Notice

Release Number SEC Issue Date File Number Details
34-104267 SR-OPRA-2025-02 Notice of Filing and Immediate Effectiveness of Proposed Amendment to Modify the OPRA Fee Schedule Regarding Certain Direct Access Connectivity Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 1
34-104268 4-443 Notice of Filing of Proposed Amendment to Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Create a Forum for Discussion...
View Received Comments
34-104266 SR-PHLX-2025-60 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104265 SR-CboeEDGX-2025-081 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104261 SR-BX-2025-027 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104264 SR-GEMX-2025-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104263 SR-MRX-2025-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104262 SR-ISE-2025-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104258 SR-NYSEAMER-2025-65 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104259 SR-NASDAQ-2025-089 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104257 SR-24X-2025-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Dates in the Warrant Performance Incentive Program
Comments Due: 21 days after date of publication in the Federal Register.
34-104252 SR-NASDAQ-2025-037 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 5703 to Permit the Generic Listing and Trading of Class Exchange-Traded Fund Shares
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-104247 SR-CboeBZX-2025-076 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 14.11(n) to Permit the Generic Listing and Trading of Class Exchange-Traded Fund Shares
View Received Comments
34-104249 SR-FICC-2025-022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the FICC Rules to Align with Exchange Act Rule 17ad-26
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104248 SR-DTC-2025-016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Rules to Align with Exchange Act Rule 17ad-26
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104250 SR-NSCC-2025-015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSCC Rules to Align with Exchange Act Rule 17ad-26
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104245 SR-CBOE-2025-081 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 to Adopt a Wide Market Protection Mechanism
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104246 SR-MEMX-2025-32 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Rule 13.4(a) to Reflect the Operation of 24X Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104244 SR-NYSENAT-2025-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104242 SR-CboeBZX-2025-142 Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(d) to Permit an Intermarket Sweep Order Containing a Time-in-Force other than IOC to be Entered as a Non-Displayed Order
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104243 SR-NYSEARCA-2025-77 Notice of Filing of Proposed Rule Change to List and Trade Shares of the T. Rowe Price Active Crypto ETF under NYSE Arca Rule 8.201-E (Non-Generic) Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
34-104240 SR-LTSE-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Co-Lead Incentive
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104237 SR-NYSEARCA-2025-75 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104239 SR-NYSE-2025-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104235 SR-ISE-2025-26 Notice of Filing of Proposed Rule Change to Amend the Position and Exercise Limits for IBIT Options and FLEX Trading
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
See Also - Exhibit 5
34-104232 4-618 Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc....
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-104231 SR-PHLX-2025-54 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule Equity 7, Section 3 (Nasdaq PSX Fees) to Establish Port and Disaster Recovery Fees for Newly Added CORE FIX Entry Ports and Remove the Temporary Fee Waiver Language...
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104229 SR-BX-2025-023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule Equity 7, Section 115 to establish port and disaster recovery fees for CORE FIX Order entry ports, amend Rule Equity 7, Section 130 to waive the BX testing facility fee...
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104228 SR-CBOE-2025-070 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.1
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104227 SR-CBOE-2025-071 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.1
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104225 SR-BOX-2025-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5020 (Criteria for Underlying Securities) to Adopt Listing Criteria for Options on Commodity-Based Trust Shares
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104222 SR-BOX-2025-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the QOO and FOO Order Rebate in Section V. (Manual Transaction Fees) of the Fee Schedule for Trading on the BOX Options Market LLC Facility
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104221 SR-IEX-2025-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning the Supplemental Market Quality Program
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104224 SR-MEMX-2025-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104223 SR-24X-2025-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Fees and Rebates Applicable to Members of the Exchange
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104217 SR-CBOE-2025-073 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.22 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104216 SR-CboeBZX-2025-140 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104219 SR-MIAX-2025-45 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 1703, Consolidated Audit Trail Compliance Rule – Industry Member Data Reporting
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104218 SR-CboeEDGX-2025-079 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104215 SR-CboeBYX-2025-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104213 SR-CboeEDGA-2025-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104210 SR-BOX-2025-12 Notice of Deemed Approval of Various Proposed Rule Changes
File Nos.: SR-BOX-2025-12, CBOE-2025-014, SR-CboeBYX-2025-007, SR-CboeBZX-2025-034, SR-CboeEDGX-2025-018, SR-ISE-2025-08, SR-MIAX-2025-07, SR-NYSE-2025-34, SR-NYSEAMER-2025-07, SR-NYSEAMER-2025-55, SR-NYSEARCA-2025-16, SR-NYSEARCA-2025-63, SR-NYSENAT-2025-19, SR-NYSETEX-2025-28, SR-PEARL-2025-08, SR-SAPPHIRE-2025-12 View Received Comments
34-104214 SR-BOX-2025-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 16030 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104208 SR-PEARL-2025-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104207 SR-IEX-2025-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Displayed Liquidity Adding Rebate Tiers
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104209 SR-NYSE-2025-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.5
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104211 SR-CboeEDGX-2025-075 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the One-Minute Interval Intraday Open-Close Report
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104198 SR-SAPPHIRE-2025-39 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Establish Fees and Rebates for the Trading Floor of the MIAX Sapphire Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104206 SR-MX2-2025-04 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Rule 11.6 to Clarify the Handling of Orders with a Post Only Instruction
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104205 SR-GEMX-2025-28 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104197 SR-CboeEDGA-2025-031 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.6(s)(1), Round Lot, to Conform with the Amendment to the Definition of Round Lot under Rule 600 of Regulation NMS
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104204 SR-PHLX-2025-58 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104196 SR-CboeEDGX-2025-078 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.6(s)(1), Round Lot, to Conform with the Amendment to the Definition of Round Lot Under Rule 600 of Regulation NMS
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104200 SR-ISE-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104199 SR-MRX-2025-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104203 SR-NASDAQ-2025-086 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
See Also - Exhibit 5
34-104201 SR-BX-2025-026 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104194 SR-IEX-2025-28 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rule 11.180, Units of Trading, to Conform to Rule 600 of Regulation NMS
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104191 SR-CboeBYX-2025-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.10, Units of Trading, to Conform with the Amendment to the Definition of Round Lot under Rule 600 of Regulation NMS
Comments Due: December 11, 2025
See Also - Exhibit 5
34-104193 SR-FICC-2025-019 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a “Done-Away”...
Comments Due: December 5, 2025
View Received Comments
34-104192 SR-CboeBZX-2025-137 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.10, Units of Trading, and Exchange Rule 14.1(a)(26), Definitions, to Conform with the Amendment to the Definition of Round Lot Under Rule 600 of Regulation NM
Comments Due: December 11, 2025
See Also - Exhibit 5
34-104189 SR-LTSE-2025-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule 11.410(a)
Comments Due: December 11, 2025
See Also - Exhibit 5
34-104188 SR-CboeBZX-2025-139 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: December 11, 2025
See Also - Exhibit 5
34-104190 4-757 Notice of Filing and Immediate Effectiveness of the First Amendment to the Limited Liability Company Agreement of CT Plan LLC
Comments Due: December 11, 2025
View Received Comments
34-104187 SR-CboeEDGA-2025-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: December 11, 2025
See Also - Exhibit 5
34-104186 SR-CboeEDGX-2025-080 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: December 11, 2025
See Also - Exhibit 5
34-104181 SR-NASDAQ-2025-088 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Additional Incentive Provided to Qualified Market Makers in Equity 7, Section 114(e) and to Introduce a New Credit for Non-Displayed Midpoint Quotes/Orders under...
Comments Due: December 10, 2025
See Also - Exhibit 5
34-104179 4-698 Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment, as modified by Amendment No. 1, to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Customer and Account Information System
View Received Comments
34-104173 Notice of Designation of a Longer Period for Commission Action on Pending Proposed Rule Changes and on Proceedings to Determine Whether to Approve or Disapprove Pending Proposed Rule Changes
File Nos.: SR-BSECC-2025-001, SR-BX-2025-024, SR-CboeEDGX-2025-072, SR-CboeBZX-2025-059, SR-CboeBZX-2025-069, SR-CboeBZX-2025-141, SR-CBOE-2025-068, SR-CBOE-2025-069, SR-CBOE-2025-074, SR-CBOE-2025-075, SR-CBOE-2025-076, SR-CBOE-2025-077, SR-CBOE-2025-078, SR-CBOE-2025-079, SR-CBOE-2025-080, SR-FICC-2025-021, SR-GEMX-2025-27, SR-ISE-2025-15, SR-ISE-2025-30, SR-ISE-2025-31, SR-LCH SA-2025-008, SR-MSRB-2025-02, SR-MRX-2025-23, SR-NASDAQ-2025-037, SR-NASDAQ-2025-072, SR-NASDAQ-2025-080, SR-NASDAQ-2025-085, SR-OCC-2025-017, SR-OCC-2025-018, SR-Phlx-2025-50, SR-Phlx-2025-56, SR-SCCP-2025-01
34-104161 SR-CboeBZX-2025-141 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the GraniteShares 4x Long Russell 1000 Daily ETF and the GraniteShares 4x Short Russell 1000 Daily ETF, each a Series of GraniteShares ETP Trust (the “Trust”), Under Rule 14.11(f)(4)..
Comments Due: October 24, 2025
34-104160 SR-CBOE-2025-079 Notice of Filing of a Proposed Rule Change to Amend Rule 5.1(c) (Global Trading Hours)
Comments Due: October 24, 2025
See Also - Exhibit 5
34-104159 SR-CBOE-2025-074 Notice of Filing of a Proposed Rule Change to Amend Functionality Relating to the Processing of Auction Responses
Comments Due: October 24, 2025
See Also - Exhibit 5
34-104154 SR-MSRB-2025-02 Notice of Filing of a Proposed Rule Change to Amend MSRB Rules A-11 and A-13 Pursuant to a Multi-Year Rate Card and to Make Related Technical Amendments
Comments Due: October 24, 2025
View Received Comments
See Also - Exhibit 5
34-104156 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 24, 2025
See Also - Exhibit 5
34-104157 SR-CBOE-2025-075 Notice of Filing of a Proposed Rule Change to Amend Rule 5.4
Comments Due: October 24, 2025
See Also - Exhibit 5
34-104153 SR-CboeEDGX-2025-072 Notice of Filing of a Proposed Rule Change to Modify Rule 11.21 to Adopt a Retail Price Improvement Program and Modify Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) in Order to Describe the Behavior of Orders Containing a Non-Displayed Instruction
Comments Due: October 24, 2025
See Also - Exhibit 5
34-104155 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 24, 2025
See Also - Exhibit 5
34-104150 SR-MRX-2025-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3
Comments Due: October 23, 2025
See Also - Exhibit 5
34-104149 SR-NASDAQ-2025-079 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Nasdaq Pricing Schedule at Equity 7, Section 114
Comments Due: October 23, 2025
34-104148 SR-NASDAQ-2025-085 Notice of Filing of Proposed Rule Change to List and Trade Shares of iShares Bitcoin Premium Income ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: October 23, 2025
34-104130 SR-NASDAQ-2025-082 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend iShares Bitcoin Trust and iShares Ethereum Trust
Comments Due: October 22, 2025
34-104127 SR-NYSENAT-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104126 SR-NYSETEX-2025-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104129 SR-CboeBZX-2025-134 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104124 SR-NYSEARCA-2025-70 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104128 SR-Phlx-2025-55 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104118 SR-GEMX-2025-27 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104122 SR-NYSEAMER-2025-59 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104121 SR-NYSE-2025-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104120 SR-MRX-2025-23 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104115 SR-ISE-2025-31 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104110 SR-BX-2025-024 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104105 SR-CboeBZX-2025-135 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fidelity Wise Origin Bitcoin Fund, VanEck Bitcoin ETF, 21Shares Ethereum ETF, Fidelity Ethereum Fund, and the VanEck Ethereum ETF, Shares of which were Approved...
Comments Due: October 22, 2025
34-104111 SR-OCC-2025-018 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit Requirements Among Its Clearing Members to Better Align the Allocation with The Sizing of The Clearing Fund so Stress...
Comments Due: October 22, 2025
See Also - Exhibit 3, Exhibit 5A, Exhibit 5B, Exhibit 5C
34-104106 SR-OCC-2025-016 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Revisions to OCC’s Schedule of Fees Effective November 1, 2025, to Implement a Decrease in Certain Clearing Fees.
Comments Due: October 22, 2025
See Also - Exhibit 3, Exhibit 5
34-104104 SR-OCC-2025-017 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning
Comments Due: October 22, 2025
See Also - Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5A, Exhibit 5B
34-104103 SR-NYSEARCA-2025-74 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bitwise Ethereum ETF Shares
Comments Due: October 22, 2025
34-104101 SR-NYSEARCA-2025-73 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF
Comments Due: October 21, 2025
34-104100 4-698 Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of NYSE Chicago, Inc. to NYSE Texas, Inc.
View Received Comments
34-104109 SR-Phlx-2025-56 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc
Comments Due: October 22, 2025
See Also - Exhibit 5