Notice

Release Number SEC Issue Date File Number Details
34-104463 SR-CboeBYX-2025-036 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9(c)(8) to Clarify Pegged Order Operation and to Align BYX Rule 11.9(c)(8) with the Corresponding Rule of its Affiliate Exchanges, Cboe EDGA Exchange...
Comments Due: January 20, 2026
See Also - Exhibit 5
34-104462 SR-PEARL-2025-50 Notice of Filing of a Proposed Rule Change to Allow Post-Only Orders in Sub-Dollar Securities
See Also - Exhibit 5
34-104461 SR-CboeBZX-2025-165 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9(c)(8) to Clarify Pegged Order Operation and to Align BZX Rule 11.9(c)(8) with the Corresponding Rule of its Affiliate Exchanges, Cboe EDGA Exchange...
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104458 SR-PEARL-2025-49 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104460 SR-SAPPHIRE-2025-44 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104459 SR-CboeBZX-2025-167 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Exchange to Extend the Quote-Only Period
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104457 SR-SAPPHIRE-2025-40 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 516, Order Types, to Remove the Definition of a Route to Floor Order
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104455 SR-ISE-2025-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX Order Fees
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104452 SR-PHLX-2025-70 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend PHLX Equity 6, Section 4 (Exchange Sharing of PSX Participant Risk Settings) To Permit the Allocation of Responsibility To Clearing Members
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104451 SR-MIAX-2025-49 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to Permit Options on Commodity-Based Trust Shares
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104447 SR-CboeBZX-2025-072 (WITHDRAWN 12/12/2025) Notice of Withdrawal of a Proposed Rule Change to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 that are Listed as of or after May 20, 2025 from the Annual Meeting...
View Received Comments
34-104454 SR-CboeBZX-2025-161 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the WisdomTree Bitcoin Fund, Shares of which were Approved to List and Trade on the Exchange Pursuant to BZX Rule 14.11(e)(4)
Comments Due: January 13, 2026
34-104446 SR-GEMX-2025-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 3 and 4 Regarding the Crossing Fee Cap
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104453 SR-BX-2025-031 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BX Equity 6, Section 4 (Exchange Sharing of Participant Risk Settings) To Permit the Allocation of Responsibility To Clearing Members
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104445 SR-EMERALD-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule
Comments Due: January 13, 2026
34-104449 SR-NYSE-2025-44 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104448 SR-CBOE-2025-068 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Add P.M.-Settled Options on the Cboe Magnificent 10 Index with Third Friday Expirations, Nonstandard Expirations,...
Comments Due: January 13, 2026
View Received Comments
34-104442 SR-NASDAQ-2025-105 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the Good-Till-Cancelled Time-in-Force Order Attribute in its Equities Market
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104444 SR-NASDAQ-2025-102 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the Designated Liquidity Provider Program and Add a New Market Quality Supporter Program
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104441 SR-FINRA-2025-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules 5220, 5320, 6220, 6272, 6279, 6320A, 6320B, and 7620A to Conform to the New Definition of “Round Lot” Adopted by the Commission under Regulation NMS
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104438 SR-TXSE-2025-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Certain Changes to the Governing Documents of the Exchange’s Parent Company
Comments Due: January 12, 2026
See Also - Exhibits 5a and 5b
34-104437 SR-CBOE-2025-090 Notice of Filing of a Proposed Rule Change to proposes to Amend Rules 5.37, 5.39, 5.73, and 5.74 to Permit Orders for the Accounts of Market-Makers with an Appointment in the Applicable Class on the Exchange, in all Classes, to be Solicited for the...
34-104436 SR-NYSE-2025-45 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Sections 902.03 and 907.00 of the NYSE Listed Company Manual
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104435 SR-CBOE-2025-091 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices when the National Best Bid and Offer is Determined to be Wide
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104432 SR-NYSEAMER-2025-73 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Sections 140 and 141 of the NYSE American Company Guide
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104434 SR-CboeBZX-2025-168 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Increase the Options Regulatory Fee (ORF) from January 2, 2026 through June 30, 2026
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104433 SR-C2-2025-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Increase the Options Regulatory Fee (ORF) from January 2, 2026 through June 30, 2026
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104431 SR-PHLX-2025-73 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the Good-Till-Cancelled Time-in-Force Order Attribute in its Equities Market
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104430 SR-BX-2025-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue the Good-Till-Cancelled Time-in-Force Order Attribute in its Equities Market
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104429 SR-Phlx-2025-68 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Professional Subscriber Fees for Top of PHLX Options and PHLX Orders for Inflation
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104427 SR-PHLX-2025-72 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt PHLX Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: January 12, 2026
View Received Comments
See Also - Exhibit 5
34-104423 SR-NASDAQ-2025-103 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Nasdaq Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: January 12, 2026
View Received Comments
See Also - Exhibit 5
34-104420 SR-BX-2025-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt BX Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: January 12, 2026
View Received Comments
See Also - Exhibit 5
34-104418 SR-CboeEDGX-2025-085 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Increase the Options Regulatory Fee (ORF) from January 2, 2026 through June 30, 2026
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104417 SR-CBOE-2025-086 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104416 SR-CBOE-2025-085 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Sunset Date of the Current Options Regulatory Fee (ORF) from December 31, 2025 to June 30, 2026
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104415 SR-CBOE-2025-088 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Historical Trade-by-Trade Report
Comments Due: January 9, 2026
34-104413 SR-NYSEArca-2025-86 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Grayscale Bitcoin Mini Trust Shares to Trade Under NYSE Arca Rule 8.201-E (Generic) Commodity-Based Trust Shares
Comments Due: January 9, 2026
34-104411 SR-IEX-2025-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Handling of Incoming Post Only Orders
Comments Due: January 9, 2026
See Also - Exhibit 5
34-104410 SR-CboeBZX-2025-158 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: January 9, 2026
See Also - Exhibit 5
34-104394 SR-ISE-2025-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt ISE Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: January 9, 2026
View Received Comments
See Also - Exhibit 5
34-104408 SR-ICC-2025-012 Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, and ICC End-of-Day Price Discovery Policies and Procedures
See Also - Exhibit 5
34-104407 SR-NASDAQ-2025-098 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5215 to Allow the Listing of American Depositary Receipts of Canadian Companies
Comments Due: January 8, 2026
34-104404 SR-CboeEDGX-2025-084 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104403 SR-CboeBZX-2025-157 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104405 SR-SAPPHIRE-2025-41 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104400 SR-Phlx-2025-66 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104399 SR-MIAX-2025-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104402 SR-NASDAQ-2025-096 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104397 SR-FICC-2025-024 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Amendments to the GSD Rules and the MBSD Rules to Modify Certain Fees
Comments Due: January 8, 2026
See Also - Exhibit 3, Exhibit 5
34-104396 SR-ICC-2025-013 Notice of Filing of Proposed Rule Change Relating to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework
See Also - Exhibit 5
34-104401 SR-EMERALD-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104395 SR-C2-2025-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104398 SR-PEARL-2025-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104391 SR-IEX-2025-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule to Modify a Displayed Liquidity Adding Rebate Tier
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104390 SR-CBOE-2025-087 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Permissible Strike Price Intervals for Options on the Cboe Mini Bitcoin U.S. ETF Index and the Cboe Magnificent 10 Index
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104389 SR-OCC-2025-017 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Adjustments to Cleared Contracts.
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104387 SR-PHLX-2025-67 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for the Trades and Spread Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104386 SR-NYSEAMER-2025-72 Notice of Filing of Proposed Rule Change to Amend Section 1003 of the NYSE American Company Guide
View Received Comments
See Also - Exhibit 5
34-104381 SR-NYSEARCA-2025-84 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: January 7, 2026
See Also - Exhibit 5
34-104385 SR-NYSE-2025-43 Notice of Filing of Proposed Rule Change to Amend Section 802.01C of the NYSE Listed Company Manual
View Received Comments
See Also - Exhibit 5
34-104380 SR-MIAX-2025-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of the Change to Amend the Administrative Information Subscriber Market Data Feed
Comments Due: January 7, 2026
34-104379 SR-CboeBYX-2025-034 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule by Amending Certain Add/Remove Volume Tiers, Amending the Non-Displayed Tier, and Removing the Routing Tier
Comments Due: January 7, 2026
See Also - Exhibit 5
34-104383 SR-NYSE-2025-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: January 7, 2026
See Also - Exhibit 5
34-104374A SR-FICC-2025-019 Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a...
Comments Due: January 8, 2026
View Received Comments
34-104376 SR-NSCC-2025-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Addendum A (Fee Structure) of the NSCC Rules
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 3, Exhibit 5
34-104372 SR-SAPPHIRE-2025-42 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Selective Liquidity Auto Purge (“SLAP”) Feature
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104371 SR-MIAX-2025-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104370 SR-SAPPHIRE-2025-43 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104369 SR-CboeBZX-2025-159 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for its Complex Order Market Data Feeds
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104364 SR-CboeEDGX-2025-082 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104365 SR-CBOE-2025-082 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104367 SR-CboeBZX-2025-151 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104366 SR-C2-2025-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104368 SR-EMERALD-2025-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104363 SR-CBOE-2025-089 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with the Exchange’s Plans to List and Trade Options that Overlie the Magnificent 10 Index (“MGTN Options”)
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104362 SR-NYSEARCA-2025-82 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104361 SR-NYSEAMER-2025-70 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104360 SR-TXSE-2025-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Certain Changes to the Governing Documents of the Exchange and its Parent Company
Comments Due: January 6, 2026
See Also - Exhibits 5A, 5B and 5C
34-104359 SR-OCC-2025-018 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit...
View Received Comments
See Also - Exhibit 2, Notice of intent to petition, Petition, Letter from Deputy Secretary
34-104358 SR-CBOE-2025-083 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Its Floor Broker Sliding Scale Rebate Program and Floor Broker Sliding Scale Supplemental Rebate Program
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104357 SR-CboeBZX-2025-155 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104356 SR-CBOE-2025-084 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees Related to the Cboe Silexx Platform
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104355 SR-NASDAQ-2025-099 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain Companies
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104353 SR-LTSE-2025-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule to Modify the Liquidity Incentive Program
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104351 SR-NYSEARCA-2025-24 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Units of the Sprott Physical Copper Trust
Comments Due: February 23, 2026
View Received Comments
34-104348 SR-LTSE-2025-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Co-Lead Incentive
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104347 SR-Phlx-2025-64 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104346 SR-NASDAQ-2025-093 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Options 7, Section
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104343 SR-IEX-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule Concerning the Supplemental Market Quality Program
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104342 SR-IEX-2025-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule pursuant to IEX Rules 15.110(a) and (c) to Delete Obsolete Language
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104332 SR-NYSEAMER-2025-69 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Amend the Qualifying Criteria for Initiating Participant Credits for Single-Leg CUBE Auctions
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104334 SR-NYSEAMER-2025-71 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104330 SR-FINRA-2025-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 7620B (FINRA/NYSE Trade Reporting Facility Reporting Fees)
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104325 SR-NYSETEX-2025-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5 to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104333 SR-NYSEARCA-2025-83 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104331 SR-NASDAQ-2025-094 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Transaction Fees at Nasdaq Rule Equity 7, Section 118, To Add a New Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide...
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104326 SR-NYSENAT-2025-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5 to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104329 SR-24X-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Limit Order Price Protection Percentages
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104328 SR-NYSEAMER-2025-67 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5E to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5