34-101746
Nov. 25, 2024
SR-NYSE-2024-48
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Section 802.01C of the NYSE Listed Company Manual (Price Criteria for Capital or Common Stock) to Restrict the Use of Reverse Stock Splits in Certain Circums Comments Due: View Received Comments
34-101745
Nov. 25, 2024
SR-SAPPHIRE-2024-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust, and the Bitwise Bitcoin ETF Comments Due: Exhibit 5
34-101744
Nov. 25, 2024
SR-ISE-2024-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Various Bitcoin Options Comments Due: Exhibit 5
34-101743
Nov. 25, 2024
SR-BX-2024-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an OTTO Protocol Comments Due: Exhibit 5
34-101742
Nov. 25, 2024
SR-CboeBZX-2024-113
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform Comments Due: Exhibit 5
34-101737
Nov. 25, 2024
SR-NYSEAMER-2024-73
Notice of Filing and Immediate Effectiveness of Proposed Change to List and Trade Option Contracts on the iShares Bitcoin Trust, the Fidelity Wise Origin Bitcoin Fund, and the ARK21Shares Bitcoin ETF Comments Due: Exhibit 5
34-101741
Nov. 25, 2024
SR-CboeEDGX-2024-078
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 19.3 Comments Due: Exhibit 5
34-101736
Nov. 25, 2024
SR-NASDAQ-2024-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13, Position Limits, and Options 9, Section 15, Exercise Limits, Regarding Options on the Fidelity Wise Origin Bitcoin Fund, the ARK21Shares Bitcoin ETF, the Comments Due: Exhibit 5
34-101740
Nov. 25, 2024
SR-CboeBZX-2024-121
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List Options on Certain Bitcoin ETFs Comments Due: Exhibit 5
34-101739
Nov. 25, 2024
SR-BOX-2024-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 3120 (Position Limits) and 5020 (Criteria for Underlying Securities) to Permit Options Trading on Bitcoin Funds Comments Due: Exhibit 5
34-101738
Nov. 25, 2024
SR-NYSE-2024-44
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing Standard if t Comments Due: View Received Comments
34-101734
Nov. 25, 2024
SR-Phlx-2024-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13, Position Limits, and Options 8, Section 34, FLEX Trading, Regarding Options on the Fidelity Wise Origin Bitcoin Fund, the ARK21Shares Bitcoin ETF, the Gra Comments Due: Exhibit 5
34-101735
Nov. 25, 2024
SR-BOX-2024-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 3120 (Position Limits) and 5020 (Criteria for Underlying Securities) to Permit Trading of iShares Bitcoin ETF Options Comments Due: Exhibit 5
34-101730
Nov. 25, 2024
SR-SAPPHIRE-2024-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities to List and Trade Options on the Fidelity Wise Origin Bitcoin Fund (the "Fidelity Fund") and the ARK 21Shares Bitcoin ETF Comments Due: Exhibit 5
34-101732
Nov. 25, 2024
SR-BX-2024-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13, Position Limits, and Options 9, Section 15, Exercise Limits, Regarding Options on the Fidelity Wise Origin Bitcoin Fund, the ARK21Shares Bitcoin ETF, the Comments Due: Exhibit 5
34-101719
Nov. 22, 2024
SR-PEARL-2024-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange to Allow the Exchange to List and Trade Options on the Fidelity Wise Origin Bitcoin Fund (the “Fidelity Fund”) Comments Due: Exhibit 5
34-101718
Nov. 22, 2024
SR-PEARL-2024-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange to Allow the Exchange to List and Trade Options on the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trus Comments Due: Exhibit 5
34-101717
Nov. 22, 2024
SR-MIAX-2024-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to List and Trade Opti Comments Due: Exhibit 5
34-101720
Nov. 22, 2024
SR-ISE-2024-12
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules to List and Trade FLEX Options Comments Due: View Received Comments
34-101715
Nov. 22, 2024
SR-CboeEDGX-2024-077
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List Options on Certain Bitcoin ETFs Comments Due: Exhibit 5
34-101716
Nov. 22, 2024
SR-MIAX-2024-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to List and Trade Optio Comments Due: Exhibit 5
34-101713
Nov. 22, 2024
SR-NYSEARCA-2024-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts on the Grayscale Fund, the Grayscale Bitcoin Mini Trust BTC, and the Bitwise Bitcoin ETF Comments Due: View Received Comments Exhibit 5
34-101714
Nov. 22, 2024
SR-CboeBZX-2024-118
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List Options on Certain Bitcoin ETFs Comments Due:
34-101712
Nov. 22, 2024
SR-NYSEArca-2024-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts on the iShares Bitcoin Trust, the Fidelity Wise Origin Bitcoin Fund, and the ARK21Shares Bitcoin ETF Comments Due: Exhibit 5
34-101711
Nov. 22, 2024
SR-CBOE-2024-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 4.3, 4.20, and 8.30 Comments Due: Exhibit 5
34-101701
Nov. 21, 2024
SR-PEARL-2024-52
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange to Allow the Exchange to List and Trade Options on the iShares Bitcoin Trust (the "Trust") Comments Due: Exhibit 5
34-101700
Nov. 21, 2024
SR-CboeBYX-2024-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Relating to Routing Codes Comments Due: Exhibit 5
34-101699
Nov. 21, 2024
SR-SAPPHIRE-2024-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities to List and Trade Options on the iShares Bitcoin Trust (the "Trust") Comments Due: Exhibit 5
34-101697
Nov. 21, 2024
SR-FINRA-2024-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees in FINRA Rule 7720 (Securities Lending and Transparency Engine (SLATE™)) Comments Due: View Received Comments Exhibit 5
34-101696
Nov. 21, 2024
SR-FINRA-2024-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adjust FINRA Fees to Provide Sustainable Funding for FINRA’s Regulatory Mission Comments Due: Exhibit 3 , Exhibit 5
34-101698
Nov. 21, 2024
SR-MIAX-2024-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits to Allow the Exchange to List and Trade Optio Comments Due: Exhibit 5
34-101675
Nov. 21, 2024
SR-FICC-2024-802
Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, Comments Due: View Received Comments
34-101691
Nov. 21, 2024
SR-Phlx-2024-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: View Received Comments Exhibit 5
34-101693
Nov. 21, 2024
SR-NASDAQ-2024-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Deadline for a Listed Company to Notify Nasdaq of a Reverse Stock Split Comments Due: Exhibit 3 , Exhibit 5
34-101690
Nov. 21, 2024
SR-NASDAQ-2024-067
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: View Received Comments Exhibit 5
34-101688
Nov. 21, 2024
SR-GEMX-2024-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: View Received Comments Exhibit 5
34-101682
Nov. 21, 2024
SR-NYSENat-2024-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: Exhibit 5
34-101681
Nov. 21, 2024
SR-NYSEARCA-2024-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E Comments Due: Exhibit 5
34-101689
Nov. 21, 2024
SR-BX-2024-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: View Received Comments Exhibit 5
34-101680
Nov. 21, 2024
SR-NYSENAT-2024-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: Exhibit 5
34-101687
Nov. 21, 2024
SR-ISE-2024-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: View Received Comments Exhibit 5
34-101686
Nov. 21, 2024
SR-MRX-2024-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: View Received Comments Exhibit 5
34-101683
Nov. 21, 2024
SR-NYSEARCA-2024-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E Comments Due: Exhibit 5
34-101684
Nov. 21, 2024
SR-OCC-2024-014
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment no. 1, by the Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calcula
34-101676
Nov. 21, 2024
SR-NYSEAMER-2024-72
Notice of Filing and Immediate Effectiveness of Proposed Change to harmonize NYSE American Rule 4530 Comments Due: Exhibit 5
34-101679
Nov. 21, 2024
SR-NYSE-2024-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: Exhibit 5
34-101678
Nov. 21, 2024
SR-NYSEAMER-2024-69
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E Comments Due: Exhibit 5
34-101677
Nov. 21, 2024
SR-NYSECHX-2024-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: Exhibit 5
34-101670
Nov. 20, 2024
SR-NYSE-2024-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 3170, 9120, 9522, 9523, and 9524 Comments Due: Exhibit 5
34-101669
Nov. 20, 2024
SR-CboeEDGX-2024-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Relating to Routing Codes Comments Due: Exhibit 5
34-101668
Nov. 20, 2024
SR-NYSEAMER-2024-70
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E Comments Due: Exhibit 5
34-101666
Nov. 20, 2024
SR-BX-2024-019
Notice of Withdrawal of a Proposed Rule Change to Adopt an OTTO Protocol View Received Comments
34-101667
Nov. 20, 2024
SR-NYSECHX-2024-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: Exhibit 5
34-101671
Nov. 20, 2024
SR-NYSE-2024-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Rule 3110.19(d) Comments Due:
34-101665
Nov. 20, 2024
SR-NYSE-2024-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: Exhibit 5
34-101664
Nov. 20, 2024
SR-Phlx-2024-15
Notice of Withdrawal of a Proposed Rule Change to Amend the Exchange’s Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders View Received Comments
34-101663
Nov. 20, 2024
SR-CboeBZX-2024-091
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Crypto Index ETF, a Series of the Franklin Crypto Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments
34-101656
Nov. 19, 2024
SR-NSCC-2024-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Activity Status Tracking to I&RS and Make Certain Clarification Changes in the Rules Comments Due:
34-101655
Nov. 19, 2024
SR-CboeBZX-2024-112
Notice of Filing of a Proposed Rule Change to Expand BZX Rule 14.11(l) to Permit the Generic Listing and Trading of Multi-Class ETF Shares Comments Due: View Received Comments Exhibit 5
34-101646
Nov. 18, 2024
SR-CBOE-2024-042
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Its Rules to Permit Orders Comprised of Options and Futures Legs
34-101641
Nov. 15, 2024
SR-NYSEARCA-2024-27
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF Under NYSE Arca Rule 8.500-E (Trust Unit Comments Due: View Received Comments
34-101643
Nov. 15, 2024
SR-MEMX-2024-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Concerning Options Transaction Fees Comments Due: Exhibit 5
34-101645
Nov. 15, 2024
SR-FINRA-2024-007
Notice of Partial Amendment No. 1 to Proposed Rule Change to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE™)) View Received Comments
34-101640
Nov. 15, 2024
4-443
(WITHDRAWN on 2/19/25) Notice of Filing of Proposed Amendment to Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options Authorizing... Comments Due: View Received Comments
34-101638
Nov. 15, 2024
SR-NASDAQ-2024-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5
34-101635
Nov. 15, 2024
SR-NYSENAT-2024-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE National Rule 7.13 to Remove References to the Chair of the Board and a Cross-Reference to NYSE National Rule 5.5 Comments Due: Exhibit 5
34-101636
Nov. 15, 2024
SR-NYSEARCA-2024-94
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Arca Aggregated Lite Data Feed Comments Due: Exhibit 5
34-101634
Nov. 15, 2024
SR-CBOE-2024-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-101630
Nov. 14, 2024
SR-NYSEARCA-2024-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 7.13-E to Remove References to the Chair of the Board Comments Due: Exhibit 5
34-101629
Nov. 14, 2024
SR-NYSECHX-2024-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Chicago Rule 7.13 to Remove References to the Chair of the Board Comments Due: Exhibit 5
34-101628
Nov. 14, 2024
SR-NYSEAMER-2024-68
Notice of Filing and Immediate Effectiveness of Proposed Change to Establish Fees for the NYSE American Aggregated Lite Data Feed Comments Due: Exhibit 5
34-101624
Nov. 14, 2024
SR-NYSEAMER-2024-71
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend NYSE American Rule 7.13E to Remove References to the Chair of the Board Comments Due: Exhibit 5
34-101627
Nov. 14, 2024
SR-NYSE-2024-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Proprietary Market Data Fee Schedule to Establish an Access Fee for the NYSE Pillar Depth Data Feed Comments Due: Exhibit 5
34-101626
Nov. 14, 2024
SR-NYSE-2024-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Aggregated Lite Data Feed Comments Due: Exhibit 5
34-101620
Nov. 14, 2024
SR-NASDAQ-2024-065
Notice of Filing of Proposed Rule Change to Amend Equity 4 to Establish Halt Cross Price Protections and Make Other Related Changes. Exhibit 5
34-101619
Nov. 14, 2024
SR-NYSEAMER-2024-67
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Section 1003 of the NYSE American LLC Company Guide to Provide the Exchange with Discretion to Commence Suspension and Delisting Proceedings with Respect to a Listed Company that Has Comments Due: Exhibit 5
34-101617
Nov. 13, 2024
SR-NASDAQ-2024-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13, Position Limits, and Options 9, Section 15, Exercise Limits, Regarding Options on the iShares Bitcoin Trust ETF Comments Due: Exhibit 5
34-101616
Nov. 13, 2024
SR-BX-2024-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13, Position Limits, and Options 9, Section 15, Exercise Limits, Regarding Options on the iShares Bitcoin Trust ETF Comments Due: Exhibit 5
34-101615
Nov. 13, 2024
SR-CboeBZX-2024-111
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for its New Offering of Market Data Reports Comments Due: Exhibit 5
34-101614
Nov. 13, 2024
SR-CboeBYX-2024-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for its New Offering of Market Data Reports Comments Due: Exhibit 5
34-101613
Nov. 13, 2024
SR-Phlx-2024-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13, Position Limits, and Options 8, Section 34, FLEX Trading, Regarding Options on the iShares Bitcoin Trust ETF Comments Due: Exhibit 5
34-101611
Nov. 13, 2024
SR-PEARL-2024-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-101605
Nov. 13, 2024
SR-PEARL-2024-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: Exhibit 5
34-101603
Nov. 13, 2024
SR-ICC-2024-011
Notice of Filing of Proposed Rule Change Relating to the ICC Operational Risk Management Framework Exhibit 5
34-101589
Nov. 12, 2024
SR-SAPPHIRE-2024-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire LLC to Extend the Sunset Provision Relating to the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-101588
Nov. 12, 2024
SR-MEMX-2024-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Extend the Sunset Provision Related to the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-101587
Nov. 12, 2024
SR-CboeBZX-2024-026
Notice of Withdrawal of a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares View Received Comments
34-101582
Nov. 12, 2024
SR-NYSE-2024-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Service for Virtual Control Circuits in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101586
Nov. 12, 2024
SR-NYSEAMER-2024-66
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5
34-101584
Nov. 12, 2024
SR-LTSE-2024-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data Fees Comments Due: View Received Comments Exhibit 5
34-101583
Nov. 12, 2024
SR-CboeEDGX-2024-075
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for its New Offering of Market Data Reports Comments Due: Exhibit 5
34-101581
Nov. 12, 2024
SR-CboeEDGA-2024-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for its New Offering of Market Data Reports Comments Due: Exhibit 5
34-101578
Nov. 12, 2024
SR-NYSENAT-2024-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Service for Virtual Control Circuits in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101577
Nov. 12, 2024
SR-NYSECHX-2024-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Service for Virtual Control Circuits in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101576
Nov. 12, 2024
SR-NYSEARCA-2024-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Service for Virtual Control Circuits in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101575
Nov. 12, 2024
SR-NYSEAMER-2024-64
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Service for Virtual Control Circuits in the Connectivity Fee Schedule Comments Due: Exhibit 5
34-101566
Nov. 8, 2024
SR-FICC-2024-801
Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, to Adopt a Minimum Margin Amount at GSD View Received Comments
34-101562
Nov. 7, 2024
SR-IEX-2024-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Pricing Comments Due: Exhibit 5
34-101561
Nov. 7, 2024
SR-FINRA-2024-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing Comments Due:
34-101560
Nov. 7, 2024
SR-MRX-2024-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 Comments Due: Exhibit 5
