34-101966
Dec. 18, 2024
SR-NYSE-2024-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Sections 902.02, 902.03 and 902.08 of the NYSE Listed Company Manual to Amend Initial Listing Fees and Certain of its Annual Fees Applicable to Listed Issuers and Establish a Ma Comments Due: Exhibit 5
34-101965
Dec. 18, 2024
SR-NASDAQ-2024-059
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and to Modify the Definition of an Eligible Switch
34-101964
Dec. 18, 2024
SR-DTC-2024-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to DTC's New Issue Information Dissemination Service to Unwind a Prior Rule Filing and Provide a More Accurate Description of the Service Comments Due: Exhibit 5
34-101954
Dec. 18, 2024
SR-NASDAQ-2024-065
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Equity 4 to Establish Halt Cross Price Protections and Make Other Related Changes
34-101962
Dec. 18, 2024
SR-NYSEARCA-2024-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-101960
Dec. 18, 2024
SR-CboeBZX-2024-112
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares Comments Due: View Received Comments
34-101957
Dec. 18, 2024
SR-FINRA-2024-021
Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Adopt FINRA Rules 12808 and 13808 (Accelerated Processing) to Accelerate the Processing of Arbitration Proceedings for Parties Who Qualify Based on Their Age or Heal View Received Comments
34-101956
Dec. 18, 2024
SR-NSCC-2024-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: Exhibit 5
34-101955
Dec. 18, 2024
SR-FICC-2024-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: Exhibit 5
34-101949
Dec. 17, 2024
SR-NSCC-2024-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Addendum A (Fee Structure) Comments Due: Exhibit 3 , Exhibit 5
34-101948
Dec. 17, 2024
SR-NASDAQ-2024-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify All-inclusive Annual Fees for Certain Companies Comments Due: Exhibit 5
34-101947
Dec. 17, 2024
SR-FICC-2024-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Fund Maintenance Fee of MBSD and GSD Comments Due: Exhibit 3 , Exhibit 5
34-101946
Dec. 17, 2024
SR-DTC-2024-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: Exhibit 5
34-101945
Dec. 17, 2024
SR-DTC-2024-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the ClaimConnect™ Service Guide Comments Due: Exhibit 5
34-101942
Dec. 17, 2024
SR-BX-2024-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 3 Comments Due: View Received Comments Exhibit 5
34-101941
Dec. 17, 2024
SR-Phlx-2024-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9 Comments Due: Exhibit 5
34-101939
Dec. 17, 2024
SR-NYSEARCA-2024-87
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt New NYSE Arca Rule 8.800-E to Provide for the Listing and Trading of Commodity- and/or Digital Asset-Based Investment Interests and to List and Trade Shares View Received Comments
34-101943
Dec. 17, 2024
SR-NASDAQ-2024-081
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: Exhibit 5
34-101929
Dec. 16, 2024
SR-NYSEAMER-2024-61
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Section 1003 of the NYSE American LLC Company Guide to Provide for the Suspension and Delisting of Any Company that: (i) Has Effected One or More Reverse Sto View Received Comments
34-101927
Dec. 16, 2024
SR-CboeBYX-2024-009
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange’s Ma View Received Comments
34-101923
Dec. 16, 2024
SR-DTC-2024-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Guide to the DTC Fee Schedule to Revise Certain Fees Charged to Participants for Settlement Services Comments Due: Exhibit 5 , Exhibit 3
34-101922
Dec. 16, 2024
SR-SAPPHIRE-2024-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire, LLC to Adopt Connectivity and Certain Port Fees for Members and Non-Members Comments Due: Exhibit 5
34-101920
Dec. 16, 2024
SR-NYSEAMER-2024-77
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5
34-101919
Dec. 16, 2024
SR-Phlx-2024-54
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Options 3, Section 13 Related to XND
34-101930
Dec. 16, 2024
SR-BX-2024-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Anti-internalization Functionality in Equity 4, Rule 4757 Comments Due: Exhibit 5
34-101912
Dec. 13, 2024
SR-MRX-2024-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decommission QCC with Stock Orders and Complex QCC with Stock Orders Comments Due: Exhibit 5
34-101911
Dec. 13, 2024
SR-ISE-2024-58
Notice of Filing of Proposed Rule Change to Decommission QCC with Stock Orders and Complex QCC with Stock Orders Comments Due: Exhibit 5
34-101913
Dec. 13, 2024
SR-Phlx-2024-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Anti-Internalization Functionality in Equity 4, Rule 3307 Comments Due: Exhibit 5
34-101905
Dec. 13, 2024
SR-IEX-2024-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bylaws of the Exchange’s Parent Corporation to Add Provisions Permitting the Board of Directors, in Its Sole Discretion, to Invite One or More Observers to Attend and Partic Comments Due: Exhibit 5
34-101910
Dec. 13, 2024
SR-NYSEARCA-2024-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-101906
Dec. 13, 2024
SR-NASDAQ-2024-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Pricing Schedule of Supplemental Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5
34-101902
Dec. 12, 2024
SR-PEARL-2024-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Make a Non-Substantive Change Comments Due: Exhibit 5
34-101900
Dec. 12, 2024
SR-NYSE-2024-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 309 Comments Due: Exhibit 5
34-101896
Dec. 12, 2024
SR-SAPPHIRE-2024-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems Environment Comments Due: Exhibit 5
34-101895
Dec. 12, 2024
SR-EMERALD-2024-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems Environment Comments Due: Exhibit 5
34-101892
Dec. 12, 2024
SR-NASDAQ-2024-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower the Options Regulatory Fee (ORF) and Adopt a New Approach to ORF in 2025 Comments Due: View Received Comments Exhibit 5
34-101897
Dec. 12, 2024
SR-PEARL-2024-56
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule LLC to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems Environment Comments Due: Exhibit 5
34-101894
Dec. 12, 2024
SR-MIAX-2024-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for Dedicated Cross Connection Access to the Testing Systems Environment Comments Due: Exhibit 5
34-101891
Dec. 12, 2024
SR-MRX-2024-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 Comments Due: View Received Comments Exhibit 5
34-101893
Dec. 12, 2024
SR-Phlx-2024-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower the Options Regulatory Fee (ORF) and Adopt a New Approach to ORF in 2025 Comments Due: View Received Comments Exhibit 5
34-101890
Dec. 12, 2024
SR-DTC-2023-801
Notice of Filing of Amendment No. 1 to Advance Notice to Raise Prefunded Liquidity Resources Through the Periodic Issuance and Private Placement of Senior Notes View Received Comments Exhibit 5
34-101889
Dec. 12, 2024
SR-Phlx-2024-51
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend FLEX Floor Trading
34-101887
Dec. 11, 2024
SR-BX-2024-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Fees Based on the Rate of Inflation Comments Due: Exhibit 5
34-101886
Dec. 11, 2024
SR-Phlx-2024-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Fees Based on the Rate of Inflation Comments Due: Exhibit 5
34-101885
Dec. 11, 2024
SR-NSCC-2024-010
Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: Exhibit 5
34-101882
Dec. 11, 2024
SR-FICC-2024-011
Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Investment Policy Exhibit 5
34-101883
Dec. 11, 2024
SR-DTC-2024-011
Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Investment Policy Exhibit 5
34-101878
Dec. 11, 2024
SR-BX-2024-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 Comments Due: View Received Comments Exhibit 5
34-101880
Dec. 11, 2024
SR-FICC-2024-009
(WITHDRAWN on 2/26/25) Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the Adoption of a Trade... Comments Due: View Received Comments
34-101877
Dec. 11, 2024
SR-ISE-2024-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 Comments Due: View Received Comments Exhibit 5
34-101879
Dec. 11, 2024
SR-NYSECHX-2024-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc. Comments Due: Exhibit 5
34-101875
Dec. 11, 2024
SR-GEMX-2024-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Approach to the Options Regulatory Fee (ORF) in 2025 Comments Due: View Received Comments Exhibit 5
34-101870
Dec. 10, 2024
SR-CBOE-2024-047
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Its Rules Regarding the Types of Complex Orders Available for Flexible Exchange Options ("FLEX") Trading at the Exchange Comments Due: View Received Comments
34-101868
Dec. 10, 2024
SR-NYSEARCA-2024-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee (ORF) Comments Due: Rebuttal comments should be submitted by March 5, 2025.
View Received Comments Exhibit 5
34-101864
Dec. 10, 2024
SR-NYSEARCA-2024-104
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: View Received Comments
34-101844
Dec. 9, 2024
SR-NYSE-2024-47
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 102.01 of the NYSE Listed Company Manual to Provide that the Stock View Received Comments Exhibit 4 , Exhibit 5
34-101843
Dec. 9, 2024
SR-SAPPHIRE-2024-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for the Exchange's Proprietary Market Data Feeds: (i) MIAX Sapphire Top of Market Data Feed; (ii) MIAX Sapphire Complex Top of Market Data Feed; and (iii) MIAX Sapphi Comments Due: Exhibit 5
34-101851
Dec. 9, 2024
SR-LTSE-2024-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity Fees Comments Due: Exhibit 5
34-101850
Dec. 9, 2024
SR-CBOE-2024-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.1 Comments Due: 21 days after publication in the Federal Register. Comments Due:
34-101834
Dec. 6, 2024
SR-CBOE-2024-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Auction Response and Execution Price Cap for AIM And SAM Auctions Comments Due: Exhibit 5
34-101839
Dec. 6, 2024
SR-NASDAQ-2024-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Fees Based on the Rate of Inflation Comments Due: Exhibit 5
34-101838
Dec. 6, 2024
SR-NYSE-2024-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 346 Comments Due: Exhibit 5
34-101837
Dec. 6, 2024
SR-NYSE-2024-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.02 of the NYSE Listed Company Manual to Establish a Flat Annual Listing Fee Payable by a Limited Partnership That is At Least 40% Owned by Another Company Listed on Comments Due: Exhibit 5
34-101831
Dec. 6, 2024
SR-NYSEARCA-2024-108
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2.4 Comments Due: Exhibit 5
34-101833
Dec. 6, 2024
SR-NYSENAT-2024-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2.4(a) Comments Due: Exhibit 5
34-101832
Dec. 6, 2024
SR-NYSECHX-2024-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article 3 Comments Due: Exhibit 5
34-101836
Dec. 6, 2024
SR-CboeEDGX-2024-079
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Auction Response and Execution Price Cap for AIM And SAM Auctions Comments Due: Exhibit 5
34-101830
Dec. 6, 2024
SR-NYSEAMER-2024-75
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 342 Comments Due: Exhibit 5
34-101827
Dec. 5, 2024
SR-CboeBYX-2024-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-101826
Dec. 5, 2024
SR-BX-2024-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4759 Concerning Data Feeds Utilized Comments Due: Exhibit 5
34-101828
Dec. 5, 2024
SR-Phlx-2024-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 3304 Concerning Data Feeds Utilized Comments Due: Exhibit 5
34-101825
Dec. 5, 2024
SR-CboeBZX-2024-122
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-101824
Dec. 5, 2024
SR-CboeEDGX-2024-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-101823
Dec. 5, 2024
SR-CboeEDGA-2024-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-101822
Dec. 5, 2024
Notice of Filing of Proposed Rule Change to Amend the Exchange’s Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders Comments Due: Exhibit 5
34-101821
Dec. 5, 2024
SR-NASDAQ-2024-074
Notice of Filing of Proposed Rule Change to Amend Equity 4, Rule 4759 Concerning Data Feeds Utilized Comments Due: Exhibit 5
34-101811
Dec. 4, 2024
SR-NYSEARCA-2024-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E Comments Due: Exhibit 5
34-101803
Dec. 3, 2024
SR-MIAX-2024-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1306 (Branch Offices) and Exchange Rule 1308 (Supervision of Accounts) to Harmonize with FINRA Rules Comments Due:
34-101806
Dec. 3, 2024
SR-NYSEARCA-2024-70
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance T View Received Comments
34-101802
Dec. 3, 2024
SR-CboeBZX-2024-115
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Relating to Fee Codes and Volume Tiers Comments Due: Exhibit 5
34-101798
Dec. 3, 2024
SR-PEARL-2024-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive, Clarifying Changes to the Exchange’s Rulebook Comments Due: Exhibit 5
34-101793
Dec. 2, 2024
SR-NASDAQ-2024-071
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Exhibit 5
34-101790
Dec. 2, 2024
SR-LCH SA-2024-005
Notice of Filing of Proposed Rule Change Relating to Dealer Status Exhibit 5 , Exhibit 3
34-101789
Dec. 2, 2024
SR-MIAX-2024-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: Exhibit 5
34-101788
Dec. 2, 2024
SR-ISE-2024-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Exhibit 5
34-101787
Dec. 2, 2024
SR-MRX-2024-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Exhibit 5
34-101786
Dec. 2, 2024
SR-BX-2024-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Exhibit 5
34-101785
Dec. 2, 2024
SR-Phlx-2024-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Exhibit 5
34-101784
Dec. 2, 2024
SR-GEMX-2024-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Its Expanded Co-Location Services Comments Due: Exhibit 5
34-101783
Dec. 2, 2024
SR-NASDAQ-2024-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Hennessy Stance ESG ETF Under Nasdaq Rule 5750 (Proxy Portfolio Shares) Comments Due:
34-101782
Dec. 2, 2024
SR-IEX-2024-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide that DEEP+ Data Will Be Included in the Exchange's HIST Data Product Comments Due:
34-101780
Dec. 2, 2024
SR-OCC-2024-016
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Enhancements to the System for Theoretical Analysis and Numerical Simulations ("STANS") and OCC's Comprehensive Stress Testing ("CST") Methodology, to Better Capture t Exhibit 5 , Exhibit 3
34-101779
Nov. 29, 2024
SR-IEX-2024-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160(a) to Better Reflect the Process for a Broker-Dealer to Become a Member (or Continue as a Member) of the Exchange Notwithstanding the Member (or a Person Associat Comments Due: Exhibit 5
34-101778
Nov. 27, 2024
SR-MEMX-2024-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 19.3, Criteria for Underlying Securities, to Allow the Exchange to List and Trade Options on the iShares Bitcoin Trust ("the Trust") Comments Due: Exhibit 5
34-101776
Nov. 27, 2024
SR-Phlx-2024-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Rules Related to the Nasdaq-100® Volatility Index Comments Due: Exhibit 5
34-101775
Nov. 27, 2024
SR-NYSEArca-2024-98
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Bitwise 10 Crypto Index Fund under Proposed NYSE Arca Rule 8.800-E (Commodity- and Digital Asset-Based Investment Interests) Comments Due: View Received Comments
34-101774
Nov. 27, 2024
SR-C2-2024-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Functionality Relating to the Processing of Auction Responses Comments Due: Exhibit 5
34-101773
Nov. 27, 2024
SR-BOX-2024-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 3120 (Position Limits) and 5020 (Criteria for Underlying Securities) to Permit Options Trading on Bitcoin Funds Comments Due: Exhibit 5
34-101765
Nov. 26, 2024
SR-ISE-2024-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FLEX Options Listing Comments Due: Exhibit 5
34-101758
Nov. 26, 2024
SR-NYSEARCA-2024-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
