Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,132

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Date Received
Date Letter Type Commenter Name
Public Comment Ilana Reid, Associate General Counsel, FINRA.
Public Comment Bernard V. Canepa, Managing Director and Associate General Counsel, SIFMA
Public Comment Eversheds Sutherland (US) LLP on behalf of Committee of Annuity Insurers
Public Comment Jeanine Blackman, CCO, Reagan Securities, Inc.
Public Comment Ilana Reid, Associate General Counsel, FINRA
Public Comment Bernard V. Canepa, Managing Director and Associate General Counsel, SIFMA
Public Comment Committee of Annuity Insurers
Public Comment David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
Public Comment Jessica R. Giroux, Chief Legal Officer, American Securities Association
Public Comment Matt Billings, President, Robinhood Financial LLC and Robinhood Securities, LLC
Public Comment Michael Decker, Senior Vice President, Research and Public Policy, Bond Dealers of America
Public Comment Tara Buckley, Deputy General Counsel, Investment Company Institute
Public Comment Patricia Reinard-Kopsa, Chief Compliance Officer, Trubee Wealth Advisors
Public Comment Daniel LeGaye, Managing Partner, The LeGaye Law Firm, P.C.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2025-003
Release Number
34-103226
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