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Release Number	SEC Issue Date	File Number	Details
34-80094	Feb. 23, 2017	SR-NYSEARCA-2016-176	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201 *Comments Due:* February 13, 2017 View Received Comments See Also - Rel. No. 34-81538, Rel. No. 34-81155, Rel. No. 34-80501, Rel. No. 34-79792 Federal Register version (82 FR 12268)
34-80093	Feb. 23, 2017	SR-BX-2017-010	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Port-Related Fees at Rules 7015 and 7016(a) To Eliminate Prorated Billing *Comments Due:* March 22, 2017 See Also - Exhibit 5 Federal Register version (82 FR 12249)
34-80081	Feb. 22, 2017	SR-NSX-2017-05	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. *Comments Due:* March 20, 2017 See Also - Exhibit 5A, Exhibit 5B Federal Register version (82 FR 11986)
34-80085	Feb. 22, 2017	SR-NYSEMKT-2017-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. *Comments Due:* March 21, 2017 See Also - Exhibit 5A, Exhibit 5B Federal Register version (82 FR 12156)
34-80077	Feb. 22, 2017	SR-NYSEMKT-2016-63	Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees *Comments Due:* September 16, 2016 View Received Comments See Also - Rel. No. 34-80309, Rel. No. 34-79672, Rel. No. 34-79378, Rel. No. 34-78968, Rel. No. 34-78629 Federal Register version (82 FR 11959)
34-80076	Feb. 22, 2017	SR-NYSEArca-2016-89	Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees *Comments Due:* September 16, 2016 View Received Comments See Also - Rel. No. 34-80310, Rel. No. 34-79673, Rel. No. 34-79379, Rel. No. 34-78967, Rel. No. 34-78628 Submit a Comment on SR-NYSEArca-2016-89 Federal Register version (82 FR 11951)
34-80079	Feb. 22, 2017	SR-NYSEArca-2016-173	Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund Under NYSE Arca Equities Rule 8.200 *Comments Due:* February 1, 2017 View Received Comments See Also - Rel. No. 34-80427, Rel. No. 34-79742 Federal Register version (82 FR 11955)
34-80082	Feb. 22, 2017	SR-NYSEArca-2017-14	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. *Comments Due:* March 20, 2017 See Also - Exhibit 5a, Exhibit 5b Federal Register version (82 FR 11973)
34-80084	Feb. 22, 2017	SR-NYSE-2017-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc. *Comments Due:* March 20, 2017 See Also - Exhibit 5A, Exhibit 5B Federal Register version (82 FR 11960)
34-80088	Feb. 22, 2017	SR-NASDAQ-2017-017	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Port-Related Fees at Rules 7015 and 7016(b) To Eliminate Prorated Billing *Comments Due:* March 21, 2017 See Also - Exhibit 5 Federal Register version (82 FR 12148)
34-80089	Feb. 22, 2017	SR-MIAX-2017-06	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 518, Complex Orders, To Establish the Complex MIAX Options Price Collar *Comments Due:* March 21, 2016 See Also - Exhibit 5 Federal Register version (82 FR 12153)
34-80080	Feb. 22, 2017	SR-ISE-2017-10	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees *Comments Due:* March 20, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11971)
34-80090	Feb. 22, 2017	SR-ISE-2017-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 715 and Rule 721 *Comments Due:* March 21, 2017 See Also - Exhibit 5 Federal Register version (82 FR 12150)
34-80086	Feb. 22, 2017	SR-CBOE-2017-015	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* March 20, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11988)
34-80074	Feb. 21, 2017	SR-Phlx-2016-105	Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 501, 507, 508, 510, and 511 of the Exchange *Comments Due:* March 20, 2017 View Received Comments Federal Register version (82 FR 11967)
34-80073	Feb. 21, 2017	SR-NYSEMKT-2017-08	Notice of Filing of Proposed Rule Change To Amend Rule 925.1NY Regarding Market Maker Quotations, Including To Adopt a Market Maker Light Only Quotation *Comments Due:* March 20, 2017 See Also - Rel. No. 34-80330 Federal Register version (82 FR 11952)
34-80072	Feb. 21, 2017	SR-NYSEArca-2017-17	Notice of Filing of Proposed Rule Change To Amend Rule 6.37B Regarding Market Maker Quotations *Comments Due:* March 20, 2017 See Also - Exhibit 5, Rel. No. 34-80329 Federal Register version (82 FR 11964)
34-80075	Feb. 21, 2017	SR-ISE-2017-03	Notice of Filing of Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology *Comments Due:* March 20, 2017 View Received Comments See Also - Exhibit 5, Rel. No. 34-80432 Federal Register version (82 FR 11975)
34-80071	Feb. 21, 2017	SR-ICEEU-2017-001	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Charges and Rates of Return Applicable to Margin and Guaranty Fund Deposits *Comments Due:* March 20, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11962)
34-80064	Feb. 17, 2017	SR-Phlx-2017-15	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PIXL pricing *Comments Due:* March 17, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11666)
34-80059	Feb. 17, 2017	SR-NYSEArca-2017-16	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 6.62, 6.73 and Make a Conforming Change to Rule 6.47A *Comments Due:* March 17, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11674)
34-80061	Feb. 17, 2017	SR-PEARL-2017-10	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX PEARL Fee Schedule *Comments Due:* March 17, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11676)
34-80062	Feb. 17, 2017	SR-MIAX-2017-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Clarify Its Fees Relating to the MIAX Express Network Interconnect ("MENI") *Comments Due:* March 17, 2016 See Also - Exhibit 5 Federal Register version (82 FR 11670)
34-80050	Feb. 16, 2017	SR-BatsBZX-2017-13	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Option Regulatory Fees as They Relate to the Equity Options Platform *Comments Due:* March 16, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11491)
34-80055	Feb. 16, 2017	SR-BX-2017-009	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the BX Options Market Port Fees and Institute a Fee Cap at Chapter XV Section 3 *Comments Due:* March 15, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11381)
34-80051	Feb. 16, 2017	SR-NASDAQ-2017-016	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7014 and 7018 *Comments Due:* March 15, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11376)
34-80046	Feb. 15, 2017	SR-BX-2017-008	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Post-Only Orders and Orders With Midpoint Pegging, and Its Trade-Now Functionality *Comments Due:* March 15, 2017 Federal Register version (82 FR 11385)
34-80045	Feb. 15, 2017	SR-NASDAQ-2017-013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Its Functionality Relating to Post-Only Orders and Orders With Midpoint Pegging, and Its Trade-Now Functionality *Comments Due:* March 15, 2017 Federal Register version (82 FR 11389)
34-80036	Feb. 14, 2017	SR-BatsBZX-2017-10	Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust Under Bats Rule 14.11(i), Managed Fund Shares *Comments Due:* March 14, 2017 View Received Comments See Also - Rel. No. 34-80399 Federal Register version (82 FR 11278)
34-80041	Feb. 14, 2017	SR-CHX-2017-04	Notice of Filing of Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay *Comments Due:* March 14, 2017 View Received Comments See Also - Exhibit 5, Rel. No. 34-81415, Rel. No. 34-80364, Rel. No. 34-80740, Rel. No. 34-81913 Federal Register version (82 FR 11252)
34-80035	Feb. 14, 2017	SR-PEARL-2017-09	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule To Establish an Options Regulatory Fee ("ORF") *Comments Due:* March 14, 2017 View Received Comments See Also - Exhibit 5 Federal Register version (82 FR 11272)
34-80037	Feb. 14, 2017	SR-CBOE-2017-014	Notice of Filing of a Proposed Rule Change Related to Rule 24.9(e) *Comments Due:* March 14, 2017 See Also - Rel. No. 34-80385 Federal Register version (82 FR 11290)
34-80034	Feb. 14, 2017	SR-BatsEDGX-2017-09	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Use of the Exchange's Equities Platform *Comments Due:* March 14, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11275)
34-80028	Feb. 13, 2017	SR-NYSEArca-2017-09	Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Short Duration Income ETF Under NYSE Arca Equities Rule 8.600 *Comments Due:* March 10, 2017 View Received Comments See Also - Rel. No. 34-80346, Rel. No. 34-80657 Federal Register version (82 FR 11089)
34-80029	Feb. 13, 2017	SR-NYSEArca-2017-12	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule *Comments Due:* March 10, 2017 View Received Comments See Also - Exhibit 5 Federal Register version (82 FR 11085)
34-80032	Feb. 13, 2017	SR-NYSEARCA-2017-10	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services *Comments Due:* March 10, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11076)
34-80030	Feb. 13, 2017	SR-NYSE-2017-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the New York Stock Exchange LLC Listed Company Manual To Waive the First Partial Year's Annual Fees for Companies Transferring From Other Exchanges *Comments Due:* March 10, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11084)
34-80031	Feb. 13, 2017	SR-C2-2017-008	Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule *Comments Due:* March 10, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11087)
34-80025	Feb. 13, 2017	SR-BatsEDGX-2017-04	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Option Regulatory Fees as They Relate to the Equity Options Platform *Comments Due:* March 10, 2017 See Also - Exhibit 5 Federal Register version (82 FR 11081)
34-80018	Feb. 10, 2017	SR-NSX-2017-04	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 11.1, Hours of Trading, Interpretations and Policies .01, To Cease Trading on the Exchange's System as of February 1, 2017 *Comments Due:* March 9, 2017 Federal Register version (82 FR 10947)
34-80012	Feb. 10, 2017	SR-BatsBZX-2017-12	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Fees as They Relate to the Equities Options Platform *Comments Due:* March 9, 2017 Federal Register version (82 FR 10922)
34-80017	Feb. 10, 2017	SR-BatsBZX-2017-11	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc. Adding NBBO Setter Tiers *Comments Due:* March 9, 2017 Federal Register version (82 FR 10920)
34-80007	Feb. 10, 2017	SR-Phlx-2017-13	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Access and Routing Subsidy *Comments Due:* March 9, 2017 See Also - Exhibit 5 Federal Register version (82 FR 10949)
34-80008	Feb. 10, 2017	SR-Phlx-2017-09	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule *Comments Due:* March 9, 2017 See Also - Exhibit 5 Federal Register version (82 FR 10933)
34-80019	Feb. 10, 2017	SR-NYSE-2017-03	Notice of Filing of Proposed Rule Change Amending Rule 98 *Comments Due:* March 9, 2017 See Also - Rel. No. 34-80334 Submit a Comment on SR-NYSE-2017-03 Federal Register version (82 FR 10942)
34-80022	Feb. 10, 2017	SR-NYSE-2016-72	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies *Comments Due:* January 19, 2017 See Also - Rel. No. 34-80199, Rel. No. 34-79676 Submit a Comment on SR-NYSE-2016-72 Federal Register version (82 FR 10947)
34-80015	Feb. 10, 2017	SR-NASDAQ-2017-007	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Data Fees at Rule 7026 *Comments Due:* March 9, 2017 Federal Register version (82 FR 10944)
34-79993	Feb. 9, 2017	SR-NYSEMKT-2017-01	Notice of Filing of Proposed Rule Change To Adopt New Equities Trading Rules To Transition Trading on the Exchange From a Floor Based Market With a Parity Allocation Model to Fully Automated Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar *Comments Due:* March 8, 2017 View Received Comments See Also - Exhibit 5, Rel. No. 34-80590, Rel. No. 34-80337 Federal Register version (82 FR 10814)
34-79998	Feb. 9, 2017	SR-NYSEMKT-2017-05	Notice of Filing of Proposed Rule Change Amending Rules 7.29E and 1.1E To Provide for a Delay Mechanism *Comments Due:* March 8, 2017 View Received Comments See Also - Exhibit 5, Rel. No. 34-80268, Rel. No. 34-80700 Federal Register version (82 FR 10828)
34-80002	Feb. 9, 2017	SR-NYSE-2016-45	Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1-4, To Amend the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees *Comments Due:* September 7, 2016 View Received Comments See Also - Rel. No. 34-80311, Rel. No. 34-79674, Rel. No. 34-79316, Rel. No. 34-78966, Rel. No. 34-78887, Rel. No. 34-78556 Federal Register version (82 FR 10827)
34-79999	Feb. 9, 2017	SR-ICEEU-2017-002	Notice of Filing of Proposed Rule Change To Revise the ICE Clear Europe Clearing Rules Relating to the Application of Default Provisions in the Event of a Resolution Proceeding *Comments Due:* March 2, 2017 See Also - Rel. No. 34-80304 Submit a Comment on SR-ICEEU-2017-002 Federal Register version (82 FR 10848)
34-80003	Feb. 9, 2017	SR-CBOE-2017-011	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule *Comments Due:* March 8, 2017 See Also - Exhibit 5 Federal Register version (82 FR 10846)
34-79989	Feb. 8, 2017	SR-BatsBZX-2017-07	Notice of Filing of a Proposed Rule Change To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust *Comments Due:* March 7, 2017 View Received Comments See Also - Rel. No. 34-81363, Rel. No. 34-80350, Rel. No. 34-80664, Rel. No. 34-81715 Federal Register version (82 FR 10615)
34-79988	Feb. 8, 2017	SR-ICC-2017-002	Notice Relating to ICC's Liquidity Thresholds for Euro Denominated Products *Comments Due:* March 7, 2017 See Also - Exhibit 5, Rel. No. 34-79988 Federal Register version (82 FR 10611)
34-79984	Feb. 7, 2017	SR-CHX-2016-16	Notice of Withdrawal of a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay *Comments Due:* October 13, 2016 View Received Comments See Also - Rel. No. 34-79608, Rel. No. 34-79216, Rel. No. 34-78860 Federal Register version (82 FR 10521)
34-79982	Feb. 7, 2017	SR-NYSEMKT-2017-04	Notice of Filing of Proposed Rule Change Relating to Market Makers Applicable When the Exchange Transitions Trading to Pillar, the Exchange's New Trading Technology Platform *Comments Due:* March 6, 2017 View Received Comments See Also - Exhibit 5, 34-80577.pdf, Rel. No. 34-79982 Federal Register version (82 FR 10508)
34-79983	Feb. 7, 2017	SR-MIAX-2017-02	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule To Modify Its Market Maker and Other Market Participant Transaction Fees *Comments Due:* March 6, 2017 See Also - Exhibit 5 Federal Register version (82 FR 10519)
34-79981	Feb. 7, 2017	SR-CBOE-2017-009	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allocation and Priority Rules *Comments Due:* March 6, 2017 See Also - Exhibit 5 Federal Register version (82 FR 10524)
34-79979	Feb. 6, 2017	SR-OC-2017-01	Notice of Filing of Proposed Rule Change Regarding Fraudulent Acts *Comments Due:* March 2, 2017 See Also - Exhibit 4 Submit a Comment on SR-OC-2017-01 Federal Register version (82 FR 10099)
34-79975	Feb. 6, 2017	SR-NYSEArca-2017-08	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(6)(v) To Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset *Comments Due:* March 3, 2017 Federal Register version (82 FR 10418)
34-79976	Feb. 6, 2017	SR-NYSEArca-2017-02	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules Related to Flexible Exchange Options *Comments Due:* March 3, 2017 See Also - Exhibit 5 Federal Register version (82 FR 10422)
34-79978	Feb. 6, 2017	SR-MSRB-2017-01	Notice of Filing of a Proposed Rule Change To Add New MSRB Rule G-49, on Transactions Below the Minimum Denomination of an Issue, to the Rules of the MSRB, and To Rescind Paragraph (f), on Minimum Denominations, From MSRB Rule G-15 *Comments Due:* March 2, 2017 View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-80610 Federal Register version (82 FR 10123)
34-79963	Feb. 3, 2017	SR-ISEMercury-2017-03	Notice of Filing of Proposed Rule Change To Adopt Chapter 9 *Comments Due:* March 2, 2017 View Received Comments See Also - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements Federal Register version (82 FR 10130)
34-79965	Feb. 3, 2017	SR-ISE-Gemini-2017-04	Notice of Filing of Proposed Rule Change to Adopt Chapter 9 *Comments Due:* 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 Federal Register version (82 FR 10147)
34-79962	Feb. 3, 2017	SR-BatsEDGA-2017-03	Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 2, 2017 See Also - Exhibit 5, Rel. No. 34-80256 Federal Register version (82 FR 10047)
34-79956	Feb. 3, 2017	SR-BatsBZX-2017-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Type of Logical Port Known as a Purge Port *Comments Due:* March 2, 2017 See Also - Exhibit 5A, Exhibit 5B Federal Register version (82 FR 10102)
34-79966	Feb. 3, 2017	SR-BatsBYX-2017-04	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BYX Exchange, Inc. *Comments Due:* March 2, 2017 See Also - Exhibit 5 Federal Register version (82 FR 10101)
34-79955	Feb. 3, 2017	SR-NYSEArca-2017-06	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201 *Comments Due:* March 2, 2017 View Received Comments See Also - Rel. No. 34-81201, Rel. No. 34-80729, Rel. No. 34-80502, Rel. No. 34-80297, Rel. No. 34-80729, Rel. No. 34-81747 Federal Register version (82 FR 10086)
34-79960	Feb. 3, 2017	SR-BX-2017-007	Notice of Filing of Proposed Rule Change To Adopt Rules Regarding the CAT NMS Plan *Comments Due:* March 2, 2017 View Received Comments See Also - Exhibit 5 Federal Register version (82 FR 10159)
34-79959	Feb. 3, 2017	SR-PEARL-2017-06	Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 519A, Risk Protection Monitor for Orders Entered via the FIX Interface ("RPM-FIX"), and Exchange Rule 519B, Risk Protection Monitor for Orders Entered via the MEO Interface ("RPM-MEO") *Comments Due:* March 2, 2017 See Also - Exhibit 5 Submit a Comment on SR-PEARL-2017-06 Federal Register version (82 FR 10143)
34-79967	Feb. 3, 2017	SR-ISE-2017-08	Notice of Filing of Proposed Rule Change To Adopt Chapter 9 *Comments Due:* March 2, 2017 View Received Comments See Also - Exhibit 5 Federal Register version (82 FR 10105)
34-79961	Feb. 3, 2017	SR-FINRA-2017-003	Notice of Filing of a Proposed Rule Change To Adopt the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) *Comments Due:* March 2, 2017 View Received Comments See Also - Exhibit 5 Federal Register version (82 FR 10073)
34-79964	Feb. 3, 2017	SR-FINRA-2016-039	Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change To Amend Rule 4512 (Customer Account Information) and Adopt FINRA Rule 2165 (Financial Exploitation of Specified Adults), as Modified by Partial Amendment No. 1 *Comments Due:* March 2, 2017 See Also - Rel.No. 34-79215 Federal Register version (82 FR 10059)
34-79958	Feb. 3, 2017	SR-FICC-2017-001	Notice of Filing of Proposed Rule Change To (1) Implement the Margin Proxy, (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies, and (3) Make Certain Technical Corrections *Comments Due:* February 24, 2017 View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-80235, Rel. No. 34-80349 Federal Register version (82 FR 10117)
34-79953	Feb. 3, 2017	SR-C2-2017-007	Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail *Comments Due:* March 2, 2017 See Also - Exhibit 5, Rel. No. 34-80256 Federal Register version (82 FR 10034)
34-79957	Feb. 3, 2017	SR-BatsEDGX-2017-07	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Type of Logical Port Known as a Purge Port *Comments Due:* March 2, 2017 See Also - Exhibit 5A, Exhibit 5B Federal Register version (82 FR 10070)
34-79931	Feb. 2, 2017	SR-CFE-2017-001	Notice of Filing of a Proposed Rule Change Regarding Block Trades *Comments Due:* March 1, 2017 See Also - Exhibit 4 Submit a Comment on SR-CFE-2017-001 Federal Register version (82 FR 9803)
34-79933	Feb. 2, 2017	SR-NSX-2017-03	Notice of Filing of Proposed Rule Change To Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 1, 2017 See Also - Exhibit 5, Rel. No. 34-79933 Federal Register version (82 FR 9942)
34-79927	Feb. 2, 2017	SR-BatsBZX-2017-08	Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 1, 2017 See Also - Exhibit 5 Federal Register version (82 FR 9874)
34-79944	Feb. 2, 2017	SR-BatsBYX-2017-02	Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 1, 2017 See Also - Exhibit 5 Federal Register version (82 FR 9846)
34-79948	Feb. 2, 2017	SR-CHX-2017-03	Notice of Filing of Proposed Rule Change To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 1, 2017 See Also - Exhibit 5 Federal Register version (82 FR 9904)
34-79945	Feb. 2, 2017	SR-PHLX-2017-07	Notice of Filing of Proposed Rule Change To Adopt the Rule 900A Series *Comments Due:* March 1, 2017 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PHLX-2017-07 Federal Register version (82 FR 9778)
34-79935	Feb. 2, 2017	SR-NASDAQ-2017-008	Notice of Filing of Proposed Rule Change To Adopt Rules Regarding the CAT NMS Plan *Comments Due:* March 1, 2017 View Received Comments See Also - Exhibit 5 Federal Register version (82 FR 9831)
34-79938	Feb. 2, 2017	SR-PEARL-2017-04	Notice of Filing of a Proposed Rule Change by To Adopt Rules 1701-1712 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 1, 2017 See Also - Exhibit 5 Federal Register version (82 FR 9929)
34-79946	Feb. 2, 2017	SR-PEARL-2017-05	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders and Quotes *Comments Due:* March 1, 2017 See Also - Exhibit 5 Federal Register version (82 FR 9869)
34-79947	Feb. 2, 2017	SR-PEARL-2017-03	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 100, 404, 519C and Adopt MIAX PEARL 1018 *Comments Due:* March 1, 2017 See Also - Exhibit 5 Federal Register version (82 FR 9865)
34-79937	Feb. 2, 2017	SR-MIAX-2017-03	Notice of Filing of a Proposed Rule Change To Adopt Consolidated Audit Trail Compliance Rule (Rules 1701-1712) To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 1, 2017 See Also - Exhibit 5 Federal Register version (82 FR 9790)
34-79934	Feb. 2, 2017	SR-IEX-2017-04	Notice of Filing of Proposed Rule Change To Adopt the Rule Series 11.600 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 1, 2017 See Also - Exhibit 5 Federal Register version (82 FR 9891)
34-79940	Feb. 2, 2017	SR-IEX-2017-03	Notice of Filing of Proposed Rule Change To Amend IEX Rule 16.135 To Adopt Generic Listing Standards for Managed Fund Shares *Comments Due:* March 1, 2017 View Received Comments See Also - Exhibit 5, Rel. No. 34-80545 Federal Register version (82 FR 9858)
34-79950	Feb. 2, 2017	SR-CBOE-2017-012	Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail *Comments Due:* 21 days after publication in the Federal Register See Also - Exhibit 5 Federal Register version (82 FR 9916)
34-79932	Feb. 2, 2017	SR-BOX-2017-07	Notice of Filing of a Proposed Rule Change To Adopt the Rule 16000 Series To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 1, 2017 See Also - Exhibit 5, Rel. No. 34-80256 Federal Register version (82 FR 9819)
34-79942	Feb. 2, 2017	SR-BatsEDGX-2017-11	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Functionality Offered by the Exchange's Options Platform To Adopt Qualified Contingent Cross Orders *Comments Due:* March 1, 2017 See Also - Exhibit 5 Federal Register version (82 FR 9804)
34-79949	Feb. 2, 2017	SR-BatsEDGX-2017-08	Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail *Comments Due:* March 1, 2017 See Also - Exhibit 5, Rel. No. 34-80256 Federal Register version (82 FR 9765)
34-79928	Feb. 2, 2017	4-618	Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., BOX Options Exchange LLC, Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, Investors Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, The NASDAQ Stock Market LLC, NASDAQ BX, Inc., NASDAQ PHLX, Inc., National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. *Comments Due:* March 1, 2017 View Received Comments See Also - Rel. No. 34-78552 Submit a Comment on 4-618 Federal Register version (82 FR 9814)
34-79929	Feb. 2, 2017	S7-966	Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, Bats BZX Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, Bats EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ BX, Inc., the NASDAQ PHLX, Inc., Miami International Securities Exchange, LLC, and MIAX PEARL, LLC Concerning Options-Related Sales Practice Matters *Comments Due:* March 1, 2017 Federal Register version (82 FR 9757)
34-79930	Feb. 2, 2017	4-551	Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, Bats BZX Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the Bats EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ BX, Inc., the NASDAQ PHLX, Inc., Miami International Securities Exchange, LLC, and MIAX PEARL Concerning Options-Related Market Surveillance *Comments Due:* March 1, 2017 Federal Register version (82 FR 9807)
34-79915	Feb. 1, 2017	SR-OCC-2017-801	Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility *Comments Due:* February 28, 2017 Federal Register version (82 FR 9613)
34-79916	Feb. 1, 2017	SR-NYSEArca-2017-05	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares Under NYSE Arca Equities Rule 8.200 *Comments Due:* February 28, 2017 View Received Comments See Also - Rel. No. 34-81686, Rel. No. 34-81224, Rel. No. 34-80606 Federal Register version (82 FR 9608)
34-79917	Feb. 1, 2017	SR-NYSEArca-2017-07	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF Under NYSE Arca Equities Rule 8.200 *Comments Due:* February 28, 2017 View Received Comments See Also - Rel. No. 34-80296 Federal Register version (82 FR 9620)
34-79913	Feb. 1, 2017	SR-PEARL-2017-01	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish MIAX PEARL Top of Market ("ToM") and MIAX PEARL Liquidity Feed ("PLF") Data Products *Comments Due:* February 28, 2017 Federal Register version (82 FR 9617)