34-82082
Nov. 15, 2017
SR-NYSEAMER-2017-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f Federal Register version (82 FR 55466)
34-82087
Nov. 15, 2017
SR-BatsEDGA-2017-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.8, Order Types, To Clarify When a MidPoint Discretionary Order May Execute at Sub-Penny Prices Comments Due: Exhibit 5 Federal Register version (82 FR 55472)
34-82085
Nov. 15, 2017
SR-Phlx-2017-74
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Introduce the Intellicator Analytic Tool Comments Due: View Received Comments Rel. No. 34-82425 , Rel. No. 34-81754 Federal Register version (82 FR 55459)
34-82084
Nov. 15, 2017
SR-NYSENAT-2017-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f Federal Register version (82 FR 55460)
34-82083
Nov. 15, 2017
SR-NYSEARCA-2017-125
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f Federal Register version (82 FR 55453)
34-82081
Nov. 15, 2017
SR-NYSE-2017-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f Federal Register version (82 FR 55474)
34-82086
Nov. 15, 2017
SR-NYSE-2017-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.06 of the NYSE Listed Company Manual Comments Due: Exhibit 5 Federal Register version (82 FR 55480)
34-82088
Nov. 15, 2017
SR-CBOE-2017-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Describe Functionality of and Adopt Fees for a New Front-End Order Entry and Management Platform Comments Due: Exhibit 5 Federal Register version (82 FR 55443)
34-82078
Nov. 14, 2017
SR-BatsBZX-2017-56
Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of Specified Series of the Innovator Shield Strategy S&P 500 Monthly Index Series and Innovator Ultra Shield Strategy S&P 500 Monthly Index Series Under Rule 14.11(c)(3) Comments Due: Rel. No. 34-81495 , Rel. No. 34-81895 Federal Register version (82 FR 55147)
34-82077
Nov. 14, 2017
SR-CHX-2016-20
Notice of Filing of Amendment No. 2 to Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. Comments Due: View Received Comments Rel. No. 34-81435 , Rel. No. 34-81366 , Rel. No. 34-80864 , Rel. No. 34-79781 , Rel. No. 34-79474 Federal Register version (82 FR 55141)
34-82074
Nov. 14, 2017
SR-Phlx-2017-90
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VIII of the Nasdaq PHLX LLC Pricing Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 55148)
34-82072
Nov. 14, 2017
S7-24-89
Notice of Filing and Immediate Effectiveness of the Fortieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: View Received Comments Federal Register version (82 FR 55137)
34-82071
Nov. 14, 2017
SR-CTA/CQ-2017-04
Notice of Filing and Immediate Effectiveness of the Twenty-Second Charges Amendment to the Second Restatement of the CTA Plan and the Thirteenth Charges Amendment to the Restated CQ Plan Comments Due: View Received Comments Federal Register version (82 FR 55130)
34-82075
Nov. 14, 2017
SR-BX-2017-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7018 To Change the Amounts of Certain Credits for Entering Orders That Access Liquidity in the Exchange's Equities System Comments Due: Exhibit 5 Federal Register version (82 FR 55145)
34-82068
Nov. 14, 2017
SR-NASDAQ-2017-120
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018 Comments Due: Exhibit 5 Federal Register version (82 FR 55128)
34-82076
Nov. 14, 2017
SR-LCHSA-2017-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps Comments Due: Exhibit 5 Federal Register version (82 FR 55139)
34-82061
Nov. 13, 2017
SR-BatsEDGA-2017-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fees for Physical Ports Comments Due: Exhibit 5 Federal Register version (82 FR 54440)
34-82055
Nov. 13, 2017
SR-OCC-2017-805
Notice of Filing of Advance Notice Concerning the Use of the Society of Worldwide Interbank Financial Telecommunication Messaging Network in OCC's Cash Settlement Process Comments Due: Rel. No. 34-82221 Federal Register version (82 FR 54448)
34-82056
Nov. 13, 2017
SR-OCC-2017-806
Notice of Filing of Advance Notice Concerning Liquidity for Same-Day Settlement Comments Due: Exhibit 5 , Rel. No. 34-82296 Federal Register version (82 FR 54430)
34-82066
Nov. 13, 2017
SR-NYSEArca-2017-85
Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Arca Rule 8.700-E and To List and Trade Shares of the ProShares European Volatility Futures ETF Comments Due: View Received Comments Rel. No. 34-81373 , Rel. No. 34-81721 Federal Register version (82 FR 54434)
34-82059
Nov. 13, 2017
SR-BX-2017-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Options Pricing at Chapter XV, Section 2 Comments Due: Exhibit 5 Federal Register version (82 FR 54460)
34-82062
Nov. 13, 2017
SR-NASDAQ-2017-119
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7014 Comments Due: Exhibit 5 Federal Register version (82 FR 54457)
34-82065
Nov. 13, 2017
SR-NASDAQ-2017-117
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees at Rule 7036 To Withdraw the Nasdaq Market Analytics Data Package From Sale Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 54437)
34-82053
Nov. 13, 2017
SR-MSRB-2017-06
Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements Comments Due: View Received Comments Exhibit 4 , Exhibit 5 , Order Release No. 34-82321 , Rel. No. 34-81595 Federal Register version (82 FR 54455)
34-82058
Nov. 13, 2017
SR-IEX-2017-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules Pertaining to Certain Listing Regulatory Reporting and Operational Requirements Comments Due: Exhibit 5 Federal Register version (82 FR 54425)
34-82063
Nov. 13, 2017
SR-ICEEU-2017-011
Notice Relating to Amendments to the ICE Clear Europe Collateral and Haircut Policy Comments Due: Rel. No. 34-82405 Federal Register version (82 FR 54423)
34-82057
Nov. 13, 2017
SR-BatsEDGX-2017-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its Recently Adopted Functionality for the Handling of Complex Orders on Its Equity Options Platform Comments Due: Exhibit 5 Federal Register version (82 FR 54443)
34-82060
Nov. 13, 2017
SR-BatsEDGX-2017-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fees for Physical Ports Comments Due: Exhibit 5 Federal Register version (82 FR 54453)
34-82064
Nov. 13, 2017
SR-BatsEDGX-2017-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fees for Physical Ports as They Relate to the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (82 FR 54442)
34-82050
Nov. 9, 2017
SR-BatsBZX-2017-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fees for Physical Ports Comments Due: Exhibit 5 Federal Register version (82 FR 53532)
34-82052
Nov. 9, 2017
SR-BatsBZX-2017-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fees for Physical Ports as They Apply to the Exchange's Equity Options Platform Comments Due: Exhibit 5 Federal Register version (82 FR 53547)
34-82048
Nov. 9, 2017
SR-BatsBYX-2017-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BYX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (82 FR 53534)
34-82051
Nov. 9, 2017
SR-BatsBYX-2017-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fees for Physical Ports Comments Due: Exhibit 5 Federal Register version (82 FR 53540)
34-82045
Nov. 9, 2017
SR-Phlx-2017-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1059, Accommodation Transactions Comments Due: Exhibit 5 Federal Register version (82 FR 53543)
34-82044
Nov. 9, 2017
SR-NYSEArca-2017-107
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Rel. No. 34-81681 , Rel. No. 34-82390 Federal Register version (82 FR 53540)
34-82043
Nov. 9, 2017
SR-LCHSA-2017-009
Notice Relating to Wrong Way Risk Margin Comments Due: Rel. No. 34-82345 Federal Register version (82 FR 53536)
34-82049
Nov. 9, 2017
SR-MRX-2017-04
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-MIAX-2017-18
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-IEX-2017-16
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-BatsEDGA-2017-13
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-CBOE-2017-040
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-BatsBYX-2017-11
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-BOX-2017-16
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-PHLX-2017-37
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-NYSEArca-2017-52
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-GEMX-2017-17
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-NASDAQ-2017-046
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-PEARL-2017-20
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-ISE-2017-45
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-FINRA-2017-011
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-BatsBZX-2017-38
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-C2-2017-017
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-CHX-2017-08
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-BatsEDGX-2017-22
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-NYSEMKT-2017-26
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-NYSE-2017-22
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82049
Nov. 9, 2017
SR-BX-2017-023
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-80821 , Rel. No. 34-81067 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-82267 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-82266 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-80809 , Rel. No. 34-80721 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , Rel. No. 34-82271 , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 53549)
34-82032
Nov. 8, 2017
SR-Phlx-2017-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Access and Redistribution Fee Comments Due: Exhibit 5 Federal Register version (82 FR 52950)
34-82035
Nov. 8, 2017
SR-Phlx-2017-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Index Options Rules To Be More Clear and Conformed More Closely to Those of the Options Clearing Corporation ("OCC") and Other Exchanges Comments Due: Exhibit 5 Federal Register version (82 FR 52959)
34-82031
Nov. 8, 2017
SR-NYSEArca-2017-112
Notice of Designation of a Longer Period for Commission Action on Proposed Rule, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the GraniteShares Palladium Trust under NYSE Arca Rule 8.201-E Comments Due: View Received Comments 34-82340 , Rel. No. 34-81737 Federal Register version (82 FR 52958)
34-82040
Nov. 8, 2017
SR-NYSEArca-2017-111
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the GraniteShares Silver Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Rel. No. 34-82334 , Rel. No. 34-81699 Federal Register version (82 FR 52958)
34-82036
Nov. 8, 2017
SR-BX-2017-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Access and Redistribution Fee Comments Due: Exhibit 5 Federal Register version (82 FR 52955)
34-82037
Nov. 8, 2017
SR-NASDAQ-2017-114
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Access and Redistribution Fee Comments Due: Exhibit 5 Federal Register version (82 FR 52953)
34-82041
Nov. 8, 2017
SR-ICEEU-2017-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Federal Register version (82 FR 52962)
34-82027
Nov. 7, 2017
SR-NYSEAMER-2017-15
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE American Rule 980NY To Clarify the Priority of Electronic Complex Orders and To Modify Aspects of the Complex Order Auction Process Comments Due: Rel. No. 34-81676 Federal Register version (82 FR 52749)
34-82025
Nov. 7, 2017
SR-BatsBZX-2017-54
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF, a Series of the iShares U.S. ETF Trust, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Rel. No. 34-81671 , Rel. No. 34-82388 Federal Register version (82 FR 52763)
34-82026
Nov. 7, 2017
SR-NYSEArca-2017-110
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the GraniteShares Platinum Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Rel. No. 34-82249 , Rel. No. 34-81675 Federal Register version (82 FR 52762)
34-82021
Nov. 6, 2017
SR-NYSEAMER-2017-28
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Relating to Co-Location Services To Reflect the Name Change of a Third Party Data Feed Comments Due: Federal Register version (82 FR 52349)
34-82019
Nov. 6, 2017
SR-Phlx-2017-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule Section II, Entitled Multiply Listed Options Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (82 FR 52340)
34-82016
Nov. 6, 2017
SR-NYSEARCA-2017-124
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges Schedule and the NYSE Arca Equities Fees and Charges Schedule Relating to Co-Location Services To Reflect the Name Change of a Third Party Data Feed Comments Due: Federal Register version (82 FR 52347)
34-82020
Nov. 6, 2017
SR-NYSE-2017-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain of Its Listing Fees Comments Due: Exhibit 5 Federal Register version (82 FR 52345)
34-82018
Nov. 6, 2017
SR-NYSE-2017-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Relating to Co-Location Services To Reflect the Name Change of a Third Party Data Feed Comments Due: Federal Register version (82 FR 52344)
34-82017
Nov. 6, 2017
SR-PEARL-2017-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 52342)
34-82008
Nov. 3, 2017
SR-Phlx-2017-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section IV, Entitled "Other Transaction Fees" Comments Due: Exhibit 5 Federal Register version (82 FR 52084)
34-82012
Nov. 3, 2017
SR-Phlx-2017-93
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1080(p)(2) To Enhance Anti-Internalization Functionality Comments Due: Exhibit 5 Federal Register version (82 FR 52082)
34-82009
Nov. 3, 2017
SR-OCC-2017-008
Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Collateral Risk Management Policy Comments Due: View Received Comments Rel. No. 34-82311 , Rel. No. 34-82311 Federal Register version (82 FR 52079)
34-82013
Nov. 3, 2017
SR-NASDAQ-2017-074
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt the Midpoint Extended Life Order Comments Due: View Received Comments Federal Register version (82 FR 52075)
34-81999
Nov. 2, 2017
SR-Phlx-2017-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Price Improvement XL Auction Comments Due: Exhibit 5 Federal Register version (82 FR 51899)
34-82004
Nov. 2, 2017
SR-NYSEArca-2017-126
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rules 7.31-E and 7.35-E Comments Due: Exhibit 5 Federal Register version (82 FR 51890)
34-81997
Nov. 2, 2017
SR-NASDAQ-2017-116
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Incentive to the Market Access and Routing Subsidy Program Comments Due: Exhibit 5 Federal Register version (82 FR 51885)
34-82003
Nov. 2, 2017
SR-NASDAQ-2017-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees at Rule 7058 Comments Due: Exhibit 5 Federal Register version (82 FR 51894)
34-81998
Nov. 2, 2017
SR-MIAX-2017-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (82 FR 51897)
34-81996
Nov. 1, 2017
SR-NYSEAMER-2017-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Annual Listing Fees for Common Stocks and Warrants Comments Due: Exhibit 5 Federal Register version (82 FR 51661)
34-81994
Nov. 1, 2017
SR-ICEEU-2017-013
Notice Relating to the ICE Clear Europe Procyclicality Framework Comments Due: Rel. No. 34-82313 Federal Register version (82 FR 51663)
34-81995
Nov. 1, 2017
SR-FINRA-2017-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the New TRACE Security Activity Report and End-of-Day TRACE Transaction File Comments Due: Exhibit 5 Federal Register version (82 FR 51658)
34-81985
Oct. 31, 2017
SR-NYSEArca-2017-127
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Exchange Calculation of the Intraday Indicative Value for Specified Exchange-Traded Products Comments Due: Federal Register version (82 FR 51447)
34-81986
Oct. 31, 2017
SR-NASDAQ-2017-088
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4703(a) To Allow Members To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated Comments Due: View Received Comments Federal Register version (82 FR 51453)
34-81991
Oct. 31, 2017
SR-ISE-2017-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1614 Comments Due: Federal Register version (82 FR 51453)
34-81988
Oct. 31, 2017
SR-IEX-2017-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 6.210 Related to Ex-Dates for Securities Listed or Traded on the Exchange Comments Due: Exhibit 5 Federal Register version (82 FR 51455)
34-81990
Oct. 31, 2017
SR-DTC-2017-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Special Segregation Account for a Participant or Pledgee That Is a Derivatives Clearing Organization or Futures Commission Merchant Comments Due: Exhibit 5 Federal Register version (82 FR 51444)
34-81992
Oct. 31, 2017
SR-BatsEDGX-2017-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors Comments Due: Exhibit 5 Federal Register version (82 FR 51461)
34-81980
Oct. 30, 2017
SR-Phlx-2017-34
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To add an Exception to Phlx Rule 1000(f)(iii) for Certain Floor Broker Transactions and add the Snapshot Functionality to the Options Floor Broker Management System Comments Due: View Received Comments Rel. No. 34-81567 , Rel. No. 34-81230 Federal Register version (82 FR 51313)
34-81977
Oct. 30, 2017
SR-NYSEArca-2017-36
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900 Comments Due: View Received Comments Rel. No. 34-81267 , Rel. No. 34-80935 , Rel. No. 34-80553 , Rel. No. 34-82374 Federal Register version (82 FR 51311)
34-81978
Oct. 30, 2017
SR-BX-2017-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to Nasdaq Options Services Comments Due: Exhibit 5 Federal Register version (82 FR 51327)
34-81976
Oct. 30, 2017
SR-MIAX-2017-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rules 700, 1322, and 517 Comments Due: Exhibit 5 Federal Register version (82 FR 51312)
34-81982
Oct. 30, 2017
SR-IEX-2017-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Eligibility of Market Orders and Limit Orders With a Time-In-Force of DAY for a Volatility Auction Occurring Outside of Regular Market Hours Comments Due: Exhibit 5 Federal Register version (82 FR 51319)
34-81981
Oct. 30, 2017
SR-CBOE-2017-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name Comments Due: Exhibit 5 Federal Register version (82 FR 51309)
34-81979
Oct. 30, 2017
SR-C2-2017-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name Comments Due: Exhibit 5 Federal Register version (82 FR 51317)
34-81968
Oct. 27, 2017
SR-NYSEAMER-2017-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.10E To Exclude Trading Halt Auctions From Being Reviewed as Clearly Erroneous, Rule 7.11E To Conform to the Limit Up-Limit Down NMS Plan, Rule 7.31E To Add a New Imbalance Only Order, and Rule 7.35E To Enhance the Information Available Before an Auction and Revise Procedures for Trading Halt Auctions Comments Due: Exhibit 5 Federal Register version (82 FR 50898)
34-81975
Oct. 27, 2017
SR-Phlx-2017-79
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Nonstandard Expirations Pilot Program on a Pilot Basis, for an Initial Period of Twelve Months From the Date of Approval of This Proposed Rule Change Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-82341 Federal Register version (82 FR 50921)
