Notice

Release Number SEC Issue Date File Number Details
34-54050 SR-Phlx-2006-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry
Comments Due: July 26, 2006
Federal Register version (71 FR 38199)
34-54052 SR-NYSEArca-2006-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program
Comments Due: July 28, 2006
Federal Register version (71 FR 38679)
34-54042 SR-Amex-2006-59 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program
Comments Due: July 21, 2006
Federal Register version (71 FR 37626)
34-54044 SR-NSX-2006-08 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Trading Rules To Provide for a Strict Price-Time Priority Market and Other Related Changes
Comments Due: July 27, 2006
View Received Comments
See Also - Rel. No. 34-54391
Federal Register version (71 FR 38451)
34-54043 SR-NYSEArca-2006-26 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of Six Currency Trusts Pursuant to Unlisted Trading Privileges
Comments Due: July 24, 2006
Federal Register version (71 FR 37967)
34-54045 SR-PCX-2005-115 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Order Granting Partial Accelerated Approval Relating to Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments Due: July 24, 2006
See Also - Rel. No. 34-54026
Federal Register version (71 FR 37971)
34-54046 SR-NYSEArca-2006-42 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extending the Time Period by Which the Exchange Will Amend the NASD-PCX Agreement Pursuant to Rule 17d-2
Comments Due: July 24, 2006
Federal Register version (71 FR 37965)
34-54039 SR-Amex-2006-58 Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27
Comments Due: July 21, 2006
See Also - Rel. No. 34-54266
Federal Register version (71 FR 37627)
34-54038 SR-CTA/CQ-2006-01 Notice of Filing and Immediate Effectiveness of the Eighth and Ninth Substantive Amendments to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Substantive Amendment to the Restated Consolidated
Comments Due: July 21, 2006
Federal Register version (71 FR 37624)
34-54034 SR-BSE-2006-22 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Implement the Boston Equities Exchange ("BeX") Trading System
Comments Due: July 20, 2006
See Also - Rel. No. 34-54365
Federal Register version (71 FR 37140)
34-54035 SR-BSE-2006-20 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto To Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), To Be Operated by BSX Group, LLC
Comments Due: July 20, 2006
See Also - Rel. No. 34-54364, Exhibit 5, and Exhibit 5b
Federal Register version (71 FR 37135)
34-54023 SR-NASD-2004-183 Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities
Comments Due: July 19, 2006
View Received Comments
See Also - Rel. Nos. 34-56375A, 34-56375, 34-52191, Rel. No. 34-52046A
Federal Register version (71 FR 36840)
34-54025 SR-NYSEArca-2006-12 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to iShares GSCI Commodity-Indexed Trust
Comments Due: July 19, 2006
Federal Register version (71 FR 36856)
34-54026 SR-PCX-2005-115 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval To Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments Due: July 19, 2006
See Also - Rel. No. 34-54045
Federal Register version (71 FR 36850)
34-54024 SR-NYSE-2006-44 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Algorithmic Quoting Messages Permitted Pursuant to Exchange Rule 104
Comments Due: July 19, 2006
View Received Comments
Federal Register version (71 FR 36849)
34-54029 SR-NYSE-2005-68 Notice of Filing of Proposed Rule Change Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09
Comments Due: July 20, 2006
View Received Comments
See Also - Rel. No. 34-54344
Federal Register version (71 FR 37147)
34-54018 SR-NSX-2006-06 Notice of Filing of Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis
Comments Due: July 18, 2006
See Also - Rel. No. 34-54539
Federal Register version (71 FR 36576)
34-54021 SR-CHX-2005-06 Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Exchange's Disciplinary Process
Comments Due: July 18, 2006
See Also - Rel. Nos. 34-54437A, 34-54437
Federal Register version (71 FR 36571)
34-54020 SR-NYSE-2006-35 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing and Trading the Shares of Six CurrencyShares Trusts
Comments Due: July 18, 2006
Federal Register version (71 FR 36579)
34-54019 SR-CBOE-2006-55 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position Limits for VIX Options
Comments Due: July 18, 2006
Federal Register version (71 FR 36569)
34-54015 SR-NASD-2006-067 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis
Comments Due: July 17, 2006
Federal Register version (71 FR 36369)
34-54017 SR-Phlx-2006-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders
Comments Due: July 18, 2006
34-54016 SR-ISE-2006-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments Due: July 18, 2006
Federal Register version (71 FR 36575)
34-54014 SR-CBOE-2006-01 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility
Comments Due: July 17, 2006
See Also - Rel. No. 34-54171
Federal Register version (71 FR 36367)
34-54002 SR-NASD-2006-072 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Modify the Fees for Trading and Compliance Data and the Data Package Available to NASD Member Firms via NasdaqTrader.com
Comments Due: July 14, 2006
View Received Comments
Federal Register version (71 FR 36143)
34-54003 SR-NASD-2006-056 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a Package of Real-Time and Near-Real-Time Data Products Called the Market Analytics Data Package
Comments Due: July 14, 2006
View Received Comments
Federal Register version (71 FR 36141)
34-54010 SR-NASD-2006-076 Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Exempt All Securities Included in the NASDAQ 100 Index From the Price Test Set Forth in NASD Rule 3350(a)
Comments Due: July 13, 2006
See Also - Rel. No. 34-54558
Federal Register version (71 FR 35964)
34-54008 SR-NYSE-2006-43 Notice of Filing of Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer
Comments Due: July 17, 2006
See Also - Rel. No. 34-54223
Federal Register version (71 FR 36370)
34-53994 SR-NASD-2006-071 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3210
Comments Due: July 12, 2006
Federal Register version (71 FR 35721)
34-53995 SR-NYSEArca-2006-13 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform
Comments Due: July 14, 2006
View Received Comments
See Also - Rel. No. 34-54238
Federal Register version (71 FR 36145)
34-53999 SR-NYSEArca-2006-30 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of WisdomTree Exchange Traded Funds Pursuant to Unlisted Trading Privileges
Comments Due: July 13, 2006
Federal Register version (71 FR 35981)
34-53998 SR-NYSE-2006-41 Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Thirty-Four WisdomTree Exchange Traded Funds
Comments Due: July 13, 2006
Federal Register version (71 FR 35966)
34-54001 4-429 Notice of Filing of Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Participation Fee Applicable to New Participants Is Calculated
Comments Due: July 13, 2006
View Received Comments
Federal Register version (71 FR 35960)
34-54000 SR-CBOE-2006-41 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Obsolete, Outdated and/or Unnecessary Rules
Comments Due: July 13, 2006
Federal Register version (71 FR 35961)
34-53982 SR-NASD-2006-063 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee for Extension of Time Requests
Comments Due: July 12, 2006
Federal Register version (71 FR 35720)
34-53979 SR-Phlx-20006-30 Notice of Filing of Proposed Rule Change Relating to Reducing Staffing Requirements for Options Specialist Units
Comments Due: July 11, 2006
See Also - Rel. No. 34-54190
Federal Register version (71 FR 35475)
34-53980 SR-OCC-2006-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Back-Up Communication Channel to Internet Access for Clearing Members
Comments Due: July 14, 2006
Federal Register version (71 FR 36155)
34-53984 SR-CBOE-2006-48 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program
Comments Due: July 12, 2006
Federal Register version (71 FR 35718)
34-53978 SR-NYSE-2006-42 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to American Depositary Receipt Fees
Comments Due: July 11, 2006
View Received Comments
Federal Register version (71 FR 35474)
34-53972 SR-NASD-2006-069 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating To Manning Price-Improvement Standards for Decimalized Securities
Comments Due: July 10, 2006
Federal Register version (71 FR 35315)
34-53971 SR-NYSEArca-2006-22 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units
Comments Due: July 10, 2006
Federal Register version (71 FR 35317)
34-53970 SR-DTC-2006-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Mechanism by Which It Will Collect and Pass-Through Fees Owed by Participants to American Depository Receipt Agents for Certain Issues and To Collect a Charge for This Service
Comments Due: July 7, 2006
View Received Comments
Federal Register version (71 FR 34974)
34-53975 SR-CBOE-2006-51 Notice of Filing of a Proposed Rule Change Regarding Market-Maker Appointments
Comments Due: July 7, 2006
See Also - Rel. No. 34-54182
Federal Register version (71 FR 35471)
34-53968 SR-Amex-2006-56 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection With Certain Russell Indexes
Comments Due: July 7, 2006
Federal Register version (71 FR 34971)
34-53967 SR-NYSE-2006-19 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM
Comments Due: July 3, 2006
See Also - Rel. No. 34-54177
Federal Register version (71 FR 34976)
34-53969 SR-CBOE-2006-53 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program
Comments Due: July 7, 2006
Federal Register version (71 FR 34973)
34-53958 SR-NYSE-2006-34 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Delete an Obsolete Provision in Its Minor Rule Violation Plan
Comments Due: July 6, 2006
Federal Register version (71 FR 34672)
34-53964 SR-NASDAQ-2006-005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration
Comments Due: July 6, 2006
See Also - Rel. No. 34-54221
Federal Register version (71 FR 34656)
34-53956 SR-Amex-2006-55 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments Due: July 6, 2006
Federal Register version (71 FR 34646)
34-53955 SR-NASD-2006-065 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of an Annual Branch Office System Processing Fee and the Waiver of the Annual Branch Office System Processing Fee and the Annual Branch Office Registration Fee for One Branch Officer per Member per Year
Comments Due: July 6, 2006
View Received Comments
Federal Register version (71 FR 34658)
34-53951 SR-NYSEArca-2006-23 Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data
Comments Due: June 30, 2006
View Received Comments
34-53952 SR-NYSEArca-2006-21 Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data
Comments Due: June 30, 2006
View Received Comments
See Also - Rel. No. 34-59039
34-53954 SR-ISE-2006-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waiver Extensions
Comments Due: July 6, 2006
Federal Register version (71 FR 34651)
34-53950 SR-Amex-2006-54 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Extend the Pilot Program for the Quote Assist Feature in the ANTE System
Comments Due: July 5, 2006
Federal Register version (71 FR 34401)
34-53949 SR-CHX-2006-04 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Transfer of Securities Among Co-Specialists Within a Specialist Firm
Comments Due: July 6, 2006
See Also - Rel. No. 34-54191
Federal Register version (71 FR 34648)
34-53947 SR-MSRB-2006-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-11, on Indemnification of Members and Employees
Comments Due: July 6, 2006
Federal Register version (71 FR 34652)
34-53946 SR-ISE-2006-27 Notice of Filing of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders
Comments Due: July 5, 2006
See Also - Rel. No. 34-54151
Federal Register version (71 FR 34406)
34-53948 SR-ISE-2006-14 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720
Comments Due: July 5, 2006
See Also - Rel. No. 34-54228
Federal Register version (71 FR 34407)
34-53942 SR-Amex-2006-38 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets
Comments Due: July 5, 2006
34-53938 SR-Phlx-2006-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments Due: July 5, 2006
Federal Register version (71 FR 34178)
34-53941 SR-NASDAQ-2006-011 Notice of Filing of a Proposed Rule Change To Modify the Cure Period Available to an Issuer That Loses an Independent Director or Audit Committee Member
Comments Due: July 5, 2006
View Received Comments
See Also - Rel. No. 34-54421
Federal Register version (71 FR 34408)
34-53935 SR-CBOE-2003-41 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To List and Trade Options on Corporate Debt Securities
Comments Due: July 5, 2006
View Received Comments
See Also - Rel. No. 34-55976, Rule text
Federal Register version (71 FR 34174)
34-53920 SR-NASD-2006-039 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities
Comments Due: June 28, 2006
View Received Comments
See Also - Rel. No. 34-54952
Federal Register version (71 FR 33026)
34-53931 SR-NASD-2006-061 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Establish Pricing for the Nasdaq IPO/Halt Cross
Comments Due: June 29, 2006
Federal Register version (71 FR 33325)
34-53933 SR-Phlx-2006-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the PHLX/KBW Bank Index
Comments Due: June 29, 2006
Federal Register version (71 FR 33330)
34-53924 SR-NYSE-2006-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 476
Comments Due: June 28, 2006
Federal Register version (71 FR 33029)
34-53932 SR-NYSE-2006-01 Notice of Filing of Proposed Rule Change Relating to Exchange Rule 1000 (NYSE Direct+)
Comments Due: June 29, 2006
See Also - Rel. No. 34-54195
Federal Register version (71 FR 33328)
34-53934 SR-NYSE-2006-39 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Increasing the Maximum Weighting of Certain Component Stocks in Indexes or Portfolios Underlying Investment Company Units
Comments Due: June 29, 2006
Federal Register version (71 FR 33326)
34-53921 SR-ISE-2006-28 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Extend the Pilot Period for Preferenced Orders
Comments Due: June 28, 2006
Federal Register version (71 FR 33019)
34-53922 SR-CBOE-2006-52 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Extending the Exchange's Preferred Market-Maker Pilot Program
Comments Due: June 28, 2006
Federal Register version (71 FR 33017)
34-53923 SR-CBOE-2006-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Marketing Fee Program
Comments Due: June 29, 2006
Federal Register version (71 FR 33323)
34-53930 SR-CBOE-2006-56 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund
Comments Due: June 29, 2006
Federal Register version (71 FR 33322)
34-53911 SR-Amex-2006-40 Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to Direct Registration System Eligibility Requirements
Comments Due: June 28, 2006
View Received Comments
See Also - Rel. No. 34-54290
Federal Register version (71 FR 33009)
34-53912 SR-NYSE-2006-29 Notice of Filing of Proposed Rule Change by the New York Stock Exchange LLC Amending the Listed Company Manual To Mandate Listed Companies Become Eligible To Participate in a Direct Registration System
Comments Due: June 28, 2006
View Received Comments
See Also - Rel. No. 34-54289
Federal Register version (71 FR 33030)
34-53913 SR-NASDAQ-2006-008 Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC To Require Securities Be Eligible for a Direct Registration System
Comments Due: June 28, 2006
View Received Comments
See Also - Rel. No. 34-54288
Federal Register version (71 FR 33024)
34-53903 SR-ISE-2005-49 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Complex Order Execution
Comments Due: June 27, 2006
See Also - Rel. No. 34-54124
Federal Register version (71 FR 32617)
34-53910 SR-ISE-2006-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments Due: June 28, 2006
Federal Register version (71 FR 33021)
34-53914 SR-ISE-2006-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments Due: June 28, 2006
Federal Register version (71 FR 33022)
34-53909 SR-CBOE-2005-65 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Processing of Complex Orders in the Hybrid Trading System
Comments Due: June 28, 2006
See Also - Rel. No. 34-54135
Federal Register version (71 FR 33011)
34-53880 SR-Amex-2006-51 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund
Comments Due: June 26, 2006
Federal Register version (71 FR 32379)
34-53878 SR-NYSEArca-2006-02 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Public Disclosure Program
Comments Due: June 27, 2006
Federal Register version (71 FR 32622)
34-53879 SR-NYSEArca-2006-03 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish a Public Disclosure Program
Comments Due: June 27, 2006
Federal Register version (71 FR 32619)
34-53867 SR-Amex-2006-50 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation
Comments Due: June 22, 2006
Federal Register version (71 FR 31234)
34-53871 SR-Amex-2006-42 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ)
Comments Due: June 22, 2006
See Also - Rel. No. 34-54094
Federal Register version (71 FR 31236)
34-53873 SR-Amex-2006-52 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935-ANTE
Comments Due: June 23, 2006
Federal Register version (71 FR 32155)
34-53868 SR-CHX-2006-13 Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits
Comments Due: June 22, 2006
See Also - Rel. No. 34-54100
Federal Register version (71 FR 31242)
34-53870 SR-Phlx-2006-27 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Extension of the Exchange's Directed Order Flow Pilot Program
Comments Due: June 22, 2006
Federal Register version (71 FR 31251)
34-53874 SR-Phlx-2006-18 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority in Options
Comments Due: June 23, 2006
Federal Register version (71 FR 32171)
34-53875 SR-NYSEArca-2006-11 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges
Comments Due: June 23, 2006
Federal Register version (71 FR 32164)
34-53866 SR-CBOE-2006-44 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Communications Review Fee and DPM Linkage Fees Credit Program
Comments Due: June 22, 2006
Federal Register version (71 FR 31237)
34-53869 SR-CBOE-2006-38 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Transfer of Designated Primary Market Maker Appointments
Comments Due: June 22, 2006
See Also - Rel. No. 34-54097
Federal Register version (71 FR 31239)
34-53872 SR-CBOE-2006-45 Notice of Filing of a Proposed Rule Change Regarding Its Board Review Authority
Comments Due: June 23, 2006
View Received Comments
See Also - Rel. No. 34-54169
Federal Register version (71 FR 32156)
34-53858 SR-Amex-2006-53 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund
Comments Due: June 22, 2006
Federal Register version (71 FR 31232)
34-53854 SR-BSE-2006-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Decreasing the Exposure Period for Crossing Orders Under Chapter V, Section 17, Supplementary Material .02 and .03
Comments Due: June 21, 2006
Federal Register version (71 FR 30975)
34-53855 SR-BSE-2006-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments Due: June 21, 2006
Federal Register version (71 FR 30973)
34-53860 SR-NSX-2006-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Tape B Market Data Revenue Sharing Program and To Establish a Tape C Market Data Revenue Sharing Program
Comments Due: June 22, 2006
Federal Register version (71 FR 31250)
34-53859 SR-CHX-2006-18 Notice Provision Relating to the Renewal of Trading Permits
Comments Due: June 22, 2006
See Also - Rel. No. 34-54107
Federal Register version (71 FR 31241)
34-53857 SR-ISE-2006-24 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Permit the Listing and Trading of Quarterly Options Series
Comments Due: June 22, 2006
See Also - Rel. No. 34-54113
Federal Register version (71 FR 31246)
34-53862 SR-ISE-2006-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fee Changes
Comments Due: June 22, 2006
View Received Comments
Federal Register version (71 FR 31244)
34-53863 SR-FICC-2006-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eligibility To Become a Funds-Only Settling Bank Member
Comments Due: June 22, 2006
Federal Register version (71 FR 31243)