Notice

Release Number SEC Issue Date File Number Details
34-105060 SR-NYSEAMER-2026-02 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Initial Listing Standards Set Forth in Sections 101 and 102 of the NYSE American Company Guide
Comments Due: February 25, 2026
34-105059 SR-GEMX-2026-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Minimum Increments
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-105057 SR-Phlx-2025-50 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options
View Received Comments
34-105056 SR-FICC-2026-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Implementation Timeframe for Enhancement of Correlation Calculation for Bond Haircut Models
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105054 SR-CBOE-2026-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Amend its Floor Booth Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105044 SR-NASDAQ-2026-018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Designated Liquidity Provider and Market Quality Supporter Programs in Equity 7, Section 114
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105043 SR-NYSEARCA-2026-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 2.4, 2.6, and 6.44-O to Eliminate Certain Outdated Publication Obligations
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105040 SR-NYSEARCA-2026-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 5.32-O, 5.35-O, and 6.8-O Regarding Options on Certain Crypto Assets
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105039 SR-CboeBYX-2026-008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rules 11.28 and 11.29 Relating the Regulatory and Operations Trading Halts, Integrate Several Definitions and Concepts from the Amended CTA/CQ Plan, Reorganize Existing...
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105037 SR-NYSEAMER-2026-18 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Exchange Rules 904, 903G, and 906G Regarding Options on Certain Crypto Assets
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105038 SR-CboeBZX-2026-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rules 11.29 and 11.30 Relating the Regulatory and Operations Trading Halts, Integrate Several Definitions and Concepts from the Amended CTA/CQ Plan, Reorganize Existing Rule 1
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105032 SR-PEARL-2026-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2613(a), Usage of Data Feeds
Comments Due: April 10, 2026
See Also - Exhibit 5
34-105026 SR-NASDAQ-2026-015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 10, 2026
See Also - Exhibit 5
34-105036 SR-NYSEAMER-2026-17 Notice of Filing of Proposed Change to Amend Section 1003 of the NYSE American Company Guide
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105033 SR-NasdaqTX-2026-005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce TNO Cross Connect, a Colocation Telecommunications Carrier Connectivity Service
Comments Due: April 10, 2026
See Also - Exhibit 5
34-105025 SR-MRX-2026-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 10, 2026
See Also - Exhibit 5
34-105035 SR-NYSE-2025-43 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01C of the NYSE Listed Company Manual
Comments Due: April, 10, 2026.
Rebuttal Comments Due: April 24, 2026
View Received Comments
See Also - Exhibit 5
34-105034 SR-NYSEAMER-2025-72 Notice of Filing of Amendment Nos. 1, 2 and 3 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Amend Sections 1003 and 1009 of the NYSE American Company..
Comments Due: April 10, 2026.
Rebuttal Comments Due: April 24, 2026.
View Received Comments
See Also - Exhibit 5
34-105030 SR-NASDAQ-2026-016 Notice of Filing of Proposed Rule Change to List and Trade Shares of the VanEck JitoSOL ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: April 10, 2026
34-105031 SR-NYSEARCA-2026-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: April 10, 2026
See Also - Exhibit 5
34-105029 SR-PHLX-2026-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 10, 2026
See Also - Exhibit 5
34-105027 SR-NasdaqTX-2026-007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 10, 2026
See Also - Exhibit 5
34-105024 SR-ISE-2026-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 10, 2026
See Also - Exhibit 5
34-105023 SR-GEMX-2026-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 10, 2026
See Also - Exhibit 5
34-105014 SR-NASDAQ-2026-014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce TNO Cross Connect, a Colocation Telecommunications Carrier Connectivity Service
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105013 SR-MRX-2026-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce TNO Cross Connect, a Colocation Telecommunications Carrier Connectivity Service
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105007 SR-GEMX-2026-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105006 SR-NASDAQ-2026-013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105019 SR-CboeBYX-2026-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt a New Fee Waiver for Eligible Internal Distributors
Comments Due: April 9, 2026
View Received Comments
See Also - Exhibit 5
34-105018 SR-CboeBZX-2026-018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt a New Fee Waiver for Eligible Internal Distributor
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105017 SR-Phlx-2026-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce TNO Cross Connect, a Colocation Telecommunications Carrier Connectivity Service
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105016 SR-CboeEDGX-2026-012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt a New Fee Waiver for Eligible Internal Distributors
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105015 SR-CboeEDGA-2026-006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt a New Fee Waiver for Eligible Internal Distributors
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105005 SR-MRX-2026-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105012 SR-GEMX-2026-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce TNO Cross Connect, a Colocation Telecommunications Carrier Connectivity Service
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105010 SR-ISE-2026-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce TNO Cross Connect, a Colocation Telecommunications Carrier Connectivity Service
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105009 SR-PHLX-2026-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105008 SR-NasdaqTX-2026-004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105002 SR-ISE-2026-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Exchange’s Co-Location Services
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105001 SR-SAPPHIRE-2026-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Decrease the Options Regulatory Fee (ORF)
Comments Due: April 9, 2026
See Also - Exhibit 5
34-105000 SR-PEARL-2026-12 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Decrease the Options Regulatory Fee (ORF)
Comments Due: April 9, 2026
See Also - Exhibit 5
34-104999 SR-DTC-2026-003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Reorganizations Service Guide to Provide for the Segregation of a Participant’s Shares on which Dissenters’ or Appraisal Rights are Asserted
Comments Due: April 9, 2026
See Also - Exhibit 5
34-104988 SR-CboeEDGX-2026-011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rules 11.23 and 11.24 Relating to Regulatory and Operational Trading Halts, Integrate Definitions and Concepts from the Amended CTA/CQ Plan, Reorganize Rule 11.16, and Make...
Comments Due: April 8, 2026
See Also - Exhibit 5
34-104989 SR-CboeEDGA-2026-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rules 11.22 and 11.23 Relating the Regulatory and Operational Trading Halts, Integrate Several Definitions and Concepts from the Amended CTA/CQ Plan, Reorganize Rule 11.16...
Comments Due: April 8, 2026
See Also - Exhibit 5
34-104985 SR-Phlx-2026-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 5 and 9B
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104984 SR-BOX-2026-05 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104983 SR-MEMX-2026-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104979 SR-24X-2026-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Initial Fees and Rebates Applicable to Retail Orders
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104982 SR-NYSETEX-2026-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee for Limited Underwriting Members
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104978 SR-CboeBYX-2026-007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22 to Introduce the Exchange’s Clock Service
Comments Due: April 7, 2026
See Also - Exhibit 5
34-104976 SR-24X-2026-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Rebates Applicable to Members of the Exchange
Comments Due: April 6, 2026
See Also - Exhibit 5
34-104975 SR-CboeBZX-2026-004 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) to Delay the Opening Auction Under Certain Market Conditions in Order to Improve Price Disco..
34-104967 SR-SAPPHIRE-2026-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule Non-Transaction Fee Waivers
Comments Due: April 6, 2026
See Also - Exhibit 5
34-104973 SR-CFE-2026-002 Notice of a Filing of a Proposed Rule Change Regarding Exchange of Contract for Related Position and Block Trade Order Recordkeeping Requirements
Comments Due: April 6, 2026
See Also - Exhibit 4
34-104965 SR-ISE-2026-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules at Options 7, Section 4 – Complex Order Fees and Rebates
Comments Due: April 6, 2026
See Also - Exhibit 5
34-104971 SR-CboeEDGX-2026-010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Amend the Customer Volume Tier and the Market Maker Volume Tier Programs, and to Eliminate the Firm Penny Program Cross-Asset Tier Program
Comments Due: April 6, 2026
See Also - Exhibit 5
34-104969 SR-NASDAQ-2025-069 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily...
View Received Comments
34-104964 SR-MRX-2026-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules at Options 7, Section 3 – Fees and Rebates for Regular Orders and All Crossing Orders
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104968 SR-NASDAQ-2026-004 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New Continued Listing Requirement
Comments Due: February 19, 2026
View Received Comments
34-104966 SR-MRX-2026-05 Notice of Filing of a Proposed Rule Change to Adopt New Options Rule 3B to List and Trade Outcome-Related Options
Comments Due: April 6, 2026
View Received Comments
See Also - Exhibit 5
34-104959 SR-NYSEARCA-2026-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: April 3, 2026
See Also - Exhibit 5
34-104957 SR-NYSEAMER-2026-15 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Transfer and Trading of Options that Overlie the MSCI EAFE Index and the MSCI Emerging Markets Index
Comments Due: April 3, 2026
See Also - Exhibit 3, Exhibit 5
34-104958 SR-CboeBYX-2026-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.24 To Allow a Retail Member Organization To Enter a Retail Order Onto the Exchange in a Principal Capacity
Comments Due: April 3, 2026
See Also - Exhibit 5
34-104962 SR-NASDAQ-2025-085 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Premium Income ETF under Nasdaq Rule 5711(d) (Commodity...
34-104961 SR-CBOE-2026-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 4.3 (Criteria for Underlying Securities), 4.20 (FLEX Option Classes), 8.30 (Position Limits), 8.35 (Position Limits for FLEX Options) and 8.42 (Exercise Limits)
Comments Due: April 3, 2026
See Also - Exhibit 5
34-104960 SR-NYSEARCA-2026-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: April 3, 2026
See Also - Exhibit 5
34-104956 SR-CboeBZX-2026-003 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 14.11(j) Regarding Information Circular for UTP Derivative Security
34-104955 SR-CMESC-2026-002 Notice of Filing of Proposed Rule Change to Modify the CME Securities Clearing Inc. Amended and Restated By-Laws, Board of Directors Charter, Risk Management Committee Charter, Nominating Committee Charter, and Audit Committee Charter
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104949 SR-NYSETEX-2026-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104947 SR-NYSEARCA-2026-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104953 SR-CBOE-2026-005 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules 4.13 and 5.1 to Permit Options on the Dow Jones Industrial Average Index to be P.M.-Settled
View Received Comments
34-104948 SR-NYSENAT-2026-04 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104954 SR-FICC-2026-801 Notice of Filing of Advance Notice to Raise Prefunded Default Liquidity Through the Commercial Paper Program
Comments Due: April 2, 2026
See Also - Exhibit 3
34-104950 SR-MIAX-2026-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Decrease the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104951 SR-NasdaqTX-2026-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Nasdaq Texas, LLC to Amend Definitions
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104946 SR-NYSEAMER-2026-12 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104945 SR-NYSE-2026-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Related to Connectivity to Third Party Systems and Third Party Data Feeds
Comments Due: April 2, 2026
See Also - Exhibit 5
34-104939 SR-CBOE-2026-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Existing Flat Monthly Fee for the Silexx Application Programming Interface (“API”) with a Usage-Based Tiered Pricing Structure
Comments Due: April 1, 2026
See Also - Exhibit 5
34-104942 SR-IEX-2026-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify IEX Rule 11.190(b)(7)
Comments Due: April 1, 2026
See Also - Exhibit 5
34-104941 SR-EMERALD-2026-07 Notice of Filing of a Proposed Rule Change by MIAX Emerald, LLC to Amend the By-Laws to Establish the Role of Observers
Comments Due: April 1, 2026
See Also - Exhibit 5
34-104940 SR-SAPPHIRE-2026-07 Notice of Filing of a Proposed Rule Change by MIAX Sapphire, LLC to Amend the By-Laws to Establish the Role of Observers
Comments Due: April 1, 2026
See Also - Exhibit 5
34-104932 SR-OCC-2026-002 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning modifications to its Clearing Membership Forms
Comments Due: March 31, 2026
See Also - Exhibit 3, Exhibit 5
34-104928 SR-MEMX-2026-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Rule Codifying the Exchange's Fingerprint-Based Background Check Process
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104926 SR-NYSEARCA-2026-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Adopt Fees for Trading in Options Overlying the MSCI EAFE Index and the MSCI Emerging Markets Index
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104927 SR-24X-2026-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 11.6(q)(1)
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104925 SR-IEX-2026-06 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9.261, 9.341, 9.524, and 9.830 with Rule Changes Made by the Financial Industry Regulatory Authority, Inc. that Allow for Video Conference Hearings under Specified Con
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104924 SR-NSCC-2026-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Stress Testing Framework
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104922 SR-DTC-2026-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Stress Testing Framework
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104923 SR-FICC-2026-004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Stress Testing Framework
Comments Due: March 30, 2026
See Also - Exhibit 5
34-104921 SR- CboeBZX-2026-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) to Introduce the Exchange’s Clock Service
Comments Due: March 27, 2026
See Also - Exhibit 5
34-104920 SR-NSCC-2026-004 Notice of Filing of Proposed Rule Change Concerning New Transaction Reporting Capability for Members That Maintain Clearing Relationships With Another Member
Comments Due: March 27, 2026
See Also - Exhibit 5
34-104919 SR-TXSE-2026-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Second Amended and Restated Limited Liability Company Agreement of Texas Stock Exchange LLC as the Third Amended and Restated Limited Liability Company Agreement of Texas
Comments Due: March 27, 2026
See Also - Exhibit 5
34-104917 SR-NASDAQ-2026-009 Notice of Filing of Proposed Rule Change to Adopt Listing Rule IM-5101-4
Comments Due: March 27, 2026
View Received Comments
See Also - Exhibit 5
34-104912 SR-FINRA-2026-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules 6380A and 6380B (Transaction Reporting) to Provide a Limited, Temporary Exception from Reporting Specified Overnight Transactions Prior to 8:00 a.m. Eastern Time
Comments Due: March 26, 2026
See Also - Exhibit 5
34-104910 SR-CBOE-2026-021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Number of Technical, Non-Substantive Changes to its Fees Schedule
Comments Due: March 26, 2026
See Also - Exhibit 5
34-104907 SR-BX-2026-004 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Remove Existing Listing Rules and Establish New Listing Standards
Comments Due: March 25, 2026
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-104905 SR-MIAX-2026-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of the Change to Provide Origin Code in the Liquidity Seeking Event Notification Messages on the Administrative Information Subscriber (“AIS”) Feed
Comments Due: March 25, 2026
34-104904 SR-CBOE-2026-020 Notice of Filing of a Proposed Rule Change to Rules 4.3 (Criteria for Underlying Securities) and 4.4 (Withdrawal of Approval of Underlying Securities) to Establish Listing Criteria and Withdrawal Standards for Options on Commodity-Based Trusts Holding Mul
Comments Due: March 25, 2026
See Also - Exhibit 5
34-104898 SR-LTSE-2025-31 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Complimentary Products and Services Offered by the Exchange
34-104899 SR-NYSETEX-2026-06 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Establishing Limited Underwriting Members
Comments Due: March 24, 2026
See Also - Exhibit 5