Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Changes to Certain Provisions Relating to Arbitrator List Selection

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Date Received
Date Letter Type Commenter Name
Public Comment Marni Rock Gibson, NASAA President
Public Comment Public Investors Advocate Bar Association
Public Comment Jessica Giroux, Chief Legal Officer, American Securities Association
Public Comment William Jacobson, Clinical Professor of Law Cornell Law School and Director, Cornell Securities Law Clinic
File Number
SR-FINRA-2026-017
Release Number
34-106183
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