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Comments on NYSE Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Equity Transaction Fees and to Exempt Specialist Firms from ETF Transaction Fees
(Release No. 34-54142; File No. SR-NYSE-2006-46)
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Comments have been received from individuals and entities using the following Letter Type A: 5 |
Aug. 11, 2006 |
Joseph Masseria, Allied Member NYSE |
Aug. 10, 2006 |
Robert C Sheehan, President/Chief Operating Officer, Electronic Brokerage Systems, LLC, Chicago, Illinois
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Aug. 9, 2006 |
Stephen C. Wilson, License Holder NYSE, NYSE, New York |
Aug. 8, 2006 |
Vincent Costa, Jr., New York, Kansas |
Jul. 28, 2006 |
Jamie Friedman, Jamie E. Friedman, Inc., Member NYSE, New York, New York |
Jul. 25, 2006 |
Brendan R. Dowd, Co-President, and Ronald Zdrojeski, Co-President, Alliance of Floor Brokers, New York, New York |
Jul. 21, 2006 |
David M. Elias, DME Securities, LLC, New York, New York |
Jul. 21, 2006 |
Harold T. McCauley, New York, New York |
Jul. 21, 2006 |
Frank J. Cannarozzo, B B Securities, New York, New York |
Jul. 20, 2006 |
Organization of Independent Floor Brokers, New York, New York |
Jul. 20, 2006 |
William McKeon, President CEO McKeon Bros. LLC, New York, New York |
Jul. 20, 2006 |
Allan E. Gershowitz, President, Allan Gershowitz Securities Corp., New York, New York |
Jul. 20, 2006 |
James O'Callaghan |
Jul. 20, 2006 |
Richard A. Bruno, CEO President of Integra Securities Corp., New York, New York
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Jul. 19, 2006 |
Michael Berger, CFO Managing Partner, WJ Dowd Inc., New York, New York |
Jul. 19, 2006 |
Daniel W. Tandy, Senior Managing Director, Prime Executions, Inc., New York, New York |
Jul. 18, 2006 |
Warren P. Meyers, President, Independent Broker Action Committee, Inc., New York, New York |
Jul. 12, 2006 |
John Lucchese, Chief Executive Officer, SunGard Global Execution Services, New York, New York |
Jul. 7, 2006 |
Joseph McCaffrey, CEO & Managing LLC Member, Amerivest Partners, LLC and Bay Crest Partners, LLC, New York, New York |
Jul. 6, 2006 |
Samuel F. Lek, Chief Executive Officer, LEK Securities Corporation |
Jun. 30, 2006 |
Mary M. Dunbar, Morgan, Lewis & Bockius LLP |
Jun. 30, 2006 |
Mark D. Fitterman, Partner, Morgan, Lewis & Bockius LLP |
http://www.sec.gov/comments/sr-nyse-2006-46/nyse200646.shtml
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