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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 4160 (Verification of Assets)

[Release No. 34-34-62655; File No. SR-FINRA-2010-042]
Aug. 30, 2010 Howard Spindel, Senior Managing Director, and Cassondra E. Joseph, Managing Director, Integrated Management Solutions USA LLC, New York, New York

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2010-042/finra2010042.shtml
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Modified: 09/02/2010