34-79894
Jan. 30, 2017
SR-Phlx-2017-04
Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled NASDAQ-100 Index Options on a Pilot Basis Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-81293 , Rel. No. 34-80581 , Rel. No. 34-79894 Federal Register version (82 FR 9259)
34-79895
Jan. 30, 2017
SR-NYSEMKT-2017-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 900.3NY, Rule 961NY, Make a Conforming Change to Rule 935NY, and Eliminate Section 910-AEMI of the AEMI Rules, and Sections 910 and 910-AEMI of the NYSE MKT Company Guide Comments Due: Exhibit 5 Federal Register version (82 FR 9256)
34-79897
Jan. 30, 2017
4-443
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MIAX PEARL, LLC as a Plan Sp Comments Due: View Received Comments Federal Register version (82 FR 9263)
34-79896
Jan. 30, 2017
4-546
Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX PEARL, LLC as a Participant Comments Due: View Received Comments Federal Register version (82 FR 9264)
34-79898
Jan. 30, 2017
4-698
Notice of Filing and Immediate Effectiveness of Amendment to the Plan Governing the Consolidated Audit Trail To Add MIAX PEARL, LLC as a Participant Comments Due: View Received Comments Rel. No. 34-81189 , Rel. No. 34-80930 Federal Register version (82 FR 9250)
34-79899
Jan. 30, 2017
SR-CBOE-2016-080
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend CBOE Rule 6.53C Comments Due: Federal Register version (82 FR 9267)
34-79900
Jan. 30, 2017
SR-BOX-2017-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7150 (The Price Improvement Period ("PIP")) Comments Due: Federal Register version (82 FR 9265)
34-79887
Jan. 27, 2017
SR-ISE-2017-02
Notice of Filing of Proposed Rule Change To Amend the Opening Process Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80225 Federal Register version (82 FR 9090)
34-79889
Jan. 27, 2017
SR-ICC-2017-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Collateral Fee Changes Comments Due: Federal Register version (82 FR 9089)
34-79891
Jan. 27, 2017
SR-BOX-2017-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8040 (Obligations of Market Makers) Comments Due: Exhibit 5 Federal Register version (82 FR 9101)
34-79883
Jan. 26, 2017
SR-IEX-2016-18
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To: (i) Amend Rules 11.190(a)(3) and 11.190(b)(8) To Modify the Operation of the Primary Peg Order Type; (ii) Amend Rule 11.190(h)(3)(C)(ii) and (D)(ii) Regarding Price Sliding in Locked and Crossed Markets To Simplify the Price Sliding Process for Both Primary Peg Orders and Discretionary Peg Orders Resting on or Posting to the Order Book; and (iii) Make Minor Housekeeping Changes To Conform Certain Terminology Comments Due: Rel. No. 34-80223 , Rel. No. 34-79502 Federal Register version (82 FR 9083)
34-79874
Jan. 25, 2017
SR-NASDAQ-2016-141
Notice of Withdrawal of a Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order Comments Due: View Received Comments Rel. No. 34-79554 , Rel. No. 34-79163 Federal Register version (82 FR 8887)
34-79873
Jan. 25, 2017
SR-CBOE-2017-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 8883)
34-79869
Jan. 24, 2017
SR-BOX-2017-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7130 (Execution and Price/Time Priority) To Include a Participant ID, if Elected, To Be Included in BOX's Proprietary High Speed Vendor Feed ("HSVF") for Orders Exposed Pursuant to Rule 7130(b)(3)(ii) Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 8777)
34-79859
Jan. 23, 2017
SR-BatsBZX-2016-42
Notice of Withdrawal of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: Rel. No. 34-78849 , Rel. No. 34-78453 Federal Register version (82 FR 8632)
34-79865
Jan. 23, 2017
SR-BatsBZX-2017-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert the Listing of the Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF and the SPDR DoubleLine Emerging Markets Fixed Income ETF, Both of Which Are a Series of the SSGA Active Trust, Pursuant to BZX Rule 14.11(i), Managed Fund Shares Comments Due: Federal Register version (82 FR 8642)
34-79864
Jan. 23, 2017
SR-NYSEArca-2016-97
Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-79131 , Rel. No. 34-78750 , Rel. No. 34-78373 Federal Register version (82 FR 8641)
34-79862
Jan. 23, 2017
SR-NASDAQ-2017-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Gabelli All Cap NextShares of the Gabelli NextShares Trust Comments Due: Federal Register version (82 FR 8645)
34-79863
Jan. 23, 2017
SR-NASDAQ-2017-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Data Fees at Rule 7023 Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 8632)
34-79861
Jan. 23, 2017
SR-C2-2017-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder Comments Due: Exhibit 5 Federal Register version (82 FR 8636)
34-79860
Jan. 23, 2017
SR-BatsEDGX-2016-33
Notice of Withdrawal of a Proposed Rule Change To Adopt an Options Regulatory Fee Comments Due: Rel. No. 34-78850 , Rel. No. 34-78452 Federal Register version (82 FR 8631)
34-79849
Jan. 19, 2017
SR-NASDAQ-2017-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Fees at Rule 7015(h) Assessed for VTE Terminal Connectivity Comments Due: Exhibit 5 Federal Register version (82 FR 8554)
34-79843
Jan. 19, 2017
SR-FICC-2016-801
Notice of No Objection to Advance Notice Filing to Implement a Change to the Methodology Used in the MBSD VaR Model Comments Due: Federal Register version (82 FR 8555)
34-79839
Jan. 18, 2017
SR-BatsBZX-2016-80
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to BZX Rule 14.11, Other Securities, and BZX Rule 14.12, Failure To Meet Listing Standards Comments Due: View Received Comments Rel. No. 34-80169 , Rel. No. 34-79450 Federal Register version (82 FR 8452)
34-79822
Jan. 18, 2017
SR-CHX-2017-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Examination Requirement for CHX Market Maker Authorized Traders Comments Due: Federal Register version (82 FR 8479)
34-79818
Jan. 18, 2017
SR-OCC-2017-001
Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility Comments Due: View Received Comments Federal Register version (82 FR 8455)
34-79834
Jan. 18, 2017
SR-NYSEArca-2017-01
Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series Comments Due: Exhibit 5 Federal Register version (82 FR 8444)
34-79821
Jan. 18, 2017
SR-ICC-2016-014
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide for the Clearance of Additional Credit Default Swap Contracts Comments Due: Rel. No. 34-79892 , Rel. No. 34-79439 Federal Register version (82 FR 8450)
34-79816
Jan. 18, 2017
SR-CBOE-2017-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 8477)
34-79836
Jan. 18, 2017
SR-CBOE-2016-084
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules Related to the Automated Improvement Mechanism Comments Due: View Received Comments Rel. No. 34-79499 Federal Register version (82 FR 8459)
34-79832
Jan. 18, 2017
SR-BOX-2017-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC ("BOX") Options Facility Comments Due: Exhibit 5 Federal Register version (82 FR 8481)
34-79838
Jan. 18, 2017
SR-BatsEDGX-2017-05
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to EDGX Rule 21.19, Bats Auction Mechanism, as it Applies to the Equity Options Platform Comments Due: Federal Register version (82 FR 8462)
34-79806
Jan. 17, 2017
SR-NSX-2017-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 9263)
34-79805
Jan. 17, 2017
SR-Phlx-2016-82
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Exception in Phlx Rule 1000(f) for Sub-MPV Split-Price Orders Comments Due: Rel. No. 34-79345 , Rel. No. 34-79023 , Rel. No. 34-78593 Federal Register version (82 FR 8241)
34-79809
Jan. 17, 2017
SR-NASDAQ-2017-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees To Implement New Incentive Comments Due: Exhibit 5 Federal Register version (82 FR 8230)
34-79810
Jan. 17, 2017
SR-NASDAQ-2016-161
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a New Extended Life Priority Order Attribute Under Rule 4703, and To Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757 Comments Due: View Received Comments Rel. No. 34-81097 , Rel. No. 34-80149 , Rel. No. 34-79428 Federal Register version (82 FR 8244)
34-79811
Jan. 17, 2017
SR-ISE-2017-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (82 FR 8244)
34-79808
Jan. 17, 2017
SR-CBOE-2017-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 8252)
34-79807
Jan. 17, 2017
SR-C2-2017-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 8238)
34-79800
Jan. 13, 2017
SR-ISEGemini-2017-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees Comments Due: Exhibit 5 Federal Register version (82 FR 7906)
34-79792
Jan. 13, 2017
SR-NYSEARCA-2016-176
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-81538 , Rel. No. 34-81155 , Rel. No. 34-80501 , Rel. No. 34-80094 Federal Register version (82 FR 7891)
34-79793
Jan. 13, 2017
SR-NYSEArca-2016-177
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund Under NYSE Arca Equities Rule 8.200 Comments Due: View Received Comments Rel. No. 34-81177 , Rel. No. 34-80486 , Rel. No. 34-80180 , Rel. No. 34-81655 Federal Register version (82 FR 7885)
34-79802
Jan. 13, 2017
SR-NYSEArca-2016-96
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700 Comments Due: View Received Comments Rel. No. 34-79111 , Rel. No. 34-78727 , Rel. No. 34-78345 Federal Register version (82 FR 7884)
34-79791
Jan. 13, 2017
SR-NASDAQ-2017-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018 Comments Due: Exhibit 5 Federal Register version (82 FR 7907)
34-79801
Jan. 13, 2017
SR-MSRB-2016-15
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-79295 Federal Register version (82 FR 7898)
34-79796
Jan. 13, 2017
SR-C2-2017-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 7904)
34-79775
Jan. 12, 2017
SR-BatsBZX-2017-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (82 FR 6678)
34-79782
Jan. 12, 2017
SR-Phlx-2017-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Cabinet Trading Pilot Program Comments Due: Federal Register version (82 FR 6667)
34-79784
Jan. 12, 2017
SR-NASDAQ-2016-135
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Relating to Continued Listing Requirements for Exchange-Traded Products Comments Due: View Received Comments Rel. No. 34-79399 , Rel. No. 34-79081 Federal Register version (82 FR 6664)
34-79778
Jan. 12, 2017
SR-PEARL-2016-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 6662)
34-79783
Jan. 12, 2017
SR-CBOE-2016-080
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend CBOE Rule 6.53C Comments Due: View Received Comments Rel. No. 34-79406 Federal Register version (82 FR 6673)
34-79779
Jan. 12, 2017
4-678
Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, and MIAX PEARL, LLC Rel. No. 34-79974 , Rel. No. 34-73383 , Rel. No. 34-73641 Federal Register version (82 FR 6674)
34-79773
Jan. 11, 2017
SR-BatsEDGA-2017-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 5619)
34-79774
Jan. 11, 2017
SR-BatsEDGX-2017-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 5615)
34-79766
Jan. 10, 2017
SR-BatsBZX-2016-92
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Fees To Adopt a New Cross-Asset Step-Up Tier Comments Due: Exhibit 5 Federal Register version (82 FR 4954)
34-79770
Jan. 10, 2017
SR-NASDAQ-2016-173
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the All-Inclusive Annual Listing Fee for Limited Partnerships Listed on Nasdaq Comments Due: Federal Register version (82 FR 4947)
34-79768
Jan. 10, 2017
SR-BOX-2016-48
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules for an Open-Outcry Trading Floor Comments Due: View Received Comments Rel. No. 34-81292 , Rel. No. 34-80720 , Rel. No. 34-80719 , Rel. No. 34-80134 , Rel. No. 34-79421 Federal Register version (82 FR 4956)
34-79769
Jan. 10, 2017
SR-BatsEDGX-2017-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fee Schedule of the Exchange's Options Platform To Adopt Fees for its Recently Adopted Bats Auction Mechanism Comments Due: Exhibit 5 Federal Register version (82 FR 4941)
34-79758
Jan. 9, 2017
SR-BatsBZX-2016-89
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 4430)
34-79762
Jan. 9, 2017
SR-BatsBZX-2016-90
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 4437)
34-79760
Jan. 9, 2017
SR-BatsBYX-2016-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 4445)
34-79759
Jan. 9, 2017
SR-NYSEArca-2016-149
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 6.91 Comments Due: View Received Comments Rel. No. 34-79404 Federal Register version (82 FR 4430)
34-79763
Jan. 9, 2017
SR-DTC-2016-802
Notice of No Objection to Advance Notice Filing Relating to Processing of Transactions in Money Market Instruments Comments Due: Rel. No. 34-79224 Federal Register version (82 FR 4426)
34-79761
Jan. 9, 2017
SR-BatsEDGX-2016-75
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect Comments Due: Exhibit 5 Federal Register version (82 FR 4442)
34-79751
Jan. 6, 2017
SR-Phlx-2017-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (82 FR 3826)
34-79748
Jan. 6, 2017
SR-NYSE-2016-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Comments Due: Exhibit 5 Federal Register version (82 FR 3828)
34-79750
Jan. 6, 2017
SR-ICC-2016-013
Notice of Filing Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change To Amend the ICE Clear Credit Clearing Rules, as Modified by Amendment No. 1, Relating to Default Management, Clearing House Recovery and Wind-Down Comments Due: View Received Comments Federal Register version (82 FR 3831)
34-79752
Jan. 6, 2017
SR-FINRA-2017-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 3824)
34-79742
Jan. 5, 2017
SR-NYSEArca-2016-173
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States "3x Short Oil Fund Under NYSE Arca Equities Rule 8.200 Comments Due: View Received Comments Rel. No. 34-80427 , Rel. No. 34-80079 Federal Register version (82 FR 3366)
34-79746
Jan. 5, 2017
SR-DTC-2016-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Update of Its Corporate Action Service for the Processing of Redemptions Events and the Transition to International Organization for Standardization 20022 Messaging for Corporate Action Announcements Comments Due: Exhibit 5 Federal Register version (82 FR 3372)
34-79745
Jan. 5, 2017
SR-CBOE-2016-094
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 3379)
34-79740
Jan. 4, 2017
SR-ISEMercury-2016-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules to Extend a Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 3059)
34-79741
Jan. 4, 2017
SR-ISEGemini-2016-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Extend a Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 3034)
34-79725
Jan. 4, 2017
SR-BatsBZX-2016-30
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, to List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust Comments Due: View Received Comments Federal Register version (82 FR 2425)
34-79737
Jan. 4, 2017
SR-NYSEMKT-2016-127
Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 3052)
34-79728
Jan. 4, 2017
SR-NYSEMKT-2016-126
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to Co-Location Services To Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products Comments Due: Exhibit 5 Federal Register version (82 FR 3035)
34-79738
Jan. 4, 2017
SR-NYSEMKT-2016-103
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform Comments Due: View Received Comments Rel. No. 34-80746 , Rel. No. 34-80097 , Rel. No. 34-79400 Federal Register version (82 FR 3068)
34-79729
Jan. 4, 2017
SR-NYSEArca-2016-172
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to Co-Location Services To Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products Comments Due: Exhibit 5 Federal Register version (82 FR 3061)
34-79730
Jan. 4, 2017
SR-NYSE-2016-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-location Services To Increase LCN and IP Network Fees and Add a Description of Access To Trading and Execution Services and Connectivity to Included Data Products Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 3045)
34-79736
Jan. 4, 2017
SR-NYSE-2016-44
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating To Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform Comments Due: View Received Comments Rel. No. 34-80214 , Rel. No. 34-79085 , Rel. No. 34-78641 , Rel. No. 34-78263 Federal Register version (82 FR 3067)
34-79739
Jan. 4, 2017
SR-NSCC-2016-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees Related to Insurance and Retirement Processing Services Comments Due: Exhibit 5 Federal Register version (82 FR 3032)
34-79724
Jan. 3, 2017
SR-Phlx-2016-105
Notice of Filing of Proposed Rule Change To Amend Rules 501, 507, 508, 510, and 511 Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80074 Federal Register version (82 FR 2418)
34-79726
Jan. 3, 2017
SR-NYSEArca-2016-101
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust Under NYSE Arca Equities Rule 8.201 Comments Due: Rel. No. 34-80319 , Rel. No. 34-80099 , Rel. No. 34-79171 , Rel. No. 34-78770 , Rel. No. 34-78426 Federal Register version (82 FR 2426)
34-79721
Jan. 3, 2017
SR-ISE-2016-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules To Extend a Pilot Program Comments Due: Exhibit 5 Federal Register version (82 FR 2433)
34-79718
Jan. 3, 2017
SR-BatsEDGX-2016-41
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Related to the Exchange's Equity Options Platform To Adopt a Price Improvement Auction, the Bats Auction Mechanism Comments Due: View Received Comments Rel. No. 34-79339 , Rel. No. 34-78988 Federal Register version (82 FR 2428)
34-79717
Dec. 30, 2016
SR-NYSEMKT-2016-123
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 1767)
34-79713
Dec. 30, 2016
SR-NYSEARCA-2016-166
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35(d)(4) Comments Due: Exhibit 5 Federal Register version (82 FR 1772)
34-79716
Dec. 30, 2016
SR-NYSEArca-2016-168
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 1774)
34-79715
Dec. 30, 2016
SR-NYSE-2016-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List to Modify the Fees Related to Four Bundles of Co-Location Services in Connection with the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 1777)
34-79705
Dec. 29, 2016
SR-NYSEArca-2016-169
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35(a)(10)(A) Comments Due: Exhibit 5 Federal Register version (82 FR 1419)
34-79710
Dec. 29, 2016
SR-NYSE-2016-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (82 FR 1395)
34-79701
Dec. 29, 2016
SR-NASDAQ-2016-175
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7022(d) Comments Due: Exhibit 5 Federal Register version (82 FR 1381)
34-79706
Dec. 29, 2016
SR-NASDAQ-2016-180
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Income ETF of First Trust Exchange-Traded Fund IV Comments Due: Federal Register version (82 FR 1390)
34-79709
Dec. 29, 2016
SR-CBOE-2016-092
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed Comments Due: Exhibit 5 Federal Register version (82 FR 1387)
34-79712
Dec. 29, 2016
SR-CBOE-2016-091
Notice of Filing of a Proposed Rule Change Related to a Change to the Trading Symbol for P.M.-Settled Options on the Standard & Poor's 500 Index Comments Due: Exhibit 5 , Rel. No. 34-80060 Federal Register version (82 FR 1383)
34-79711
Dec. 29, 2016
SR-C2-2016-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for C2 Real-Time Data Feeds Comments Due: Exhibit 5 Federal Register version (82 FR 1415)
34-79699
Dec. 28, 2016
SR-BatsEDGA-2016-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for EDGA Summary Depth and Amend Fees for EDGA Depth Comments Due: Exhibit 5 Federal Register version (82 FR 892)
34-79696
Dec. 27, 2016
SR-CBOE-2016-093
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.54 Comments Due: Exhibit 5 Federal Register version (82 FR 173)
34-79697
Dec. 27, 2016
SR-CBOE-2016-088
Notice of Filing of a Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-80040 Federal Register version (82 FR 167)
34-79684
Dec. 23, 2016
SR-NSX-2016-16
Notice of Filing of Proposed Rule Change in Connection With the Proposed Acquisition of the Exchange by NYSE Group, Inc. Comments Due: View Received Comments Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F , Exhibit 5G , Exhibit 5H , Exhibit 5I , Exhibit 5J Federal Register version (81 FR 96552)
