Notice

Release Number SEC Issue Date File Number Details
34-103574 SR-NYSEARCA-2025-05 (WITHDRAWN on 9/29/2025) Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale...
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34-103561 SR-NASDAQ-2025-053 (WITHDRAWN on 9/26/2025) Notice of Filing of Proposed Rule Change to Amend the iShares Ethereum Trust to Permit Staking of Ether Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: August 22, 2025
34-103559 SR-BX-2025-012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026
Comments Due: August 21, 2025
See Also - Exhibit 5
34-103558 SR-ISE-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026
Comments Due: August 21, 2025
See Also - Exhibit 5
34-103557 SR-FICC-2025-015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect Participant Activity
Comments Due: October 14, 2025
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34-103555 SR-NASDAQ-2025-005 (WITHDRAWN on 9/25/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Litecoin ETF under Nasdaq Rule 5711(d)...
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34-103553 SR-NYSEARCA-2025-06 (WITHDRAWN 9/29/2025) Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Solana...
Comments Due: September 9, 2025
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34-103554 SR-NYSEARCA-2025-40 WITHDRAWN on 09/23/2025 - Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Truth Social Bitcoin ETF, B.T. under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
34-103551 SR-IEX-2025-17 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish IEX Options LLC as a facility of Investors Exchange LLC
Comments Due: August 20, 2025
See Also - Exhibit 5
34-103547 SR-PEARL-2025-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519C, Mass Cancellation of Trading Interest, to Adopt a New Selective Liquidity Auto Purge (“SLAP”)
Comments Due: August 20, 2025
See Also - Exhibit 5
34-103546 SR-CboeEDGX-2025-035 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 11.21 to Allow an RMO to Enter a Retail Order onto the Exchange in a Principal Capacity
Comments Due: by October 1, 2025. Rebuttal comments should be submitted by October 15, 2025.
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34-103549 SR-NYSE-2025-20 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual
Comments Due: on or before October 6, 2025. Rebuttal comments should be submitted by October 20, 2025.
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34-103542 SR-NSCC-2025-011 Notice of Filing of Proposed Rule Change Concerning Enhancements to the Automated Customer Account Transfer Service
Comments Due: August 19, 2025
See Also - Exhibit 5
34-103539 SR-NASDAQ-2025-052 (WITHDRAWN ON 9/8/25) Notice of Filing of Proposed Rule Change to Amend the Hashdex Nasdaq Crypto Index US ETF to Allow for In-Kind Transfers Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: August 19, 2025
34-103532 SR-CBOE-2025-049 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Fee Waiver Currently Offered for Cboe Silexx
Comments Due: August 18, 2025
See Also - Exhibit 5
34-103530 SR-CboeBZX-2025-050 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the Franklin Bitcoin ETF, the Franklin Ethereum ETF, and the Franklin Crypto Index ETF to Permit In-Kind Creations...
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34-103529 SR-CboeBZX-2025-035 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the Invesco Galaxy Bitcoin ETF and the Invesco Galaxy Ethereum ETF to Permit In-Kind Creations and Redemptions
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34-103527 SR-CboeBZX-2025-033 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the WisdomTree Bitcoin Fund to Permit In-Kind Creations and Redemptions
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34-103526 SR-CboeBZX-2025-031 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the VanEck Bitcoin ETF and the VanEck Ethereum ETF to Permit In-Kind Creations and Redemptions
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34-103525 SR-CboeBZX-2025-023 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the Fidelity Wise Origin Bitcoin Fund and the Fidelity Ethereum Fund to Permit In-Kind Creations and Redemptions
Comments Due: August 15, 2025
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34-103523 SR-NASDAQ-2025-042 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of 21Shares SUI ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: on or before September 30, 2025. Rebuttal comments should be submitted by October 14, 2025.
34-103524 SR-CboeBZX-2025-010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend the Rule Governing the Listing and Trading of the ARK 21Shares Bitcoin ETF and the 21Shares Core Ethereum ETF to Permit In-Kind Creations and Redemptions
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34-103516 SR-MSRB-2025-01 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule G-14 RTRS Procedures under MSRB Rule G-14 Regarding the Timing of Reporting Transactions in Municipal Securities to the MSRB and to Make a Related...
Comments Due: July 11, 2025
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34-103517 SR-LTSE-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Fee Schedule to Adopt a Liquidity Incentive Program
Comments Due: August 15, 2025
See Also - Exhibit 5
34-103521 SR-OCC-2025-010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Changes to Codify in OCC’s By-Laws That a Clearing Member May Submit Adjustments to Its Positions with OCC for Any Purpose Permissable...
Comments Due: August 15, 2025
See Also - Exhibit 5
34-103515 SR-FINRA-2025-008 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting)
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34-103511 SR-CboeBYX-2025-020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: August 14, 2025
See Also - Exhibit 5
34-103509 SR-CBOE-2025-047 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders in Exclusively Listed Index Option Classes
Comments Due: August 14, 2025
See Also - Exhibit 5
34-103512 SR-CboeBZX-2025-090 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders in Exclusively Listed Index Option Classes
Comments Due: August 14, 2025
See Also - Exhibit 5
34-103513 SR-CboeEDGX-2025-055 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders in Exclusively Listed Index Option Classes
Comments Due: August 14, 2025
See Also - Exhibit 5
34-103510 SR-CboeBZX-2025-092 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: August 14, 2025
See Also - Exhibit 5
34-103508 SR-C2-2025-016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders in Exclusively Listed Index Option Classes
Comments Due: August 14, 2025
See Also - Exhibit 5
34-103507 SR-NYSEAMER-2025-42 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Lower the Options Regulatory Fee (ORF)
Comments Due: August 14, 2025
See Also - Exhibit 5
34-103506 SR-NYSEARCA-2025-52 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Lower the Options Regulatory Fee (ORF)
Comments Due: August 14, 2025
See Also - Exhibit 5
34-103501 SR-CboeEDGX-2025-056 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Add Volume Tiers
Comments Due: August 13, 2025
See Also - Exhibit 5
34-103499 SR-NYSEArca-2024-98 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Bitwise 10 Crypto Index ETF under Amended NYSE Arca Rule 8.500-E
Comments Due: August 22, 2025
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34-103500 SR-CboeBZX-2025-091 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Add Volume Tiers
Comments Due: August 13, 2025
See Also - Exhibit 5
34-103496 SR-MEMX-2025-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.3, to Adopt Rule 2.12 (MEMX Execution Services as Inbound Router), to Make a Corresponding Update in Rule 2.11 (MEMX Execution Services as Outbound Router), and to R...
Comments Due: August 13, 2025
See Also - Exhibit 5
34-103495 SR-DTC-2025-011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Settlement Service Guide Relating to Wire Instructions
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103493 SR-OCC-2025-007 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Concerning Updates to The Options Clearing Corporation’s Portfolio Revaluation Process for Purposes of Determining Intraday Margin Calls in Order to Better Manage...
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34-103492 SR-CboeBZX-2025-086 Notice of Filing of a Proposed Rule Change to Amend Rule 11.23
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103494 SR-C2-2025-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify the Application of Its Certification Logical Port Fees
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103491 SR-FINRA-2025-012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6860 of FINRA’s Compliance Rule to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions Related to Timestamp Granularity
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103489 SR-IEX-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Non-Substantive Change to Amend and Conform a Definition in the Exchange’s Fee Schedule
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103490 SR-CBOE-2025-050 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to its Frequent Trader Program and to Clarify Criteria Related to its Floor Broker Sliding Scale Supplemental Rebate Program
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103488 SR-ISE-2025-16 WITHDRAWN on 08/27/2025 - Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Options on the Hashdex Nasdaq Crypto Index US ETF
34-103486 SR-EMERALD-2025-17 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103485 SR-MIAX-2025-33 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103481 SR-CboeBZX-2025-089 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify the Application of Its Certification Logical Port Fees
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103484 SR-PEARL-2025-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103483 SR-SAPPHIRE-2025-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Extend the Temporary Discount Program for the Open-Close Report
Comments Due: August 12, 2025
See Also - Exhibit 5
34-103482 4-518 Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS to Add 24X National Exchange LLC as a Participant
Comments Due: August 12, 2025
34-103480 SR-IEX-2025-02 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to Adopt Rules to Govern the Trading of Options on the Exchange for a Ne...
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34-103478 SR-NYSEAMER-2025-41 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Restructure the Presentation of the Manual Billable Rebate Program and Delete Obsolete Pricing
Comments Due: August 11, 2025
See Also - Exhibit 5
34-103476 SR-NYSEARCA-2025-50 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.18-E to Effectuate Amendments to Second Restatement of the CTA Plan and the Restated CQ Plan and to Make Confirming Changes to Rules 1.1, 7.11-E, and 7.35-E
Comments Due: August 11, 2025
See Also - Exhibit 5
34-103475 SR-LTSE-2025-15 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data Fees
Comments Due: August 11, 2025
See Also - Exhibit 5
34-103473 SR-NYSEARCA-2025-38 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust and the Bitwise Ethereum ETF in Order to Permit In-Kind Creations...
34-103468 SR-SAPPHIRE-2025-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Non-Substantive Changes to the Exchange’s Rulebook
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103467 SR-CboeEDGA-2025-019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103464 SR-CboeEDGX-2025-052 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103466 SR-PEARL-2025-33 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Clarifying Changes to Exchange Rule 2611, Odd and Mixed Lots
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103465 SR-LTSE-2025-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity Fees for Cross-Connects at the Primary, Disaster Recovery, and Test Environment Facilities
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103461 SR-SAPPHIRE-2025-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of the Exchange’s Ultimate Parent Company, Miami International Holdings, Inc.
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103460 SR-EMERALD-2025-16 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of the Exchange’s Ultimate Parent Company, Miami International Holdings, Inc.
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103463 SR-NYSE-2025-17 (WITHDRAWN on 8/25/2025) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Connectivity Fee Schedule to Add Hardware Procurement and Managed Services
File Nos.: SR-NYSE-2025-17, SR-NYSEAMER-2025-28, SR-NYSEARCA-2025-35, SR-NYSETEX-2025-07, SR-NYSENAT-2025-10
34-103457 SR-NYSEARCA-2025-39 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt New Rule 5.2-E(j)(9) to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund Shares
Comments Due: on or before October 1, 2025. Rebuttal comments should be submitted by October 15, 2025.
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34-103462 SR-NYSEAMER-2025-40 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Establishing Limited Underwriting Members
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103459 SR-PEARL-2025-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of the Exchange’s Ultimate Parent Company, Miami International Holding
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103458 SR-MIAX-2025-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of the Exchange’s Ultimate Parent Company, Miami International Holdings, Inc.
Comments Due: August 8, 2025
See Also - Exhibit 5
34-103455 SR-NYSEARCA-2025-51 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Exemptive Relief Applicable to Certain Managed Portfolio Shares
Comments Due: August 7, 2025
34-103454 SR-NYSETEX-2025-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc. to Harmonize the Manner in Which the Exchange Charges for Ports that Provide Connectivity to the Exchange
Comments Due: August 7, 2025
See Also - Exhibit 5
34-103452 SR-CboeBZX-2025-072 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 that are Listed as of or after May 20, 2025 from the...
Comments Due: on or before September 26, 2025. Rebuttal comments should be submitted by October 10, 2025.
View Received Comments
34-103450 SR-BOX-2025-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Tier 4 and Tier 5 Percentage Thresholds of National Customer Volume in Multiply-Listed Options Classes in Section IV.A.1 (Tiered Volume Rebate for Non-Auction...
Comments Due: August 7, 2025
34-103447 SR-PEARL-2025-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: August 7, 2025
See Also - Exhibit 5
34-103453 SR-CboeBZX-2025-076 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt New Rule 14.11(n) to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund Shares
View Received Comments
34-103451 SR-SAPPHIRE-2025-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: August 7, 2025
See Also - Exhibit 5
34-103449 SR-EMERALD-2025-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: August 7, 2025
See Also - Exhibit 5
34-103445 SR-MIAX-2025-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt New Fee Categories for the Exchange’s Proprietary Market Data Feeds
Comments Due: August 7, 2025
See Also - Exhibit 5
34-103443 4-618 Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange...
Comments Due: August 6, 2025
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34-103440 SR-NASDAQ-2025-048 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a New Credit Under Equity 7, Section 118(a)
Comments Due: August 6, 2025
See Also - Exhibit 5
34-103439 SR-MEMX-2025-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: August 6, 2025
See Also - Exhibit 5
34-103435 SR-FINRA-2025-011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules 6380A and 6380B (Transaction Reporting) to Extend the Trade Reporting Facilities Operating Hours
Comments Due: August 6, 2025
View Received Comments
See Also - Exhibit 5
34-103434 SR-ISE-2025-15 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend the Short Term Option Series Program to List Qualifying Securities
Comments Due: September 2, 2025. Rebuttal Comments Due: September 16, 2025
View Received Comments
See Also - Exhibit 5
34-103431 SR-LTSE-2025-12 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend LTSE Rule 11.660 of the Exchange’s Consolidated Audit Trail Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be...
Comments Due: August 5, 2025
See Also - Exhibit 5
34-103433 SR-MIAX-2025-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Remove the Select Symbol “X”
Comments Due: August 5, 2025
See Also - Exhibit 5
34-103423 SR-CboeBYX-2025-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: August 4, 2025
See Also - Exhibit 5
34-103420 SR-PHLX-2025-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...
Comments Due: August 4, 2025
View Received Comments
See Also - Exhibit 5
34-103417 SR-NYSEAMER-2025-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...
Comments Due: August 4, 2025
View Received Comments
See Also - Exhibit 5
34-103429 SR-CboeEDGX-2025-050 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: August 4, 2025
See Also - Exhibit 5
34-103410 SR-NYSEAMER-2025-37 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: August 4, 2025
See Also - Exhibit 5
34-103428 SR-CboeEDGA-2025-018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: August 4, 2025
See Also - Exhibit 5
34-103427 SR-CboeBZX-2025-083 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: August 4, 2025
See Also - Exhibit 5
34-103408 SR-CboeBZX-2025-081 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Canary PENGU ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: August 4, 2025
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34-103419 SR-NYSETEX-2025-19 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...
Comments Due: August 4, 2025
View Received Comments
See Also - Exhibit 5
34-103426 SR-MRX-2025-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...
Comments Due: August 4, 2025
View Received Comments
See Also - Exhibit 5
34-103425 SR-ISE-2025-18 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...
Comments Due: August 4, 2025
View Received Comments
See Also - Exhibit 5
34-103424 SR-GEMX-2025-14 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...
Comments Due: August 4, 2025
View Received Comments
See Also - Exhibit 5
34-103416 SR-NASDAQ-2025-038 Notice of Filing of Amendment No. 1 and Designation of a Longer Period for Commission Action on a Proposed Rule Change, as modified by Amendment No. 1, to Amend the Rules Governing the Listing and Trading of Shares of the iShares Ethereum Trust to...
View Received Comments
34-103421 SR-BX-2025-010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025...
Comments Due: August 4, 2025
View Received Comments
See Also - Exhibit 5
34-103413 SR-NYSENAT-2025-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: August 4, 2025
See Also - Exhibit 5