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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Regulation of Compensation, Fees, and Expenses in Public Offerings of Real Estate Investments Trusts and Direct Participation Programs

(Release No. 34-54118; File No. SR-NASD-2005-114)


Jun. 20, 2008 Gary L. Goldsholle, Vice President and Associate General Counsel, FINRA, District of Columbia
Jun. 19, 2008 Daniel A. Driscoll, Executive Vice President, National Futures Association
Jun. 4, 2008 Richard H. Baker, President and Chief Executive Officer, Managed Funds Association
Apr. 30, 2008 Annette A. Cazenave, Sr. Vice President, R.J. O'Brien Fund Management, Chicago, Illinois
Feb. 24, 2008 Michael V. Scillia, Chairman, ASG Securities, Inc., Fort Lauderdale, Florida
Feb. 22, 2008 Keith F. Higgins, Chair, Federal Regulation of Securities Committee, Section of Business Law, American Bar Association
Feb. 21, 2008 Snyder Kearney LLC
Feb. 21, 2008 David Lerner, President, David Lerner Associates, Inc.
Feb. 21, 2008 Jack L. Hollander, Chairman, IPA Executive Committee, Investment Program Association
Aug. 22, 2006 Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, American Bar Association
Aug. 11, 2006 Patricia Struck, President, North American Securities Administrators Association, Washington, D.C.
Aug. 7, 2006 Kevin P. Takacs, CCO DOMI/DFA, Dominion Investor Services, Inc.
Aug. 7, 2006 Rosemarie Thurston, Chair, Legal/Regulatory Affairs Committee, Investment Program Association, Washington, D.C.
Aug. 4, 2006 Bryan J. Lantagne, Esq., Director, Massachusetts Securities Division, Boston, Massachusetts
Aug. 4, 2006 Frank Akridge Jr., CFP, CCO, Cambridge Legacy Group, Dallas, Texas

 

http://www.sec.gov/comments/sr-nasd-2005-114/nasd2005114.shtml

Modified: 06/23/2008