Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Regulation of Compensation, Fees, and Expenses in Public Offerings of Real Estate Investments Trusts and Direct Participation Programs

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Date Received
Date Letter Type Commenter Name
Public Comment Gary L. Goldsholle, Vice President and Associate General Counsel, FINRA, District of Columbia
Public Comment Daniel A. Driscoll, Executive Vice President, National Futures Association
Public Comment Richard H. Baker, President and Chief Executive Officer, Managed Funds Association
Public Comment Annette A. Cazenave, Sr. Vice President, R.J. O'Brien Fund Management, Chicago, Illinois
Public Comment Michael V. Scillia, Chairman, ASG Securities, Inc., Fort Lauderdale, Florida
Public Comment Keith F. Higgins, Chair, Federal Regulation of Securities Committee, Section of Business Law, American Bar Association
Public Comment David Lerner, President, David Lerner Associates, Inc.
Public Comment Jack L. Hollander, Chairman, IPA Executive Committee, Investment Program Association
Public Comment Snyder Kearney LLC
Public Comment Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, American Bar Association
Public Comment Patricia Struck, President, North American Securities Administrators Association, Washington, D.C.
Public Comment Kevin P. Takacs, CCO DOMI/DFA, Dominion Investor Services, Inc.
Public Comment Rosemarie Thurston, Chair, Legal/Regulatory Affairs Committee, Investment Program Association, Washington, D.C.
Public Comment Bryan J. Lantagne, Esq., Director, Massachusetts Securities Division, Boston, Massachusetts
Public Comment Frank Akridge Jr., CFP, CCO, Cambridge Legacy Group, Dallas, Texas

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-114
Release Number
34-54118
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