34-54463
Sept. 15, 2006
SR-NASD-2006-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delivery of Options Disclosure Documents Comments Due: Federal Register version (71 FR 55814)
34-54458
Sept. 15, 2006
SR-NYSE-2006-60
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares S&P Global Index Funds Comments Due: Federal Register version (71 FR 55248)
34-54459
Sept. 15, 2006
SR-NASDAQ-2006-035
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Portfolio Depository Receipts, Index Fund Shares, and Index-Linked Securities Comments Due: Federal Register version (71 FR 55533)
34-54457
Sept. 15, 2006
SR-NSCC-2006-03
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement to Excess Regulatory Capital Ratio File Nos.: Comments Due: View Received Comments Rel. No. 34-53671 Federal Register version (71 FR 55239)
34-54442
Sept. 14, 2006
SR-Amex-2006-80
Notice of Filing of Proposed Rule Change to Amend Rule 777 Regarding Depository Eligibility Comments Due: Rel. No. 34-54882
34-54444
Sept. 14, 2006
SR-NSCC-2006-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing Financial Reports to Participants Comments Due: Federal Register version (71 FR 55247)
34-54443
Sept. 14, 2006
SR-CBOE-2006-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Pilot Programs for Remote Market-Makers and e-DPMs Comments Due: Federal Register version (71 FR 55237)
34-54438
Sept. 13, 2006
SR-NYSEArca-2006-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees for Tracking Orders Submitted and Executed on NYSE Arca, Inc., Regulatory Filing and Registration Fees for Equity Trading Permit Holders, and Drop Copy Processing Fees for Certain Trades in Listed and Nasdaq Securities Comments Due: Federal Register version (71 FR 55044)
34-54435
Sept. 13, 2006
SR-NASDAQ-2006-031
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Exempt All Securities Included in the NASDAQ-100 Index From the Price Test Set Forth in NASDAQ Rule 3350(a) Comments Due: Federal Register version (71 FR 55042)
34-54429
Sept. 12, 2006
SR-Phlx-2006-52
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations Comments Due: View Received Comments Rel. No. 34-54648 Federal Register version (71 FR 54864)
34-54430
Sept. 12, 2006
SR-NYSEArca-2006-20
Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to a Proposed Rule Change Relating to the Exchange's Schedule of Fees and Charges Comments Due: View Received Comments Federal Register version (71 FR 55257)
34-54427
Sept. 12, 2006
SR-NYSE-2006-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Crowd and To Clarify the Requirements of Exchange Rule 70.20(f) Comments Due: Federal Register version (71 FR 54862)
34-54426
Sept. 12, 2006
S7-24-89
Notice of Filing and Effectiveness of Amendment No. 17 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, Inc., the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the NASDAQ Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: Federal Register version (71 FR 54852)
34-54423
Sept. 11, 2006
SR-Phlx-2006-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Broker/Dealer (Non-AUTOM-Delivered) Equity Option Transaction Charge Comments Due: Federal Register version (71 FR 54701)
34-54424
Sept. 11, 2006
SR-Phlx-2006-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Dividend, Merger, and Short Stock Interest Strategy Program Comments Due: Federal Register version (71 FR 54699)
34-54425
Sept. 11, 2006
SR-NYSEArca-2006-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges Comments Due: Federal Register version (71 FR 54698)
34-54420
Sept. 11, 2006
SR-NASDAQ-2006-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Transitional Corporate Governance Rules Comments Due: Federal Register version (71 FR 54696)
34-54417
Sept. 8, 2006
SR-NYSEArca-2006-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges Comments Due: Federal Register version (71 FR 54547)
34-54416
Sept. 8, 2006
SR-MSRB-2006-07
Notice of Filing of Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions Comments Due: Rel. No. 34-54612 Federal Register version (71 FR 54323)
34-54418
Sept. 8, 2006
SR-ISE-2006-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of a Directed Order Comments Due: Federal Register version (71 FR 54544)
34-54413
Sept. 7, 2006
SR-Amex-2006-72
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform for Equity Products and Exchange Traded Funds Comments Due: View Received Comments Rel. No. 34-54709 Federal Register version (71 FR 54318)
34-54414
Sept. 7, 2006
SR-ISE-2006-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (71 FR 54546)
34-54415
Sept. 7, 2006
SR-ISE-2004-17
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Orders Comments Due: Rel. No. 34-54644 Federal Register version (71 FR 54321)
34-54409
Sept. 6, 2006
SR-OCC-2006-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Name Change of a Board Committee and of a Securities Market Comments Due: Federal Register version (71 FR 54107)
34-54408
Sept. 6, 2006
SR-DTC-2006-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the LENS Service Comments Due: Federal Register version (71 FR 54104)
34-54401
Sept. 1, 2006
SR-ISE-2006-53
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating To Doing Business With the Public Comments Due: Federal Register version (71 FR 53483)
34-54397
Aug. 31, 2006
SR-BSE-2005-11
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Rules to Allow the Listing and Trading of Options on Indices on the Boston Options Exchange Comments Due: Federal Register version (71 FR 53142)
34-54398
Aug. 31, 2006
SR-ISE-2006-42
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Short Sales Comments Due: Federal Register version (71 FR 53727)
34-54386
Aug. 30, 2006
SR-Amex-2006-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock Comments Due: Federal Register version (71 FR 52831)
34-54388
Aug. 30, 2006
SR-BSE-2006-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Boston Options Exchange Trading Rules Regarding the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded Comments Due: Federal Register version (71 FR 52833)
34-54387
Aug. 30, 2006
SR-Phlx-2006-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Option Position Limits Comments Due: Federal Register version (71 FR 52842)
34-54385
Aug. 30, 2006
SR-NYSEArca-2006-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Standard Position and Exercise Limit Pilot Program Comments Due: Federal Register version (71 FR 53150)
34-54383
Aug. 30, 2006
SR-CBOE-2006-75
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of Its Dividend, Merger, and Short Stock Interest Strategies Fee Cap Pilot Program Comments Due: Federal Register version (71 FR 52835)
34-54381
Aug. 29, 2006
SR-Phlx-2006-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Extending Its Pilot Programs for Dividend, Merger, and Short Stock Interest Strategies Comments Due: Federal Register version (71 FR 52598)
34-54374
Aug. 28, 2006
SR-BSE-2005-09
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan Comments Due: Rel. No. 34-54556
34-54375
Aug. 28, 2006
SR-NASD-2006-092
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Pricing Schedule for NASD Members Using the ITS/CAES System, Brut, and Inet To Trade Securities Not Listed on The NASDAQ Stock Market LLC Comments Due: Federal Register version (71 FR 52358)
34-54376
Aug. 28, 2006
SR-NASD-2006-093
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities Comments Due: Federal Register version (71 FR 52356)
34-54378
Aug. 28, 2006
SR-NASDAQ-2006-032
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Revise The Nasdaq Capital Market Listing Requirements Comments Due: View Received Comments Rel. No. 34-55642 Federal Register version (71 FR 52351)
34-54366
Aug. 25, 2006
SR-NSCC-2006-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Clarifying and Technical Changes to NSCC's Rules Regarding Its Fund/Serv Mutual Fund Processing System Comments Due: Federal Register version (71 FR 52199)
34-54367
Aug. 25, 2006
SR-DTC-2006-09
Notice of Filing and Immediate Effectiveness of Proposed Rule To Revise the DTC Custody Service Guide To Incorporate the Terms of Certain Participant Agreements Comments Due: Federal Register version (71 FR 52198)
34-54360
Aug. 24, 2006
SR-NASD-2006-088
Notice of Filing of Proposed Rule Change Relating to Motions To Decide Claims Before a Hearing on the Merits Comments Due: View Received Comments Federal Register version (71 FR 51879)
34-54359
Aug. 24, 2006
SR-NYSE-2006-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of the Revised Uniform Application for Securities Industry Registration or Transfer (Form U4) and Revised Uniform Termination Notice for Securities Industry Registration (Form U5) Comments Due:
34-54357
Aug. 24, 2006
SR-MSRB-2006-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program Comments Due: Federal Register version (71 FR 51877)
34-54351
Aug. 23, 2006
SR-Amex-2006-44
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund Comments Due: Rel. No. 34-54450 Federal Register version (71 FR 53492)
34-54354
Aug. 23, 2006
SR-Amex-2006-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market Comments Due: Federal Register version (71 FR 51243)
34-54353
Aug. 23, 2006
SR-NASD-2006-090
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding Fees and Credits for the NASD/Nasdaq Trade Reporting Facility and To Adopt a Transaction Credit Program for Securities Listed on the Nasdaq Stock Market Comments Due: Federal Register version (71 FR 51255)
34-54348
Aug. 22, 2006
SR-NYSEArca-2006-47
Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change Relating to Voluntary Withdrawal Procedures by Listed Issuers Comments Due: Rel. No. 34-54672 Federal Register version (71 FR 51264)
34-54346
Aug. 22, 2006
SR-NYSE-2006-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Amending Listed Company Manual Section 102.01A Comments Due: Federal Register version (71 FR 51257)
34-54350
Aug. 22, 2006
SR-NYSE-2006-64
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Section 102.01 of the Listed Company Manual To Reduce its Distribution Requirements for Companies Listing Common Equity Securities in Connection with an IPO, Transfer or Quotation Comments Due: Federal Register version (71 FR 51259)
34-54347
Aug. 22, 2006
SR-CBOE-2006-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund Comments Due: Federal Register version (71 FR 51242)
34-54337
Aug. 21, 2006
SR-NYSE-2006-49
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Amending Rule 123D (Openings and Halts in Trading) To Shorten the Minimum Required Time Periods Between Tape Indications and Openings and Between Halts or "Equipment Changeovers" and Reopenings Comments Due: Rel. No. 34-54530 Federal Register version (71 FR 50963)
34-54340
Aug. 21, 2006
SR-ISE-2006-40
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market Comments Due: Rel. No. 34-54580 Federal Register version (71 FR 51240)
34-54334
Aug. 18, 2006
SR-NASD-2006-097
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options Comments Due: Federal Register version (71 FR 50961)
34-54333
Aug. 18, 2006
SR-NASDAQ-2006-021
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain of Nasdaq's Corporate Governance Standards, Including the Definition of Independent Director Comments Due: Rel. No. 34-54583 Federal Register version (71 FR 50955)
34-54335
Aug. 18, 2006
SR-ISE-2006-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock Comments Due: Federal Register version (71 FR 50954)
34-54332
Aug. 18, 2006
SR-CBOE-2006-70
Notice of Filing of Proposed Rule Change To Adopt Rules Relating to Regulation NMS Comments Due: Rel. No. 34-54526 Federal Register version (71 FR 50480)
34-54336
Aug. 18, 2006
SR-CBOE-2006-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange Comments Due: Federal Register version (71 FR 50952)
34-54329
Aug. 17, 2006
SR-Phlx-2006-43
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's New Equity Trading System, XLE Comments Due: View Received Comments Exhibit 5 Federal Register version (71 FR 50482)
34-54325
Aug. 16, 2006
SR-SCCP-2006-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Value Fees for RIO Accounts and To Remove Reference to Electronic Communications Networks From Its Fee Schedule Comments Due: Federal Register version (71 FR 49497)
34-54324
Aug. 16, 2006
SR-Amex-2006-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Based Fees for Supplemental Registered Options Traders Comments Due: Federal Register version (71 FR 50110)
34-54328
Aug. 16, 2006
SR-BSE-2006-10
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Establish a Fee Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are Not Submitted as Customer PIP Orders Comments Due: View Received Comments Rel. No. 34-53774 Federal Register version (71 FR 49493)
34-54323
Aug. 16, 2006
SR-CHX-2006-27
Notice of Filing of Proposed Rule Change Relating to Retroactive Application of Participant Fees and Credits Comments Due: Rel. No. 34-54495 Federal Register version (71 FR 49495)
34-54326
Aug. 16, 2006
SR-CHX-2006-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Regarding Two-Sided Quote Providers Comments Due: Federal Register version (71 FR 49498)
34-54317
Aug. 15, 2006
SR-Amex-2006-70
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Application of Certain Violations of the Minor Rule Violation Fine Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders Comments Due: Rel. No. 34-54509 Federal Register version (71 FR 48566)
34-54318
Aug. 15, 2006
SR-NASD-2006-098
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Technical, Non-Substantive Changes to its Trade Reporting Rules Comments Due: Federal Register version (71 FR 48959)
34-54319
Aug. 15, 2006
SR-NASD-2006-060
Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically Comments Due: View Received Comments Rel. No. 34-54654 , Rel. No. 34-54319A Federal Register version (71 FR 48958)
34-54316
Aug. 15, 2006
SR-NYSE-2006-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialists Hitting Bids and/or Taking Offers Algorithmically on a Temporary Basis Until Phase II of the Hybrid Market Is Fully Implemented Comments Due: View Received Comments Federal Register version (71 FR 48569)
34-54321
Aug. 15, 2006
SR-ISE-2006-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fee Changes Comments Due: Federal Register version (71 FR 49496)
34-54313
Aug. 14, 2006
SR-NASD-2006-099
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Procedures for the Exercise of Options Comments Due: Federal Register version (71 FR 47850)
34-54312
Aug. 14, 2006
SR-Phlx-2006-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Deletion of Obsolete Provisions from Exchange Rules Comments Due: Federal Register version (71 FR 47856)
34-54315
Aug. 14, 2006
SR-ISE-2006-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes Comments Due: Federal Register version (71 FR 48567)
34-54310
Aug. 11, 2006
SR-Amex-2006-71
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Floor Broker HandHeld Terminals Comments Due: Federal Register version (71 FR 47833)
34-54307
Aug. 11, 2006
SR-NASD-2006-096
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Market Participant Identifier Functionality on the Alternative Display Facility Comments Due: Federal Register version (71 FR 47551)
34-54305
Aug. 11, 2006
SR-OCC-2006-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Quarterly Options Comments Due: Federal Register version (71 FR 47854)
34-54306
Aug. 11, 2006
SR-OCC-2006-05
Notice of Filing of a Proposed Rule Change Relating to Expiration Date Exercise Procedures Comments Due: Rel. No. 34-54514 , Rel. No. 34-54514 Federal Register version (71 FR 47853)
34-54309
Aug. 11, 2006
SR-NYSEArca-2006-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Arca Schedule of Fees and Charges for Exchange Services Comments Due: Federal Register version (71 FR 48571)
34-54311
Aug. 11, 2006
SR-CBOE-2005-103
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules Relating to the Electronic Designated Primary Market Maker Program Comments Due: Rel. No. 34-54475 Federal Register version (71 FR 47834)
34-54301
Aug. 10, 2006
SR-CHX-2006-05
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Implement a New Trading Model Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-54550 Federal Register version (71 FR 47836)
34-54300
Aug. 10, 2006
SR-CBOE-2006-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Equity Options Designated Primary Market Maker Transaction Fee Comments Due: Federal Register version (71 FR 47550)
34-54297
Aug. 9, 2006
SR-Phlx-2006-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Equity Payment for Order Flow Program Comments Due: Federal Register version (71 FR 47280)
34-54298
Aug. 9, 2006
SR-Phlx-2006-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Execution of a Customer Limit Order Against an Order Entry Firm's Proprietary Order or a Solicited Broker-Dealer Order After a Three Second Exposure Period Comments Due: Federal Register version (71 FR 47282)
34-54291
Aug. 8, 2006
SR-BSE-2006-30
Notice of Filing of Proposed Rule Change Relating to the Implementation of the Second Phase of the Boston Equities Exchange ("BeX") Trading System Comments Due: View Received Comments Rel. No. 34-54546 Federal Register version (71 FR 47264)
34-54284
Aug. 8, 2006
SR-NASDAQ-2006-016
Notice of Filing of Proposed Rule Change To Eliminate Registration of Foreign Associates Under Nasdaq Membership Rules Comments Due: Rel. No. 34-54478 Federal Register version (71 FR 46954)
34-54285
Aug. 8, 2006
SR-NASDAQ-2006-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rule 7018 Comments Due: Federal Register version (71 FR 46952)
34-54286
Aug. 8, 2006
SR-NASDAQ-2006-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Service Called FilterView Comments Due: Federal Register version (71 FR 46955)
34-54287
Aug. 8, 2006
SR-ISE-2006-48
Notice of Filing of Proposed Rule Change Relating to the Adoption of Rules To Govern its Electronic Trading System for Equities Comments Due: Exhibit 5 , Rel. No. 34-54528 Federal Register version (71 FR 46947)
34-54277
Aug. 4, 2006
SR-NASD-2006-091
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto To Align NASD Rules With Regulation NMS Comments Due: ADF Trading Center Certification Record , Proposed Rule Text , Rel. No. 34-54537 Federal Register version (71 FR 46527)
34-54276
Aug. 4, 2006
SR-NYSE-2006-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 36 Communication Between Exchange and Members' Offices Comments Due: Federal Register version (71 FR 45885)
34-54275
Aug. 4, 2006
SR-CBOE-2006-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Modified ROS Opening Procedure Cut-Off Times Comments Due: Federal Register version (71 FR 45866)
34-54268
Aug. 3, 2006
SR-NASD-2006-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding the Pricing Schedule for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities Comments Due: Federal Register version (71 FR 45882)
34-54269
Aug. 3, 2006
SR-NASD-2006-079
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Regarding Pricing for Non-Members Using Nasdaq's Brut and Inet Facilities Comments Due: Federal Register version (71 FR 45883)
34-54267
Aug. 3, 2006
SR-Phlx-2006-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority for In-Crowd Participants Respecting Crossing, Facilitation and Solicited Orders in Open Outcry Transactions Comments Due: Federal Register version (71 FR 45888)
34-54271
Aug. 3, 2006
SR-NASDAQ-2006-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Date for Compliance With Regulation NMS Comments Due: Federal Register version (71 FR 45876)
34-54274
Aug. 3, 2006
SR-NASDAQ-2006-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Rules of the Nasdaq Global Select Market Comments Due: Federal Register version (71 FR 45878)
34-54270
Aug. 3, 2006
SR-ISE-2006-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 1406, Regulatory Cooperation Comments Due: Federal Register version (71 FR 45875)
34-54273
Aug. 3, 2006
SR-ISE-2006-45
Notice of Filing of a Proposed Rule Change Relating to Establishing ISE Stock Exchange as a Facility of International Securities Exchange, Inc. Comments Due: Exhibit 5 , Rel. No. 34-54399 Federal Register version (71 FR 45868)
34-54265
Aug. 2, 2006
SR-NASD-2006-064
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating To Extension of Time Requests Comments Due: View Received Comments Rel. No. 34-54456 Federal Register version (71 FR 45879)
34-54264
Aug. 2, 2006
SR-NASDAQ-2006-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Use of the National Association of Securities Dealers, Inc.'s Web Central Registration Depository System Comments Due: Federal Register version (71 FR 45590)
34-54261
Aug. 1, 2006
SR-Amex-2006-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of a Pilot Program for the Fee Cap Program for Certain Options Spread Trades Comments Due: Federal Register version (71 FR 45081)
34-54262
Aug. 1, 2006
SR-Amex-2006-64
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Rel. No. 34-54412 Federal Register version (71 FR 45083)
