34-54256
Aug. 1, 2006
SR-NASD-2006-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5110 and Certain Other NASD Rules Amended Pursuant to SR-NASD-2005-087 Comments Due: Federal Register version (71 FR 44747)
34-54258
Aug. 1, 2006
SR-NASD-2006-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Time for Non-Member Broker/Dealers To Access the Brut and INET Facilities Comments Due: Federal Register version (71 FR 44749)
34-54257
Aug. 1, 2006
SR-Phlx-2006-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Specialist Option Transaction Charge Credit Pilot Program Comments Due: Federal Register version (71 FR 45089)
34-54260
Aug. 1, 2006
SR-NASDAQ-2006-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 7000 Series Rules Comments Due: Federal Register version (71 FR 45084)
34-54242
July 31, 2006
SR-NASD-2006-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 27 Examination Program Comments Due: Federal Register version (71 FR 44740)
34-54243
July 31, 2006
SR-NASD-2006-084
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 28 Examination Program Comments Due: Federal Register version (71 FR 44742)
34-54244
July 31, 2006
SR-NASD-2006-085
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 39 Examination Program Comments Due: Federal Register version (71 FR 44744)
34-54245
July 31, 2006
SR-NASD-2006-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program Comments Due: Federal Register version (71 FR 44745)
34-54251
July 31, 2006
SR-NYSEArca-2006-18
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return Index TM Comments Due: Federal Register version (71 FR 44752)
34-54255
July 31, 2006
SR-NYSE-2005-03
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 To Amend Exchange Rule 325 (Capital Requirements for Member Organizations), Rule 326 (Growth Capital Requirement, Business Reduction Capital Requirement, Unsecured Loans and Advances), and Rule 431 (Margin Requirement) Comments Due: View Received Comments Rel. No. 34-55559 Federal Register version (71 FR 45086)
34-54248
July 31, 2006
SR-NASDAQ-2006-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 4000 Series Rules Comments Due: Federal Register version (71 FR 44738)
34-54249
July 31, 2006
SR-NASDAQ-2006-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 1000 Series Rules Comments Due: Federal Register version (71 FR 44336)
34-54252
July 31, 2006
SR-NASDAQ-2006-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 6000, 9000, and 11000 Series Rules Comments Due: Federal Register version (71 FR 44338)
34-54253
July 31, 2006
SR-NASDAQ-2006-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 2000 and 3000 Series Rules Comments Due: Federal Register version (71 FR 44734)
34-54250
July 31, 2006
SR-CBOE-2005-93
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Establish a Quote Risk Monitor Mechanism and To Define Continuous Quoting Comments Due: Federal Register version (71 FR 44729)
34-54237
July 28, 2006
SR-Phlx-2006-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Conforming Changes to Its By-Laws Comments Due: Federal Register version (71 FR 44067)
34-54163A
July 28, 2006
SR-NSCC-2006-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities Comments Due: Rel. No. 34-54163 Federal Register version (71 FR 44067)
34-54239
July 28, 2006
4-524
Notice of Filing of the NMS Linkage Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., The NASDAQ Stock Market LLC, National Stock Exchange, New York Stock Exchange LLC, and NYSE Arca, Inc. Comments Due: Federal Register version (71 FR 44328)
34-54236
July 28, 2006
SR-CBOE-2006-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program Comments Due: Federal Register version (71 FR 44062)
34-54227
July 27, 2006
SR-Amex-2006-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Federal Register version (71 FR 44055)
34-54225
July 27, 2006
SR-BSE-2006-26
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program Comments Due: Federal Register version (71 FR 44056)
34-54226
July 27, 2006
SR-CHX-2006-23
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Amendments to the Exchange's Bylaws Comments Due: Rel. No. 34-54494 Federal Register version (71 FR 44064)
34-54233
July 27, 2006
SR-Phlx-2006-44
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program Comments Due: Federal Register version (71 FR 44070)
34-54230
July 27, 2006
SR-NYSEArca-2006-41
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program Comments Due: Federal Register version (71 FR 44757)
34-54231
July 27, 2006
SR-NYSEArca-2006-19
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI Total Return Index Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (71 FR 44339)
34-54232
July 27, 2006
SR-NYSE-2004-56
Notice of Filing of Proposed Rule Change Relating to Amendments to Exchange Rule 611, "Disqualification or Other Disability of Arbitrators" Comments Due: View Received Comments Rel. No. 34-55593 Federal Register version (71 FR 44751)
34-54224
July 27, 2006
4-523
Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. Comments Due: 17d-2 Plan , Certification for 17d-2 Plan , Release No. 34-54394 Federal Register version (71 FR 43823)
34-54214
July 26, 2006
SR-NASD-2006-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 22 Examination Program Comments Due: Federal Register version (71 FR 43550)
34-54222
July 26, 2006
SR-CHX-2006-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Federal Register version (71 FR 43828)
34-54220
July 26, 2006
SR-NYSE-2006-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Relating to Amendments to Exchange Rule 629-Schedule of Fees Comments Due: Federal Register version (71 FR 43553)
34-54215
July 26, 2006
SR-NYSE-2006-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 36 To Allow a Registered Competitive Market Maker To Call To and Receive Calls From the Booth Comments Due: Federal Register version (71 FR 43551)
34-54216
July 26, 2006
SR-CBOE-2006-58
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Regarding DPM and E-DPM Membership Ownership Requirements and the Ultimate Matching Algorithm Comments Due: Rel. No. 34-54395 Federal Register version (71 FR 43545)
34-54203
July 25, 2006
SR-NASD-2006-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5100 (Short Sale Rule) Comments Due: Federal Register version (71 FR 43256)
34-54204
July 25, 2006
SR-ISE-2006-38
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program Comments Due: Federal Register version (71 FR 43548)
34-54194
July 24, 2006
SR-NSX-2006-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Chapter XVI of the NSX Rules Relating to Dues, Fees, Assessments, Charges, and Market Data Rebate Programs Comments Due: Federal Register version (71 FR 43258)
34-54199
July 24, 2006
SR-Phlx-2006-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Equity Transaction Charge Comments Due: Federal Register version (71 FR 44071)
34-54189
July 21, 2006
SR-NYSEArca-2006-17
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (71 FR 43263)
34-54192
July 21, 2006
SR-CBOE-2006-27
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Strike Price Intervals for VIX Options Comments Due: Federal Register version (71 FR 43251)
34-54181
July 20, 2006
SR-Amex-2006-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options Comments Due: Federal Register version (71 FR 42687)
34-54183
July 20, 2006
SR-Amex-2006-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Applying the Allocation Algorithm in Rule 935(a)(4) - ANTE to Supplemental Registered Options Traders Comments Due:
34-54186
July 20, 2006
SR-NASD-2006-081
Notice of Filing of Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs Comments Due: Rel. No. 34-54471 Federal Register version (71 FR 42698)
34-54180
July 20, 2006
SR-NSX-2006-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Its Fee Schedule Contained in Exchange Rule 11.10(A) to Include a Quotation Fee Comments Due: Federal Register version (71 FR 42432)
34-54185
July 20, 2006
SR-CHX-2005-34
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order Comments Due: Rel. No. 34-56771 Federal Register version (71 FR 42693)
34-54178
July 20, 2006
SR-NYSE-2006-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Member Organizations to Remit a Branch Office System Processing Fee in Connection with the Registration of Branch Offices via the Uniform Branch Office Registration Form Through the National Association of Securities Dealers, Inc.'s Central Registration Depository System Comments Due: Federal Register version (71 FR 42434)
34-54179
July 20, 2006
SR-NASDAQ-2006-013
Notice of Filing of Proposed Rule Change to Modify Nasdaq Data Feeds Comments Due: View Received Comments Federal Register version (71 FR 42428)
34-54184
July 20, 2006
SR-CBOE-2006-66
Notice of Filing of a Proposed Rule Change Regarding Market-Maker Appointments Comments Due: Rel. No. 34-54379 Federal Register version (71 FR 42690)
34-54174
July 19, 2006
SR-Phlx-2006-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Short Stock Interest, Dividend, and Merger Strategy Programs Comments Due: Federal Register version (71 FR 42156)
34-54173
July 19, 2006
SR-NSCC-2006-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Whereby the President of Each Clearing Agency Shall Also Serve as Its Chief Executive Officer File Nos.: Comments Due: Federal Register version (71 FR 42890)
34-54166
July 18, 2006
SR-NYSEArca-2006-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Permit the Listing and Trading of Quarterly Options Series Comments Due: Federal Register version (71 FR 42151)
34-54167
July 18, 2006
SR-NASDAQ-2006-002
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Add Generic Listing Standards for Index-Linked Securities Comments Due: Federal Register version (71 FR 42145)
34-54161
July 17, 2006
SR-Amex-2006-62
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program Comments Due: Federal Register version (71 FR 42141)
34-54159
July 17, 2006
SR-NASD-2006-058
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Pricing for Non-Members Using the Nasdaq Market Center and Nasdaq's Brut and INET Facilities Comments Due: Federal Register version (71 FR 42694)
34-54160
July 17, 2006
SR-NASD-2006-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and INET Facilities Comments Due: Federal Register version (71 FR 42696)
34-54158
July 17, 2006
SR-Phlx-2006-17
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options Comments Due: Federal Register version (71 FR 41853)
34-54163
July 17, 2006
SR-NSCC-2006-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities Comments Due: Rel. No. 34-54163A Federal Register version (71 FR 41852)
34-54162
July 17, 2006
SR-FICC-2006-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Removing References to Outdated EPN Reports Comments Due: Federal Register version (71 FR 41851)
34-54164
July 17, 2006
SR-CBOE-2006-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry Comments Due: Federal Register version (71 FR 42143)
34-54145
July 14, 2006
SR-Amex-2005-104
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto Relating to the New Amex Hybrid Market Structure Comments Due: Rel. No. 34-54552 Federal Register version (71 FR 41653)
34-54150
July 14, 2006
SR-NYSE-2006-36
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Rule 70 To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes) Comments Due: View Received Comments Rel. No. 34-54577 Federal Register version (71 FR 41496)
34-54146
July 14, 2006
SR-ISE-2006-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Year Pilot Extension Until July 18, 2007 for the Price Improvement Mechanism Comments Due: Federal Register version (71 FR 41490)
34-54152
July 14, 2006
SR-ISE-2006-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fee Changes Comments Due: Federal Register version (71 FR 41488)
34-54147
July 14, 2006
SR-CBOE-2006-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Until July 18, 2007 Related to the Exchange's Automated Improvement Mechanism Comments Due: Federal Register version (71 FR 41487)
34-54153
July 14, 2006
SR-CBOE-2006-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program Comments Due: Federal Register version (71 FR 41485)
34-54140
July 13, 2006
SR-NYSE-2006-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Competitive Traders and New Registered Competitive Market Makers, Governed by NYSE Rules 110 and 107A, Respectively, for an Additional Six Months Comments Due: Federal Register version (71 FR 41491)
34-54142
July 13, 2006
SR-NYSE-2006-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Equity Transaction Fees and to Exempt Specialist Firms From ETF Transaction Fees Comments Due: View Received Comments Federal Register version (71 FR 41493)
34-54141
July 13, 2006
SR-MSRB-2006-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 53 Examination Program Comments Due: Federal Register version (71 FR 41289)
34-54131
July 12, 2006
SR-Amex-2006-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program Comments Due: Federal Register version (71 FR 40760)
34-54137
July 12, 2006
SR-Amex-2006-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series Comments Due: Federal Register version (71 FR 41283)
34-54134
July 12, 2006
SR-NASD-2005-079
Notice of Filing of Amendments Nos. 1, 2 and 3 to Proposed Rule Change To Revise Rule 10322 of the NASD Code of Arbitration Procedure Which Pertains to Subpoenas and the Power To Direct Appearances Comments Due: View Received Comments Rel. No. 34-55038 , Rel. No. 34-51981 Federal Register version (71 FR 40762)
34-54138
July 12, 2006
SR-Phix-2006-35
Notice of Availability of the Fort Bliss, Texas and New Mexico, Mission Master Plan Supplemental Programmatic Environmental Impact Statement Comments Due: Federal Register version (71 FR 62153)
34-54133
July 12, 2006
SR-CBOE-2006-49
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Modify Its Short Term Option Series Pilot Program To Permit the Listing of Up To Seven Series Per Class Comments Due: Rel. No. 34-54338 Federal Register version (71 FR 41062)
34-54126
July 11, 2006
SR-NYSEArca-2006-31
Notice of Filing of Proposed Rule Change by the NYSE Arca, Inc. Amending Rules To Mandate Listed Companies Become Eligible To Participate in a Direct Registration System Comments Due: View Received Comments Rel. No. 34-54410 Federal Register version (71 FR 40768)
34-54130
July 11, 2006
SR-NYSEArca-2006-20
Notice of Filing of a Proposed Rule Change Relating to Schedule of Fees and Charges Comments Due: View Received Comments Rel. No. 34-54430 Federal Register version (71 FR 41305)
34-54123
July 11, 2006
SR-CBOE-2006-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series Comments Due: Federal Register version (71 FR 40558)
34-54118
July 10, 2006
SR-NASD-2005-114
Notice of Filing of Proposed Rule Change Relating to the Regulation of Compensation, Fees, and Expenses in Public Offerings of Real Estate Investments Trusts and Direct Participation Programs Comments Due: View Received Comments Rel. No. 34-57803 , Rel. No. 34-57199 Federal Register version (71 FR 40569)
34-54119
July 10, 2006
SR-Nasdaq-2006-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Description of the ACES Communications Service Comments Due: Federal Register version (71 FR 40568)
34-54117
July 10, 2006
SR-ISE-2006-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program Comments Due: Federal Register version (71 FR 40564)
34-54121
July 10, 2006
SR-ISE-2006-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees Comments Due: Federal Register version (71 FR 40566)
34-54109
July 6, 2006
SR-Amex-2006-27
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members Comments Due: Rel. No. 34-54314 Federal Register version (71 FR 39692)
34-54105
July 6, 2006
SR-BSE-2006-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Minimum Activity Charge Comments Due: Federal Register version (71 FR 39376)
34-54104
July 5, 2006
SR-Amex-2006-47
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options Comments Due: Rel. No. 34-54327 Federal Register version (71 FR 39374)
34-54081
June 30, 2006
SR-Amex-2006-60
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index Comments Due: Federal Register version (71 FR 38911)
34-54082
June 30, 2006
SR-BSE-2006-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange Comments Due: Federal Register version (71 FR 38913)
34-54089
June 30, 2006
SR-NASD-2006-077
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Its Current General Revenue Sharing Program Under NASD Rule 7010(u) and To Adopt a Revenue Sharing Program Limited to Transactions in Nasdaq-Listed Securities Reported to the Trade Reporting Service of the Nasdaq Market Center Comments Due: Federal Register version (71 FR 38948)
34-54090
June 30, 2006
SR-CHX-2006-22
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the CHX Holdings, Inc. Certificate of Incorporation Comments Due: Rel. No. 34-54213 Federal Register version (71 FR 38915)
34-54078
June 30, 2006
SR-PCX-2005-54
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms To Participate in the Federal Trade Commission's National Do-Not-Call Registry Comments Due: Rel. No. 34-54282 Federal Register version (71 FR 38953)
34-54079
June 30, 2006
SR-PCX-2005-97
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders To Participate in the Federal Trade Commission's National Do-Not-Call Registry Comments Due: Rel. No. 34-54283 Federal Register version (71 FR 38957)
34-54080
June 30, 2006
SR-NYSEArca-2006-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 10.1 (Disciplinary Jurisdiction) Comments Due: Federal Register version (71 FR 39136)
34-54074
June 30, 2006
SR-ISE-2006-30
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Increase the Linkage Inbound Principal Order Fee Comments Due: Rel. No. 34-54296 Federal Register version (71 FR 38917)
34-54083
June 30, 2006
SR-ISE-2006-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change Comments Due: Federal Register version (71 FR 38920)
34-54066
June 29, 2006
SR-BSE-2006-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Comments Due: Federal Register version (71 FR 38434)
34-54071
June 29, 2006
SR-NASD-2006-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, 3 and 4 Thereto to Create the Nasdaq Global Select Market and Rename the Nasdaq National Market Comments Due:
34-54065
June 29, 2006
SR-CBOE-2006-54
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Retroactively Credit Certain DPM Linkage-Related Transaction Fees Comments Due: Federal Register version (71 FR 38437)
34-54067
June 29, 2006
SR-CBOE-2006-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CBOE Rule 8.7 Relating to Bid/Ask Differentials Comments Due: Federal Register version (71 FR 38435)
34-54058
June 28, 2006
SR-NASD-2006-073
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amendment of NASD Interpretive Material 2210-4 To Require Certain Member Firms To Provide a Hyperlink to the NASD's Internet Home Page Comments Due: View Received Comments Rel. No. 34-54740 Federal Register version (71 FR 38439)
34-54059
June 28, 2006
SR-OCC-2006-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Surcharge for Clearing Member Subscribers That Have Not Met the Mandated Conversion Date for Data Distribution Service Comments Due: Federal Register version (71 FR 38962)
34-54060
June 28, 2006
SR-OCC-2006-07
Notice of Filing of Proposed Rule Change Relating to a Surcharge for Non-Clearing Member Subscribers That Have Not Met a Mandated Conversion Date for Data Distribution Service Comments Due: Rel. No. 34-54448 , Rel. No. 34-54448 Federal Register version (71 FR 38961)
34-54064
June 28, 2006
SR-CBOE-2006-59
Notice of Filing of Proposed Rule Change to Extend the Options Intermarket Linkage Fees Pilot Program Comments Due: Rel. No. 34-54272 Federal Register version (71 FR 38438)
34-54051
June 27, 2006
SR-NASD-2006-070
Notice of Filing of Proposed Rule Change To Amend the Safe Harbor for Business Expansions Comments Due: Rel. No. 34-54279 Federal Register version (71 FR 38194)
34-54053
June 27, 2006
SR-NASD-2003-168
Notice of Filing of Amendment Nos. 4 and 5 to the Proposed Rule Change Relating to the Release of Information Through NASD BrokerCheck Comments Due: View Received Comments Rel. No. 34-55127 , Rel. No. 34-51915 Federal Register version (71 FR 38196)
