34-97058
March 7, 2023
SR-NYSE-2023-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(b) of Its Operating Agreement Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 15470)
34-97060
March 7, 2023
SR-NASDAQ-2023-005
Notice of Filing of Proposed Rule Change To Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation View Received Comments Exhibit 5 Federal Register version (88 FR 15500)
34-97063
March 7, 2023
SR-CBOE-2023-005
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent the Operation of Its Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index ("S&P 500") Options ("SPX") Series Comments Due: Federal Register version (88 FR 15476)
34-97059
March 7, 2023
SR-NYSENAT-2023-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation and Bylaws Comments Due: Exhibit 5 Federal Register version (88 FR 15492)
34-97048
March 6, 2023
SR-NYSE-2023-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 313 Comments Due: Exhibit 5 Federal Register version (88 FR 15106)
34-97042
March 3, 2023
SR-CboeEDGX-2023-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule View Received Comments Exhibit 5 Federal Register version (88 FR 14657)
34-97023
March 2, 2023
SR-EMERALD-2023-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 14409)
34-97026
March 2, 2023
SR-NYSEARCA-2023-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.76AP-O Comments Due: Exhibit 5 Federal Register version (88 FR 14414)
34-97029
March 2, 2023
SR-NYSEARCA-2023-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of Alger Weatherbie Enduring Growth ETF Comments Due: Federal Register version (88 FR 14419)
34-97025
March 2, 2023
SR-PEARL-2023-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 14402)
34-97021
March 2, 2023
SR-MIAX-2023-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 14406)
34-97028
March 2, 2023
SR-MEMX-2023-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 14427)
34-97009
March 1, 2023
SR-DTC-2023-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Operational Arrangements Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (88 FR 14221)
34-97001
March 1, 2023
SR-FICC-2023-003
Notice of Filing of Proposed Rule Change To Revise the Description of the Stressed Period Used To Calculate the Value-at-Risk Charge and Make Other Changes Comments Due: Exhibit 5 Federal Register version (88 FR 14189)
34-97014
March 1, 2023
SR-CboeEDGX-2023-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Data Product Called the Cboe One Options Feed Comments Due: Exhibit 5 Federal Register version (88 FR 14224)
34-97013
March 1, 2023
SR-CboeBZX-2023-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Data Product Called the Cboe One Options Feed Comments Due: Exhibit 5 Federal Register version (88 FR 14200)
34-97010
March 1, 2023
SR-NYSE-2023-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Related to Pre-Trade Risk Controls Comments Due: Exhibit 5 Federal Register version (88 FR 14213)
34-97011
March 1, 2023
SR-CBOE-2023-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Data Product Called the Cboe One Options Feed Comments Due: Federal Register version (88 FR 14207)
34-97012
March 1, 2023
SR-C2-2023-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Data Product Called the Cboe One Options Feed Comments Due: Federal Register version (88 FR 14194)
34-96990
Feb. 27, 2023
SR-Phlx-2023-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7, Section 4, Multiply Listed Options Fees Comments Due: Exhibit 5 Federal Register version (88 FR 13477)
34-96979
Feb. 24, 2023
SR-ISE-2023-08
Notice of Filing of Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (88 FR 13182)
34-96973
Feb. 24, 2023
SR-CboeEDGX-2023-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.9, 11.10, and 11.11 Comments Due: Exhibit 5 Federal Register version (88 FR 13203)
34-96976
Feb. 24, 2023
SR-CboeBZX-2023-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 Comments Due: Exhibit 5 Federal Register version (88 FR 13176)
34-96975
Feb. 24, 2023
SR-CboeBYX-2023-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 13218)
34-96980
Feb. 24, 2023
SR-Phlx-2023-07
Notice of Filing of Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (88 FR 13161)
34-96972
Feb. 24, 2023
SR-NYSEArca-2023-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the JPMorgan Active Small Cap Value ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) Comments Due: Federal Register version (88 FR 13210)
34-96974
Feb. 24, 2023
SR-CboeEDGA-2023-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.9, 11.10, and 11.11 Comments Due: Exhibit 5 Federal Register version (88 FR 13198)
34-96968
Feb. 23, 2023
SR-BX-2023-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2, BX Options Market-Fees and Rebates Comments Due: Exhibit 5 Federal Register version (88 FR 12999)
34-96969
Feb. 23, 2023
SR-NASDAQ-2022-077
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4702 To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types View Received Comments Federal Register version (88 FR 13003)
34-96963
Feb. 22, 2023
SR-NASDAQ-2022-079
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods View Received Comments Federal Register version (88 FR 12710)
34-96966
Feb. 22, 2023
SR-NASDAQ-2023-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees the Exchange Charges Companies Seeking Review of a Delisting Determination, Public Reprimand Letter, or Written Denial of an Initial Listing Application Comments Due: Federal Register version (88 FR 12710)
34-96954
Feb. 21, 2023
SR-CboeBZX-2023-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 12427)
34-96948
Feb. 17, 2023
SR-OCC-2023-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (88 FR 11485)
34-96943
Feb. 16, 2023
SR-ICEEU-2023-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments Part Q of its White Sugar Delivery Procedures Comments Due: Exhibit 5 Federal Register version (88 FR 11488)
34-96944
Feb. 16, 2023
SR-NYSE-2023-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44 Relating to the Retail Liquidity Program Comments Due: Exhibit 5 Federal Register version (88 FR 11499)
34-96940
Feb. 16, 2023
SR-MRX-2022-30
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Market Data Fees View Received Comments Federal Register version (88 FR 11499)
34-96941
Feb. 16, 2023
SR-MRX-2023-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 7 Comments Due: Exhibit 5 Federal Register version (88 FR 11490)
34-96936
Feb. 15, 2023
SR-NSCC-2023-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of Revisions Relating to Excess Capital Premium Charge Comments Due: Exhibit 5 Federal Register version (88 FR 10945)
34-96934
Feb. 15, 2023
SR-ICEEU-2023-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments of the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (88 FR 10950)
34-96938
Feb. 15, 2023
SR-FICC-2023-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the FICC Government Securities Division Rulebook Comments Due: Exhibit 5 Federal Register version (88 FR 10954)
34-96935
Feb. 15, 2023
SR-IEX-2023-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Recently-Approved Changes to IEX Rule 11.190(g) That Are Designed To Provide an Alternative Calculation for Pegged Order Types for Determining Whether a Quote Instability Condition Exists Comments Due: Federal Register version (88 FR 10952)
34-96932
Feb. 15, 2023
SR-CboeBZX-2023-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Applicable Exchange Rules, Usage of Data Feeds, To Disclose That the Exchange Will Utilize Direct Data Feeds From MEMX LLC Comments Due: Exhibit 5 Federal Register version (88 FR 10944)
34-96933
Feb. 15, 2023
SR-CboeBYX-2023-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Applicable Exchange Rules, Usage of Data Feeds, To Disclose That the Exchange Will Utilize Direct Data Feeds From MEMX LLC Comments Due: Exhibit 5 Federal Register version (88 FR 10948)
34-96939
Feb. 15, 2023
SR-NASDAQ-2023-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 5910 and 5920 To Remove Expired and Obsolete Provisions Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 10947)
34-96922
Feb. 14, 2023
SR-NYSEAMER-2023-12
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.19E Pertaining to Pre-Trade Risk Controls Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 10580)
34-96920
Feb. 14, 2023
SR-NYSECHX-2023-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-trade Risk Controls Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 10592)
34-96926
Feb. 14, 2023
SR-ISE-2023-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Pricing Schedule at Options 7, Section 6 To Modify the Crossing Fee Cap Comments Due: Exhibit 5 Federal Register version (88 FR 10588)
34-96927
Feb. 14, 2023
SR-ISE-2023-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule at Options 7, Section 3 To Modify the PIM Break-Up Rebate Comments Due: Exhibit 5 Federal Register version (88 FR 10609)
34-96915
Feb. 14, 2023
SR-IEX-2023-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 1.160 Comments Due: Federal Register version (88 FR 10567)
34-96910
Feb. 14, 2023
SR-CboeEDGX-2023-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Applicable Exchange Rules, Usage of Data Feeds, To Disclose That the Exchange Will Utilize Direct Data Feeds From MEMX LLC Comments Due: Exhibit 5 Federal Register version (88 FR 10591)
34-96914
Feb. 14, 2023
SR-CboeEDGX-2023-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 10605)
34-96928
Feb. 14, 2023
SR-CboeEDGX-2023-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Order-to-Trade Ratio Fees Comments Due: Exhibit 5 Federal Register version (88 FR 10574)
34-96911
Feb. 14, 2023
SR-CboeBZX-2023-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 10563)
34-96916
Feb. 14, 2023
SR-CboeBYX-2023-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 11.25 To Permit Mid-Point Peg Orders Entered as Periodic Auction Eligible Orders To Contain an Instruction To Not Execute in a Locked Market Comments Due: Federal Register version (88 FR 10602)
34-96919
Feb. 14, 2023
SR-NYSENAT-2023-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-Trade Risk Controls Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 10569)
34-96921
Feb. 14, 2023
SR-NYSEARCA-2023-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19-E Pertaining to Pre-Trade Risk Controls Comments Due: Exhibit 5 Federal Register version (88 FR 10597)
34-96918
Feb. 14, 2023
SR-GEMX-2023-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Pricing Schedule at Options 7, Section 3 To Add a New Priority Customer Maker Rebate Comments Due: Exhibit 5 Federal Register version (88 FR 10577)
34-96924
Feb. 14, 2023
SR-MRX-2023-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchanges Pricing Schedule at Options 7, Section 3 Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 10585)
34-96925
Feb. 14, 2023
SR-MRX-2023-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 4 (Complex Order Fees) Comments Due: Exhibit 5 Federal Register version (88 FR 10611)
34-96912
Feb. 14, 2023
SR-CboeEDGA-2023-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Applicable Exchange Rules, Usage of Data Feeds, To Disclose That the Exchange Will Utilize Direct Data Feeds From MEMX LLC Comments Due: Exhibit 5 Federal Register version (88 FR 10608)
34-96902
Feb. 13, 2023
SR-NYSEAMER-2023-11
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 903 Comments Due: Exhibit 5 Federal Register version (88 FR 10400)
34-96889
Feb. 13, 2023
SR-CboeEDGX-2023-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Data Product Called the Cboe One Options Feed Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 10394)
34-96890
Feb. 13, 2023
SR-CboeBZX-2023-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Data Product Called the Cboe One Options Feed Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 10406)
34-96904
Feb. 13, 2023
SR-NYSEARCA-2023-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O Comments Due: Exhibit 5 Federal Register version (88 FR 10412)
34-96903
Feb. 13, 2023
SR-NASDAQ-2023-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Requirements in Equity 2 Section 5 and Equity 2 Section 11 Comments Due: Exhibit 5 Federal Register version (88 FR 10419)
34-96905
Feb. 13, 2023
SR-PEARL-2023-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2618 To Add Optional Risk Control Settings Comments Due: Exhibit 5 Federal Register version (88 FR 10391)
34-96879
Feb. 10, 2023
SR-NYSEAMER-2023-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 10153)
34-96878
Feb. 10, 2023
SR-NYSEARCA-2023-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 10156)
34-96885
Feb. 10, 2023
SR-CBOE-2023-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Data Product Called the Cboe One Options Feed Comments Due: View Received Comments Federal Register version (88 FR 10165)
34-96886
Feb. 10, 2023
SR-C2-2023-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Data Product Called the Cboe One Options Feed Comments Due: View Received Comments Federal Register version (88 FR 10159)
34-96870
Feb. 9, 2023
SR-NYSEAMER-2023-09
Notice of Filing and Immediate Effectiveness of Proposed Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: Federal Register version (88 FR 9934)
34-96864
Feb. 9, 2023
SR-FINRA-2022-032
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Alternative Display Facility New Entrant Comments Due: Federal Register
View Received Comments Federal Register version (88 FR 9945)
34-96872
Feb. 9, 2023
SR-NYSECHX-2023-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (88 FR 9922)
34-96865
Feb. 9, 2023
SR-IEX-2023-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Offer Users an Additional Option for How To Apply the Exchange's Existing Anti-Internalization Functionality to Their Orders Comments Due: Exhibit 5 Federal Register version (88 FR 9925)
34-96854
Feb. 9, 2023
SR-CboeEDGX-2023-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees Comments Due: Exhibit 5 Federal Register version (88 FR 9942)
34-96868
Feb. 9, 2023
SR-NYSENAT-2023-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (88 FR 9930)
34-96871
Feb. 9, 2023
SR-NYSEARCA-2023-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (88 FR 9915)
34-96867
Feb. 9, 2023
SR-MIAX-2023-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1308, Supervision of Accounts View Received Comments Federal Register version (88 FR 9919)
34-96856
Feb. 9, 2023
SR-CBOE-2023-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Select Customer Options Reduction Program Comments Due: Exhibit 5 Federal Register version (88 FR 9938)
34-96840
Feb. 8, 2023
SR-MSRB-2023-01
Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 9580)
34-96842
Feb. 8, 2023
SR-MSRB-2023-02
Notice of Filing of a Proposed Rule Change To Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and To Amend MSRB Rule G-8, on Books and Records Comments Due: View Received Comments Exhibit 2 , Exhibit 5 Federal Register version (88 FR 9560)
34-96836
Feb. 8, 2023
SR-PEARL-2023-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 9576)
34-96837
Feb. 8, 2023
SR-PEARL-2023-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531, Reports and Market Data Products, To Provide for the New "Liquidity Taker Event Report-Resting Simple Orders" Comments Due: Exhibit 5 Federal Register version (88 FR 9543)
34-96835
Feb. 8, 2023
SR-MIAX-2023-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 9555)
34-96839
Feb. 8, 2023
SR-MIAX-2023-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531, Reports and Market Data Products, To Provide for the New "Liquidity Taker Event Report-Resting Simple Orders" Comments Due: Exhibit 5 Federal Register version (88 FR 9550)
34-96844
Feb. 8, 2023
SR-CBOE-2023-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule for the Cboe Silexx Platform Comments Due: Exhibit 5 Federal Register version (88 FR 9548)
34-96821
Feb. 7, 2023
SR-NYSENAT-2022-26
Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls Federal Register version (88 FR 8950)
34-96820
Feb. 7, 2023
SR-NYSEARCA-2022-80
Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19-E Concerning Pre-Trade Risk Controls View Received Comments Federal Register version (88 FR 8949)
34-96829
Feb. 7, 2023
SR-NYSEARCA-2022-82
Notice of Withdrawal of Proposed Rule Change To Amend Rule 6.40P-O Concerning Pre-Trade Risk Controls View Received Comments Federal Register version (88 FR 8980)
34-96824
Feb. 7, 2023
SR-MRX-2023-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 6 Comments Due: Exhibit 5 Federal Register version (88 FR 8975)
34-96827
Feb. 7, 2023
SR-MRX-2022-29
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees View Received Comments Federal Register version (88 FR 8945)
34-96830
Feb. 7, 2023
SR-BOX-2023-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees Comments Due: Exhibit 5 Federal Register version (88 FR 8947)
34-96818
Feb. 6, 2023
SR-ISE-2023-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. ("Nasdaq") Functionality Comments Due: Exhibit 5 Federal Register version (88 FR 8950)
34-96817
Feb. 6, 2023
SR-GEMX-2023-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality Comments Due: Exhibit 5 Federal Register version (88 FR 8922)
34-96797
Feb. 3, 2023
SR-OCC-2022-012
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit Comments Due: View Received Comments Federal Register version (88 FR 8505)
34-96799
Feb. 3, 2023
SR-DTC-2023-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: View Received Comments Exhibit 5 Federal Register version (88 FR 8506)
34-96801
Feb. 3, 2023
SR-NSCC-2023-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: Exhibit 5 Federal Register version (88 FR 8502)
34-96800
Feb. 3, 2023
SR-FICC-2023-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: Exhibit 5 Federal Register version (88 FR 8491)
34-96803
Feb. 3, 2023
SR-NYSE-2023-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: Federal Register version (88 FR 8487)
34-96802
Feb. 3, 2023
SR-MEMX-2023-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (88 FR 8482)
