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Comments on MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 to Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and to Institute a New Technology Fee on Reported Sales Transactions

[Release No. 34-63095; File No. SR-MSRB-2010-10]


Dec. 28, 2010 Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Dec. 14, 2010 Jesse Hill, Regulatory Relations, Edward Jones
Dec. 14, 2010 Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Dec. 2, 2010 Michael Decker, Managing Director, SIFMA, Washington, District of Columbia
Nov. 29, 2010 Kenneth D. Gibbs, President, Municipal Securities Group, Jefferies & Company Inc.
Nov. 19, 2010 Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Nov. 10, 2010 Ian Bernstein, Managing Director, Morgan Stanley Smith Barney LLC
Nov. 9, 2010 Robert J. Stracks, Counsel, BMO Capital Markets
Nov. 9, 2010 Jesse Hill, Director of Regulatory Relations, Edward Jones
Nov. 9, 2010 James F. Grady, Director, Fixed Income, TD Ameritrade Holding Corporation
Nov. 9, 2010 Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Nov. 9, 2010 Richard H. Litton, Executive Vice President, Southwest Securities, Inc.
Nov. 9, 2010 Paige W. Pierce, President CEO, RW Smith Associates
Nov. 9, 2010 Michael Decker, Managing Director and Co-Head, Municipal Securities Division, SIFMA, Washington, District of Columbia
Nov. 9, 2010 John J. Lynch, Jr., Hartfield, Titus & Donnelly, LLC, Jersey City, New Jersey
Nov. 9, 2010 Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Nov. 8, 2010 Chris Melton

 

http://www.sec.gov/comments/sr-msrb-2010-10/msrb201010.shtml

Modified: 10/16/2014