Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4522 (Periodic Security Counts, Verifications and Comparisons) to Simplify Position Statement and Reconciliation Requirements for Certain Alternative Investments

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Date Received
Date Letter Type Commenter Name
Public Comment Anthony Macchiarulo, Vice President, Financial Services Operation & Assistant General Counsel, SIFMA
File Number
SR-FINRA-2026-019
Release Number
34-106269
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