Notice

Release Number SEC Issue Date File Number Details
34-103804 SR-CBOE-2025-004 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Add P.M.-Settled Options on the Cboe Bitcoin U.S. ETF Index and the...
Comments Due: October 14, 2025
View Received Comments
34-103802 SR-NYSEAMER-2025-53 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: September 24, 2025
See Also - Exhibit 5
34-103800 SR-NYSENAT-2025-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: September 24, 2025
See Also - Exhibit 5
34-103797 SR-NYSEARCA-2025-13 (WITHDRAWN on 9/29/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Grayscale Ethereum Trust ETF and Grayscale Ethereum Mini...
View Received Comments
34-103799 SR-NYSEARCA-2025-61 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: September 24, 2025
See Also - Exhibit 5
34-103796 SR-NYSE-2025-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: September 24, 2025
See Also - Exhibit 5
34-103798 SR-NYSEAMER-2025-52 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.35E
Comments Due: September 24, 2025
See Also - Exhibit 5
34-103795 SR-SAPPHIRE-2025-32 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 527
Comments Due: September 24, 2025
See Also - Exhibit 5
34-103793 4-533 Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add 24X National Exchange LLC as a Party Thereto
Comments Due: September 24, 2025
View Received Comments
34-103788 SR-NYSETEX-2025-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.31(d)(1)(A)
Comments Due: September 23, 2025
See Also - Exhibit 5
34-103785 SR-NYSEAMER-2025-56 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.31E(d)(1)(A)
Comments Due: September 23, 2025
See Also - Exhibit 5
34-103786 SR-NYSEARCA-2025-64 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.31-E(d)(1)(A)
Comments Due: September 23, 2025
See Also - Exhibit 5
34-103789 SR-CboeBZX-2025-076 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 14.11(n) to Permit the Generic Listing and Trading of Class...
Comments Due: September 23, 2025.
Rebuttal Comments Due: October 7, 2025.
View Received Comments
34-103787 SR-NYSENAT-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.31(d)(1)(A)
Comments Due: September 23, 2025
See Also - Exhibit 5
34-103784 SR-PEARL-2025-39 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules to Conform with Recent Amendments to the Definition of Round Lot under Rule 600 of Regulation NMS
Comments Due: September 23, 2025
34-103783 SR-NYSE-2025-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.31(d)(1)(A)
Comments Due: September 23, 2025
See Also - Exhibit 5
34-103781 SR-Phlx-2025-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Customer Cross Orders and Complex Customer Cross Orders as a Remote FBMS Transaction
Comments Due: September 23, 2025
See Also - Exhibit 5
34-103780 SR-FICC-2025-018 Notice of Filing of Proposed Rule Change to Add Basis Risk Haircut Charge to Certain Models
See Also - Exhibit 3, Exhibit 5
34-103779 SR-OCC-2025-012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Execution of the Clearing Member Agreement and the Non-U.S. Clearing Member Agreement.
Comments Due: September 19, 2025
See Also - Exhibit 3a, Exhibit 3b, Exhibit 5a, Exhibit 5b
34-103778 SR-CBOE-2025-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rules Regarding Requirements to Submit Annual Audits to the Exchange
Comments Due: September 19, 2025
See Also - Exhibit 5
34-103774 SR-NYSEARCA-2025-12 (WITHDRAWN on 9/29/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Grayscale...
View Received Comments
34-103773 SR-CboeBZX-2025-081 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Canary PENGU ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: on or before October 21, 2025.  Rebuttal comments should be submitted by November 4, 2025.
View Received Comments
34-103771 SR-CboeBZX-2025-019 WITHDRAWN on 9/26/2025 - Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the WisdomTree XRP Fund under BZX Rule 14.11(e)(4)...
View Received Comments
34-103769 SR-CboeBZX-2025-115 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Canary Staked INJ ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: December 15, 2025
34-103766 SR-GEMX-2025-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Options 3, Sections 7 and 9
Comments Due: September 17, 2025
See Also - Exhibit 5
34-103763 SR-GEMX-2025-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Options 7, Section 3
Comments Due: September 17, 2025
See Also - Exhibit 5
34-103765 SR-IEX-2025-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules 2.220(a)(7), 11.410(a), and 11.410(a)(2) to Reflect the Name Change of “NYSE Chicago, Inc.” to “NYSE Texas, Inc.” and to Add 24X National Exchange LLC
Comments Due: September 17, 2025
See Also - Exhibit 5
34-103762 SR-NYSETEX-2025-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc.
Comments Due: September 17, 2025
See Also - Exhibit 5
34-103761 SR-C2-2025-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the One-Minute Interval Intraday Open-Close Report
Comments Due: September 16, 2025
See Also - Exhibit 5
34-103760 SR-CboeBZX-2025-116 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the One-Minute Interval Intraday Open-Close Report
Comments Due: September 16, 2025
See Also - Exhibit 5
34-103758 SR-NASDAQ-2025-037 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5703 to Permit the Generic Listing and Trading of Class...
Comments Due: September 16, 2025.
Rebuttal Comments Due: September 30, 2025.
View Received Comments
34-103759 SR-PHLX-2025-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Electronic FLEX Options Rules
Comments Due: September 16, 2025
See Also - Exhibit 5
34-103757 SR-NYSETEX-2025-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Texas, Inc.
Comments Due: September 16, 2025
See Also - Exhibit 5
34-103749 SR-MIAX-2025-38 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to Increase the Position and Exercise Limits for Grayscale Bitcoin Trust ETF...
Comments Due: September 15, 2025
See Also - Exhibit 5
34-103754 SR-Phlx-2025-37 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Options 7, Sections 2 and 4
Comments Due: September 15, 2025
See Also - Exhibit 5
34-103750 SR-MX2-2025-01 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options
View Received Comments
34-103748 SR-BOX-2025-23 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend BOX Rule 3120 to Increase the Position and Exercise Limits for the Grayscale Bitcoin Mini Trust ETF, the Bitwise Bitcoin ETF, and the Grayscale Bitcoin Trust ETF
Comments Due: September 15, 2025
See Also - Exhibit 5
34-103752 SR-MEMX-2025-26 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF, Grayscale Bitcoin Trust ETF, Grayscale Bitcoin Mini Trust and Bitwise Bitcoin ETF
Comments Due: September 15, 2025
See Also - Exhibit 5
34-103751 SR-NYSEARCA-2025-59 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O
Comments Due: September 15, 2025
See Also - Exhibit 5
34-103747 SR-BOX-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 3120 to Increase the Position and Exercise Limits for the iShares Bitcoin Trust ETF
Comments Due: September 15, 2025
See Also - Exhibit 5
34-103746 SR-NYSEAMER-2025-50 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 904
Comments Due: September 15, 2025
See Also - Exhibit 5
34-103744 SR-NYSEAMER-2025-51 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 904
Comments Due: September 12, 2025
See Also - Exhibit 5
34-103743 SR-CboeBZX-2025-114 WITHDRAWN on 9/26/2025 - Notice of Filing of a Proposed Rule Change to Amend the Rule Governing the VanEck Ethereum ETF to Permit Staking of Ether under Rule 14.11(e)(4) Commodity-Based Trust Shares
Comments Due: September 12, 2025
34-103742 SR-NYSE-2025-28 Notice of Filing of Proposed Rule Change of Amendments to Rule 7.35A and Rule 7.35C
Comments Due: December 10, 2025.
Rebuttal Comments Due: December 24, 2025.
See Also - Exhibit 5
34-103741 SR-NYSEAMER-2025-47 Notice of Filing of Proposed Change to Amend Rule 7.35E
Comments Due: December 10, 2025.
Rebuttal Comments Due: December 24, 2025.
See Also - Exhibit 5
34-103740 SR-NYSEARCA-2025-60 Notice of Filing of Proposed Rule Change to Amend Rule 7.35-E
Comments Due: December 10, 2025.
Rebuttal Comments Due: December 24, 2025.
See Also - Exhibit 5
34-103739 SR-NYSETEX-2025-24 Notice of Filing of Proposed Rule Change to Amend Rule 7.35
Comments Due: December 10, 2025.
Rebuttal Comments Due: December 24, 2025.
See Also - Exhibit 5
34-103738 SR-OCC-2025-011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Execution of the Amended and Restated Participant Exchange Agreement.
Comments Due: September 11, 2025
See Also - Exhibit 3, Exhibit 5
34-103735 SR-NYSEARCA-2025-09 (WITHDRAWN on 9/29/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale....
34-103737 SR-MEMX-2025-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Changes to the Exchange Rulebook
Comments Due: September 11, 2025
See Also - Exhibit 5
34-103736 SR-NYSEARCA-2025-08 (WITHDRAWN on 9/29/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Grayscale...
View Received Comments
34-103734 SR-CboeBZX-2025-025 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the 21Shares...
34-103733 SR-CboeBZX-2025-022 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Canary XRP Trust under BZX Rule 14.11(e)(4)...
View Received Comments
34-103730 SR-NASDAQ-2025-012 (WITHDRAWN on 9/25/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the CoinShares XRP ETF under Nasdaq Rule 5711(d)...
View Received Comments
34-103732 SR-CboeBZX-2025-021 WITHDRAWN on 9/26/2025 - Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the 21Shares ...
View Received Comments
34-103729 SR-NASDAQ-2025-013 (WITHDRAWN on 9/25/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the CoinShares Litecoin ETF under Nasdaq Rule 5711(d...
View Received Comments
34-103731 SR-CboeBZX-2025-020 WITHDRAWN on 9/26/2025 - Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise XRP ETF under BZX Rule 14.11(e...
View Received Comments
34-103728 SR-NYSEARCA-2025-45 (WITHDRAWN on 9/23/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Truth Social Bitcoin and Ethereum ETF, B.T. Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-103721 SR-CboeEDGX-2025-067 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) (Exchange Data Products) to Adopt a New Market Data Report
Comments Due: September 10, 2025
34-103724 SR-BOX-2025-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7350 (Reports and Market Data Products) and Section III.C.2. (Liquidity Taker Event Reports) of the Fee Schedule to Remove the Liquidity Taker Event Reports and the Re...
Comments Due: September 10, 2025
See Also - Exhibit 5
34-103723 SR-NSCC-2025-012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Other Transactions Charge from the NSCC Rules
Comments Due: September 10, 2025
See Also - Exhibit 3, Exhibit 5
34-103722 SR-CBOE-2025-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Market Data Report
Comments Due: September 10, 2025
34-103720 SR-CBOE-2025-058 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4.20 and 8.35 to permit Flexible Exchange Options on iShares Bitcoin Trust, Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust, and the Bitwise Bitcoin ETF
Comments Due: September 10, 2025
See Also - Exhibit 5
34-103719 SR-Phlx-2025-08 WITHDRAWN 9/23/2025 - Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options
View Received Comments
34-103718 SR-ISE-2025-08 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend Options 4, Section 3, Criteria for Underlying Securities
View Received Comments
34-103717 SR-CboeEDGX-2025-066 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Market Data Report
Comments Due: September 10, 2025
See Also - Exhibit 5
34-103714 SR-CboeBZX-2025-112 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Market Data Report
Comments Due: September 9, 2025
See Also - Exhibit 5
34-103716 SR-NYSEARCA-2025-06 (WITHDRAWN 9/29/2025) Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Grayscale Solana Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments Due: September 9, 2025
View Received Comments
34-103712 SR-CboeBZX-2025-014 WITHDRAWN on 9/26/2025 - Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of VanEck Solana Trust under BZX Rule 14.11(e)(4...
View Received Comments
34-103715 SR-CboeBYX-2025-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Market Data Report
Comments Due: September 9, 2025
See Also - Exhibit 5
34-103711 SR-CboeBZX-2025-013 (WITHDRAWN on 9//26/2025) Notice of Filing of Amendment No. 1 and Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and...
View Received Comments
34-103707 SR-CboeEDGA-2025-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Market Data Report
Comments Due: September 9, 2025
See Also - Exhibit 5
34-103710 SR-NASDAQ-2025-058 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2
Comments Due: September 9, 2025
See Also - Exhibit 5
34-103709 SR-CboeBZX-2025-012 (WITHDRAWN 9/26/2025) of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Bitwise Solana ETF under BZX Rule 14.11(e)(4),...
View Received Comments
34-103708 SR-CboeBZX-2025-011 WITHDRAWN on 9/26/2025 - Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of 21Shares Core Solana ETF under BZX Rule 1...
View Received Comments
34-103705 SR-CboeBZX-2025-113 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) (Exchange Data Products) to Adopt a New Market Data Report
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-103706 SR-C2-2025-021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Market Data Report
Comments Due: September 9, 2025
34-103704 SR-NYSE-2025-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee for Limited Underwriting Members
Comments Due: September 9, 2025
See Also - Exhibit 5
34-103703 SR-NYSEAMER-2025-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee for Limited Underwriting Members
Comments Due: September 9, 2025
See Also - Exhibit 5
34-103701 SR-CBOE-2025-059 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Related to the Submission of Bids and Offers for Certain Complex Strategies for Execution Using Bulk Message Functionality
Comments Due: September 8, 2025
See Also - Exhibit 5
34-103699 SR-NYSETEX-2025-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18
Comments Due: September 8, 2025
See Also - Exhibit 5
34-103698 SR-NYSENAT-2025-17 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18 and Make Conforming Changes to Rules 1.1 and 7.11
Comments Due: September 8, 2025
See Also - Exhibit 5
34-103702 4-698 Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail to Add 24 National Exchange LLC as a Participant
View Received Comments
34-103696 SR-CBOE-2025-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Lead Market-Maker (“LMM”) Incentive Programs by Increasing or Decreasing Quote Width and Size Requirements, and Increasing or Decreasing Rebate Amounts...
Comments Due: September 8, 2025
See Also - Exhibit 5
34-103700 SR-LTSE-2025-18 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Liquidity Incentive Program
Comments Due: September 8, 2025
See Also - Exhibit 5
34-103697 SR-IEX-2025-18 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Transaction Pricing
Comments Due: September 8, 2025
See Also - Exhibit 5
34-103695 SR-CboeBZX-2025-105 WITHDRAWN on 9/26/2025 - Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Solana ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: September 8, 2025
34-103694 SR-NYSEAMER-2025-49 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E
Comments Due: September 8, 2025
See Also - Exhibit 5
34-103693 SR-NYSE-2025-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37
Comments Due: September 8, 2025
See Also - Exhibit 5
34-103691 SR-PHLX-2025-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position Limits and FLEX Trading for Options on the VanEck Bitcoin ETF
Comments Due: September 5, 2025
See Also - Exhibit 5
34-103688 SR-BX-2025-015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position and Exercise Limits for Options on the VanEck Bitcoin ETF
Comments Due: September 5, 2025
See Also - Exhibit 5
34-103690 SR-NASDAQ-2025-061 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position and Exercise Limits for Options on the VanEck Bitcoin ETF
Comments Due: September 5, 2025
See Also - Exhibit 5
34-103687 SR-ICC-2025-011 Notice of Filing of Proposed Rule Change Relating to the ICC CDS Instrument On-boarding Policies and Procedures
See Also - Exhibit 5
34-103686 SR-CBOE-2025-053 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .06 of Rule 4.3 to Permit the Listing of Options on an Exchange-Traded Fund as Defined in Rule 6c-11 under the Investment Company Act of 1940
Comments Due: September 5, 2025
See Also - Exhibit 5
34-103685 SR-FINRA-2025-013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Require Use of an Office of Hearing Officers Portal
Comments Due: September 5, 2025
See Also - Exhibit 5
34-103684 SR-ISE-2025-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the VanEck Bitcoin ETF
Comments Due: September 5, 2025
See Also - Exhibit 5
34-103678 SR-PHLX-2025-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Options 9, Section 13 (Position Limits) and Options 8, Section 34 (FLEX Index, Equity and Currency Options) Regarding Options on Certain Exchange-Traded Products Holding...
Comments Due: September 4, 2025
See Also - Exhibit 5
34-103672 SR-CboeBZX-2025-102 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Discount for BZX Historical Depth Data
Comments Due: September 4, 2025
See Also - Exhibit 5
34-103671 SR-BOX-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 5070 (Long-term Options Contracts), Rule 7300 (Preferenced Orders), Rule 8040 (Obligations of Market Makers), Rule 8050 (Market Maker Quotations), IM-8050-2...
Comments Due: September 4, 2025
See Also - Exhibit 5
34-103670 SR-CboeEDGX-2025-064 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Modifying the First Prong of Criteria of Add Volume Tier 8 and Decreasing the Rebate Associated with Add Volume Tier 8
Comments Due: September 4, 2025
See Also - Exhibit 5