Comments on NYSE Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Equity Transaction Fees and to Exempt Specialist Firms from ETF Transaction Fees

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 5

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Date Received
Date Letter Type Commenter Name
Public Comment Joseph Masseria, Allied Member NYSE
Public Comment Robert C Sheehan, President/Chief Operating Officer, Electronic Brokerage Systems, LLC, Chicago, Illinois
Public Comment Stephen C. Wilson, License Holder NYSE, NYSE, New York
Public Comment Vincent Costa, Jr., New York, Kansas
Public Comment Jamie Friedman, Jamie E. Friedman, Inc., Member NYSE, New York, New York
Public Comment Brendan R. Dowd, Co-President, and Ronald Zdrojeski, Co-President, Alliance of Floor Brokers, New York, New York
Public Comment David M. Elias, DME Securities, LLC, New York, New York
Public Comment Frank J. Cannarozzo, B B Securities, New York, New York
Public Comment Harold T. McCauley, New York, New York
Public Comment Allan E. Gershowitz, President, Allan Gershowitz Securities Corp., New York, New York
Public Comment James O'Callaghan
Public Comment Organization of Independent Floor Brokers, New York, New York
Public Comment Richard A. Bruno, CEO President of Integra Securities Corp., New York, New York
Public Comment William McKeon, President CEO McKeon Bros. LLC, New York, New York
Public Comment Daniel W. Tandy, Senior Managing Director, Prime Executions, Inc., New York, New York
Public Comment Michael Berger, CFO Managing Partner, WJ Dowd Inc., New York, New York
Public Comment Warren P. Meyers, President, Independent Broker Action Committee, Inc., New York, New York
Public Comment John Lucchese, Chief Executive Officer, SunGard Global Execution Services, New York, New York
Public Comment Joseph McCaffrey, CEO & Managing LLC Member, Amerivest Partners, LLC and Bay Crest Partners, LLC, New York, New York
Public Comment Samuel F. Lek, Chief Executive Officer, LEK Securities Corporation
Public Comment Mark D. Fitterman, Partner, Morgan, Lewis & Bockius LLP
Public Comment Mary M. Dunbar, Morgan, Lewis & Bockius LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2006-46
Release Number
34-54142
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