34-105395
May 7, 2026
SR-NYSETEX-2026-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc. to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the... Comments Due: Exhibit 5
34-105414
May 7, 2026
SR-DTC-2026-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align the Notice Period for Missed Transfer Adjustments in the Distributions Service Guide Comments Due: Exhibit 5
34-105413
May 7, 2026
SR-SAPPHIRE-2026-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing... Comments Due: Exhibit 5
34-105402
May 7, 2026
SR-CBOE-2026-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period from May 1... Comments Due: Exhibit 5
34-105408
May 7, 2026
SR-NYSENAT-2026-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing... Comments Due: Exhibit 5
34-105412
May 7, 2026
SR-PEARL-2026-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing... Comments Due: Exhibit 5
34-105407
May 7, 2026
SR-IEX-2026-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Incurred prior to January 1, 2022 Comments Due: Exhibit 5
34-105400
May 7, 2026
SR-CboeBYX-2026-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period from May 1... Comments Due: Exhibit 5
34-105398
May 7, 2026
SR-CboeEDGA-2026-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period from May 1... Comments Due: Exhibit 5
34-105406
May 7, 2026
SR-NYSETEX-2026-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc. to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated... Comments Due: Exhibit 5
34-105399
May 7, 2026
SR-CboeBZX-2026-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period from May 1... Comments Due: Exhibit 5
34-105397
May 7, 2026
SR-CboeEDGX-2026-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period from May 1... Comments Due: Exhibit 5
34-105396
May 7, 2026
SR-IEX-2026-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period from May 1, 2026... Comments Due: Exhibit 5
34-105394
May 7, 2026
SR-SAPPHIRE-2026-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated... Comments Due: Exhibit 5
34-105391
May 7, 2026
SR-MIAX-2026-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail... Comments Due: Exhibit 5
34-105393
May 7, 2026
SR-PEARL-2026-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the... Comments Due: Exhibit 5
34-105392
May 7, 2026
SR-PEARL-2026-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing... Comments Due: Exhibit 5
34-105390
May 7, 2026
SR-EMERALD-2026-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing... Comments Due: Exhibit 5
34-105389
May 6, 2026
SR-BOX-2026-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From... Comments Due: Exhibit 5
34-105388
May 6, 2026
SR-NYSENAT-2026-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the.. Comments Due: Exhibit 5
34-105387
May 6, 2026
SR-24X-2026-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Fees Applicable to Members of the Exchange Comments Due: Exhibit 5
34-105386
May 6, 2026
SR-NYSEAMER-2026-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the... Comments Due: Exhibit 5
34-105385
May 6, 2026
SR-NYSE-2026-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Price List to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail... Comments Due: Exhibit 5
34-105384
May 6, 2026
SR-NYSEARCA-2026-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges to Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the... Comments Due: Exhibit 5
34-105383
May 6, 2026
SR-IEX-2026-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 11.190(g) Comments Due: Exhibit 5
34-105382
May 6, 2026
SR-MEMX-2026-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.8, Voluntary Termination of Rights as a Member Comments Due: Exhibit 5
34-105381
May 6, 2026
SR-MX2-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.8, Voluntary Termination of Rights as a Member Comments Due: Exhibit 5
34-105380
May 6, 2026
SR-C2-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Regarding Trading Permit Holders and Associated Persons of a Trading Permit Holder Who are or Become Subject to a Statutory Disqualification Comments Due: Exhibit 5
34-105379
May 6, 2026
SR-CboeBZX-2026-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Regarding Members and Associated Persons of Members Who are or Become Subject to a Statutory Disqualification Comments Due: Exhibit 5
34-105378
May 6, 2026
SR-CboeEDGX-2026-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Regarding Members and Associated Persons of Members Who are or Become Subject to a Statutory Disqualification Comments Due: Exhibit 5
34-105377
May 6, 2026
SR-CboeEDGA-2026-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Regarding Members and Associated Persons of Members Who are or Become Subject to a Statutory Disqualification Comments Due: Exhibit 5
34-105376
May 5, 2026
SR-SAPPHIRE-2026-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2040, Qualified Floor Orders Comments Due: Exhibit 5
34-105375
May 5, 2026
SR-LTSE-2026-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the LTSE Fee Schedule to Introduce the LTSE Membership Launchpad Program Comments Due: Exhibit 5
34-105373
May 5, 2026
SR-DTC-2026-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the DTC Rules to Align a Provision with Rule 17ad-22(e)(19) under the Securities Exchange Act of 1934 Comments Due: View Received Comments Exhibit 5
34-105371
May 5, 2026
SR-CBOE-2026-024
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Rules Regarding Complex Orders and Complex Order Auctions to Accommodate Stop-Limit Complex Orders and Establish Stop Complex Order Auctions as a... Comments Due: Rebuttal comments
34-105370
May 5, 2026
SR-NASDAQ-2026-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Ports Fees Comments Due: Exhibit 5
34-105369
May 5, 2026
SR-CBOE-2026-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Stock Loan Inventory Functionality for Silexx Comments Due:
34-105367
May 5, 2026
SR-TXSE-2026-005
Notice of Filing of a Proposed Rule Change to Adopt Rules Related to the Listing and Trading of Closed-End Funds on the Exchange View Received Comments Exhibit 5
34-105365
May 5, 2026
SR-ISE-2026-22
Notice of Filing of Proposed Rule Change to Permit the Listing of A.M.-Settled Options on the Nasdaq-100 Index that Expire on any Monday, Tuesday, Wednesday, Thursday, or Friday (other than the Third Friday-of-the-Month or Days that Coincide with an End.. Exhibit 5
34-105362
May 4, 2026
SR-MSRB-2026-01
Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-12(c) to Codify and Retire or Revise Certain Existing Interpretive Guidance on Confirmation Requirements for Those Inter-Dealer Municipal Securities Transactions That are Ineligible for... Exhibit 2 , Exhibit 5
34-105363
May 4, 2026
SR-NASDAQ-2026-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Designated Date for Removal of the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d) Comments Due:
34-105361
May 4, 2026
SR-MSRB-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-20 to Revise the MSRB’s Gift and Gratuities Requirements to Preserve Alignment with Amendments to FINRA Rule 3220 and to Make Certain Technic... Comments Due: View Received Comments Exhibit 5
34-105355
May 1, 2026
SR-FINRA-2026-001
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Adopt FINRA Rule 3290 (Outside Activities Requirements) Comments Due: Rebuttal Comments Due: View Received Comments
34-105352
May 1, 2026
SR-FINRA-2026-009
Notice of Filing of a Proposed Rule Change to Amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (TRACE) to Expand the Scope of the Non-Member Affiliate—Principal Transaction Indicator to Also Include Member Affiliates View Received Comments Exhibit 5
34-105349
May 1, 2026
SR-CTA-CQ-2026-02
Notice of Filing and Immediate Effectiveness of the Forty-First Amendment to the Second Restatement of the CTA Plan and Thirty-Second Amendment to the Restated CQ Plan Comments Due: Federal Register.
34-105347
May 1, 2026
SR-NYSEARCA-2026-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: View Received Comments Exhibit 5
34-105339
May 1, 2026
SR-NASDAQ-2026-016
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the VanEck JitoSOL ETF Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: Rebuttal Comments Due: View Received Comments
34-105338
April 30, 2026
SR-NYSETEX-2026-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: View Received Comments Exhibit 5
34-105334
April 29, 2026
SR-NYSEAMER-2026-17
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Section 1003 of the NYSE American Company Guide Comments Due: Rebuttal comments View Received Comments
34-105332
April 28, 2026
4-700
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors Exchange LLC
34-105329
April 28, 2026
SR-SAPPHIRE-2026-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-105328
April 28, 2026
SR-PEARL-2026-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-105325
April 28, 2026
SR-EMERALD-2026-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-105331
April 28, 2026
SR-BOX-2026-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the One-Minute Intraday Open-Close Data Report and to Adopt Fees for Such Product Comments Due: Exhibit 5
34-105330
April 28, 2026
SR-IEX-2026-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Introduce a New Displayed Liquidity Adding Rebate for Tape B Securities Comments Due: Exhibit 5
34-105323
April 28, 2026
SR-NYSEAMER-2026-29
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rules 353 and 931NY Comments Due: Exhibit 5
34-105326
April 28, 2026
SR-MIAX-2026-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-105324
April 28, 2026
SR-BOX-2026-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Modify Certain Rebate Tiers for Qualified Contingent Cross Transactions Comments Due: Exhibit 5
34-105322
April 28, 2026
SR-CBOE-2026-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Existing Flat Monthly Fee for the Silexx Application Programming Interface (“API”) with a Usage-Based Tiered Pricing Structure Comments Due: Exhibit 5
34-105321
April 28, 2026
SR-CboeEDGX-2026-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Introducing New Fee Code ZP and Amending the Fee Associated with Fee Code DX Comments Due: Exhibit 5
34-105320
April 28, 2026
SR-CBOE-2026-044
Notice of Filing of a Proposed Rule Change to Permit the Listing of A.M.-Settled Options on the S&P 500 Index that Expire on Any Monday, Tuesday, Wednesday, Thursday, or Friday (other than the Third Friday-of-the-Month or Days that Coincide with an End... Exhibit 5
34-105319
April 27, 2026
SR-FICC-2026-801
Notice of No Objection to Advance Notice to Raise Prefunded Default Liquidity Through the Commercial Paper Program
34-105318
April 27, 2026
SR-FINRA-2026-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books) Comments Due: Exhibit 5
34-105313
April 27, 2026
SR-ISE-2026-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Short Term Options Series Program Comments Due: Exhibit 5
34-105311
April 27, 2026
SR-NYSEARCA-2026-42
Notice of Filing of Proposed Rule Change to Amend Rule 8.201-E (Generic) to Modify the Generic Listing Standards for Commodity-Based Trust Shares View Received Comments Exhibit 5
34-105308
April 24, 2026
SR-NYSEARCA-2025-77
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the T. Rowe Price Active Crypto ETF under NYSE Arca Rule 8.201-E (Generic) Commodity-Based Trust Shares View Received Comments
34-105309
April 24, 2026
SR-TXSE-2026-006
Notice of Filing of a Proposed Rule Change to Amend Certain Parts of its Opening and Closing Auctions View Received Comments Exhibit 5
34-105305
April 24, 2026
SR-NYSEARCA-2026-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding the Firm and Broker Dealer Monthly Fee Cap and the Combined Cap on Submitting Broker Credits Paid for QCC Trades and Floor... Comments Due: Exhibit 5
34-105304
April 23, 2026
SR-CboeEDGX-2026-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Exhibit 5
34-105302
April 23, 2026
SR-C2-2026-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Exhibit 5
34-105301
April 23, 2026
SR-CBOE-2026-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Exhibit 5
34-105303
April 23, 2026
SR-CboeBZX-2026-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Exhibit 5
34-105297
April 23, 2026
SR-CboeBYX-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Exhibit 5
34-105300
April 23, 2026
SR-SAPPHIRE-2026-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 2050, Trading Floor Order Price Protection Mechanisms and Risk Controls Comments Due: Exhibit 5
34-105298
April 23, 2026
SR-CboeBZX-2026-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Exhibit 5
34-105294
April 23, 2026
SR-CboeEDGA-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Exhibit 5
34-105295
April 23, 2026
SR-CboeEDGX-2026-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Exhibit 5
34-105293
April 23, 2026
SR-NASDAQ-2026-032
Notice of Filing of Proposed Rule Change to Amend Rule 5711(d) to Modify the Generic Listing Standards for Commodity-Based Trust Shares Comments Due: View Received Comments Exhibit 5
34-105291
April 22, 2026
SR-NASDAQ-2026-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain Initial Listing Requirements for Acquisition Companies Comments Due: Exhibit 5
34-105289
April 22, 2026
SR-CBOE-2026-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Regarding Trading Permit Holders and Associated Persons of a Trading Permit Holder Who are or Become Subject to a Statutory Disqualification Comments Due: Exhibit 5
34-105288
April 22, 2026
SR-ISE-2026-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Description and Contents of ISE Trade Outline Products Comments Due: Exhibit 5
34-105287
April 22, 2026
SR-LCH SA-2026-003
Notice of Filing of Proposed Rule Change Relating to the Extension of Eligible Collateral to US Treasury Exhibit 3 , Exhibit 5.1 , Exhibit 5.2 , Exhibit 5.3
34-105281
April 21, 2026
SR-C2-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 to Adopt a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer (“NB... Comments Due: Exhibit 5
34-105282
April 21, 2026
SR-CboeBZX-2026-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17 to Adopt a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer... Comments Due: Exhibit 5
34-105280
April 21, 2026
SR-CboeEDGX-2026-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17 to Adopt a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer (“N... Comments Due: Exhibit 5
34-105277
April 20, 2026
SR-CBOE-2026-035
Notice of Filing of a Proposed Rule Change to Amend Rule 4.21 (Series of FLEX Options) Comments Due: View Received Comments Exhibit 5
34-105274
April 20, 2026
SR-CboeBZX-2026-027
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts Comments Due: Rebuttal comments
34-105278
April 20, 2026
SR-NASDAQ-2026-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Nasdaq Options Market Data Feeds With Those of Other Nasdaq Options Markets Comments Due: Exhibit 5
34-105273
April 20, 2026
SR-CboeEDGX-2026-021
Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 21.19 and 21.21 to Permit Orders for the Accounts of Market-Makers with an Appointment in the Applicable Class to be Solicited for the... Comments Due: Exhibit 5
34-105269
April 17, 2026
SR-CTA/CQ-2026-01
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Fortieth Substantive Amendment to the Second Restatement of the CTA Plan and Thirty-First Substantive Amendment to the Restated CQ... Comments Due: Federal Register .Rebuttal Comments Due: Federal Register .
34-105268
April 17, 2026
S7-24-89
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation...
34-105263
April 17, 2026
SR-NasdaqTX-2026-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NTX Options Price Improvement Auction Comments Due: Exhibit 5
34-105266
April 17, 2026
SR-ISE-2026-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105267
April 17, 2026
SR-MRX-2026-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105265
April 17, 2026
SR-GEMX-2026-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105264
April 17, 2026
SR-PHLX-2026-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105260
April 17, 2026
SR-NYSE-2026-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: View Received Comments Exhibit 5
34-105258
April 16, 2026
SR-PHLX-2026-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 3304 (Data Feeds Utilized) To Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
34-105259
April 16, 2026
SR-IEX-2026-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 11.240 (Trade Execution, Reporting, and Dissemination of Quotations) to Conform with Amendments to Rules 600 and 603 of Regulation NMS Recently Approved by the... Comments Due: Exhibit 5
34-105257
April 16, 2026
SR-NasdaqTX-2026-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 4759 (Data Feeds Utilized) To Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
