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Comments on MSRB Rulemaking
Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 to Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and to Institute a New Technology Fee on Reported Sales Transactions
[Release No. 34-63095; File No. SR-MSRB-2010-10]
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| Dec. 28, 2010 | Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Dec. 14, 2010 | Jesse Hill, Regulatory Relations, Edward Jones |
| Dec. 14, 2010 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
| Dec. 2, 2010 | Michael Decker, Managing Director, SIFMA, Washington, District of Columbia |
| Nov. 29, 2010 | Kenneth D. Gibbs, President, Municipal Securities Group, Jefferies & Company Inc. |
| Nov. 19, 2010 | Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Nov. 10, 2010 | Ian Bernstein, Managing Director, Morgan Stanley Smith Barney LLC |
| Nov. 9, 2010 | Robert J. Stracks, Counsel, BMO Capital Markets |
| Nov. 9, 2010 | Jesse Hill, Director of Regulatory Relations, Edward Jones |
| Nov. 9, 2010 | James F. Grady, Director, Fixed Income, TD Ameritrade Holding Corporation |
| Nov. 9, 2010 | Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia |
| Nov. 9, 2010 | Richard H. Litton, Executive Vice President, Southwest Securities, Inc. |
| Nov. 9, 2010 | Paige W. Pierce, President CEO, RW Smith Associates |
| Nov. 9, 2010 | Michael Decker, Managing Director and Co-Head, Municipal Securities Division, SIFMA, Washington, District of Columbia |
| Nov. 9, 2010 | John J. Lynch, Jr., Hartfield, Titus & Donnelly, LLC, Jersey City, New Jersey |
| Nov. 9, 2010 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
| Nov. 8, 2010 | Chris Melton |
http://www.sec.gov/comments/sr-msrb-2010-10/msrb201010.shtml
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