34-104825
Feb. 11, 2026
SR-EMERALD-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Establish Fees for the 1-Minute Report and Establish an Academic Discount for Ad Hoc Purchases of Historical 1-Minute Report
Comments Due: March 10, 2026
See Also -
Exhibit 5
34-104823
Feb. 11, 2026
SR-MIAX-2026-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for the 1-Minute Report, Establish an Academic Discount for Ad Hoc Purchases of Historical 1-Minute Report Data, and Amend the Monthly...
Comments Due: March 10, 2026
See Also -
Exhibit 5
34-104822
Feb. 11, 2026
SR-NYSETEX-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc.
Comments Due: March 10, 2026
See Also -
Exhibit 5
34-104820
Feb. 11, 2026
SR-PEARL-2026-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2613(a), Usage of Data Feeds
Comments Due: March 10, 2026
See Also -
Exhibit 5-
34-104821
Feb. 11, 2026
SR-Phlx-2026-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13 to Exempt Box Spread from Position Limits and to Amend Various Phlx Rules
Comments Due: March 10, 2026
See Also -
Exhibit 5
34-104818
Feb. 11, 2026
SR-NASDAQ-2026-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2
Comments Due: March 10, 2026
See Also -
Exhibit 5
34-104817
Feb. 11, 2026
SR-ISE-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 14 to Exempt Box Spreads from Position Limits and to Amend Options 3, Sections 5, 7, and 14
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104816
Feb. 11, 2026
SR-NYSE-2026-05
Notice of Filing of Proposed Rule Change Amending Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE
See Also -
Exhibit 5
34-104813
Feb. 10, 2026
SR-NYSE-2026-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104808
Feb. 10, 2026
SR-C2-2026-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104811
Feb. 10, 2026
SR-CBOE-2026-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Priority of Certain Orders with an All Sessions Order Instruction
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104812
Feb. 10, 2026
SR-MEMX-2026-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104810
Feb. 10, 2026
SR-CBOE-2026-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104809
Feb. 10, 2026
SR-CboeEDGX-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104807
Feb. 10, 2026
SR-CBOE-2026-016
Notice of Filing of a Proposed Rule Change to Amend it Rules Relating to Designated Primary Market-Makers (“DPMs”) and DPM Appointments in Global Trading Hours and Curb Sessions
Comments Due: June 8, 2026. Rebuttal Comments Due: June 22, 2026
View Received Comments
See Also -
Exhibit 5
34-104800
Feb. 10, 2026
SR-CboeEDGX-2026-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104799
Feb. 10, 2026
SR-CboeEDGA-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104805
Feb. 10, 2026
SR-IEX-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Modify the Required Criteria for the Incremental Fee Tiers
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104804
Feb. 10, 2026
SR-NYSETEX-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc.
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104803
Feb. 10, 2026
SR-CboeEDGA-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104794
Feb. 10, 2026
SR-CboeBYX-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104798
Feb. 10, 2026
SR-CboeBZX-2026-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104795
Feb. 10, 2026
SR-CBOE-2026-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the Trade-by-Trade Report
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104796
Feb. 10, 2026
SR-CBOE-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the One-Minute Interval Intraday Open-Close Report
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104792
Feb. 10, 2026
SR-CboeBZX-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for Logical Ports
Comments Due: March 6, 2026
See Also -
Exhibit 5
34-104791
Feb. 9, 2026
SR-NYSE-2026-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change proposes to modify the definition of “Reverse Merger” set forth in Section 102.01F of the NYSE Listed Company Manual
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104788
Feb. 9, 2026
SR-BX-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Schedule of Fees and Rebates to Bring It into Compliance with New Reg NMS Rule 610(d)
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104790
Feb. 9, 2026
SR-NYSEAMER-2026-06
Notice of Filing and Immediate Effectiveness of Proposed Change proposes to modify the definition of “Reverse Merger” set forth in Section 101(e) of the NYSE American Company Guide
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104789
Feb. 9, 2026
SR-PHLX-2026-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Schedule of Fees and Rebates to Bring It into Compliance with New Reg NMS Rule 610(d)
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104785
Feb. 9, 2026
SR-NASDAQ-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Schedule of Fees and Incentives to Bring It into Compliance with New Reg NMS Rule 610(d)
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104787;
Feb. 9, 2026
SR-NYSEARCA-2026-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Eliminate a Pricing Incentive Relating to Options on NYSE Arca Equities-Listed Digital Asset Exchange Trading Funds
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104783
Feb. 9, 2026
SR-IEX-2026-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104780
Feb. 9, 2026
SR-PEARL-2026-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104782
Feb. 9, 2026
SR-CBOE-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 5.52 (Market-Maker Quotes) to Adopt Two-Sided Quote Bid/Ask Differentials
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104784
Feb. 9, 2026
SR-CMESC-2026-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the CME Securities Clearing Inc. Rules and Incorporate CME Securities Clearing Inc. Procedures into the Rules
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104779
Feb. 9, 2026
SR-CboeBZX-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for Certain Logical Ports and Average Daily Order and Quote Threshold Fees
Comments Due: March 5, 2026
See Also -
Exhibit 5
34-104781
Feb. 6, 2026
SR-PEARL-2026-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Concerning the Quoting Requirements for the Market Quoting Program
Comments Due: March 4, 2026
See Also -
Exhibit 5
34-104778
Feb. 6, 2026
SR-MIAX-2026-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 to Establish the New Purge Liquidity Taker Report
Comments Due: March 4, 2026
See Also -
Exhibit 5
34-104777
Feb. 6, 2026
SR-NYSENAT-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: March 4, 2026
See Also -
Exhibit 5
34-104776
Feb. 5, 2026
SR-NYSETEX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: March 3, 2026
See Also -
Exhibit 5
34-104774
Feb. 5, 2026
SR-NYSEAMER-2026-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: March 3, 2026
See Also -
Exhibit 5
34-104775
Feb. 5, 2026
SR-NYSEARCA-2026-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: March 3, 2026
See Also -
Exhibit 5
34-104772
Feb. 5, 2026
SR-NYSE-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: March 3, 2026
See Also -
Exhibit 5
34-104771
Feb. 5, 2026
SR-NYSENAT-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates
Comments Due: March 3, 2026
See Also -
Exhibit 5
34-104768
Feb. 5, 2026
SR-CBOE-2025-090
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to to Permit Orders for the Accounts of Market-Makers with an Appointment in the Applicable Class to be Solicited as the Contra-Side Order Submitted into Certain...
34-104770
Feb. 5, 2026
SR-NYSEAMER-2026-09
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List and Fee Schedule
Comments Due: March 3, 2026
See Also -
Exhibit 5
34-104769
Feb. 5, 2026
SR-NYSEARCA-2026-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees
Comments Due: March 3, 2026
View Received Comments
See Also -
Exhibit 5
34-104767
Feb. 4, 2026
SR-CBOE-2026-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: March 2, 2026
See Also -
Exhibit 5
34-104755
Jan. 30, 2026
SR-FICC-2026-003
Notice of Filing of Proposed Rule Change to Remove the Activity Limit from the GSD Rules
Comments Due: February 25, 2026
See Also -
Exhibit 3 , Exhibit 5
34-104754
Jan. 30, 2026
SR-CboeEDGX-2026-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Exchange Rule 11.10(d) (“EdgeRisk Self Trade Prevention (“ERSTP”) Modifiers”) to revise the definition of Unique Identifier
Comments Due: February 25, 2026
See Also -
Exhibit 5
34-104761
Jan. 30, 2026
SR-NYSEAMER-2025-74
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Rules to List and Trade Options on the Grayscale CoinDesk Crypto 5 ETF
Comments Due: May 5, 2026.Rebuttal comments Due : May 19, 2026.
34-104760
Jan. 30, 2026
SR-NYSEAMER-2026-02
Notice of Filing of a Proposed Rule Change to Amend the Initial Listing Standards Set Forth in Sections 101 and 102 of the NYSE American Company Guide.
Comments Due: February 25, 2026
View Received Comments
See Also -
Exhibit 5
34-104752
Jan. 30, 2026
SR-NYSEAMER-2026-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify Certain Fees and Rebates Applicable to Specialists, e-Specialists and NYSE American Options Market Makers and Floor Brokers
Comments Due: February 25, 2026
View Received Comments
See Also -
Exhibit 5
34-104758
Jan. 30, 2026
SR-CboeBYX-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9(f) (“Match Trade Prevention (“MTP”) Modifiers) to Revise the Definition of Unique Identifier
Comments Due: February 25, 2026
See Also -
Exhibit 5
34-104759
Jan. 30, 2026
SR-CboeBZX-2026-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Exchange Rule 11.9(f) (“Match Trade Prevention (“MTP”) Modifiers”) to revise the definition of Unique Identifier
Comments Due: February 25, 2026
See Also -
Exhibit 5
34-104756
Jan. 30, 2026
SR-CboeEDGA-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Exchange Rule 11.10(d) (“EdgeRisk Self Trade Prevention (“ERSTP”) Modifiers”) to revise the definition of Unique Identifier
Comments Due: February 25, 2026
See Also -
Exhibit 5
34-104751
Jan. 30, 2026
SR-NYSEArca-2026-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Modify Certain Fees and Rebates Applicable to Lead Market Makers and NYSE Arca Market Makers and Floor Brokers
Comments Due: February 25, 2026
View Received Comments
See Also -
Exhibit 5
34-104749
Jan. 30, 2026
SR-BOX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Reflect Adjustments to Section II.A. (FINRA Fees) and Section II.B. (Registration and Continuing Education Fees)
Comments Due: February 25, 2026
See Also -
Exhibit 5
34-104744
Jan. 29, 2026
SR-CboeBZX-2026-005
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 14.12
View Received Comments
See Also -
Exhibit 5
34-104746
Jan. 29, 2026
SR-FINRA-2026-001
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 3290 (Outside Activities Requirements)
Comments Due: May 27, 2026. Rebuttal Comments Due: June 10, 2026.
View Received Comments
34-104742
Jan. 29, 2026
4-533
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add Texas Stock Exchange LLC as a Party Thereto
Comments Due: February 24, 2026
View Received Comments
34-104745
Jan. 29, 2026
SR-MEMX-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104739
Jan. 29, 2026
SR-BX-2026-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Reflect a Legal Name Change
Comments Due: February 24, 2026
See Also -
Exhibit 5
34-104741
Jan. 29, 2026
SR-ICC-2025-014
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Collateral Risk Management Framework
34-104737
Jan. 29, 2026
SR-CboeBZX-2025-149
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 11.23(d)(2)(B) (Extending the Quote-Only Period for Initial Public Offering (“IPO”) Auctions)
Comments Due: April 24, 2026
View Received Comments
34-104735
Jan. 29, 2026
SR-FICC-2026-002
Notice of Filing of Proposed Rule Change to Enhance the Correlation Calculation for Bond Haircut Models and Make Other Changes
See Also -
Exhibit 3 , Exhibit 5
34-104738
Jan. 29, 2026
SR-MIAX-2026-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 307, Position Limits, and Rule 309, Exercise Limits, Regarding Position and Exercise Limits on Options Overlying Certain Crypto Assets
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104736
Jan. 29, 2026
SR-BX-2026-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal the Restated Certificate of Incorporation and Adopt a Certificate of Formation and Company Agreement
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E
34-104734
Jan. 28, 2026
SR-CboeBZX-2026-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange to Add Class ETF Shares to the Category of Generically-Listed ETPs That Are Not Required to Pay an Entry Free and...
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104733
Jan. 28, 2026
SR-Phlx-2026-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Electronic FLEX Rules
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104732
Jan. 28, 2026
SR-FINRA-2025-017
Notice of Designation of a Longer Time for Commission Action on a Proposed Rule Change to Amend FINRA Rule 4210 (Margin Requirements) to Replace the Day Trading Margin Provisions with Intraday Margin Standards
Comments Due: May 8, 2026
View Received Comments
34-104728
Jan. 28, 2026
SR-ISE-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104731
Jan. 28, 2026
SR-PEARL-2025-50
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Allow Post-Only Orders in Sub-Dollar Securities
34-104727
Jan. 28, 2026
SR-MRX-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104730
Jan. 28, 2026
SR-CboeBZX-2025-115
(WITHDRAWN on 03/09/2026) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked INJ ETF under BZX Rule...
34-104725
Jan. 28, 2026
SR-Phlx-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104729
Jan. 28, 2026
SR-CboeBZX-2025-120
(WITHDRAWN on 03/09/26) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked SEI ETF under BZX Rule 14.11(e)(4)...
34-104717
Jan. 28, 2026
SR-CBOE-2026-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Fee Schedule
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104716
Jan. 28, 2026
SR-LCH SA-2025-010
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to LCH SA’s Default Management Policy, Investment Risk Policy, Liquidity Risk Policy, Settlement, Payment and Custody Risk Policy, Model Governance, Validation
34-104724
Jan. 28, 2026
SR-ISE-2026-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX Rules
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104721
Jan. 28, 2026
SR-CBOE-2026-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 8.23
Comments Due: Comments Due: April 15, 2026. Rebuttal Comments Due: April 29 2026.
View Received Comments
See Also -
Exhibit 5
34-104714
Jan. 28, 2026
SR-LTSE-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Modify the Liquidity Incentive Program
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104720
Jan. 28, 2026
SR-IEX-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules 2.230 and 2.190 Regarding Retention of Jurisdiction and Voluntary Termination
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104703
Jan. 28, 2026
SR-FINRA-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt FINRA Rule 7660B (FINRA/NYSE Trade Reporting Facility Fees for Non-Participants)
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104713
Jan. 28, 2026
SR-SAPPHIRE-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104704
Jan. 28, 2026
SR-NYSEAMER-2025-72
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 1003 of the NYSE American Company Guide
View Received Comments
34-104722
Jan. 28, 2026
SR-NASDAQ-2026-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104719
Jan. 28, 2026
SR-BX-2026-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104712
Jan. 28, 2026
SR-BX-2026-004
Notice of Filing of Proposed Rule Change to Remove Existing Listing Rules and Establish New Listing Standards
Comments Due: March 25, 2026
View Received Comments
See Also -
Exhibit 5
34-104718
Jan. 28, 2026
4-880
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Texas Stock Exchange LLC
Comments Due: 21 days after date of publication in the Federal Register.
34-104711
Jan. 28, 2026
SR-PEARL-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104709
Jan. 28, 2026
SR-EMERALD-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104708
Jan. 28, 2026
SR-NYSE-2025-43
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01C of the NYSE Listed Company Manual
View Received Comments
34-104707
Jan. 28, 2026
SR-MIAX-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104706
Jan. 28, 2026
SR-GEMX-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104702
Jan. 28, 2026
SR-CboeBZX-2025-096
(WITHDRAWN on 03/06/2026) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust
34-104701
Jan. 28, 2026
SR-MEMX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Short Term Option Series Program in Rule 19.5, Interpretation and Policy .05
Comments Due: February 23, 2026
See Also -
Exhibit 5
34-104700
Jan. 28, 2026
SR-NYSEARCA-2025-24
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Units of the Sprott Physical Copper Trust
Comments Due: February 23, 2026
View Received Comments
34-104696
Jan. 27, 2026
SR-NYSEAMER-2026-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...
Comments Due: February 20, 2026
See Also -
Exhibit 5
34-104695
Jan. 27, 2026
SR-FINRA-2026-002
Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 5110 (Corporate Financing Rule—Underwriting Terms and Arrangements) and 5123 (Private Placements of Securities)
Comments Due: May 19, 2026. Rebuttal Comments Due: June 2, 2026.
View Received Comments
See Also -
Exhibit 5