34-82363
Dec. 19, 2017
SR-Phlx-2017-103
Notice of Filing of Proposed Rule Change To Amend Rule 1000 and Commentary .11 to Rule 1012 Comments Due: Exhibit 5 Federal Register version (82 FR 61047)
34-82351
Dec. 19, 2017
SR-OCC-2017-020
Notice of Filing of a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Exhibit 5a , Exhibit 5b Federal Register version (82 FR 61107)
34-82352
Dec. 19, 2017
SR-OCC-2017-021
Notice of Filing of a Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan Comments Due: Federal Register version (82 FR 61072)
34-82355
Dec. 19, 2017
SR-OCC-2017-007
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Margin Policy Comments Due: Federal Register version (82 FR 61060)
34-82350
Dec. 19, 2017
SR-NYSEArca-2017-139
Notice of Filing of Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Rel. No. 34-82602 Federal Register version (82 FR 61100)
34-82366
Dec. 19, 2017
SR-NYSEARCA-2017-141
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61052)
34-82356
Dec. 19, 2017
SR-GEMX-2017-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61089)
34-82367
Dec. 19, 2017
SR-BX-2017-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: View Received Comments Federal Register version (82 FR 61050)
34-82365
Dec. 19, 2017
SR-NASDAQ-2017-130
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: View Received Comments Federal Register version (82 FR 61070)
34-82364
Dec. 19, 2017
SR-MRX-2017-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61056)
34-82349
Dec. 19, 2017
SR-PEARL-2017-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Type of MIAX Express Orders Interface Port Known as a MEO Purge Port and To Amend MIAX PEARL Rule 519C, Mass Cancellation of Trading Interest, To Adopt a New Purge Message, as Well as To Amend Its Fee Schedule To Identify the New MEO Purge Port Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (82 FR 61067)
34-82354
Dec. 19, 2017
SR-MIAX-2017-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61058)
34-82357
Dec. 19, 2017
SR-ISE-2017-107
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61065)
34-82362
Dec. 19, 2017
SR-ISE-2017-106
Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of NQX Index Options Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61090)
34-82368
Dec. 19, 2017
SR-DTC-2017-005
Notice of Filing of Amendments No. 2 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Adopt the Clearing Agency Stress Testing Framework (Market Risk) File Nos.: Comments Due: Rel. No. 34-81883 , Rel. No.34-81192 , Rel. No. 34-80876 , Rel. No. 34-80485 Federal Register version (82 FR 61082)
34-82353
Dec. 19, 2017
SR-BOX-2017-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2018 Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 61087)
34-82344
Dec. 18, 2017
SR-NYSEARCA-2017-142
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Decommission Extension Fee for Receipt of the NYSE Arca Integrated Feed Market Data Product Comments Due: Exhibit 5 Federal Register version (82 FR 60784)
34-82343
Dec. 18, 2017
SR-NYSE-2017-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Adopt a Rebate for the NYSE BondsSM Comments Due: Exhibit 5 Federal Register version (82 FR 60782)
34-82346
Dec. 18, 2017
SR-CBOE-2017-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.4, Withdrawal of Approval of Underlying Securities Comments Due: Federal Register version (82 FR 60778)
34-82339
Dec. 15, 2017
SR-NYSEAMER-2017-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 8.700E To Add Futures and Swaps on the EURO STOXX 50 Volatility Index to the Financial Instruments That an Issue of Managed Trust Securities May Hold Comments Due: Federal Register version (82 FR 60647)
34-82341
Dec. 15, 2017
SR-Phlx-2017-79
Notice of Filing of Amendment No. 2, Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Granting Accelerated Approval of Amendment No. 2, of a Proposed Rule Change To Establish a Nonstandard Expirations Pilot Program Comments Due: View Received Comments Federal Register version (82 FR 60651)
34-82334
Dec. 15, 2017
SR-NYSEArca-2017-111
Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the GraniteShares Silver Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Rel. No. 34-82040 , Rel. No. 34-81699 Federal Register version (82 FR 60640)
34-82340
Dec. 15, 2017
SR-NYSEArca-2017-112
Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the GraniteShares Palladium Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Rel. No. 34-82031 , Rel. No. 34-81737 Federal Register version (82 FR 60656)
34-82335
Dec. 15, 2017
SR-NASDAQ-2017-088
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Allow Participants To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated During Pre-Market Hours Comments Due: View Received Comments Federal Register version (82 FR 60637)
34-82322
Dec. 14, 2017
SR-Phlx-2017-101
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Obligations Comments Due: Exhibit 5 Federal Register version (82 FR 60458)
34-82323
Dec. 14, 2017
SR-NYSEArca-2017-99
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Rel. No. 34-81944 Federal Register version (82 FR 60455)
34-82325
Dec. 14, 2017
SR-NYSE-2017-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 300 Comments Due: Exhibit 5 Federal Register version (82 FR 60451)
34-82332
Dec. 14, 2017
SR-NYSE-2017-30
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D Comments Due: View Received Comments Rel. No. 34-81640 , Rel. No. 34-81440 , Rel. No. 34-81309 , Rel. No. 34-80933 Federal Register version (82 FR 60442)
34-82319
Dec. 14, 2017
SR-GEMX-2017-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Access and Routing Subsidy Program Comments Due: Exhibit 5 Federal Register version (82 FR 60431)
34-82326
Dec. 14, 2017
SR-GEMX-2017-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations Comments Due: Exhibit 5 Federal Register version (82 FR 60439)
34-82327
Dec. 14, 2017
SR-NASDAQ-2017-129
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 (Limit Up-Limit Down Plan and Trading Halts) To Reduce the Length of the "Display-Only Period" for the Initial Pricing on Nasdaq of a Security That Is the Subject of an Initial Public Offering Comments Due: Exhibit 5 Federal Register version (82 FR 60429)
34-82324
Dec. 14, 2017
SR-MRX-2017-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations Comments Due: Exhibit 5 Federal Register version (82 FR 60460)
34-82318
Dec. 14, 2017
SR-ISE-2017-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations Comments Due: Exhibit 5 Federal Register version (82 FR 60453)
34-82320
Dec. 14, 2017
SR-ISE-2017-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Calculation of the Member Order Routing Program Comments Due: Exhibit 5 Federal Register version (82 FR 60455)
34-82331
Dec. 14, 2017
SR-CboeEDGX-2017-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6, Series of Options Contracts Open for Trading Comments Due: Exhibit 5 Federal Register version (82 FR 60424)
34-82328
Dec. 14, 2017
SR-CboeBZX-2017-011
Notice of Filing of a Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II Comments Due: View Received Comments Federal Register version (82 FR 60443)
34-82314
Dec. 13, 2017
SR-Phlx-2017-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VIII of the Phlx Pricing Schedule To Waive Port Fees for New PSX Participants for a Limited Time Comments Due: Exhibit 5 Federal Register version (82 FR 60237)
34-82316
Dec. 13, 2017
SR-LCHSA-2017-012
Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Wind Down Plan Comments Due: Federal Register version (82 FR 60246)
34-82317
Dec. 13, 2017
SR-LCHSA-2017-013
Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Wind Down Plan Comments Due: Federal Register version (82 FR 60238)
34-82308
Dec. 13, 2017
SR-CBOE-2017-077
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 60259)
34-82315
Dec. 13, 2017
SR-BOX-2017-36
Notice of Filing of Proposed Rule Change To Adopt Rule 7600(i) To Allow Split-Price Transactions on the Trading Floor Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-82607 Federal Register version (82 FR 60256)
34-82297
Dec. 12, 2017
SR-NYSEAMER-2017-36
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Relating to Co-location Services To Implement a Fee Change for Fiber Cross Connects Comments Due: Exhibit 5 Federal Register version (82 FR 60070)
34-82301
Dec. 12, 2017
SR-BatsBZX-2017-30
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares; and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF Comments Due: View Received Comments Rel. No. 34-81599 , Rel. No. 34-81247 , Rel. No. 34-80911 Federal Register version (82 FR 60073)
34-82296
Dec. 12, 2017
SR-OCC-2017-806
Notice of No Objection to Advance Notice Concerning Liquidity for Same-Day Settlement Comments Due: Rel. No. 34-82056 Federal Register version (82 FR 59685)
34-82295
Dec. 12, 2017
SR-NYSEArca-2017-56
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of Twelve Series of Investment Company Units Pursuant to NYSE Arca Rule 5.2-E(j)(3) Comments Due: View Received Comments Rel. No. 34-81794 , Rel. No. 34-81400 , Rel. No. 34-81062 Federal Register version (82 FR 60056)
34-82298
Dec. 12, 2017
SR-NYSEARCA-2017-135
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges Schedule and the NYSE Arca Equities Fees and Charges Schedule Relating to Co-location Services To Implement a Fee Change for Fiber Cross Connects Comments Due: Exhibit 5 Federal Register version (82 FR 60082)
34-82299
Dec. 12, 2017
SR-NYSE-2017-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Relating to Co-Location Services To Implement a Fee Change for Fiber Cross Connects Comments Due: Exhibit 5 Federal Register version (82 FR 60087)
34-82302
Dec. 12, 2017
SR-NASDAQ-2017-126
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Fees at Rules 7023, 7044, 7045 and 7048 To Withdraw Four Rarely-Purchased Products From Sale Comments Due: Exhibit 5 Federal Register version (82 FR 60085)
34-82300
Dec. 12, 2017
SR-CboeEDGX-2017-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe EDGX Exchange, Inc. Equity Option Platform Comments Due: Exhibit 5 Federal Register version (82 FR 60081)
34-82306
Dec. 12, 2017
SR-CboeEDGX-2017-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.8, Order Types Comments Due: Exhibit 5 Federal Register version (82 FR 60078)
34-82305
Dec. 12, 2017
SR-CboeEDGA-2017-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.8, Order Types Comments Due: Exhibit 5 Federal Register version (82 FR 60090)
34-82304
Dec. 12, 2017
SR-CboeBZX-2017-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order Comments Due: Exhibit 5 Federal Register version (82 FR 60075)
34-82303
Dec. 12, 2017
SR-CboeBYX-2017-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order Comments Due: Exhibit 5 Federal Register version (82 FR 60073)
34-82268
Dec. 11, 2017
SR-BatsEDGA-2017-13
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Appendix , Exhibit 4 , Exhibit 5 , Rel. No. 34-80784 Federal Register version (82 FR 58854)
34-82269
Dec. 11, 2017
SR-BatsEDGA-2017-13
Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-80784 Federal Register version (82 FR 59902)
34-82278
Dec. 11, 2017
SR-BatsBZX-2017-38
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Appendix Federal Register version (82 FR 59726)
34-82279
Dec. 11, 2017
SR-BatsBZX-2017-38
Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (82 FR 59900)
34-82274
Dec. 11, 2017
SR-BatsBYX-2017-11
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Appendix Federal Register version (82 FR 59177)
34-82275
Dec. 11, 2017
SR-BatsBYX-2017-11
Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (82 FR 59721)
34-82288
Dec. 11, 2017
SR-PHLX-2017-037
Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (82 FR 58944)
34-82262
Dec. 11, 2017
SR-NYSEMKT-2017-26
Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5 , Rel. No. 34-80694 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82263 Federal Register version (82 FR 59122)
34-82263
Dec. 11, 2017
SR-NYSEMKT-2017-26
Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-80694 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82262 Federal Register version (82 FR 59838)
34-82264
Dec. 11, 2017
SR-NYSEArca-2017-52
Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5 , Rel. No. 34-80698 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82264 Federal Register version (82 FR 58971)
34-82265
Dec. 11, 2017
SR-NYSEArca-2017-52
Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-80698 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82265 Federal Register version (82 FR 59723)
34-82289
Dec. 11, 2017
SR-NYSEARCA-2017-137
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 2018 Comments Due: Exhibit 5 , Incoming Letter Federal Register version (82 FR 59677)
34-82260
Dec. 11, 2017
SR-NYSE-2017-22
Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5 , Rel. No. 34-80693 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82261 Federal Register version (82 FR 59907)
34-82261
Dec. 11, 2017
SR-NYSE-2017-22
Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-80693 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82260 Federal Register version (82 FR 59897)
34-82286
Dec. 11, 2017
SR-GEMX-2017-17
Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5 , Rel. No. 34-80713 , Rel. No. 34-81067 , Rel. No. 34-82049 Federal Register version (82 FR 59067)
34-82284
Dec. 11, 2017
SR-BX-2017-023
Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (82 FR 58891)
34-82285
Dec. 11, 2017
SR-NASDAQ-2017-046
Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5 , Rel. No. 34-80696 Federal Register version (82 FR 59040)
34-82290
Dec. 11, 2017
SR-NASDAQ-2017-123
Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Causeway International Value NextSharesTM Comments Due: View Received Comments Federal Register version (82 FR 59687)
34-82287
Dec. 11, 2017
SR-MRX-2017-04
Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5 , Rel. No. 34-80726 , Rel. No. 34-82049 , Rel. No. 34-81067 Federal Register version (82 FR 59844)
34-82254
Dec. 11, 2017
SR-PEARL-2017-20
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Amend the Fee Schedule Comments Due: View Received Comments Appendix , Exhibit 4 , Exhibit 5 , Rel. No. 34-82255 , Rel. No. 34-82049 , Rel. No. 34-80676 , Rel. No. 34-81067 Federal Register version (82 FR 59094)
34-82255
Dec. 11, 2017
SR-PEARL-2017-20
Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-82254 , Rel. No. 34-80676 Federal Register version (82 FR 59841)
34-82256
Dec. 11, 2017
SR-MIAX-2017-18
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend the Fee Schedule Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-80675 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82257 Federal Register version (82 FR 59004)
34-82257
Dec. 11, 2017
SR-MIAX-2017-18
Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-80675 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82256 Federal Register version (82 FR 59835)
34-82283
Dec. 11, 2017
SR-ISE-2017-045
Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (82 FR 59694)
34-82258
Dec. 11, 2017
SR-IEX-2017-16
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Appendix Federal Register version (82 FR 58917)
34-82259
Dec. 11, 2017
SR-IEX-2017-16
Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (82 FR 59933)
34-82272
Dec. 11, 2017
SR-CBOE-2017-040
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Appendix , Exhibit 5 , Rel. No. 34-80785 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82273 Federal Register version (82 FR 59871)
34-82273
Dec. 11, 2017
SR-CBOE-2017-040
Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-80785 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82272 Federal Register version (83 FR 182)
34-82270
Dec. 11, 2017
SR-C2-2017-017
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5 , Rel. No. 34-80786 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-82271 Federal Register version (82 FR 59805)
34-82271
Dec. 11, 2017
SR-C2-2017-017
Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-80786 , Rel. No. 34-81067 , Rel. No. 34-82270 Federal Register version (82 FR 59833)
34-82266
Dec. 11, 2017
SR-BOX-2017-16
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Appendix , Exhibit 4 , Exhibit 5 , Rel. No. 34-82267 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-80721 Federal Register version (82 FR 59779)
34-82267
Dec. 11, 2017
SR-BOX-2017-16
Notice of Filing of Amendment No. 2 to a Proposed Rule Change Amending Consolidated Audit Trail Funding Fees Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-82266 , Rel. No. 34-81067 , Rel. No. 34-82049 , Rel. No. 34-80721 Federal Register version (83 FR 410)
34-82277
Dec. 11, 2017
SR-BatsEDGX-2017-22
Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel. No. 34-80821 Federal Register version (82 FR 59905)
34-82276
Dec. 11, 2017
SR-BatsEDGX-2017-22
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Appendix , Exhibit 4 , Exhibit 5 , Rel. No. 34-80821 Federal Register version (82 FR 59753)
34-82248
Dec. 8, 2017
SR-CFE-2017-003
Notice of Filing of Proposed Rule Change Regarding CFE's New Trading System Comments Due: Exhibit 4 Federal Register version (82 FR 58998)
34-82251
Dec. 8, 2017
SR-CHX-2017-08
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Appendix , Exhibit 4 , Exhibit 5 , Rel. No. 34-82252 , Rel. No. 34-82049 , Rel. No. 34-81067 , Rel. No. 34-80691 Federal Register version (82 FR 59151)
34-82252
Dec. 8, 2017
SR-CHX-2017-08
Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Rel.No. 34-82251 , Rel. No. 34-82049 , Rel. No. 34-81067 , Rel. No. 34-80691 Federal Register version (82 FR 59037)
34-82245
Dec. 8, 2017
SR-Phlx-2017-99
Notice of Filing of Proposed Rule Change To Amend the Exchange Rules To Make Permanent a Program That Allows Transactions To Take Place in Open Outcry Trading at Prices of at Least $0 But Less Than $1 per Option Contract ("Sub-Dollar Cabinet Trades") Comments Due: Exhibit 5 , Rel. No. 34-82445 Federal Register version (82 FR 58825)
34-82250
Dec. 8, 2017
SR-Phlx-2017-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Options Overlying NDX From Several Pricing Programs Comments Due: Exhibit 5 Federal Register version (82 FR 58881)
34-82247
Dec. 8, 2017
SR-OCC-2017-808
Notice of Filing of Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c Federal Register version (82 FR 59031)
34-82249
Dec. 8, 2017
SR-NYSEArca-2017-110
Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the GraniteShares Platinum Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Rel. No. 34-81675 , Rel. No. 34-82026 Federal Register version (82 FR 58884)
34-82239
Dec. 8, 2017
SR-NASDAQ-2017-127
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Chapter XV, Section 2(1) Comments Due: Exhibit 5 Federal Register version (82 FR 59035)
34-82253
Dec. 8, 2017
SR-FINRA-2017-011
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Adopt a Fee Schedule to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Exhibit 3 , Exhibit 4 , Exhibit 5 , Rel. No. 34-82049 , Rel. No. 34-81067 , Rel. No. 34-80710 Federal Register version (82 FR 58827)
34-82240
Dec. 8, 2017
SR-CboeEDGX-2017-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Exchange's Equity Trading Platform Comments Due: Exhibit 5 Federal Register version (82 FR 58996)
34-82230
Dec. 7, 2017
SR-NYSE-2017-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 2018 Comments Due: Incoming Letter , Exhibit 5 Federal Register version (82 FR 58667)
34-82229
Dec. 7, 2017
SR-ISE-2017-95
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of the Crossing Fee Cap Comments Due: Exhibit 5 Federal Register version (82 FR 58670)
34-82236
Dec. 7, 2017
SR-CboeBZX-2017-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform Comments Due: Exhibit 5 Federal Register version (82 FR 58671)
