Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 4160 (Verification of Assets)

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Date Received
Date Letter Type Commenter Name
Public Comment Howard Spindel, Senior Managing Director, and Cassondra E. Joseph, Managing Director, Integrated Management Solutions USA LLC, New York, New York
File Number
SR-FINRA-2010-042
Release Number
34-34-62655
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