 74683)
34-96412
Nov. 30, 2022
SR-NASDAQ-2022-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 74685)
34-96410
Nov. 30, 2022
SR-MRX-2022-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: Exhibit 5 Federal Register version (87 FR 74693)
34-96414
Nov. 30, 2022
SR-MEMX-2022-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 74691)
34-96403
Nov. 29, 2022
SR-NYSEAMER-2022-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19E View Received Comments Exhibit 5 Federal Register version (87 FR 74459)
34-96394
Nov. 28, 2022
4-698
Notice of Filing of Partial Amendment No. 1 to an Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Federal Register version (87 FR 74183)
34-96396
Nov. 28, 2022
SR-BX-2022-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 74179)
34-96393
Nov. 28, 2022
SR-NASDAQ-2022-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: Exhibit 5 Federal Register version (87 FR 74181)
34-96395
Nov. 28, 2022
SR-CBOE-2022-058
Notice of Filing of a Proposed Rule Change To Amend Rule 10.3 Regarding Margin Requirements Comments Due: Federal Register version (87 FR 74199)
34-96382
Nov. 23, 2022
4-698
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments Federal Register version (87 FR 73366)
34-96380
Nov. 23, 2022
SR-CBOE-2022-051
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses Comments Due: Federal Register version (87 FR 73366)
34-96383
Nov. 23, 2022
4-551
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, and MEMX LLC Concerning Options-Related Market Surveillance Comments Due: Federal Register version (87 FR 73569)
34-96376
Nov. 22, 2022
SR-EMERALD-2022-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: Exhibit 5 Federal Register version (87 FR 73353)
34-96378
Nov. 22, 2022
SR-EMERALD-2022-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 73364)
34-96373
Nov. 22, 2022
SR-NYSEAMER-2022-52
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 73376)
34-96374
Nov. 22, 2022
SR-NYSEARCA-2022-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 73372)
34-96377
Nov. 22, 2022
SR-NYSE-2022-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 104 Comments Due: Exhibit 5 Federal Register version (87 FR 73370)
34-96375
Nov. 22, 2022
SR-NASDAQ-2022-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Options 7, Section 2 Comments Due: Exhibit 5 Federal Register version (87 FR 73348)
34-96368
Nov. 21, 2022
SR-EMERALD-2022-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515 to Make a Minor, Non-Substantive Edit Comments Due: Exhibit 5 Federal Register version (87 FR 73059)
34-96367
Nov. 21, 2022
SR-PEARL-2022-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (87 FR 73054)
