34-103418
July 9, 2025
SR-NYSEARCA-2025-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103415
July 9, 2025
SR-NYSENAT-2025-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103406
July 9, 2025
SR-NASDAQ-2025-008
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Rules Governing the Listing and Trading of the iShares Bitcoin Trust to Permit In-Kind Creations and Redemptions View Received Comments
34-103414
July 9, 2025
SR-NYSETEX-2025-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds Comments Due: Exhibit 5
34-103412
July 9, 2025
SR-NYSEARCA-2025-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds Comments Due: Exhibit 5
34-103407
July 9, 2025
SR-NYSEARCA-2025-38
Notice of Filing of Amendment No. 2 to Proposed Rule Change to Amend the Bitwise Bitcoin ETF Trust and the Bitwise Ethereum ETF in Order to Permit In-Kind Creations and Redemptions
34-103409
July 9, 2025
SR-NYSE-2025-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds Comments Due: Exhibit 5
34-103405
July 9, 2025
SR-CboeBZX-2025-069
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Canary Staked TRX ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Rebuttal comments
34-103404
July 8, 2025
SR-EMERALD-2025-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for... Comments Due: View Received Comments Exhibit 5
34-103400
July 8, 2025
SR-IEX-2025-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103403
July 8, 2025
SR-PEARL-2025-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for... Comments Due: View Received Comments Exhibit 5
34-103402
July 8, 2025
SR-PEARL-2025-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for... Comments Due: View Received Comments Exhibit 5
34-103401
July 8, 2025
SR-Phlx-2025-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Port Fee Pricing in Options 7, Section 9, B Comments Due: Exhibit 5
34-103397
July 7, 2025
SR-SAPPHIRE-2025-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail... Comments Due: View Received Comments Exhibit 5
34-103398
July 7, 2025
SR-DTC-2025-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Settlement Service Guide to Make a Technical Change Relating to DTC’s Memo Segregation Function and to Update DTC’s Mailing Address Comments Due: Exhibit 5
34-103396
July 7, 2025
SR-Phlx-2025-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4 Comments Due: Exhibit 5
34-103392
July 7, 2025
SR-NASDAQ-2025-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-103394
July 7, 2025
SR-NYSEARCA-2025-45
(WITHDRAWN on 9/23/2025) Notice of Filing of Proposed Rule Change to List and Trade Shares of the Truth Social Bitcoin and Ethereum ETF, B.T. under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-103395
July 7, 2025
SR-Phlx-2025-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-103391
July 7, 2025
SR-GEMX-2025-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-103390
July 3, 2025
SR-NSCC-2025-010
National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSCC Rules to Decommission CNS Functionality Related to Level 2 Exemptions and Fully-Paid-For Accounts Comments Due: Exhibit 5
34-103387
July 3, 2025
SR-NYSE-2025-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103386
July 3, 2025
SR-NASDAQ-2025-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103385
July 3, 2025
SR-CboeEDGX-2025-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103381
July 3, 2025
SR-CboeBYX-2025-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103383
July 3, 2025
SR-CboeBZX-2025-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103380
July 3, 2025
SR-C2-2025-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103379
July 3, 2025
SR-CBOE-2025-044
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103384
July 3, 2025
SR-BOX-2025-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025 Thr Comments Due: View Received Comments Exhibit 5
34-103382
July 3, 2025
SR-CboeEDGA-2025-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025 Thr Comments Due: View Received Comments Exhibit 5
34-103377
July 3, 2025
SR-MIAX-2025-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Comments Due: Exhibit 5
34-103378
July 3, 2025
SR-LTSE-2025-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103376
July 2, 2025
SR-MIAX-2025-27
Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Certain of the Exchange’s Index Options Rules to Allow the Exchange to List and Trade Options on Micro Narrow-Based Indexes Exhibit 5
34-103375
July 2, 2025
SR-MEMX-2025-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Restate the Exchange's Second Amended and Restated Limited Liability Company Agreement as the Third Amended and Restated Limited Liability Company Agreement Comments Due: Exhibit 5
34-103374
July 2, 2025
SR-MEMX-2025-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 1, 2025... Comments Due: View Received Comments Exhibit 5
34-103373
July 2, 2025
SR-FINRA-2025-010
WITHDRAWN on 08/13/2025 - Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Cost Recovery Fee Related to Reasonably Budgeted Costs of the National Market... Comments Due: View Received Comments Exhibit 5
34-103372
July 2, 2025
SR-FINRA-2025-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan... Comments Due: View Received Comments Exhibit 5
34-103371
July 2, 2025
SR-NYSEARCA-2025-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Restructure the Presentation of the Manual Billable Rebate Program Comments Due: Exhibit 5
34-103370
July 2, 2025
SR-Phlx-2024-72
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF View Received Comments
34-103365
July 1, 2025
4-566
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., NYSE Texas, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX... Comments Due: Federal Register .
34-103363
July 1, 2025
SR-MX2-2025-01
Notice of Filing of a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options View Received Comments Exhibit 5
34-103361
July 1, 2025
SR-NASDAQ-2025-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Transaction Credit at Equity 7, Section 118(a) Comments Due: Exhibit 5
34-103357
June 30, 2025
SR-NASDAQ-2025-037
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 5703 to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund Shares Comments Due: Rebuttal Comments Due: View Received Comments
34-103356
June 30, 2025
SR-NYSE-2025-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18 to Effectuate Amendments to Second Restatement of the CTA Plan and the Restated CQ Plan Comments Due: Exhibit 5
34-103355
June 30, 2025
SR-NASDAQ-2025-034
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the 21Shares Dogecoin ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: Rebuttal Comments Due: View Received Comments
34-103354
June 30, 2025
SR-NYSE-2025-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: Exhibit 5
34-103345
June 27, 2025
SR-NYSEARCA-2024-87
Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend NYSE Arca Rule 8.500-E and to List and Trade Shares of the Grayscale Digital Large Cap Fund LLC View Received Comments Exhibit 5
34-103344
June 27, 2025
SR-ISE-2024-62
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 2 and 3, Regarding Position and Exercise Limits for Options on the iShares... View Received Comments
34-103343
June 27, 2025
SR-ISE-2025-15
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Short Term Option Series Program to List Qualifying Securities Comments Due: Rebuttal Comments Due: View Received Comments
34-103341
June 27, 2025
SR-NASDAQ-2025-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4754(b)(4) to Modify How the Nasdaq Official Closing Price Will be Determined for a Nasdaq-Listed ETP Comments Due: Exhibit 5
34-103340
June 27, 2025
SR-CBOE-2025-017
Notice of Filing of Amendment No. 4 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 4, to Amend Rules 4.3, 4.20, and 8.30, to Allow the Exchange to List and Trade Options View Received Comments
34-103339
June 27, 2025
SR-NASDAQ-2025-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Nasdaq Options Market LLC (“NOM”) Rules at Options 7, Section 2, Nasdaq Options Market - Fees and Rebates Comments Due: Exhibit 5
34-103336
June 26, 2025
SR-NYSETEX-2025-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. and Ninth Amended and Restated Certificate of Incorporation of Intercontinental... Comments Due: Exhibit 5A , Exhibit 5B
34-103333
June 26, 2025
SR-NYSE-2025-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. and Ninth Amended and Restated Certificate of Incorporation of Intercontinental... Comments Due: Exhibit 5A , Exhibit 5B
34-103332
June 26, 2025
SR-NYSENAT-2025-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. and Ninth Amended and Restated Certificate of Incorporation of Intercontinental... Comments Due: Exhibit 5A , Exhibit 5B
34-103335
June 26, 2025
SR-NYSEARCA-2025-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. and Ninth Amended and Restated Certificate of Incorporation of Intercontinental... Comments Due: Exhibit 5A , Exhibit 5B
34-103331
June 26, 2025
SR-NYSEAMER-2025-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. and Ninth Amended and Restated Certificate of Incorporation of Intercontinental... Comments Due: Exhibit 5A , Exhibit 5B
34-103323
June 25, 2025
SR-CBOE-2025-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a One-Minute Interval Intraday Open-Close Report Comments Due:
34-103322
June 25, 2025
SR-CboeBZX-2025-079
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a One-Minute Interval Intraday Open-Close Report Comments Due: View Received Comments
34-103324
June 25, 2025
SR-C2-2025-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a One-Minute Interval Intraday Open-Close Report Comments Due:
34-103321
June 25, 2025
SR-CboeEDGX-2025-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a One-Minute Interval Intraday Open-Close Report Comments Due:
34-103317
June 24, 2025
SR-MEMX-2025-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent with the Exemptive Relief Granted Comments Due: Exhibit 5
34-103318
June 24, 2025
SR-IEX-2025-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 11.190(g) to Add a Quote Imbalance Indicator Comments Due: View Received Comments Exhibit 5
34-103312
June 24, 2025
SR-LCH SA-2025-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to its CDSClear Fee Grid for Services Provided to Dealers Comments Due: Exhibit 5
34-103315
June 24, 2025
SR-CboeEDGA-2025-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10 of the Exchange’s Compliance Rule to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions Related to Timestamp Granularity Comments Due: Exhibit 5
34-103319
June 24, 2025
SR-MEMX-2025-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.4(a) to Reflect the Name Change of NYSE Chicago, Inc. to NYSE Texas, Inc. Comments Due: Exhibit 5
34-103309
June 24, 2025
SR-NSCC-2025-003
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption View Received Comments Exhibit 4 , Exhibit 5
34-103316
June 24, 2025
SR-MIAX-2025-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 1706, Consolidated Audit Trail Compliance Rule – Time Stamps, to Update the Expiration Date of the Exemption in Rule 1706(a)(2) from April 8, 2025 to April 8, 2030 Comments Due: Exhibit 5
34-103314
June 24, 2025
SR-BOX-2025-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Expiration Date in Rule 16060 (Consolidated Audit Trail – Time Stamps) to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions... Comments Due: View Received Comments Exhibit 5
34-103313
June 24, 2025
SR-CboeEDGX-2025-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10 of the Exchange’s Compliance Rule to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions Related to Timestamp Granularity Comments Due: Exhibit 5
34-103308
June 24, 2025
SR-OCC-2025-009
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description (“Methodology Description”) and Clearing Fund M Exhibit 3a , Exhibit 3b , Exhibit 5a , Exhibit 5b
34-103307
June 24, 2025
SR-CboeBZX-2025-077
(WITHDRAWN on 9/18/2025) Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Invesco Galaxy Ethereum ETF to Permit Staking View Received Comments
34-103306
June 24, 2025
SR-CboeBZX-2025-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10 of the Exchange’s Compliance Rule to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions Related to Timestamp Granularity Comments Due: Exhibit 5
34-103304
June 24, 2025
SR-CboeBYX-2025-008
Notice of Filing of Amendments No. 1 and No. 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange’s Match Trade... Comments Due: View Received Comments
34-103301
June 24, 2025
SR-CboeBZX-2024-126
(Withdrawn on 7/25/25) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust View Received Comments
34-103303
June 24, 2025
SR-CBOE-2025-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.25 of the Exchange’s Compliance Rule to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions Related to Timestamp Granularity Comments Due: Exhibit 5
34-103305
June 24, 2025
SR-CboeBYX-2025-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10 of the Exchange’s Compliance Rule to be Consistent with the Exemptive Relief Granted by the Commission from Certain Provisions Related to Timestamp Granularity Comments Due: Exhibit 5
34-103300
June 24, 2025
SR-GEMX-2025-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX’s Pricing Schedule to Amend Certain Taker Fees and the Qualifying Tier Thresholds Comments Due: Exhibit 5
34-103298
June 23, 2025
SR-LTSE-2025-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the LTSE Fee Schedule Comments Due: Exhibit 5
34-103295
June 23, 2025
4-858
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green Impact Exchange, LLC
34-103296
June 23, 2025
SR-NYSEARCA-2025-24
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Sprott Physical Copper Trust Comments Due: View Received Comments
34-103294
June 20, 2025
SR-IEX-2025-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IEX Rule 11.660 of the Exchange’s Consolidated Audit Trail Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent... Comments Due: Exhibit 5
34-103293
June 20, 2025
SR-NYSEARCA-2024-112
(WITHDRAWN on 08/04/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 7.31–E to Adopt the Selective Midpoint Order Comments Due: Rebuttal comments View Received Comments
34-103290
June 18, 2025
SR-IEX-2025-02
Notice of Filing of Amendment No. 3 to a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX Options View Received Comments Exhibit 4 , Exhibit 5
34-103291
June 18, 2025
SR-CboeBYX-2025-007
Notice of Filing of Amendment No. 3 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to Introduce an Enhanced RPI Order and Expand... Comments Due: Rebuttal Comments Due: View Received Comments Exhibit 5
34-103286
June 17, 2025
SR-ISE-2025-12
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF View Received Comments
34-103287
June 17, 2025
SR-NYSEAMER-2024-78
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 to Amend Certain Rules Related to Flexible Exchange Options on the Grayscale Bitcoin Trust View Received Comments
34-103285
June 17, 2025
SR-FINRA-2025-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Effectiveness of Certain Immediately Effective FINRA Sanctions and Actions Comments Due: View Received Comments Exhibit 5
34-103282
June 17, 2025
SR-FICC-2025-015
Notice of Filing of Proposed Rule Change to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect Participant Activity Comments Due: View Received Comments Exhibit 5
34-103280
June 17, 2025
SR-OCC-2025-005
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to OCC’s Recovery and Orderly Wind-Down Plan (“RWD Plan” or “Plan”) To Align With the Recently...
34-103271
June 16, 2025
SR-OCC-2025-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning The Adoption of a New Clearing Agreement That Would Permit OCC to Provide Clearing and Settlement Services to MIAX Subject to All... Comments Due: Exhibit 5
34-103274
June 16, 2025
SR-CboeBZX-2025-059
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to the 2x Long VIX Futures ETF and the -1x Short VIX Futures ETF Comments Due: Rebuttal Comments Due:
34-103270
June 16, 2025
SR-FINRA-2025-008
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) Comments Due: View Received Comments Exhibit 5a
34-103273
June 16, 2025
SR-ICC-2025-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the ICE Clear Credit Counterparty Monitoring Procedures Comments Due: Exhibit 5
34-103272
June 16, 2025
SR-NYSEAMER-2025-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 915 Regarding the Criteria for Listing Options Exchange-Traded Fund Shares Comments Due: Exhibit 5
34-103268
June 16, 2025
SR-Phlx-2025-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 5.A Comments Due: Exhibit 5
34-103266
June 16, 2025
SR-ICC-2025-010
Notice of Filing of Proposed Rule Change Relating to ICC’s Clearing Participant Default Management Procedures & ICC Clearing Rules Exhibit 5a , Exhibit 5b
34-103267
June 16, 2025
SR-NYSEARCA-2025-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5.3-O Regarding the Criteria for Listing Options Exchange-Traded Fund Shares Comments Due: Exhibit 5
34-103264
June 16, 2025
SR-GEMX-2025-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 3 Comments Due: Exhibit 5
34-103263
June 16, 2025
SR-ISE-2025-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 5.A Comments Due: Exhibit 5
