Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change to Add New MSRB Rule G-49, on Transactions Below the Minimum Denomination of an Issue, to the Rules of the MSRB, and to Rescind Paragraph (f), on Minimum Denominations, from MSRB Rule G-15

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Date Received
Date Letter Type Commenter Name
Public Comment James Angel, Associate Professor of Finance, McDonough School of Business, Georgetown University
Public Comment Paige W. Pierce, President CEO, RW Smith Associates LLC
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA
Public Comment Mike Nicholas, CEO, Bond Dealers of America
File Number
SR-MSRB-2017-01
Release Number
34-79978
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