34-63136
Oct. 20, 2010
SR-NYSEAmex-2010-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Expand the $0.50 Strike Price Program Comments Due: Exhibit 5 Federal Register version (75 FR 65689)
34-63134
Oct. 20, 2010
SR-Phlx-2010-149
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the $0.50 Strike Price Program Comments Due: Exhibit 5 Federal Register version (75 FR 65692)
34-63140
Oct. 20, 2010
SR-Phlx-2010-141
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Certain FLEX Options To Trade Under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis Comments Due: Federal Register version (75 FR 65685)
34-63137
Oct. 20, 2010
SR-NYSEArca-2010-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Expand the $0.50 Strike Price Program Comments Due: Exhibit 5 Federal Register version (75 FR 65683)
34-63135
Oct. 20, 2010
SR-NASDAQ-2010-131
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market, LLC To Expand the $0.50 Strike Price Program Comments Due: Exhibit 5 Federal Register version (75 FR 65693)
34-63139
Oct. 20, 2010
SR-ISE-2010-99
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt ISE Rule 421 Relating to Proxy Voting Comments Due: Federal Register version (75 FR 65680)
34-63138
Oct. 20, 2010
SR-CBOE-2010-092
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $.50 Strike Price Program Comments Due: Federal Register version (75 FR 65687)
34-63130
Oct. 19, 2010
SR-NYSEAmex-2010-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 of Rule 903G To Permit Certain FLEX Options To Trade Under the FLEX Trading Procedures for a Limited Time Comments Due: Exhibit 5 Federal Register version (75 FR 65542)
34-63129
Oct. 19, 2010
SR-NYSEArca-2010-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to NYSE Arca Equities Rule 8.500 To Accommodate Trading of Trust Units Comments Due: Exhibit 5 Federal Register version (75 FR 65539)
34-63133
Oct. 19, 2010
SR-NYSEArca-2010-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Establish a Pilot Program To List Series With Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange Comments Due: Exhibit 5 Federal Register version (75 FR 65545)
34-63122
Oct. 18, 2010
SR-BATS-2010-028
Notice of Filing and Immediate Effectiveness of Proposal To Make Clean Up Changes by Amending Certain Rules Comments Due: Federal Register version (75 FR 65393)
34-63126
Oct. 18, 2010
SR-NSCC-2010-11
Notice of Filing of Proposed Rule Change To Enhance the Reconfirmation and Pricing Service, Including the Creation of the Obligation Warehouse Comments Due: Rel. No. 34-63588 Federal Register version (75 FR 65546)
34-63120
Oct. 15, 2010
SR-OCC-2010-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Member Trade Assignment Arrangements Comments Due: Federal Register version (75 FR 65538)
34-63116
Oct. 15, 2010
SR-NYSEArca-2010-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.37, Order Execution, To Clarify Users' Ability To Instruct NYSE Arca To Bypass Non-Regulation NMS Protected Market Centers When Routing Away Comments Due: Exhibit 5 Federal Register version (75 FR 65041)
34-63119
Oct. 15, 2010
4-546
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add the C2 Options Exchange, Incorporated as a Participant Comments Due: View Received Comments Federal Register version (75 FR 65536)
34-63117
Oct. 15, 2010
SR-ISE-2010-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform Comments Due: Exhibit 5 Federal Register version (75 FR 65042)
34-63106
Oct. 14, 2010
SR-OPRA-2010-01
Notice of Filing and Immediate Effectiveness of Proposed Amendment To Identify the Securities Industry Automation Corporation as OPRA's Independent System Capacity Advisor Comments Due: Federal Register version (75 FR 64753)
34-63105
Oct. 14, 2010
SR-BX-2010-059
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Create a Listing Market on the Exchange Comments Due: View Received Comments Rel. No. 34-64437 , Rel. No. 34-64028 , Rel. No. 34-63597 , Rel. No. 34-63448 , Rel. No. 34-62818 Federal Register version (75 FR 64772)
34-63101
Oct. 14, 2010
SR-NASDAQ-2010-130
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the Clearly Erroneous Module Comments Due: Federal Register version (75 FR 64769)
34-63103
Oct. 14, 2010
4-566
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among American Stock Exchange LLC, BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Arca, Inc., NYSE Regulation, Inc., NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX LLC Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules Comments Due: Federal Register version (75 FR 64755)
34-63085
Oct. 13, 2010
SR-BATS-2010-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Related to Fees for Use of BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 63880)
34-63090
Oct. 13, 2010
SR-BATS-2010-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 21.9, Entitled "Order Routing" Comments Due: Exhibit 5 Federal Register version (75 FR 64387)
34-63097
Oct. 13, 2010
SR-BYX-2010-002
Notice of Filing of Proposed Rule Change To Amend BATS Y-Exchange Rules To Conform to the Current Rules of BATS Exchange Comments Due: Exhibit 5 Federal Register version (75 FR 64767)
34-63149
Oct. 13, 2010
SR-BYX-2010-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. Comments Due: Federal Register version (75 FR 66180)
34-63082
Oct. 13, 2010
SR-Phlx-2010-130
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to PIXL Fees Comments Due: Exhibit 5 Federal Register version (75 FR 63878)
34-63083
Oct. 13, 2010
SR-NASDAQ-2010-127
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Order Routing Rule Comments Due: Exhibit 5 Federal Register version (75 FR 64370)
34-63084
Oct. 13, 2010
SR-NASDAQ-2010-125
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data Comments Due: View Received Comments Federal Register version (75 FR 64379)
34-63092
Oct. 13, 2010
SR-NASDAQ-2010-129
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale Comments Due: View Received Comments Federal Register version (75 FR 64375)
34-63088
Oct. 13, 2010
SR-MSRB-2010-11
Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board Comments Due: Federal Register version (75 FR 63887)
34-63089
Oct. 13, 2010
SR-MSRB-2010-09
Notice of Filing of Proposed Rule Change Consisting of Fee Changes to Its Real-Time Transaction Price Service and Comprehensive Transaction Price Service, and Termination of Its T+1 Transaction Price Service Comments Due: Rel. No. 34-63340 Federal Register version (75 FR 63883)
34-63095
Oct. 13, 2010
SR-MSRB-2010-10
Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 To Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and To Institute a New Technology Fee on Reported Sales Transactions Comments Due: View Received Comments Rel. No. 34-63621 Federal Register version (75 FR 64372)
34-63077
Oct. 12, 2010
SR-ISE-2010-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions Comments Due: Exhibit 5 Federal Register version (75 FR 63870)
34-63068
Oct. 8, 2010
SR-BYX-2010-001
Notice of Filing of a Proposed Rule Change To Amend BYX Rule 11.8, Entitled "Obligations of Market Makers" Comments Due: Rel. No. 34-63342 Federal Register version (75 FR 63528)
34-63070
Oct. 8, 2010
SR-Phlx-2010-129
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 63526)
34-63071
Oct. 8, 2010
SR-Phlx-2010-139
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Responsibilities Comments Due: Federal Register version (75 FR 63876)
34-63072
Oct. 7, 2010
SR-NYSEAmex-2010-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List Comments Due: Exhibit 5 , Release No. 34-63072A Federal Register version (75 FR 64368)
34-63064
Oct. 7, 2010
SR-Phlx-2010-136
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1015 Comments Due: Exhibit 5 Federal Register version (75 FR 63231)
34-63063
Oct. 7, 2010
SR-NASDAQ-2010-126
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Conforming Change to NASDAQ Rules Comments Due: View Received Comments Federal Register version (75 FR 63229)
34-63054
Oct. 6, 2010
SR-EDGX-2010-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule Comments Due: Federal Register version (75 FR 63227)
34-63053
Oct. 6, 2010
SR-EDGA-2010-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule Comments Due: Federal Register version (75 FR 63237)
34-63050
Oct. 6, 2010
SR-Phlx-2010-137
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anti-Internalization Functionality for NASDAQ OMX PSX Comments Due: Federal Register version (75 FR 63225)
34-63051
Oct. 6, 2010
SR-Phlx-2010-135
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Collars for Unpriced Orders Comments Due: Federal Register version (75 FR 63240)
34-63056
Oct. 6, 2010
SR-NYSEArca-2010-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 63233)
34-63057
Oct. 6, 2010
SR-NYSE-2010-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Exchange Price List Comments Due: Exhibit 5 Federal Register version (75 FR 63232)
34-63052
Oct. 6, 2010
SR-BX-2010-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rule 4751 To Include Order Collar Functionality Comments Due: Federal Register version (75 FR 62902)
34-63055
Oct. 6, 2010
SR-NASDAQ-2010-124
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC Relating to Fees During Opening Cross Comments Due: Federal Register version (75 FR 63235)
34-63042
Oct. 5, 2010
SR-NSX-2010-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NSX Fee and Rebate Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 62910)
34-63041
Oct. 5, 2010
SR-NYSEArca-2010-86
Notice of Filing of a Proposed Rule Change Relating to Listing of the Peritus High Yield ETF Comments Due: Rel. No. 34-63329 Federal Register version (75 FR 62905)
34-63043
Oct. 5, 2010
SR-NYSEArca-2010-84
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Shares of the Sprott Physical Silver Trust Comments Due: Federal Register version (75 FR 62615)
34-63040
Oct. 5, 2010
SR-NASDAQ-2010-128
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Requirements To Qualify for Credits as a Designated Liquidity Provider Under Rule 7018(i) Comments Due: View Received Comments Federal Register version (75 FR 63238)
34-63045
Oct. 5, 2010
SR-ISE-2010-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options Comments Due: Exhibit 5 Federal Register version (75 FR 62900)
34-63039
Oct. 5, 2010
SR-FINRA-2010-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reconcile Certain Amendments Approved Pursuant to SR-FINRA-2009-061 and SR-FINRA-2010-003 Comments Due: Federal Register version (75 FR 62904)
34-63044
Oct. 5, 2010
SR-FINRA-2010-042
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to FINRA Rule 4160 (Verification of Assets) Comments Due: View Received Comments Rel. No. 34-62655 Federal Register version (75 FR 62911)
34-63046
Oct. 5, 2010
SR-FINRA-2010-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Online Filing of Arbitration Claims Comments Due: View Received Comments Federal Register version (75 FR 62901)
34-63034
Oct. 4, 2010
SR-Phlx-2010-124
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Send Certain Information Over the Specialized Quote Feed Comments Due: Federal Register version (75 FR 62441)
34-63036
Oct. 4, 2010
SR-Phlx-2010-131
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule 1014 Comments Due: Federal Register version (75 FR 62621)
34-63035
Oct. 4, 2010
SR-CBOE-2010-090
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Trading Hours for CBSX Comments Due: Federal Register version (75 FR 62614)
34-63026
Oct. 1, 2010
SR-CBOE-2010-046
Notice of Filing of a Proposed Rule Change To Amend Certain Rules Pertaining to Credit Options Comments Due: Rel. No. 34-63352 Federal Register version (75 FR 62167)
34-63023
Sept. 30, 2010
SR-Phlx-2010-125
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clearly Erroneous Transactions Comments Due: Exhibit 5 Federal Register version (75 FR 61802)
34-63024
Sept. 30, 2010
SR-Phlx-2010-134
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, LLC Relating to Exchange Disseminated Quotations Comments Due: Federal Register version (75 FR 61799)
34-63022
Sept. 30, 2010
SR-NASDAQ-2010-116
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Nasdaq's Order Routing Rule Comments Due: Federal Register version (75 FR 61797)
34-63025
Sept. 30, 2010
SR-MSRB-2010-08
Notice of Filing of Amendment No. 1 to and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule A-3, on Membership on the Board, To Comply With the Dodd-Frank Wall Street Reform and Consumer Protection Act Comments Due: View Received Comments Federal Register version (75 FR 61806)
34-63021
Sept. 30, 2010
SR-C2-2010-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain Rule Language Contained in CBOE Rules Comments Due: Federal Register version (75 FR 62159)
34-63010
Sept. 29, 2010
SR-NASD-2003-140
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 Through 4, Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings ("IPOs") Comments Due: View Received Comments Rel. No. 34-61690 , Rel. No. 34-51039 , and Rel. No. 34-50896 Federal Register version (75 FR 61541)
34-63004
Sept. 29, 2010
SR-Phlx-2010-126
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Individual Stock Trading Pauses Comments Due: Federal Register version (75 FR 61547)
34-63005
Sept. 29, 2010
SR-NSCC-2010-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To clarify Its Rules & Procedures Regarding Its Alternative Investment Product Service Comments Due: Federal Register version (75 FR 61536)
34-63007
Sept. 29, 2010
SR-NASDAQ-2010-121
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center Comments Due: View Received Comments Exhibit 5 Federal Register version (75 FR 61539)
34-63017
Sept. 29, 2010
SR-ISE-2010-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 717 Comments Due: Exhibit 5 Federal Register version (75 FR 61795)
34-62997
Sept. 28, 2010
SR-CBOE-2010-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Dates for Pilot Programs Comments Due: Federal Register version (75 FR 61237)
34-63000
Sept. 28, 2010
SR-CBOE-2010-089
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fee Schedule for the CBOE Stock Exchange Comments Due: Federal Register version (75 FR 61549)
34-63001
Sept. 28, 2010
SR-CBOE-2010-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in One Option Classes Comments Due: Federal Register version (75 FR 61538)
34-62995
Sept. 27, 2010
SR-FINRA-2010-048
Notice on Price Validation and Price-Override Protocol Comments Due: Federal Register version (75 FR 60843)
34-62987
Sept. 24, 2010
SR-NYSEAmex-2010-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 4560-NYSE Amex Equities To Correspond With a Rule Change Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 60155)
34-62989
Sept. 24, 2010
SR-NYSE-2010-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 4560 To Correspond With a Rule Change Filed by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (75 FR 60153)
34-62992
Sept. 24, 2010
SR-NASDAQ-2010-114
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Prohibit Members From Voting Uninstructed Shares on Certain Matters Comments Due: Federal Register version (75 FR 60844)
34-62990
Sept. 24, 2010
SR-DTC-2010-12
Notice of Filing of a Proposed Rule Change To Automate the Approval Process in Providing Trustee Access to the Security Position Report Service Comments Due: Rel. No. 34-63245 Federal Register version (75 FR 60158)
34-62980
Sept. 23, 2010
SR-CHX-2010-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar Comments Due: Federal Register version (75 FR 60152)
34-62983
Sept. 23, 2010
SR-FINRA-2010-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules Comments Due: Federal Register version (75 FR 60157)
34-62981
Sept. 23, 2010
SR-CBOE-2010-086
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fees Schedule for the CBOE Stock Exchange Comments Due: Federal Register version (75 FR 60487)
34-62971
Sept. 22, 2010
SR-NYSEAmex-2010-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Requirement for Floor Official Approval for Certain Halts of Nasdaq Securities Traded via UTP Comments Due: Exhibit 5 Federal Register version (75 FR 59772)
34-62969
Sept. 22, 2010
SR-BX-2010-064
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Pricing for 10Gb Direct Circuit Connections and To Codify Pricing for Direct Circuit Connections Capable of Supporting Up to 1Gb for Customers Who Are Not Co-Located in the Exchange's Datacenter Comments Due: Federal Register version (75 FR 59777)
34-62977
Sept. 22, 2010
SR-CBOE-2010-084
Notice of Proposed Rule Change Regarding Registration and Qualification Requirements Comments Due: View Received Comments Attachment 1 , Rel. No. 34-63314 Federal Register version (75 FR 59773)
34-62963
Sept. 21, 2010
SR-NYSEAmex-2010-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 36 Comments Due: Exhibit 5 Federal Register version (75 FR 59753)
34-62964
Sept. 21, 2010
SR-NYSE-2010-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 36 Comments Due: Exhibit 5 Federal Register version (75 FR 59301)
34-62965
Sept. 21, 2010
S7-24-89
Notice of Filing and Immediate Effectiveness of Amendment No. 22 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. Comments Due: Federal Register version (75 FR 59755)
34-62966
Sept. 21, 2010
SR-CTA-2010-02
Notice of Filing and Immediate Effectiveness of the Fifteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan Comments Due: Federal Register version (75 FR 59752)
34-62959
Sept. 21, 2010
SR-BX-2010-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Additional Order Type Which Will Give Options Participants Greater Control Over the Circumstances in Which Their Orders Are Executed Comments Due: Exhibit 5 Federal Register version (75 FR 59304)
34-62945
Sept. 20, 2010
SR-BATS-2010-025
Notice of Filing of a Proposed Rule Change To Amend BATS Rule 11.8, Entitled "Obligations of Market Makers" Comments Due: Rel. No. 34-63255 Federal Register version (75 FR 58460)
34-62952
Sept. 20, 2010
SR-NSX-2010-12
Notice of Filing of a Proposed Rule Change To Amend NSX Rule 11.8 To Enhance Quotation Requirements for Market Makers Comments Due: Exhibit 5 , Rel. No. 34-63255 Federal Register version (75 FR 59316)
34-62947
Sept. 20, 2010
SR-NYSEAmex-2010-96
Notice of Filing of a Proposed Rule Change Amending NYSE Amex Equities Rule 104 To Adopt Pricing Obligations for Designated Market Makers Comments Due: Exhibit 5 , Rel. No. 34-63255 Federal Register version (75 FR 58453)
34-62941
Sept. 20, 2010
SR-NYSEAmex-2010-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto Comments Due: Exhibit 5 Federal Register version (75 FR 58464)
34-62949
Sept. 20, 2010
SR-CHX-2010-22
Notice of Filing of a Proposed Rule Change To Enhance Quotation Requirements for Market Makers Comments Due: Rel. No. 34-63255 Federal Register version (75 FR 59315)
34-62942
Sept. 20, 2010
SR-OCC-2010-16
Notice of Filing of Proposed Rule Change Relating to Weekly Options And Monthly Options Comments Due: Rel. No. 34-63293 , Rel. No. 34-63293 Federal Register version (75 FR 59779)
34-62946
Sept. 20, 2010
SR-NYSEArca-2010-83
Notice of Filing of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.23 To Adopt Pricing Obligations for ETP Holders Who Are Registered as Market Makers Comments Due: Exhibit 5 , Rel. No. 34-63255 Federal Register version (75 FR 58462)
34-62940
Sept. 20, 2010
SR-NYSE-2010-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto Comments Due: Exhibit 5 Federal Register version (75 FR 58452)
34-62948
Sept. 20, 2010
SR-NYSE-2010-69
Notice of Filing of a Proposed Rule Change Amending Rule 104 To Adopt Pricing Obligations for Designated Market Makers Comments Due: Exhibit 5 , Rel. No. 34-63255 Federal Register version (75 FR 58455)
34-62955
Sept. 20, 2010
SR-NYSE-2010-67
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Relating to Execution Algorithm of NYBX Orders Comments Due: Rel. No. 34-63266 Federal Register version (75 FR 58456)
34-62954
Sept. 20, 2010
SR-BX-2010-066
Notice of Filing of a Proposed Rule Change To Enhance Quotation Requirements for Market Makers Comments Due: Rel. No. 34-63255 Federal Register version (75 FR 59305)
34-62950
Sept. 20, 2010
SR-NASDAQ-2010-115
Notice of Filing of a Proposed Rule Change To Enhance Quotation Requirements for Market Makers Comments Due: Rel. No. 34-63255 Federal Register version (75 FR 59311)
34-62953
Sept. 20, 2010
SR-FINRA-2010-049
Notice of Filing of a Proposed Rule Change Relating to Quotation Requirements on the Alternative Display Facility Comments Due: Rel. No. 34-63255 Federal Register version (75 FR 59300)
