34-82224
Dec. 6, 2017
SR-NYSEAMER-2017-35
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 58465)
34-82226
Dec. 6, 2017
SR-NYSEARCA-2017-134
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 58462)
34-82223
Dec. 6, 2017
SR-NYSE-2017-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services Comments Due: Exhibit 5 Federal Register version (82 FR 58459)
34-82225
Dec. 6, 2017
SR-NYSE-2017-42
Notice of Filing of Proposed Rule Change Amending the NYSE Listed Company Manual To Modify Its Requirements With Respect to Delivery of Proxy Materials to the Exchange Comments Due: Exhibit 5 Federal Register version (82 FR 58473)
34-82227
Dec. 6, 2017
SR-CboeBZX-2017-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to Its Equity Options Platform Comments Due: Exhibit 5 Federal Register version (82 FR 58470)
34-82219
Dec. 5, 2017
SR-Phlx-2017-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304 Comments Due: Exhibit 5 Federal Register version (82 FR 58232)
34-82221
Dec. 5, 2017
SR-OCC-2017-805
Notice of No Objection to Advance Notice Filing Concerning The Use of the Society of Worldwide Interbank Financial Telecommunication ("SWIFT") Messaging Network in OCC's Cash Settlement Process Comments Due: Rel. No. 34-82055 Federal Register version (82 FR 58230)
34-82218
Dec. 5, 2017
SR-NASDAQ-2017-121
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 Comments Due: Exhibit 5 Federal Register version (82 FR 58240)
34-82216
Dec. 5, 2017
SR-CboeBZX-2017-006
Notice of Filing of a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares Comments Due: Federal Register version (82 FR 58235)
34-82217
Dec. 5, 2017
SR-CboeBZX-2017-005
Notice of Filing of a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares Comments Due: Federal Register version (82 FR 58243)
34-82212
Dec. 4, 2017
SR-NYSEAMER-2017-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules To Delete Obsolete Cash Equities Rules That Are Not Applicable to Trading on the Pillar Trading Platform and To Delete Other Obsolete Rules Comments Due: Exhibit 5 Federal Register version (82 FR 58036)
34-82213
Dec. 4, 2017
SR-NYSE-2017-32
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Section 202.06 of the NYSE Listed Company Manual To Prohibit Listed Companies From Issuing Material News After the Official Closing Time for the Exchange's Trading Session Until the Earlier of Publication of Such Company's Official Closing Price on the Exchange or Five Minutes After the Official Closing Time Comments Due: View Received Comments Rel. No. 34-81914 , Rel. No. 34-81494 Federal Register version (82 FR 58032)
34-82210
Dec. 4, 2017
SR-BX-2017-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 Comments Due: Exhibit 5 Federal Register version (82 FR 58042)
34-82209
Dec. 4, 2017
SR-IEX-2017-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 14.501(a)(4), 14.501(d), and 14.502(b) To Modify the Process IEX Would Follow When a Company Fails To Hold an Annual Meeting of Shareholders, and To Correct Three Nonsubstantive Typographical Errors in Rules 14.502(b) and 14.504(b) Comments Due: Exhibit 5 Federal Register version (82 FR 58039)
34-82211
Dec. 4, 2017
SR-ICC-2017-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework Comments Due: Federal Register version (82 FR 58034)
34-82193
Dec. 1, 2017
SR-NSCC-2017-019
Notice of Filing of Proposed Rule Change To Enhance the Process for Submitting and Accepting ETF Creations and Redemptions Comments Due: Exhibit 5 Federal Register version (82 FR 57791)
34-82192
Dec. 1, 2017
SR-BX-2017-055
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until June 30, 2018 Comments Due: Incoming Letter , Exhibit 5 Federal Register version (82 FR 57809)
34-82197
Dec. 1, 2017
SR-PEARL-2017-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs ("ARM-E"), and 517B, Aggregate Risk Manager for Market Makers ("ARM-M") Comments Due: Exhibit 5 Federal Register version (82 FR 57799)
34-82194
Dec. 1, 2017
SR-LCHSA-2017-010
Notice Relating to the Implementation of the Markets in Financial Instruments Regulation Comments Due: Exhibit 5 , Rel. No. 34-82421 Federal Register version (82 FR 57803)
34-82190
Nov. 30, 2017
SR-NYSEArca-2017-123
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Investment Objective and the Underlying Index for the Horizons S&P 500 Covered Call ETF Comments Due: View Received Comments Federal Register version (82 FR 57635)
34-82180
Nov. 30, 2017
SR-NYSE-2017-53
Notice of Filing of Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holder Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With the Initial Listing Requirements Following a Business Combination Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 57632)
34-82182
Nov. 30, 2017
SR-NYSE-2017-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE BBO and NYSE Trades To Lower the Enterprise Fee, and for NYSE BQT To Lower the Access Fee Comments Due: Exhibit 5 Federal Register version (82 FR 57627)
34-82189
Nov. 30, 2017
SR-FINRA-2017-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements Comments Due: Exhibit 5 Federal Register version (82 FR 57639)
34-82169
Nov. 29, 2017
SR-Phlx-2017-97
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the Phlx Rulebook Comments Due: Exhibit 5 Federal Register version (82 FR 57508)
34-82170
Nov. 29, 2017
SR-PHLX-2017-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(i)(D) of Rule 1012, Series of Options Open for Trading Comments Due: Exhibit 5 Federal Register version (82 FR 57518)
34-82176
Nov. 29, 2017
SR-NYSEArca-2017-87
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the JPMorgan Long/Short ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Rel. No. 34-81842 Federal Register version (82 FR 57497)
34-82171
Nov. 29, 2017
SR-GEMX-2017-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the GEMX Rulebook Comments Due: Exhibit 5 Federal Register version (82 FR 57516)
34-82174
Nov. 29, 2017
SR-BX-2017-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the BX Rulebook Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 57492)
34-82167
Nov. 29, 2017
SR-NASDAQ-2017-124
Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Brandes Value NextShares Fund Comments Due: View Received Comments Federal Register version (82 FR 57510)
34-82175
Nov. 29, 2017
SR-NASDAQ-2017-125
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the Nasdaq Rulebook Comments Due: Exhibit 5 Federal Register version (82 FR 57494)
34-82172
Nov. 29, 2017
SR-MRX-2017-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the MRX Rulebook Comments Due: Exhibit 5 Federal Register version (82 FR 57495)
34-82173
Nov. 29, 2017
SR-ISE-2017-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the ISE Rulebook Comments Due: Exhibit 5 Federal Register version (82 FR 57505)
34-82168
Nov. 29, 2017
SR-CBOE-2017-057
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Amended, To Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, To Increase the Position Limits for Options on Certain Exchange Traded Products Comments Due: View Received Comments Rel. No. 34-82770 , Rel. No. 34-81853 , Rel. No. 34-81483 Federal Register version (82 FR 57501)
34-82162
Nov. 28, 2017
SR-NYSEAMER-2017-26
Notice of Filing of Proposed Rule Change To Amend Rule 971.1NY To Amend the Duration of a Customer Best Execution Auction Comments Due: Exhibit 5 , Rel. No. 34-82498 Federal Register version (82 FR 57322)
34-82161
Nov. 28, 2017
SR-OCC-2017-022
Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology Comments Due: View Received Comments Federal Register version (82 FR 57306)
34-82159
Nov. 28, 2017
SR-GEMX-2017-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Delay of Qualified Contingent Cross Order Functionalities Comments Due: Exhibit 5 Federal Register version (82 FR 57321)
34-82160
Nov. 28, 2017
SR-CboeBZX-2017-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.6, Series of Options Contracts Open for Trading Comments Due: Exhibit 5 Federal Register version (82 FR 57305)
34-82164
Nov. 28, 2017
SR-CBOE-2017-074
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Clarifying How the Options Regulatory Fee is Assessed and Collected Comments Due: Exhibit 5 Federal Register version (82 FR 57313)
34-82163
Nov. 28, 2017
SR-C2-2017-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify How the Options Regulatory Fee is Assessed and Collected Comments Due: Exhibit 5 Federal Register version (82 FR 57317)
34-82156
Nov. 27, 2017
SR-OCC-2017-019
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund Comments Due: View Received Comments Federal Register version (82 FR 57015)
34-82155
Nov. 27, 2017
SR-IEX-2017-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 2.220(a)(7) and 11.410(a) To Reflect the Name Change of Bats BZX Exchange, Inc. to Cboe BZX Exchange, Inc., Bats EDGA Exchange, Inc. to Cboe EDGA Exchange, Inc., Bats EDGX Exchange, Inc. to Cboe EDGX Exchange, Inc., and Bats BYX Exchange, Inc. to Cboe BYX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (82 FR 57013)
34-82148
Nov. 22, 2017
SR-NYSEAMER-2017-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 497-Equities (c) Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates Comments Due: Exhibit 5 Federal Register version (82 FR 56302)
34-82143
Nov. 22, 2017
SR-Phlx-2017-92
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Investigatory and Disciplinary Processes Substantially Similar to Nasdaq BX, Inc. and The Nasdaq Stock Market LLC Comments Due: Exhibit 5 Federal Register version (82 FR 56672)
34-82147
Nov. 22, 2017
SR-Phlx-2017-75
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security Comments Due: View Received Comments Rel. No. 34-81814 Federal Register version (82 FR 56320)
34-82149
Nov. 22, 2017
SR-NYSEArca-2017-132
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.1-E(c) Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates Comments Due: Exhibit 5 Federal Register version (82 FR 56290)
34-82150
Nov. 22, 2017
SR-NYSE-2017-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 497(c) Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates Comments Due: Exhibit 5 Federal Register version (82 FR 56317)
34-82142
Nov. 22, 2017
SR-NASDAQ-2017-087
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing on Nasdaq Capital Market, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination Comments Due: View Received Comments Rel. No. 34-81816 Federal Register version (82 FR 56293)
34-82152
Nov. 22, 2017
SR-NASDAQ-2017-122
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 Comments Due: Exhibit 5 Federal Register version (82 FR 56315)
34-82141
Nov. 22, 2017
SR-ISE-2017-98
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees for Regular Orders in Select Symbols Comments Due: Exhibit 5 Federal Register version (82 FR 56297)
34-82153
Nov. 22, 2017
SR-FINRA-2017-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) Comments Due: Exhibit 5 Federal Register version (82 FR 56300)
34-82139
Nov. 21, 2017
SR-NYSEAMER-2017-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35E Relating to Auction Collars and To Add Temporary Rules Comments Due: Exhibit 5 Federal Register version (82 FR 56282)
34-82140
Nov. 21, 2017
SR-NYSEArca-2017-133
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35-E Relating to Auction Collars and To Add Temporary Rules Comments Due: Exhibit 5 Federal Register version (82 FR 56304)
34-82134
Nov. 21, 2017
SR-MRX-2017-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality Comments Due: Exhibit 5 Federal Register version (82 FR 56288)
34-82137
Nov. 21, 2017
SR-MIAX-2017-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Order Feed ("MOR") Comments Due: Federal Register version (82 FR 56294)
34-82135
Nov. 21, 2017
SR-CBOE-2017-041
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-BOX-2017-17
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-PHLX-2017-43
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-NYSEMKT-2017-29
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-NYSEArca-2017-57
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-BX-2017-027
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-PEARL-2017-23
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-ISE-2017-46
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-FINRA-2017-013
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-C2-2017-018
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-BatsBZX-2017-37
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-BatsEDGX-2017-23
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-NYSEMKT-2017-30
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-NYSEArca-2017-59
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-NYSE-2017-23
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-NASDAQ-2017-055
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-MIAX-2017-20
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82135
Nov. 21, 2017
SR-IEX-2017-18
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT File Nos.: Comments Due: View Received Comments Rel. No. 34-82524 , Rel. No. 34-81499 , Rel. No. 34-81145 , Rel. No. 34-80795 , Rel. No. 34-80789 , Rel. No. 34-80798 , Rel. No. 34-80797 , Rel. No. 34-80790 , Rel. No. 34-80792 , Rel. No. 34-80813 , Rel. No. 34-80814 , Rel. No. 34-80799 , Rel. No. 34-80800 , Rel. No. 34-80791 , Rel. No. 34-80793 , Rel. No. 34-80794 , Rel. No. 34-80811 , Rel. No. 34-80796 Federal Register version (82 FR 56287)
34-82128
Nov. 20, 2017
SR-GEMX-2017-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to All-Or-None Orders Comments Due: Exhibit 5 Federal Register version (82 FR 56082)
34-82131
Nov. 20, 2017
SR-GEMX-2017-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality Comments Due: Exhibit 5 Federal Register version (82 FR 55912)
34-82129
Nov. 20, 2017
SR-MRX-2017-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to All-Or-None Orders Comments Due: Exhibit 5 Federal Register version (82 FR 56084)
34-82130
Nov. 20, 2017
SR-ISE-2017-99
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to All-Or-None Orders Comments Due: Exhibit 5 Federal Register version (82 FR 56075)
34-82132
Nov. 20, 2017
SR-ISE-2017-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality Comments Due: Exhibit 5 Federal Register version (82 FR 56067)
34-82127
Nov. 20, 2017
SR-IEX-2017-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule, Pursuant to IEX Rule 15.110(a) and (c), To Adopt Pricing for Orders That Execute in an IEX Auction for IEX-Listed Securities Comments Due: Exhibit 5 Federal Register version (82 FR 56089)
34-82126
Nov. 20, 2017
SR-CboeEDGX-2017-001
Notice of Filing of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (82 FR 56072)
34-82125
Nov. 20, 2017
SR-CboeEDGA-2017-001
Notice of Filing of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (82 FR 56079)
34-82123
Nov. 20, 2017
SR-CboeBZX-2017-001
Notice of Filing of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee Comments Due: Exhibit 5a , Exhibit 5b , Rel. No. 34-82337 Federal Register version (82 FR 56065)
34-82122
Nov. 20, 2017
SR-CboeBYX-2017-001
Notice of Filing of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (82 FR 56076)
34-82119
Nov. 20, 2017
SR-CBOE-2017-072
Notice of Filing of a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Rel. No. 34-82336 Federal Register version (82 FR 56085)
34-82120
Nov. 20, 2017
SR-C2-2017-030
Notice of Filing of a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee Comments Due: Exhibit 5a , Exhibit 5b , Rel. No. 34-82336 Federal Register version (82 FR 56069)
34-82108
Nov. 17, 2017
SR-BatsBZX-2017-34
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce Bats Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 Comments Due: View Received Comments Rel. No. 34-81437 , Rel. No. 34-81072 , Rel. No. 34-80683 Federal Register version (82 FR 55894)
34-82115
Nov. 17, 2017
SR-BatsBZX-2017-58
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the CBOE S&P 500 Dividend Aristocrats Target Income Index ETF Under the ETF Series Solutions Trust, Under Exchange Rule 14.11(c)(3), Index Fund Shares Comments Due: View Received Comments Rel. No. 34-81815 Federal Register version (82 FR 55891)
34-82116
Nov. 17, 2017
SR-NYSEArca-2017-131
Notice of Filing of Proposed Rule Change To List and Trade Shares of the Sprott Physical Gold and Silver Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Rel. No. 34-82448 Federal Register version (82 FR 55898)
34-82111
Nov. 17, 2017
SR-MIAX-2017-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 612, Aggregate Risk Manager ("ARM") Comments Due: Exhibit 5 Federal Register version (82 FR 55896)
34-82112
Nov. 17, 2017
SR-BOX-2017-33
Notice of Filing of Proposed Rule Change To Amend the Minimum Order Size for the Floor Broker Guarantee Provided in Rule 7600(f) Comments Due: Exhibit 5 , Rel. No. 34-82456 Federal Register version (82 FR 55895)
34-82113
Nov. 17, 2017
SR-BOX-2017-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7300 Comments Due: Exhibit 5 Federal Register version (82 FR 55892)
34-82114
Nov. 17, 2017
SR-BOX-2017-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7050 (Minimum Trading Increments) Comments Due: Exhibit 5 Federal Register version (82 FR 55888)
34-82107
Nov. 17, 2017
SR-BatsEDGX-2017-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (82 FR 55883)
34-82095
Nov. 16, 2017
SR-NYSEAMER-2017-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 (Series of Options Open for Trading) Comments Due: Exhibit 5 Federal Register version (82 FR 55676)
34-82097
Nov. 16, 2017
SR-BatsBZX-2017-72
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 "5% to "35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i) Comments Due: Rel. No. 34-82387 Federal Register version (82 FR 55689)
34-82098
Nov. 16, 2017
SR-CHX-2017-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 55696)
34-82094
Nov. 16, 2017
SR-NYSEArca-2017-128
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O (Series of Options Open for Trading) Comments Due: Exhibit 5 Federal Register version (82 FR 55686)
34-82099
Nov. 16, 2017
SR-NYSEARCA-2017-129
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE Arca BBO and NYSE Arca Trades To Lower the Enterprise Fee for Those Products Comments Due: Exhibit 5 Federal Register version (82 FR 55702)
34-82100
Nov. 16, 2017
SR-NYSEARCA-2017-130
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to the NYSE Arca Equities Proprietary Market Data Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 55660)
34-82105
Nov. 16, 2017
SR-NYSEArca-2017-69
Notice of Filing of Amendment No. 2, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of ProShares QuadPro Funds Under NYSE Arca Rule 8.200-E Comments Due: View Received Comments Rel. No. 34-81746 , Rel. No. 34-81388 Federal Register version (82 FR 55699)
34-82102
Nov. 16, 2017
SR-CBOE-2017-070
Notice of Filing of a Proposed Rule Change Relating to Rule 6.56 Comments Due: Exhibit 5 , Rel. No. 34-82398 Federal Register version (82 FR 55667)
