34-104161
Sept. 30, 2025
SR-CboeBZX-2025-141
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the GraniteShares 4x Long Russell 1000 Daily ETF and the GraniteShares 4x Short Russell 1000 Daily ETF, each a Series of GraniteShares ETP Trust (the “Trust”), Under Rule 14.11(f)(4)..
Comments Due: 21 days after date of publication in the Federal Register .
34-104160
Sept. 30, 2025
SR-CBOE-2025-079
Notice of Filing of a Proposed Rule Change to Amend Rule 5.1(c) (Global Trading Hours)
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104159
Sept. 30, 2025
SR-CBOE-2025-074
Notice of Filing of a Proposed Rule Change to Amend Functionality Relating to the Processing of Auction Responses
Comments Due: 21 days after publication in the Federal Register
See Also -
Exhibit 5
34-104154
Sept. 30, 2025
SR-MSRB-2025-02
Notice of Filing of a Proposed Rule Change to Amend MSRB Rules A-11 and A-13 Pursuant to a Multi-Year Rate Card and to Make Related Technical Amendments
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104156
Sept. 30, 2025
SR-BSECC-2025-001
Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104157
Sept. 30, 2025
SR-CBOE-2025-075
Notice of Filing of a Proposed Rule Change to Amend Rule 5.4
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104153
Sept. 30, 2025
SR-CboeEDGX-2025-072
Notice of Filing of a Proposed Rule Change to Modify Rule 11.21 to Adopt a Retail Price Improvement Program and Modify Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) in Order to Describe the Behavior of Orders Containing a Non-Displayed Instruction
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104155
Sept. 30, 2025
SR-SCCP-2025-01
Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104150
Sept. 30, 2025
SR-MRX-2025-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104149
Sept. 30, 2025
SR-NASDAQ-2025-079
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Nasdaq Pricing Schedule at Equity 7, Section 114
Comments Due: 21 days after date of publication in the Federal Register.
34-104148
Sept. 30, 2025
SR-NASDAQ-2025-085
Notice of Filing of Proposed Rule Change to List and Trade Shares of iShares Bitcoin Premium Income ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: 21 days after date of publication in the Federal Register .
34-104130
Sept. 29, 2025
SR-NASDAQ-2025-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend iShares Bitcoin Trust and iShares Ethereum Trust
Comments Due: October 22, 2025
34-104127
Sept. 29, 2025
SR-NYSENAT-2025-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104126
Sept. 29, 2025
SR-NYSETEX-2025-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104129
Sept. 29, 2025
SR-CboeBZX-2025-134
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104124
Sept. 29, 2025
SR-NYSEARCA-2025-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104128
Sept. 29, 2025
SR-Phlx-2025-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104118
Sept. 29, 2025
SR-GEMX-2025-27
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104122
Sept. 29, 2025
SR-NYSEAMER-2025-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104121
Sept. 29, 2025
SR-NYSE-2025-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104120
Sept. 29, 2025
SR-MRX-2025-23
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104115
Sept. 29, 2025
SR-ISE-2025-31
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104110
Sept. 26, 2025
SR-BX-2025-024
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104105
Sept. 26, 2025
SR-CboeBZX-2025-135
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fidelity Wise Origin Bitcoin Fund, VanEck Bitcoin ETF, 21Shares Ethereum ETF, Fidelity Ethereum Fund, and the VanEck Ethereum ETF, Shares of which were Approved...
Comments Due: October 22, 2025
34-104111
Sept. 26, 2025
SR-OCC-2025-018
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit Requirements Among Its Clearing Members to Better Align the Allocation with The Sizing of The Clearing Fund so Stress...
Comments Due: October 22, 2025
See Also -
Exhibit 3 , Exhibit 5A , Exhibit 5B , Exhibit 5C
34-104106
Sept. 26, 2025
SR-OCC-2025-016
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Revisions to OCC’s Schedule of Fees Effective November 1, 2025, to Implement a Decrease in Certain Clearing Fees.
Comments Due: October 22, 2025
See Also -
Exhibit 3 , Exhibit 5
34-104104
Sept. 26, 2025
SR-OCC-2025-017
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning
Comments Due: October 22, 2025
See Also -
Exhibit 3A , Exhibit 3B , Exhibit 3C , Exhibit 5A , Exhibit 5B
34-104103
Sept. 26, 2025
SR-NYSEARCA-2025-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bitwise Ethereum ETF Shares
Comments Due: October 22, 2025
34-104101
Sept. 26, 2025
SR-NYSEARCA-2025-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF
Comments Due: October 21, 2025
34-104100
Sept. 26, 2025
4-698
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of NYSE Chicago, Inc. to NYSE Texas, Inc.
Comments Due: October 21, 2025
View Received Comments
34-104109
Sept. 26, 2025
SR-Phlx-2025-56
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104108
Sept. 26, 2025
SR-NASDAQ-2025-080
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104107
Sept. 26, 2025
SR-ISE-2025-30
Notice of Filing of Proposed Rule Change to Adopt Listing Criteria for Options on a Commodity-Based Trust that Holds Multiple Crypto Assets
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104099
Sept. 26, 2025
SR-OCC-2025-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning amendments to its Risk Management Framework (“RMF”), Third-Party Risk Management Framework (“TPRMF”), and Default Management Policy (“DMP”)
Comments Due: October 21, 2025
See Also -
Exhibit 5A , Exhibit 5B , Exhibit 5C
34-104089
Sept. 26, 2025
SR-OCC-2025-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s By-Laws and Rules to Remove the Numerical Designation of Paragraphs in those Articles of the By-Laws and Sections...
Comments Due: October 21, 2025
See Also -
Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E
34-104098
Sept. 26, 2025
SR-24X-2025-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Limited Liability Agreement of 24X US Holdings LLC regarding the Warrant Performance Incentive Program
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104091
Sept. 26, 2025
SR-FICC-2025-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GSD Rule 42 (Suspension of Rules) and MBSD Rule 33 (Suspension of Rules in Emergency Circumstances)
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104097
Sept. 26, 2025
SR-FINRA-2025-005
Notice of Partial Amendment No. 1 to Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules
Comments Due: October 21, 2025
View Received Comments
34-104095
Sept. 26, 2025
SR-DTC-2025-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Underwriting Service Guide and Operational Arrangements
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104096
Sept. 26, 2025
SR-DTC-2025-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Amend DTC Rule 18 (Waiver or Suspension of Rules and Procedures)
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104094
Sept. 26, 2025
SR-NSCC-2025-013
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the CNS Fails Charge in the NSCC Rules
34-104088
Sept. 26, 2025
SR-NSCC-2025-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSCC Rule 22 (Suspension of Rules)
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104090
Sept. 26, 2025
SR-ISE-2025-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NDX Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104093
Sept. 26, 2025
SR-GEMX-2025-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NDX Pricing
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104086
Sept. 26, 2025
SR-24X-2025-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Hours of Operation of the Exchange
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104092
Sept. 26, 2025
SR-Phlx-2025-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NDX Pricing
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104085
Sept. 26, 2025
SR-FICC-2025-019
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing...
View Received Comments
34-104084
Sept. 26, 2025
SR-FICC-2025-021
Notice of Filing of Proposed Rule Change to Modify the GSD Rulebook Relating to a New Service Offering Called the ACS Triparty Service
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104087
Sept. 26, 2025
SR-BOX-2025-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Bylaws
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104083
Sept. 26, 2025
SR-CboeEDGA-2025-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 13.4(a)
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104082
Sept. 26, 2025
SR-24X-2025-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Monthly Fees for Proprietary Market Data Feeds
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104081
Sept. 26, 2025
SR-24X-2025-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Connectivity Fees
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104080
Sept. 25, 2025
SR-CboeBYX-2025-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 11.26(a)
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104077
Sept. 25, 2025
SR-CboeEDGX-2025-074
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 13.4(a)
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104076
Sept. 25, 2025
SR-CBOE-2025-069
Notice of Filing of a Proposed Rule Change to Amend Rule 5.4 to Change the Minimum Increment for Options on the Cboe Magnificent 10 Index
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104079
Sept. 25, 2025
SR-CboeBZX-2025-132
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 11.26(a)
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104075
Sept. 25, 2025
SR-ISE-2025-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104074
Sept. 25, 2025
SR-NASDAQ-2025-032
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust...
Comments Due: August 19, 2025. Rebuttal Comments Due: September 2, 2025.
View Received Comments
34-104063
Sept. 25, 2025
SR-NYSEARCA-2025-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104073
Sept. 25, 2025
SR-NASDAQ-2025-030
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity-...
Comments Due: on or before August 5, 2025. Rebuttal comments should be submitted by August 19, 2025.
View Received Comments
34-104078
Sept. 25, 2025
SR-OCC-2025-013
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Concerning Certain Revisions in Connection with Proposed Modifications to the Manner in which OCC Accounts for the Guaranty Substitution Payment in OCC’s Liquidity...
34-104072
Sept. 25, 2025
SR-CboeBZX-2025-128
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104071
Sept. 25, 2025
SR-MRX-2025-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104060
Sept. 25, 2025
SR-IEX-2025-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Establish a Fee for Real-time Access to DEEP+
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104068
Sept. 25, 2025
SR-CboeBZX-2025-120
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Canary Staked SEI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-104059
Sept. 25, 2025
SR-CboeEDGA-2025-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104069
Sept. 25, 2025
SR-CboeBZX-2025-053
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary SUI ETF under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)
34-104067
Sept. 25, 2025
SR-CboeBZX-2025-115
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Canary Staked INJ ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-104066
Sept. 25, 2025
SR-GEMX-2025-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104055
Sept. 25, 2025
SR-CboeBZX-2025-133
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One Sum
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104065
Sept. 25, 2025
SR-NYSETEX-2025-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104062
Sept. 25, 2025
SR-NYSEAMER-2025-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104064
Sept. 25, 2025
SR-NYSENAT-2025-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104061
Sept. 25, 2025
SR-NYSE-2025-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104050
Sept. 25, 2025
SR-SAPPHIRE-2025-32
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 527
Comments Due: September 24, 2025
34-104058
Sept. 25, 2025
SR-NASDAQ-2025-069
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in China
View Received Comments
34-104047
Sept. 25, 2025
SR-NASDAQ-2025-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 7, Section 3 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104057
Sept. 25, 2025
SR-NASDAQ-2025-068
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify Certain Initial and Continued Listing Requirements
View Received Comments
34-104056
Sept. 25, 2025
SR-MRX-2025-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104053
Sept. 25, 2025
SR-24X-2025-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Temporary Exemption from the Ownership and Voting Limitations in the Limited Liability Agreement of 24X Bermuda Holdings LLC
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104046
Sept. 25, 2025
SR-NASDAQ-2025-066
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Initial Listing Requirements for de-SPAC Transactions
34-104052
Sept. 25, 2025
SR-NASDAQ-2025-065
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Price of Greater Than $0.10 For Ten Consecutive
34-104054
Sept. 25, 2025
SR-CboeBYX-2025-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104048
Sept. 25, 2025
SR-CboeEDGX-2025-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104049
Sept. 25, 2025
SR-Phlx-2025-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Data Feed Descriptions and Fees
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104045
Sept. 25, 2025
SR-CboeEDGX-2025-077
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One ...
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104042
Sept. 25, 2025
SR-NYSE-2025-28
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Rules 7.35A and 7.35C, NYSE American Rule 7.35E, NYSE Texas Rule 7.35, and NYSE Arca Rule 7.35-E
File Nos.:
SR-NYSE-2025-28, SR-NYSEAMER-2025-47, SR-NYSETEX-2025-24, SR-NYSEARCA-2025-60
34-104043
Sept. 25, 2025
SR-CboeEDGA-2025-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: October 21, 2025
See Also -
Exhibit 5
34-104044
Sept. 25, 2025
SR-CTA/CQ-2025-02
Notice of Filing and Immediate Effectiveness of the Thirty-Ninth Amendment to the Second Restatement of the CTA Plan and Thirtieth Amendment to the Restated CQ Plan
Comments Due: 21 days after date of publication in the Federal Register .
34-104041
Sept. 25, 2025
S7-24-89
Notice of Filing and Immediate Effectiveness of the Fifty-Fourth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Trade
Comments Due: October 21, 2025
34-104038
Sept. 24, 2025
SR-Phlx-2025-50
Notice of Filing of Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options
Comments Due: October 20, 2025
See Also -
Exhibit 5
34-104034
Sept. 24, 2025
SR-Phlx-2025-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: October 20, 2025
See Also -
Exhibit 5
34-104037
Sept. 24, 2025
SR-CboeBZX-2025-130
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23 to Introduce an Option for an Exchange-Traded Product (“ETP”) Eligible to Participate in an Initial Public Offering (“IPO”) Auction to Elect to Commence Trading...
Comments Due: October 20, 2025
See Also -
Exhibit 5
34-104031
Sept. 24, 2025
SR-Phlx-2025-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Pricing for New Functionality
Comments Due: October 20, 2025
See Also -
Exhibit 5
34-104036
Sept. 24, 2025
SR-NASDAQ-2025-075
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a New Supplemental Credit for Displayed Quotes/Orders Under Equity 7, Section 118(a)(1)
Comments Due: October 20, 2025
See Also -
Exhibit 5
34-104040
Sept. 24, 2025
SR-PEARL-2025-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: October 20, 2025
See Also -
Exhibit 5
34-104035
Sept. 24, 2025
SR-MIAX-2025-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: October 20, 0025
See Also -
Exhibit 5
34-104030
Sept. 24, 2025
SR-MX2-2025-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC
Comments Due: October 20, 2025
See Also -
Exhibit 5
34-104039
Sept. 24, 2025
SR-DTC-2025-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decommission the Initial Public Offering Tracking System
Comments Due: October 20, 2025
See Also -
Exhibit 3 , Exhibit 5
34-104033
Sept. 24, 2025
SR-NASDAQ-2025-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Hashdex Nasdaq Crypto Index US ETF
Comments Due: 21 days after date of publication in the Federal Register .