Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Adopt the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)
[Release No. 34-79961; File No. SR-FINRA-2017-003]
Submitted Comments |
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| Mar. 15, 2017 | Bats BZX Exchange, et al. |
| Mar. 2, 2017 | Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters |
| Mar. 2, 2017 | Bonnie Wachtel, Wachtel & Co Inc. |
| Mar. 1, 2017 | William H. Hebert, Managing Director, Financial Information Forum |