Comments on MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 to Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and to Institute a New Technology Fee on Reported Sales Transactions

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Date Received
Date Letter Type Commenter Name
Public Comment Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Jesse Hill, Regulatory Relations, Edward Jones
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Michael Decker, Managing Director, SIFMA, Washington, District of Columbia
Public Comment Kenneth D. Gibbs, President, Municipal Securities Group, Jefferies & Company Inc.
Public Comment Lawrence P. Sandor, Senior Associate General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Ian Bernstein, Managing Director, Morgan Stanley Smith Barney LLC
Public Comment James F. Grady, Director, Fixed Income, TD Ameritrade Holding Corporation
Public Comment Jesse Hill, Director of Regulatory Relations, Edward Jones
Public Comment John J. Lynch, Jr., Hartfield, Titus & Donnelly, LLC, Jersey City, New Jersey
Public Comment Michael Decker, Managing Director and Co-Head, Municipal Securities Division, SIFMA, Washington, District of Columbia
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Paige W. Pierce, President CEO, RW Smith Associates
Public Comment Richard H. Litton, Executive Vice President, Southwest Securities, Inc.
Public Comment Robert J. Stracks, Counsel, BMO Capital Markets
Public Comment Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment Chris Melton

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2010-10
Release Number
34-63095
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