Notice

Release Number SEC Issue Date File Number Details
34-106276 SR-NYSETEX-2026-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule September 3, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106275 SR-FINRA-2026-018 Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 0150 (Application of Rules to Exempted Securities Except Municipal Securities), 2165 (Financial Exploitation of Specified Adults) and 4512 (Customer Account Information) and to Adopt FINRA...
Comments Due: 21 days after date of publication in the Federal Register.
34-106269 SR-FINRA-2026-019 Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4522 (Periodic Security Counts, Verifications and Comparisons) to Simplify Position Statement and Reconciliation Requirements for Certain Alternative Investments
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106268 SR-NasdaqTX-2026-039 Notice of Filing, and Order Granting Accelerated Approval of, a Proposed Rule Change to Amend Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106264 SR-OCC-2026-009 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to its Clearing Membership Standards
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 3, Exhibit 5
34-106262 SR-TXSE-2026-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Exchange to Conduct Opening and Closing Auctions in UTP Securities Designated by the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106261 SR-TXSE-2026-024 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to permit a New Issue ETPs to Commence Trading at the Beginning of the Pre-Market Session
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106260 SR-TXSE-2026-026 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Lead Market Maker Program on the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106257 SR-NASDAQ-2026-072 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 9558 of Nasdaq’s Disciplinary Code
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106256 SR-C2-2026-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Migration Program
See Also - Exhibit 5
34-106255 SR-CBOE-2026-075 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Migration Program
See Also - Exhibit 5
34-106251 SR-CboeEDGX-2026-056 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Migration Program
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106252 SR-CboeBZX-2026-069 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Migration Program
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106237 4-698 Notice of a Request for Exemption from Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail Related to the Recovery of Costs Incurred During Period 4 of the Financial Accountability Milestones Pursuant to Section...
Comments Due: October 5, 2026
View Received Comments
Federal Register version
34-106245 SR-NYSEAMER-2026-75 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Comments Due: September 24, 2026
See Also - Exhibit 5
34-106244 SR-NYSEARCA-2026-87 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Comments Due: September 24, 2026
See Also - Exhibit 5
34-106243 SR-CMESC-2026-008 Notice of Filing of Proposed Rule Change to Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy.
Comments Due: September 24, 2026
See Also - Exhibit 5A
34-106242 SR-NYSE-2026-39 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.18 Regarding Trading Halts
Comments Due: September 24, 2026
See Also - Exhibit 5
34-106233 SR-NASDAQ-2026-069 WITHDRAWN on 08/31/2026 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule Equity 7 Regarding Pricing of Ports for the Night Session
Comments Due: September 23, 2026
See Also - Exhibit 5
34-106232 SR-SAPPHIRE-2026-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions and Establish a Tiered Fee Structure for Away Market Maker Facilitation of Customer QFOs or...
Comments Due: September 23, 2026
See Also - Exhibit 5
34-106224 SR-C2-2026-024 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Rule Governing the Operation of a Proposed Step Up Mechanism (“SUM”) on the Exchange and to Make Conforming Changes in Other Rules
Comments Due: September 23, 2026
See Also - Exhibit 5
34-106223 SR-CboeEDGX-2026-055 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Migration Program
Comments Due: September 23, 2026
See Also - Exhibit 5
34-106222 SR-CboeEDGA-2026-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Migration Program
Comments Due: September 23, 2026
See Also - Exhibit 5
34-106218 SR-NYSEAMER-2026-34 Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Change, as Modified by Amendment No. 2, to Amend Its Rules to Extend Trading Hours for Certain Eligible Equity Options
Comments Due: September 23, 2026
View Received Comments
34-106217 SR-CboeBYX-2026-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce the Exchange’s Order Entry Protocol Migration Program
Comments Due: September 23, 2026
See Also - Exhibit 5
34-106221 SR-CboeBZX-2026-068 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Implement an Exchange Order Entry Protocol Program
Comments Due: September 23, 2026
See Also - Exhibit 5
34-106213 SR-NASDAQ-2026-068 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Listing Fees for Exchange-Traded Products and Add a New Quality Liquidity Provider Program
Comments Due: September 22, 2026
See Also - Exhibit 5
34-106206 SR-CboeBZX-2026-067 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 22.6 (Market Maker Quotations) to Adopt Two-Sided Quote Bid/Ask Differentials
Comments Due: September 22, 2026
See Also - Exhibit 5
34-106210 4-443 Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Add MX2 LLC as a Plan Sponsor
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-106204 SR-NYSETEX-2026-30 Notice of Filing of Proposed Rule Change to Adopt New Rule 24 under Article 22 of the NYSE Texas Rule Book
Comments Due: September 22, 2026
See Also - Exhibit 5
34-106209 4-443 Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Add Investors Exchange LLC as a Plan Sponsor
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-106208 SR-CBOE-2026-074 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 5.52 (Market-Maker Quotes) to Adopt Two-Sided Quote Bid/Ask Differentials
Comments Due: September 22, 2026
See Also - Exhibit 5
34-106207 SR-C2-2026-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 5.52 (Market-Maker Quotes) to Adopt Two-Sided Quote Bid/Ask Differentials
Comments Due: September 22, 2026
See Also - Exhibit 5
34-106205 SR-CboeEDGX-2026-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 22.6 (Market Maker Quotations) to Adopt Two-Sided Quote Bid/Ask Differentials
Comments Due: September 22, 2026
See Also - Exhibit 5
34-106196 SR-CBOE-2026-061 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend its Rules To Permit the Listing of Binary Options Overlying Key Performance Indicators Reported by Certain Issuers of Stock
View Received Comments
34-106198 SR-MIAX-2026-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of a Change to Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism
Comments Due: September 21, 2026
34-106197 SR-MX2-2026-04 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Rule 20.6 (Nullification and Adjustment of Options Transactions including Obvious Errors) Regarding the Roster Requirements for the Obvious Error Panel
Comments Due: September 21, 2026
See Also - Exhibit 5
34-106193 SR-CMESC-2026-007 Notice of Filing of Proposed Rule Change to Adopt Standards for Establishing Cross-Margin Arrangements and Adopt a Cross-Margin Arrangement with Chicago Mercantile Exchange Inc.
Comments Due: September 21, 2026
See Also - Exhibit 3, Exhibit 5a, Exhibit 5b, Exhibit 5c
34-106191 SR-CboeBZX-2026-066 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: September 21, 2026
See Also - Exhibit 5
34-106199 SR-EMERALD-2026-23 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of a Change to Rule 515A, MIAX Emerald Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism
Comments Due: September 21, 2026
34-106189 SR-C2-2026-021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: September 21, 2026
See Also - Exhibit 5
34-106190 SR-CboeEDGX-2026-053 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: September 21, 2026
See Also - Exhibit 5
34-106188 SR-CBOE-2026-072 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: September 21, 2026
See Also - Exhibit 5
34-106186 S7-966 Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC...
Comments Due: 21 days after date of publication in the Federal Register.
34-106185 SR-ISE-2026-48 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of SR-ISE-2026-18
Comments Due: September 18, 2026
34-106184 SR-GEMX-2026-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of SR-GEMX-2026-15
Comments Due: September 18, 2026
34-106183 SR-FINRA-2026-017 Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Changes to Certain Provisions Relating to Arbitrator List Selection
Comments Due: September 18, 2026
34-106187 SR-LTSE-2026-17 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain of its Rules Regarding Statutory Disqualifications
Comments Due: September 18, 2026
See Also - Exhibit 5
34-106181 SR-TXSE-2026-021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Warrant Performance Incentive Program to Add ETPs to the Definition of Liquidity Improvement Symbols and High-Volume Symbols
Comments Due: September 17, 2026
34-106179 SR-PEARL-2026-38 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Option Series Program with Respect to Qualifying Securities
Comments Due: September 17, 2026
See Also - Exhibit 5
34-106182 SR-MEMX-2026-25 Notice of Filing of a Proposal to Adopt Rules for the Listing and Trading of Securities Event Contracts on the Exchange
Comments Due: September 17, 2026
See Also - Exhibit 5
34-106180 SR-SAPPHIRE-2026-33 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Option Series Program with Respect to Qualifying Securities
Comments Due: September 17, 2026
See Also - Exhibit 5
34-106178 SR-MIAX-2026-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Option Series Program with Respect to Qualifying Securities
Comments Due: September 17, 2026
See Also - Exhibit 5
34-106176 SR-NasdaqTX-2026-036 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to introduce Intra-Day Snapshots to NTX Options Trade Outline
Comments Due: September 17, 2026
See Also - Exhibit 5
34-106175 SR-NYSEAMER-2026-73 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.18E Regarding Trading Halts
Comments Due: September 16, 2026
See Also - Exhibit 5
34-106174 SR-NYSETEX-2026-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.18 Regarding Trading Halts
Comments Due: September 16, 2026
See Also - Exhibit 5
34-106173 SR-Phlx-2026-52 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Phlx Rules
Comments Due: September 16, 2026
See Also - Exhibit 5
34-106169 SR-NASDAQ-2026-067 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 4759 Regarding Sources of Data Used
Comments Due: September 15, 2026
See Also - Exhibit 5
34-106166 SR-IEX-2026-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance Certain Aspects of the Activity-Based Risk Controls Applicable to IEX Options Members set forth in IEX Rule 22.250, and to make conforming and typo clean-up changes to IEX...
Comments Due: September 15, 2026
See Also - Exhibit 5
34-106161 SR-CBOE-2026-071 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Its Fees Schedule in Connection with Binary Options That Overlie the Mini-S&P 500 Index
Comments Due: September 14, 2026
See Also - Exhibit 5
34-106165 SR-NYSEAMER-2026-54 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules 903G and 906G
34-106162 SR-NYSEARCA-2026-85 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Eliminate Customer and Professional Customer Fees and Introduce a Floor Broker Incentive for Trading in Certain MSCI Related Index...
Comments Due: September 14, 2026
See Also - Exhibit 5
34-106164 SR-NYSEARCA-2026-68 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules 5.32-O and 5.35-O
34-106160 SR-MEMX-2026-24 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments Due: September 14, 2026
See Also - Exhibit 5
34-106151 SR-IEX-2026-28 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct an Internal Cross-Reference Error in Rule 23.150
Comments Due: September 14, 2026
See Also - Exhibit 5
34-106158 SR-ISE-2026-46 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules at Options 7, Section 4 (Complex Order Fees and Rebates) and Section 6 (Other Options Fees and Rebates)
Comments Due: September 11, 2026
See Also - Exhibit 5
34-106157 SR-MEMX-2026-27 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Rule 20.6 (Nullification and Adjustment of Options Transactions including Obvious Errors) Regarding the Roster Requirements for the Obvious Error Panel
Comments Due: September 11, 2026
See Also - Exhibit 5
34-106156 SR-MEMX-2026-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.4(a) to Reflect the Operation of TXSE Exchange
Comments Due: September 11, 2026
See Also - Exhibit 5
34-106154 SR-MRX-2026-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Connectivity Schedule and Discontinue a Previously Proposed Offering
Comments Due: September 11, 2026
See Also - Exhibit 5
34-106152 SR-ISE-2026-47 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Connectivity Schedule and Discontinue a Previously Proposed Offering
Comments Due: September 11, 2026
See Also - Exhibit 5
34-106153 SR-GEMX-2026-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Connectivity Schedule and Discontinue a Previously Proposed Offering
Comments Due: September 11, 2026
See Also - Exhibit 5
34-106149 SR-C2-2026-020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Certain Free Trials
Comments Due: September 10, 2026
See Also - Exhibit 5
34-106148 SR-CboeEDGX-2026-052 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Certain Free Trials
Comments Due: September 10, 2026
See Also - Exhibit 5
34-106146 SR-CBOE-2026-073 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Certain Free Trials
Comments Due: September 10, 2026
See Also - Exhibit 5
34-106147 SR-CboeBZX-2026-064 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Certain Free Trials
Comments Due: September 10, 2026
See Also - Exhibit 5
34-106145 SR-NasdaqTX-2026-038 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Connectivity Schedule and Discontinue a Previously Proposed Offering
Comments Due: September 10, 2026
See Also - Exhibit 5
34-106143 SR-Phlx-2026-53 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Connectivity Schedule and Discontinue a Previously Proposed Offering
Comments Due: September 10, 2026
See Also - Exhibit 5
34-106142 SR-NASDAQ-2026-066 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Connectivity Schedule and Discontinue a Previously Proposed Offering
Comments Due: September 10, 2026
See Also - Exhibit 5
34-106138 SR-NYSE-2026-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: September 9, 2026
See Also - Exhibit 5
34-106140 SR-PHLX-2026-51 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Equity 4, Rule 3100 Regarding Trading Halts
Comments Due: September 9, 2026
See Also - Exhibit 5
34-106137 SR-CboeBZX-2026-065 Notice of Filing of a Proposed Rule Change to List and Trade Shares of 3x Gold ETF, 3x Silver ETF, 3x Bitcoin ETF, 3x Ether ETF, 3x Crude Oil ETF, and 3x Natural Gas ETF, each a Series of the VS Trust, under BZX Rule 14.11(e)(4) (Commodity-Based Trust ...
Comments Due: September 9, 2026
34-106139 SR-NASDAQ-2026-064 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Equity 4, Rule 4120 Regarding Trading Halts
Comments Due: September 9, 2026
See Also - Exhibit 5
34-106136 SR-TXSE-2026-009 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to Exchange Traded Fund Shares Listed Under Rule 17.104(b)(2)(B)
34-106134 SR-NYSEAMER-2025-72 Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to Amend Section 1003 of the NYSE American Company Guide
Comments Due: September 8, 2026
View Received Comments
34-106133 SR-NYSE-2025-43 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Section 802.01C of the NYSE Listed Company Manual
Comments Due: September 8, 2026
View Received Comments
34-106131 SR-CMESC-2026-006 Notice of Filing of Proposed Amendments to the CMESC Stress Testing & Guaranty Fund Sizing Policy (or the “Policy”) and Proposed Amendments to Rule 402(b)
Comments Due: September 8, 2026
See Also - Exhibit 5a, Exhibit 5b
34-106129 SR-OCC-2026-802 Notice of Filing of Advance Notice Relating to The Options Clearing Corporation’s Proposal to Amend the Evergreen Provisions Relating to its Revolving Credit Facility.
Comments Due: September 9, 2026
See Also - Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 3d
34-106128 SR-NYSE-2026-37 Notice of Filing of a Proposed Rule Change to Amend Sections 303A.00 and 303A.07 of the NYSE Listed Company Manual
Comments Due: September 8, 2026
View Received Comments
See Also - Exhibit 5
34-106126 SR-NYSE-2026-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 7.31, 7.35, and 7.35B
Comments Due: September 8, 2026
See Also - Exhibit 5
34-106108 SR-PEARL-2026-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule Regarding the Routing Fee Table
Comments Due: September 8, 2026
See Also - Exhibit 5
34-106107 SR-EMERALD-2026-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule Regarding the Routing Fee Table
Comments Due: September 8, 2026
See Also - Exhibit 5
34-106105 SR-SAPPHIRE-2026-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule Regarding the Routing Fee Table
Comments Due: September 8, 2026
See Also - Exhibit 5
34-106091 SR-MIAX-2026-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Volume Thresholds for the Priority Customer Rebate Program
Comments Due: September 8, 2026
See Also - Exhibit 5
34-106103 SR-MIAX-2026-33 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Regarding the Routing Fee Table
Comments Due: September 8, 2026
See Also - Exhibit 5
34-106080 SR-OCC-2026-008 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules to Establish a Procedures-Based Approach for Determining Product Eligibility During Overnight or Extended Trading Sessions Utilizing Its Cu...
Comments Due: September 8, 2026
See Also - Exhibit 3, Exhibit 5A, Exhibit 5B
34-106083 SR-CboeBZX-2026-063 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: September 8, 2026
See Also - Exhibit 5
34-106078 SR-CBOE-2026-068 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: September 8, 2026
See Also - Exhibit 5
34-106095 SR-PEARL-2026-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Certain Fees and Rebates Applicable to Transactions in Non-Penny Classes for Certain Origins
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106093 SR-SAPPHIRE-2026-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions, and Establish a Tiered Fee...
Comments Due: September 8, 2026
See Also - Exhibit 5
34-106075 SR-NYSEAMER-2026-72 Notice of Filing and Immediate Effectiveness of Proposed Change to Introduce the New One-Minute Interval Intra-Day Report
Comments Due: September 4, 2026