Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 thereto Relating to the Release of Information Through the Public Disclosure Program

(Release No. 34-51915: File No. SR-NASD-2003-168)

• Patricia D. Struck, President, North American Securities Administrators Association, Inc., Washington, D.C., September 7, 2006 (File name: pdstruck7143.pdf)
   
• Richard E. Pullano, Associate Vice President and Chief Counsel, Registration and Disclosure, NASD, August 18, 2006 (File name: nasd2003168-14.pdf)
   
• Eileen O'Connell Arcuri, Executive Committee Member, Association of Registration Management, July 20, 2006 (File name: nasd2003168-12.pdf)
   
• Ira Hammerman, Senior Vice President and General Counsel, Securities Industry Association, July 20, 2006 (File name: nasd2003168-13.pdf)
   
• Patricia D. Struck, NASAA President, Washington, District of Columbia, July 20, 2006 (File name: pdstruck4512.pdf)
   
• Pamela S. Fritz, Chief Compliance Officer, MWA Financial Services, Inc., July 18, 2006 (File name: nasd2003168-10.pdf)
   
• Richard E. Pullano, Associate Vice President & Chief Counsel, Registration and Disclosure, NASD, June 6, 2006 (File name: nasd2003168-9.pdf)
   
• Ira Hammerman, Senior Vice President and General Counsel, Securities Industry Association, July 27, 2005 (File name: ihammerman072705.pdf)
   
• Jill I. Gross, Director of Advocacy and Rosario M. Patane, Student Intern, Pace Investor Rights Project, White Plains, New York, July 21, 2005 (File name: jigross3369.pdf)
   
• Coleman Wortham , III, President and CEO, Davenport & Company LLC, Richmond, Virginia, July 20, 2005 (File name: cwortham6575.pdf)
   
• Mario Di Trapani, President, Association of Registration Management, July 19, 2005 (File name: mditrapani071905.pdf)
   
• John S. Simmers, CEO, ING Advisors Network, July 19, 2005 (File name: jssimmers4039.pdf)
   
• Ronald C. Long, Senior Vice President, Regulatory Policy and Administration, Wachovia Securities, LLC, July 18, 2005 (File name: rclong071805.pdf)
   
• Joseph D. Fleming, Managing Director and Chief Compliance Officer, Piper Jaffray & Co., July 13, 2005 (File name: srnasd2003168-4.pdf)
   
• Barry S. Augenbraun, Senior VP, Raymond James Financial, St. Petersburg, Florida, July 8, 2005 (File name: bsaugenbraun3640.htm)
   

http://www.sec.gov/rules/sro/nasd/nasd2003168.shtml