Notice

Release Number SEC Issue Date File Number Details
34-103670 SR-CboeEDGX-2025-064 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Modifying the First Prong of Criteria of Add Volume Tier 8 and Decreasing the Rebate Associated with Add Volume Tier 8
Comments Due: September 4, 2025
See Also - Exhibit 5
34-103667 SR-Phlx-2025-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend PIXL and Adopt New Auctions
Comments Due: September 3, 2025
See Also - Exhibit 5
34-103666 SR-CboeBYX-2025-024 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount on BYX Historical Depth Data
Comments Due: September 3, 2025
See Also - Exhibit 5
34-103665 SR-CboeEDGX-2025-063 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for EDGX Historical Depth Data
Comments Due: September 3, 2025
See Also - Exhibit 5
34-103664 SR-CboeEDGA-2025-024 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for EDGA Historical Depth Data
Comments Due: September 3, 2025
See Also - Exhibit 5
34-103663 SR-CBOE-2025-056 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding the Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF, Grayscale Bitcoin Trust ETF, Grayscale Bitcoin Mini Trust BTC, and the...
Comments Due: September 3, 2025
See Also - Exhibit 5
34-103662 SR-C2-2025-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of C2 Historical Depth Data
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103660 SR-CboeBYX-2025-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Historical U.S. Equity Short Volume and Trade Reports
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103661 SR-CboeBZX-2025-107 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103657 SR-CboeBZX-2025-101 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for U.S. Equity Short Volume and Trade Reports
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103655 SR-CboeBZX-2025-111 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103654 SR-CboeBZX-2025-096 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts
Comments Due: December 8, 2025.
Rebuttal Comments Due: December 22, 2025.
34-103653 SR-CboeEDGX-2025-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of EDGX Options Historical Depth Data
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103651 SR-CBOE-2025-051 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of Cboe Options Historical Depth Data
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103652 SR-CboeBZX-2025-097 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Ad Hoc Purchases of BZX Options Historical Depth Data
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103649 SR-NASDAQ-2025-060 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 115 to Introduce a New Feature Within the Nasdaq WorkX Platform That Will Automate the Method for Users to Resubmit, and for the System to Process, Rejected...
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103648 SR-CboeEDGA-2025-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports Directly
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103650 SR-CboeBZX-2025-108 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Revising the Rate Associated with the Cross Asset Tier
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103647 SR-CboeEDGX-2025-059 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports Directly
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103645 SR-PEARL-2025-38 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify the Rebates for Executions of Orders in Securities Priced at or Above $1.00 Per Share that Add Displayed Liquidity
Comments Due: September 2, 2025
See Also - Exhibit 5
34-103644 SR-MIAX-2025-37 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to Increase the Position and Exercise Limits for iShares Bitcoin Trust ETF
Comments Due: August 29, 2025
See Also - Exhibit 5
34-103640 SR-CboeBZX-2025-095 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports Directly
Comments Due: August 29, 2025
See Also - Exhibit 5
34-103639 SR-CboeBYX-2025-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Cboe Timestamping Service Reports to Allow Sponsored Participants to Purchase These Reports Directly
Comments Due: August 29, 2025
See Also - Exhibit 5
34-103636 SR-MIAX-2025-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Number of Minor, Non-Substantive Edits to the Exchange’s Rulebook
Comments Due: August 25, 2025
See Also - Exhibit 5
34-103643 SR-ISE-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX, Position and Exercise Limit Rules for the Grayscale Bitcoin Mini Trust ETF, the Bitwise Bitcoin ETF, and the Grayscale Bitcoin Trust ETF
Comments Due: August 29, 2025
See Also - Exhibit 5
34-103642 SR-CboeEDGX-2025-065 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3
Comments Due: August 29, 2025
See Also - Exhibit 5
34-103638 SR-BX-2025-014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF, the Grayscale Bitcoin Mini Trust ETF, the Bitwise Bitcoin ETF, and the Grayscale Bitcoin Trust ETF
Comments Due: August 29, 2025
See Also - Exhibit 5
34-103637 SR-NASDAQ-2025-059 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF, the Grayscale Bitcoin Mini Trust ETF, the Bitwise Bitcoin ETF, and the Grayscale Bitcoin Trust ETF
Comments Due: August 29, 2025
See Also - Exhibit 5
34-103634 SR-NYSEARCA-2025-24 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Sprott Physical Copper Trust
Comments Due: on or before October 2, 2025. Rebuttal comments should be submitted by October 16, 2025.
View Received Comments
34-103633 SR-MEMX-2025-24 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Options Transaction Pricing
Comments Due: August 29, 2025
See Also - Exhibit 5
34-103635 SR-MIAX-2025-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1801, Definitions
Comments Due: August 29, 2025
See Also - Exhibit 5
34-103627 SR-CboeEDGX-2025-062 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Historical U.S. Equity Short Volume and Trade Reports August 4, 2025.
Comments Due: August 28, 2025
See Also - Exhibit 5
34-103628 SR-CboeEDGA-2025-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for Historical U.S. Equity Short Volume and Trade Reports
Comments Due: August 28, 2025
See Also - Exhibit 5
34-103613 SR-MEMX-2025-23 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.3 Regarding Sponsored Access
Comments Due: August 27, 2025
See Also - Exhibit 5
34-103616 SR-MX2-2025-02 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.3 Regarding Sponsored Access
Comments Due: August 27, 2025
See Also - Exhibit 5
34-103617 SR-GEMX-2025-17 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026
Comments Due: August 27, 2025
See Also - Exhibit 5
34-103618 SR-MRX-2025-15 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decrease the Options Regulatory Fee (ORF) as of January 2, 2026
Comments Due: August 27, 2025
See Also - Exhibit 5
34-103623 SR-NYSEAMER-2025-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...
Comments Due: August 27, 2025
See Also - Exhibit 5
34-103619 SR-NASDAQ-2025-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026
Comments Due: August 27, 2025
See Also - Exhibit 5
34-103621 SR-NYSEAMER-2025-45 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 903G and 906G to Permit Flexible Exchange Options in the iShares Bitcoin Trust ETF
Comments Due: August 27, 2025
See Also - Exhibit 5
34-103620 SR-Phlx-2025-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026
Comments Due: August 27, 2025
View Received Comments
See Also - Exhibit 5
34-103622 SR-NYSEARCA-2025-55 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 5.32-O and 5.35-O to Permit Flexible Exchange Options in the iShares Bitcoin Trust ETF
Comments Due: August 27, 2025
See Also - Exhibit 5
34-103609 SR-NYSETEX-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange’s Source of Data Feeds
Comments Due: August 26, 2025
See Also - Exhibit 5
34-103612 SR-MIAX-2025-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to List and Trade Optio
Comments Due: August 26, 2025
See Also - Exhibit 5
34-103608 SR-NYSENAT-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange’s Source of Data Feeds
Comments Due: August 26, 2025
See Also - Exhibit 5
34-103602 SR-FICC-2025-017 Notice of Filing of Proposed Rule Change to Revise the Definition of the Backtesting Charge
See Also - Exhibit 5, Exhibit 3
34-103611 SR-SAPPHIRE-2025-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities to List and Trade Options on the VanEck Bitcoin Trust
Comments Due: August 26, 2025
See Also - Exhibit 5
34-103610 SR-PEARL-2025-37 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the VanEck Bitcoin Trust
Comments Due: August 26, 2025
See Also - Exhibit 5
34-103607 SR-NYSEARCA-2025-53 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify the Exchange’s Source of Data Feeds
Comments Due: August 26, 2025
View Received Comments
See Also - Exhibit 5
34-103606 SR-NYSEAMER-2025-43 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E to Specify the Exchange’s Source of Data Feeds
Comments Due: August 26, 2025
See Also - Exhibit 5
34-103605 SR-NYSE-2025-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange’s Source of Data Feeds
Comments Due: August 26, 2025
See Also - Exhibit 5
34-103603 SR-CboeEDGA-2025-021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: August 26, 2025
See Also - Exhibit 5
34-103595 SR-CboeBZX-2025-077 (WITHDRAWN on 9/18/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Invesco Galaxy Ethereum ETF to Permit Staking
View Received Comments
34-103598 SR-NYSEARCA-2025-54 Notice of Filing of Proposed Rule Change for New Rule 8.201-E (Generic)
View Received Comments
See Also - Exhibit 5
34-103594 SR-CboeBZX-2025-104 Notice of Filing of a Proposed Rule Change to Permit the Generic Listing and Trading of Commodity-Based Trust Shares that Meet the Requirements Set Forth in Proposed Rule 14.11(e)(4)
View Received Comments
See Also - Exhibit 5
34-103593 SR-Phlx-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9, B, Port Fees
Comments Due: August 25, 2025
See Also - Exhibit 5
34-103596 SR-NASDAQ-2025-056 Notice of Filing of Proposed Rule Change to Adopt Generic Listing Standards for Commodity-Based Trust Shares under Proposed Rule 5711(d)
View Received Comments
See Also - Exhibit 5
34-103590 SR-CboeBZX-2025-100 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: August 25, 2025
See Also - Exhibit 5
34-103588 SR-CboeBZX-2025-093 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: August 25, 2025
See Also - Exhibit 5
34-103592 SR-C2-2025-019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: August 25, 2025
See Also - Exhibit 5
34-103591 SR-CboeEDGX-2025-061 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: August 25, 2025
See Also - Exhibit 5
34-103587 SR-OCC-2025-005 Order Approving Proposed Rule Change, as modified by Partial Amendment No. 1, by the Options Clearing Corporation Concerning Modifications to OCC’s Recovery and Orderly Wind-Down (“RWD Plan”)
34-103589 SR-CboeBYX-2025-021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: August 25, 2025
See Also - Exhibit 5
34-103585 SR-CboeEDGX-2025-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports
Comments Due: August 25, 2025
See Also - Exhibit 5
34-103584 SR-FICC-2025-016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MBSD Rule 33 (Suspension of Rules in Emergency Circumstances)
Comments Due: August 25, 2025
See Also - Exhibit 5
34-103583 SR-NYSETEX-2025-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Texas Rule 11.3110 with FINRA Rule 3110
Comments Due: August 22, 2025
34-103582 SR-MRX-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports
Comments Due: August 22, 2025
See Also - Exhibit 5
34-103581 SR-Phlx-2025-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports
Comments Due: August 22, 2025
See Also - Exhibit 5
34-103580 SR-GEMX-2025-18 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports
Comments Due: August 22, 2025
See Also - Exhibit 5
34-103578 SR-ISE-2025-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports
Comments Due: August 22, 2025
See Also - Exhibit 5
34-103576 SR-NASDAQ-2025-055 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Port Fees
Comments Due: August 22, 2025
See Also - Exhibit 5
34-103575 SR-BX-2025-013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports
Comments Due: August 22, 2025
See Also - Exhibit 5
34-103573 SR-LCH SA-2025-007 Notice of Filing of Proposed Rule Change Relating to LCH SA’s Risk Governance Framework and Collateral, Financial, Credit, Operational and Third Party Risk Policies
See Also - Exhibit 5
34-103574 SR-NYSEARCA-2025-05 (WITHDRAWN on 9/29/2025) Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale...
View Received Comments
34-103561 SR-NASDAQ-2025-053 (WITHDRAWN on 9/26/2025) Notice of Filing of Proposed Rule Change to Amend the iShares Ethereum Trust to Permit Staking of Ether Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: August 22, 2025
34-103559 SR-BX-2025-012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026
Comments Due: August 21, 2025
See Also - Exhibit 5
34-103558 SR-ISE-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Methodology for its Options Regulatory Fee (ORF) as of January 2, 2026
Comments Due: August 21, 2025
See Also - Exhibit 5
34-103557 SR-FICC-2025-015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect Participant Activity
Comments Due: October 14, 2025
View Received Comments
34-103555 SR-NASDAQ-2025-005 (WITHDRAWN on 9/25/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Litecoin ETF under Nasdaq Rule 5711(d)...
View Received Comments
34-103553 SR-NYSEARCA-2025-06 (WITHDRAWN 9/29/2025) Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale Solana...
Comments Due: September 9, 2025
View Received Comments
34-103554 SR-NYSEARCA-2025-40 WITHDRAWN on 09/23/2025 - Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Truth Social Bitcoin ETF, B.T. under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
34-103551 SR-IEX-2025-17 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish IEX Options LLC as a facility of Investors Exchange LLC
Comments Due: August 20, 2025
See Also - Exhibit 5
34-103547 SR-PEARL-2025-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519C, Mass Cancellation of Trading Interest, to Adopt a New Selective Liquidity Auto Purge (“SLAP”)
Comments Due: August 20, 2025
See Also - Exhibit 5
34-103546 SR-CboeEDGX-2025-035 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 11.21 to Allow an RMO to Enter a Retail Order onto the Exchange in a Principal Capacity
Comments Due: by October 1, 2025. Rebuttal comments should be submitted by October 15, 2025.
View Received Comments
34-103549 SR-NYSE-2025-20 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual
Comments Due: on or before October 6, 2025. Rebuttal comments should be submitted by October 20, 2025.
View Received Comments
34-103542 SR-NSCC-2025-011 Notice of Filing of Proposed Rule Change Concerning Enhancements to the Automated Customer Account Transfer Service
Comments Due: August 19, 2025
See Also - Exhibit 5
34-103539 SR-NASDAQ-2025-052 (WITHDRAWN ON 9/8/25) Notice of Filing of Proposed Rule Change to Amend the Hashdex Nasdaq Crypto Index US ETF to Allow for In-Kind Transfers Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: August 19, 2025
34-103532 SR-CBOE-2025-049 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Fee Waiver Currently Offered for Cboe Silexx
Comments Due: August 18, 2025
See Also - Exhibit 5
34-103530 SR-CboeBZX-2025-050 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the Franklin Bitcoin ETF, the Franklin Ethereum ETF, and the Franklin Crypto Index ETF to Permit In-Kind Creations...
View Received Comments
34-103529 SR-CboeBZX-2025-035 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the Invesco Galaxy Bitcoin ETF and the Invesco Galaxy Ethereum ETF to Permit In-Kind Creations and Redemptions
View Received Comments
34-103527 SR-CboeBZX-2025-033 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the WisdomTree Bitcoin Fund to Permit In-Kind Creations and Redemptions
View Received Comments
34-103526 SR-CboeBZX-2025-031 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the VanEck Bitcoin ETF and the VanEck Ethereum ETF to Permit In-Kind Creations and Redemptions
View Received Comments
34-103525 SR-CboeBZX-2025-023 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of the Fidelity Wise Origin Bitcoin Fund and the Fidelity Ethereum Fund to Permit In-Kind Creations and Redemptions
Comments Due: August 15, 2025
View Received Comments
34-103523 SR-NASDAQ-2025-042 (WITHDRAWN on 11/18/25) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of 21Shares SUI ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: on or before September 30, 2025. Rebuttal comments should be submitted by October 14, 2025.
34-103524 SR-CboeBZX-2025-010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend the Rule Governing the Listing and Trading of the ARK 21Shares Bitcoin ETF and the 21Shares Core Ethereum ETF to Permit In-Kind Creations and Redemptions
View Received Comments
34-103516 SR-MSRB-2025-01 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule G-14 RTRS Procedures under MSRB Rule G-14 Regarding the Timing of Reporting Transactions in Municipal Securities to the MSRB and to Make a Related...
Comments Due: July 11, 2025
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34-103517 SR-LTSE-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Fee Schedule to Adopt a Liquidity Incentive Program
Comments Due: August 15, 2025
See Also - Exhibit 5
34-103521 SR-OCC-2025-010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Changes to Codify in OCC’s By-Laws That a Clearing Member May Submit Adjustments to Its Positions with OCC for Any Purpose Permissable...
Comments Due: August 15, 2025
See Also - Exhibit 5
34-103515 SR-FINRA-2025-008 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting)
View Received Comments
34-103511 SR-CboeBYX-2025-020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores
Comments Due: August 14, 2025
See Also - Exhibit 5