Notice

Release Number SEC Issue Date File Number Details
34-106503 SR-MX2-2026-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Monthly Review of Professional Orders
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106502 SR-NYSE-2026-37 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Sections 303A.00 and 303A.07 of the NYSE Listed Company Manual
View Received Comments
34-106498 SR-FICC-2026-007 Notice of Filing of Partial Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade...
Comments Due: 15 days after date of publication in the Federal Register.
Rebuttal Comments Due: 21 days after date of publication in the Federal Register. 
View Received Comments
34-106496 SR-NasdaqTX-2026-044 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106494 SR-LTSE-2026-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.350 Regarding Information Circular Requirements
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106492 SR-ISE-2026-50 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: 21 days after date of publication in the Federal Register
See Also - Exhibit 5
34-106491 SR-MRX-2026-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106490 SR-GEMX-2026-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106489 SR-Phlx-2026-57 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106488 SR-NASDAQ-2026-077 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106487 SR-BOX-2026-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5050 to Amend the Short Term Option Series Program with Respect to Qualifying Securities
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
See Also - Exhibit 5
34-106486 SR-DTC-2026-010 Notice of Filing of Proposed Rule Change to Establish and Implement AnnounceDirect for the Submission of Corporate Action Announcements
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106482 SR-PEARL-2026-40 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2621 (Clearly Erroneous Executions)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106483 SR-TXSE-2026-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related To Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail f...
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106481 SR-CBOE-2026-077 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Bitcoin U.S. ETF Index Options (“CBTX”) and Cboe Mini Bitcoin U.S. ETF Index Options (“MBTX”) Standard Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106480 SR-IEX-2026-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Establish a Fee Schedule for Certain Non-Transaction Fees Applicable to Participants Trading Options Contracts on and Products and Services t...
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
See Also - Exhibit 5
34-106479 SR-MX2-2026-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt Transaction Fees and Rebates, Routing Fees, and Definitions
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106478 SR-NYSEAMER-2026-87 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Amend the Exchange’s Port Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106477 SR-NYSEARCA-2026-100 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Amend the Exchange’s Port Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106466 SR-NYSE-2026-45 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18
Comments Due: October 16, 2026
See Also - Exhibit 5
34-106464 SR-NYSETEX-2026-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Texas Article 6, Rule 13
Comments Due: October 16, 2026
See Also - Exhibit 5
34-106463 SR-NYSENAT-2026-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE National Rule 2.1210
Comments Due: October 16, 2026
See Also - Exhibit 5
34-106461 SR-NYSEAMER-2026-85 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend NYSE American Rule 2.1210
Comments Due: October 16, 2026
See Also - Exhibit 5
34-106465 SR-NYSEARCA-2026-98 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Modify the Broker QCC Credit and Manual Billable Rebate Program
Comments Due: October 16, 2026
See Also - Exhibit 5
34-106462 SR-NYSEARCA-2026-96 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 2.1210
Comments Due: October 16, 2026
See Also - Exhibit 5
34-106460 SR-NYSE-2026-44 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 1210
Comments Due: October 16, 2026
See Also - Exhibit 5
34-106448 SR-ISE-2026-42 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Criteria for Underlying Securities
34-106450 SR-TXSE-2026-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Orders During a Regulatory Halt and Certain Aspects of the Exchange’s IPO Auctions, Halt Auctions, and Volatility Closing Auctions
Comments Due: October 15, 2026
See Also - Exhibit 5
34-106444 SR-CBOE-2026-024 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Accommodate Stop-Limit Complex Orders and to Establish Stop Complex Order Auctions as a New Type...
34-106442 SR-NYSETEX-2026-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10 Clearly Erroneous Executions
Comments Due: October 15, 2026
See Also - Exhibit 5
34-106441 SR-NYSENAT-2026-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10 Clearly Erroneous Executions
Comments Due: October 15, 2026
See Also - Exhibit 5
34-106443 SR-COIN-2026-001 Notice of Filing of a Proposed Rule Change Relating to Customer Margin Requirements for Security Futures Products
Comments Due: October 15, 2026
See Also - Exhibit 5
34-106415 SR-CboeEDGA-2026-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13(a) to Replace the Term “registered clearing agency” With “Qualified Clearing Agency” and Clarify That a Non-Member May Act as a Clearing Firm
Comments Due: October 14, 2026
See Also - Exhibit 5
34-106414 SR-CboeBZX-2026-076 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.15(a) to Clarify That a Non-Member May Act as a Clearing Firm
Comments Due: October 14, 2026
See Also - Exhibit 5
34-106422 SR-KALSHIEX-2026-02 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products
Comments Due: October 14, 2026
See Also - Exhibit 4
34-106412 SR-CboeEDGX-2026-061 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13(a) to Replace the Term “registered clearing agency” with “Qualified Clearing Agency;” Clarify That a Non-Member May Act as a Clearing Firm; and Require That a...
Comments Due: October 14, 2026
See Also - Exhibit 5
34-106421 SR-BTNL-2026-001 Notice of a Filing of a Proposed Rule Change Relating to Security Futures Product Listing Standards, Customer Margin and Related Rules
Comments Due: October 14, 2026
See Also - Exhibit 4
34-106411 SR-CboeBYX-2026-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.15(a) to Clarify That a Non-Member May Act as a Clearing Firm
Comments Due: October 14, 2026
34-106420 SR-COIN-2026-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Adoption of Coinbase Derivatives, LLC’s Rules Governing Cash Settled Futures on Individual Equity Securities and Exchange-Traded Fund Shares, Including Perpetual...
Comments Due: October 14, 2026
View Received Comments
See Also - Exhibit 4
34-106410 SR-FINRA-2026-020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Implementation Schedule of Amendments to Schedule A to the FINRA By-Laws Adopted in SR-FINRA-2024-019 as Modified in SR-FINRA-2025-007
Comments Due: October 14, 2026
See Also - Exhibit 3, Exhibit 5
34-106409 SR-FINRA-2026-021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Pause Assessment of the Trading Activity Fee
Comments Due: October 14, 2026
See Also - Exhibit 5
34-106419 SR-NYSEARCA-2026-97 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10-E Clearly Erroneous Executions
Comments Due: October 14, 2026
See Also - Exhibit 5
34-106407 SR-NYSE-2026-46 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10 Clearly Erroneous Executions
Comments Due: October 13, 2026
See Also - Exhibit 5
34-106406 SR-Phlx-2026-56 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options 10, Section 27, Influencing or Rewarding Employees of Others
Comments Due: October 13, 2026
34-106403 SR-C2-2026-026 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule for Step Up Mechanism Auctions
Comments Due: October 13, 2026
See Also - Exhibit 5
34-106397 SR-NasdaqTX-2026-042 Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Exchange’s Rules at Equity 1 and Equity 4 to Enable the Exchange to Become a Primary Listing Venue
Comments Due: October 13, 2026
See Also - Exhibit 5
34-106391 SR-OCC-2026-007 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning the Payment of Interest on Margin Cash.
Comments Due: October 13, 2026
34-106392 4-698 Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail to Add MX2 LLC as a Participant
Comments Due: October 9, 2026
View Received Comments
34-106390 SR-IEX-2026-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Address Internal Inconsistencies in Rule 22.260 in Advance of the Launch of IEX Options
Comments Due: October 13, 2026
See Also - Exhibit 5
34-106387 SR-MRX-2026-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2, Section 3, Appointment of Market Makers
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106386 SR-GEMX-2026-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2, Section 3, Appointment of Market Makers
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106380 SR-NYSE-2026-43 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours...
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106384 SR-CboeEDGX-2026-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 11.1, 11.6, 11.7, and 11.8 to Add a New Time-in-Force Designation Known as “Regular ‘til Post Market”
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106379 SR-NYSEAMER-2026-83 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.12E Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours ...
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106382 SR-CboeEDGX-2026-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106378 SR-NYSEARCA-2026-94 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.12-E Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Expansion of Trading Hours to 23 Hours Per Day, 5...
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106377 SR-NYSENAT-2026-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours P...
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106376 SR-NYSETEX-2026-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours P...
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106375 SR-PEARL-2026-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2628 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours Per
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106374 SR-NASDAQ-2026-074 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules at Options 7, Sections 1 and 2
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106373 SR-CboeEDGA-2026-028 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106371 SR-MX2-2026-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt the Framework of the Exchange's Initial Fee Schedule and Establish an Options Regulatory Fee (“ORF”)
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106370 SR-NYSEARCA-2026-93 Notice of Filing of a Proposed Rule Change to Permit the Listing of Binary KPI Options
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106369 SR-CboeBYX-2026-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106368 SR-CboeBZX-2026-074 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106367 SR-NYSEAMER-2026-82 Notice of Filing of a Proposed Rule Change to Permit the Listing of Binary KPI Options
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106356 SR-NYSE-2026-41 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.18 Regarding Trading Halts
Comments Due: October 9, 2026
See Also - Exhibit 5
34-106351 SR-24X-2026-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend 24X Rule 8.1(d) to Clarify Certain Disciplinary Functions by FINRA’s Office of Disciplinary Affairs
Comments Due: October 8, 2026
See Also - Exhibit 5
34-106347 SR-NYSEAMER-2026-81 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.18E Regarding Initial Listing Regulatory Halts
Comments Due: October 8, 2026
See Also - Exhibit 5
34-106348 SR-NYSEAMER-2026-17 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Sections 1003 and 1009 of the NYSE American Company Guide
View Received Comments
34-106346 SR-NYSEARCA-2026-91 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: October 8, 2026
See Also - Exhibit 5
34-106343 SR-TXSE-2026-028 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: October 7, 2026
See Also - Exhibit 5
34-106341 SR-IEX-2026-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Provide that Extranet Providers, in Addition to Data Subscribers, Are also Eligible to Earn the External Distribution Rebate by Enlisting New...
Comments Due: October 7, 2026
See Also - Exhibit 5
34-106337 SR-Phlx-2026-55 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce Conforming Changes to Nasdaq Phlx Rules in Connection with the Establishment of Fees for Nasdaq TotalView Plus and Nasdaq Basic Plus
Comments Due: October 7, 2026
See Also - Exhibit 5
34-106336 SR-NASDAQ-2026-076 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for Nasdaq TotalView Plus and Nasdaq Basic Plus
Comments Due: October 7, 2026
See Also - Exhibit 5
34-106335 SR-NasdaqTX-2026-043 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce Conforming Changes to Nasdaq Texas Rules in Connection with the Establishment of Fees for Nasdaq TotalView Plus and Nasdaq Basic Plus by the Nasdaq Stock Exchange
Comments Due: October 7, 2026
See Also - Exhibit 5
34-106334 SR-NYSEAMER-2026-78 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend NYSE American Equities Price List and Fee Schedule
Comments Due: October 7, 2026
See Also - Exhibit 5
34-106317 SR-MIAX-2026-37 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify the Priority Customer Rebate Program Table for Certain Transactions in Complex Orders
Comments Due: October 7, 2026
See Also - Exhibit 5
34-106329 4-546 Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add Investors Exchange LLC as a Participant
Comments Due: October 6, 2026
View Received Comments
34-106328 4-546 Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add MX2 LLC as a Participant
Comments Due: October 6, 2026
View Received Comments
34-106330 SR-MEMX-2026-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments Due: October 6, 2026
See Also - Exhibit 5
34-106325 SR-ISE-2026-49 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 10, Section 27
Comments Due: October 6, 2026
34-106320 SR-CboeBYX-2026-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 11.1(a), 11.9(b), and 11.23 to Add a New Time-in-Force Designation Known as “Regular ‘til Post Market”
Comments Due: October 6, 2026
See Also - Exhibit 5
34-106323 SR-CboeBZX-2026-071 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.29 Regarding Trading Halts
Comments Due: October 6, 2026
See Also - Exhibit 5
34-106319 SR-NASDAQ-2026-073 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule Equity 7 Regarding Pricing of Ports for the Night Session
Comments Due: October 6, 2026
See Also - Exhibit 5
34-106324 SR-IEX-2026-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Timeframe to Permit Trading of Pegged Orders During Pre-Market and Post-Market Sessions
Comments Due: October 6, 2026
34-106322 SR-CboeBZX-2026-070 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 11.1(a), 11.9(b), 11.23, and 11.24 to Add a New Time-in-Force Designation Known as “Regular ‘til Post Market”
Comments Due: October 6, 2026
See Also - Exhibit 5
34-106321 SR-CboeEDGA-2026-026 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 11.1, 11.6, 11.7, and 11.8 to Add a New Time-in-Force Designation Known as “Regular ‘til Post Market”
Comments Due: October 6, 2026
See Also - Exhibit 5
34-106318 SR-FICC-2026-008 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, to Establish a Guaranty Fund at the Government Securities Division
View Received Comments
34-106316 SR-CboeBZX-2026-073 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106315 SR-NYSEAMER-2026-80 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10E, Clearly Erroneous Executions
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106314 SR-SAPPHIRE-2026-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees to Increase the Floor Market Maker Fee and Floor Broker Breakup Credit for Transactions in Non-Penny Classes
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106313 SR-CBOE-2026-076 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule and Exchange Rule 6.5
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106304 SR-NYSENAT-2026-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Partial Cabinet Solution Bundle As Part of Its Co-location Services
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106312 SR-C2-2026-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 6.5
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106300 SR-NYSE-2026-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Partial Cabinet Solution Bundle As Part of Its Co-Location Services
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106307 SR-CboeEDGA-2026-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of “Trading Platform”
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106311 SR-CboeEDGX-2026-059 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106310 SR-MEMX-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Permit Trading 23 Hours per Day, Five Days per Week
Comments Due: October 5, 2026
See Also - Exhibit 5
34-106309 SR-NASDAQ-2026-016 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck JitoSOL ETF Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
View Received Comments