Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Adopt the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

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Date Received
Date Letter Type Commenter Name
Public Comment Bats BZX Exchange, et al.
Public Comment Bonnie Wachtel, Wachtel & Co Inc.
Public Comment Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters
Public Comment William H. Hebert, Managing Director, Financial Information Forum

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2017-003
Release Number
34-79961
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