Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery

(Release No. 34-51981; File No. SR-NASD-2005-079)

Jan. 21, 2007	Martin L. Feinberg, Esq.
Dec. 7, 2006	Steven B. Caruso, President, Public Investors Arbitration Bar Association
Dec. 6, 2006	Seth E. Lipner, Prof. of Law, Zicklin School of Business Member, Deutsch Lipner, Garden City, New York
Nov. 30, 2006	NASD Response to Comments
Nov. 20, 2006	Alan S. Brodherson, New York, New York
Sep. 7, 2006	Jim Parker, Johnson, Rial & Parker, P.C., Austin, Texas
Aug. 14, 2006	Robert S. Banks, Jr., President, Public Investors Arbitration Bar Association, Portland, Oregon
Aug. 7, 2006	Ryan P. Smith, Esq., Vice President, Attorney, Wachovia Securities, LLC, Richmond, Virginia
Jul. 28, 2006	Laurence S. Schultz, Driggers Schultz and Herbst, Troy, Michigan
Jul. 24, 2006	Carl J. Carlson, Carlson & Dennett, P.S, Seattle, Washington
Jul. 21, 2006	W. Scott Greco, Greco & Greco, P.C.
Jul. 21, 2006	Thomas C. Wagner, VanDeusen Wagner LLC, Cleveland, Ohio
Jul. 21, 2006	Steph D. M, Esq., New York, New York
Jul. 21, 2006	Jay Salamon, Cleveland, Ohio
Jul. 21, 2006	Sarah G. Anderson, Esq., Charleston, South Carolina
Jul. 21, 2006	Richard M. Layne, Esq., Portland, Oregon
Jul. 21, 2006	John Miller, Kansas City, Missouri
Jul. 21, 2006	Herbert E. Pounds, Jr., Esquire, San Antonio, Texas
Jul. 21, 2006	Joseph C. Korsak, Esq., Attorney, York, Pennsylvania
Jul. 21, 2006	Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York
Jul. 19, 2006	Thomas C. Wagner, VanDeusen & Wagner L.L.C.
Jul. 19, 2006	Martin L. Feinberg, New York, New York
Jul. 19, 2006	Philip M. Aidikoff, Aidikoff, Uhl & Bakhtiari
Jul. 17, 2006	Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College, CUNY Member, Deutsch Lipner, Garden City, New York
May 5, 2006	Martin L. Feinberg, Attorney at Law, New York, New York
May 1, 2006	Bryan Lantagne, Director, Massachusetts Securities Division, Chair, NASAA Broker-Dealer Arbitration Project Group, North American Securities Administrators, Inc.
Apr. 28, 2006	Robert S. Banks, Jr., Public Investors Arbitration Bar Association, Portland, Oregon
Apr. 13, 2006	Gary M. Berne, Stoll Stoll Berne Lokting & Shlachter P.C.
Aug. 4, 2005	Rosemary J. Shockman, President, Public Investors Arbitration Bar Association
Aug. 3, 2005	Tim Canning, Law Offices of Timothy A. Canning, Arcata, California
Aug. 2, 2005	Jill Gross, Director, Barbara Black, Director, and Richard Downey, Student Intern, Pace Investor Rights Project
Aug. 2, 2005	Avery B. Goodman, Esq., A.B. Goodman Law Firm, Ltd., Fort Collins, Colorado
Aug. 1, 2005	Avery B. Goodman, Esq., A.B. Goodman Law Firm, Ltd., Fort Collins, Colorado
Aug. 1, 2005	Phil Cutler, Cutler Nylander & Hayton, Seattle, Washington
Jul. 25, 2005	Al Van Kampen, Rohde & Van Kampen PLLC, Seattle, Washington
Jul. 20, 2005	Dennis M. Pape, Esq., Huntington Station
Jul. 19, 2005	Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York
Jul. 13, 2005	Steve Buchwalter, Law Offices of Steve A. Buchwalter, P.C.
Jul. 13, 2005	Seth E. Lipner, Deutsch & Lipner
Jul. 12, 2005	Richard Skora

http://www.sec.gov/rules/sro/nasd/nasd2005079.shtml