34-104415
Dec. 16, 2025
SR-CBOE-2025-088
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Historical Trade-by-Trade Report
Comments Due: 21 days after date of publication in the Federal Register .
34-104413
Dec. 16, 2025
SR-NYSEArca-2025-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Grayscale Bitcoin Mini Trust Shares to Trade Under NYSE Arca Rule 8.201-E (Generic) Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
34-104411
Dec. 16, 2025
SR-IEX-2025-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Handling of Incoming Post Only Orders
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104410
Dec. 16, 2025
SR-CboeBZX-2025-158
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104394
Dec. 16, 2025
SR-ISE-2025-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt ISE Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104408
Dec. 15, 2025
SR-ICC-2025-012
Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, and ICC End-of-Day Price Discovery Policies and Procedures
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104407
Dec. 15, 2025
SR-NASDAQ-2025-098
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5215 to Allow the Listing of American Depositary Receipts of Canadian Companies
Comments Due: 21 days after date of publication in the Federal Register.
34-104404
Dec. 15, 2025
SR-CboeEDGX-2025-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104403
Dec. 15, 2025
SR-CboeBZX-2025-157
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104405
Dec. 15, 2025
SR-SAPPHIRE-2025-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104400
Dec. 15, 2025
SR-Phlx-2025-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104399
Dec. 15, 2025
SR-MIAX-2025-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104402
Dec. 15, 2025
SR-NASDAQ-2025-096
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104397
Dec. 15, 2025
SR-FICC-2025-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Amendments to the GSD Rules and the MBSD Rules to Modify Certain Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 3 , Exhibit 5
34-104396
Dec. 15, 2025
SR-ICC-2025-013
Notice of Filing of Proposed Rule Change Relating to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104401
Dec. 15, 2025
SR-EMERALD-2025-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104395
Dec. 15, 2025
SR-C2-2025-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104398
Dec. 15, 2025
SR-PEARL-2025-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104391
Dec. 15, 2025
SR-IEX-2025-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule to Modify a Displayed Liquidity Adding Rebate Tier
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104390
Dec. 15, 2025
SR-CBOE-2025-087
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Permissible Strike Price Intervals for Options on the Cboe Mini Bitcoin U.S. ETF Index and the Cboe Magnificent 10 Index
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104389
Dec. 12, 2025
SR-OCC-2025-017
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Adjustments to Cleared Contracts.
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104387
Dec. 12, 2025
SR-PHLX-2025-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for the Trades and Spread Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104386
Dec. 12, 2025
SR-NYSEAMER-2025-72
Notice of Filing of Proposed Rule Change to Amend Section 1003 of the NYSE American Company Guide
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104381
Dec. 12, 2025
SR-NYSEARCA-2025-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104385
Dec. 12, 2025
SR-NYSE-2025-43
Notice of Filing of Proposed Rule Change to Amend Section 802.01C of the NYSE Listed Company Manual
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104380
Dec. 12, 2025
SR-MIAX-2025-48
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of the Change to Amend the Administrative Information Subscriber Market Data Feed
Comments Due: 21 days after date of publication in the Federal Register .
34-104379
Dec. 12, 2025
SR-CboeBYX-2025-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule by Amending Certain Add/Remove Volume Tiers, Amending the Non-Displayed Tier, and Removing the Routing Tier
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104383
Dec. 12, 2025
SR-NYSE-2025-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104374A
Dec. 12, 2025
SR-FICC-2025-019
Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a...
View Received Comments
34-104376
Dec. 12, 2025
SR-NSCC-2025-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Addendum A (Fee Structure) of the NSCC Rules
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 3 , Exhibit 5
34-104372
Dec. 11, 2025
SR-SAPPHIRE-2025-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Selective Liquidity Auto Purge (“SLAP”) Feature
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104371
Dec. 11, 2025
SR-MIAX-2025-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104370
Dec. 11, 2025
SR-SAPPHIRE-2025-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104369
Dec. 11, 2025
SR-CboeBZX-2025-159
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for its Complex Order Market Data Feeds
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104364
Dec. 11, 2025
SR-CboeEDGX-2025-082
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104365
Dec. 11, 2025
SR-CBOE-2025-082
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104367
Dec. 11, 2025
SR-CboeBZX-2025-151
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104366
Dec. 11, 2025
SR-C2-2025-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104368
Dec. 11, 2025
SR-EMERALD-2025-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104363
Dec. 11, 2025
SR-CBOE-2025-089
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with the Exchange’s Plans to List and Trade Options that Overlie the Magnificent 10 Index (“MGTN Options”)
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104362
Dec. 11, 2025
SR-NYSEARCA-2025-82
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: January 2, 2026
See Also -
Exhibit 5
34-104361
Dec. 11, 2025
SR-NYSEAMER-2025-70
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: January 6, 2026
See Also -
Exhibit 5
34-104360
Dec. 11, 2025
SR-TXSE-2025-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Certain Changes to the Governing Documents of the Exchange and its Parent Company
Comments Due: January 6, 2026
See Also -
Exhibits 5A, 5B and 5C
34-104359
Dec. 11, 2025
SR-OCC-2025-018
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit...
Comments Due: January 6, 2026
See Also -
Exhibit 2
34-104358
Dec. 10, 2025
SR-CBOE-2025-083
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Its Floor Broker Sliding Scale Rebate Program and Floor Broker Sliding Scale Supplemental Rebate Program
Comments Due: January 5, 2026
See Also -
Exhibit 5
34-104357
Dec. 10, 2025
SR-CboeBZX-2025-155
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: January 5, 2026
See Also -
Exhibit 5
34-104356
Dec. 10, 2025
SR-CBOE-2025-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees Related to the Cboe Silexx Platform
Comments Due: January 5, 2026
See Also -
Exhibit 5
34-104355
Dec. 10, 2025
SR-NASDAQ-2025-099
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain Companies
Comments Due: January 5, 2026
See Also -
Exhibit 5
34-104353
Dec. 9, 2025
SR-LTSE-2025-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule to Modify the Liquidity Incentive Program
Comments Due: January 2, 2026
See Also -
Exhibit 5
34-104351
Dec. 9, 2025
SR-NYSEARCA-2025-24
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Units of the Sprott Physical Copper Trust
View Received Comments
34-104348
Dec. 8, 2025
SR-LTSE-2025-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Co-Lead Incentive
Comments Due: January 2, 2026
See Also -
Exhibit 5
34-104347
Dec. 8, 2025
SR-Phlx-2025-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4
Comments Due: January 2, 2026
See Also -
Exhibit 5
34-104346
Dec. 8, 2025
SR-NASDAQ-2025-093
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Options 7, Section
Comments Due: January 2, 2026
See Also -
Exhibit 5
34-104343
Dec. 8, 2025
SR-IEX-2025-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule Concerning the Supplemental Market Quality Program
Comments Due: January 2, 2026
See Also -
Exhibit 5
34-104342
Dec. 8, 2025
SR-IEX-2025-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule pursuant to IEX Rules 15.110(a) and (c) to Delete Obsolete Language
Comments Due: January 2, 2026
See Also -
Exhibit 5
34-104332
Dec. 5, 2025
SR-NYSEAMER-2025-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Amend the Qualifying Criteria for Initiating Participant Credits for Single-Leg CUBE Auctions
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104334
Dec. 5, 2025
SR-NYSEAMER-2025-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 Series
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104330
Dec. 5, 2025
SR-FINRA-2025-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 7620B (FINRA/NYSE Trade Reporting Facility Reporting Fees)
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104325
Dec. 5, 2025
SR-NYSETEX-2025-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5 to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104333
Dec. 5, 2025
SR-NYSEARCA-2025-83
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104331
Dec. 5, 2025
SR-NASDAQ-2025-094
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Transaction Fees at Nasdaq Rule Equity 7, Section 118, To Add a New Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide...
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104326
Dec. 5, 2025
SR-NYSENAT-2025-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5 to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104329
Dec. 5, 2025
SR-24X-2025-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Limit Order Price Protection Percentages
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104328
Dec. 5, 2025
SR-NYSEAMER-2025-67
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5E to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104327
Dec. 5, 2025
SR-NYSEARCA-2025-81
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5-E to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104322
Dec. 5, 2025
SR-NYSEARCA-2025-85
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 11.6800 Series
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104321
Dec. 5, 2025
SR-NYSETEX-2025-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104324
Dec. 5, 2025
SR-NYSENAT-2025-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104323
Dec. 5, 2025
SR-NYSE-2025-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 Series
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104320
Dec. 5, 2025
SR-NYSEARCA-2025-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 5.3-0 and 5.4-0
Comments Due: December 31, 2025
See Also -
Exhibit 5 , Correction
34-104319
Dec. 5, 2025
SR-NYSEAMER-2025-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 915 and 916
Comments Due: December 31, 2025
See Also -
Exhibit 5
34-104318
Dec. 5, 2025
SR-NASDAQ-2025-065
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Pr
Comments Due: December 31, 2025
View Received Comments
See Also -
Exhibit 4 A-1 , Exhibit 5 A-1
34-104316
Dec. 4, 2025
SR-FICC-2025-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan
Comments Due: December 30, 2025
See Also -
Exhibit 5
34-104314
Dec. 4, 2025
SR-NSCC-2025-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104315
Dec. 4, 2025
SR-DTC-2025-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan
Comments Due: December 30, 2025
See Also -
Exhibit 5
34-104310
Dec. 4, 2025
SR-CboeBZX-2025-154
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Crypto Index ETF, Shares of which were Approved to List and Trade on the Exchange Pursuant to BZX Rule 14.11(e)(4)
Comments Due: December 30, 2025
34-104306
Dec. 4, 2025
SR-GEMX-2025-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule at Options 7, Section 3
Comments Due: December 30, 2025
See Also -
Exhibit 5
34-104313
Dec. 4, 2025
SR-24X-2025-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Fee Schedule Applicable to Members of the Exchange
Comments Due: December 30, 2025
See Also -
Exhibit 5
34-104308
Dec. 4, 2025
SR-ISE-2025-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule at Options 7, Sections 3 and 4
Comments Due: December 30, 2025
See Also -
Exhibit 5
34-104301
Dec. 3, 2025
SR-IEX-2025-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent with the Bona Fide Market Maker Exception...
Comments Due: December 29, 2025
View Received Comments
See Also -
Exhibit 5
34-104298
Dec. 3, 2025
SR-CboeBZX-2025-148
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments Due: December 29, 2025
See Also -
Exhibit 5
34-104302
Dec. 3, 2025
SR-CboeEDGX-2025-035
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.21 to Allow a Retail Member Organization to Enter...
View Received Comments
34-104300
Dec. 3, 2025
SR-MEMX-2025-33
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Exchange Rule 11.6(q)(1), Round Lot, to Conform with the Amendment to the Definition of Round Lot under Rule 600 of Regulation NMS Recently Approved by the Commission
Comments Due: December 29, 2025
See Also -
Exhibit 5
34-104297
Dec. 3, 2025
SR-PHLX-2025-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PHLX Equity 4, Rule 3301A(b) To Specify that the “Time-in-Force” Order Attribute of “Immediate-or-Cancel” Is Not Available To Post-Only Orders Or Midpoint Peg Post-Only...
Comments Due: December 29, 2025
See Also -
Exhibit 5
34-104299
Dec. 3, 2025
SR-PEARL-2025-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and Rule 517B, Aggregate Risk Manager for Market Makers(“ARM-M”)
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104296
Dec. 3, 2025
SR-DTC-2025-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decommission the DTax Service
Comments Due: December 29, 2025
See Also -
Exhibit 5
34-104295
Dec. 2, 2025
SR-NYSEAMER-2025-68
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Exempt Floor Brokers from the Routing Surcharge
Comments Due: December 26, 2025
See Also -
Exhibit 5
34-104294
Dec. 2, 2025
SR-SAPPHIRE-2025-32
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 527
Comments Due: December 26, 2025
See Also -
Exhibit 4 , Exhibit 5
34-104292
Dec. 2, 2025
SR-Phlx-2025-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Legging Orders
Comments Due: December 26, 2025
See Also -
Exhibit 5
34-104293
Dec. 2, 2025
SR-NASDAQ-2025-095
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee for Nasdaq WorkX
Comments Due: December 26, 2025
See Also -
Exhibit 5
34-104291
Dec. 2, 2025
SR-BX-2025-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Equity 4, Rule 4702(b)(4)(C) To Specify That The “Time-in-Force” Order Attribute of “Immediate-or-Cancel” Is Not Available To Post-Only Orders Entered Through The CORE FIX...
Comments Due: December 26, 2025
See Also -
Exhibit 5
34-104290
Dec. 2, 2025
4-698
Notice of Filing of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment No. 1, Regarding the Customer and Account Information System
Comments Due: December 26, 2025
View Received Comments
34-104289
Dec. 2, 2025
SR-MRX-2025-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3
Comments Due: December 26, 2025
See Also -
Exhibit 5
34-104288
Dec. 2, 2025
SR-BOX-2025-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5030 (Withdrawal of Approval of Underlying Securities) to Adopt an Exception for Opening Transactions by Market Makers to Accommodate Closing Transactions of Other...
Comments Due: December 26, 2025
See Also -
Exhibit 5
34-104286
Dec. 2, 2025
SR-NYSE-2025-20
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the...
View Received Comments
34-104284
Dec. 2, 2025
SR-BOX-2025-29
Notice of Filing of Proposed Rule Change to amend BOX Rule 5055 (FLEX Equity Options) to permit FLEX Equity Options on the iShares Bitcoin Trust ETF
Comments Due: December 26, 2025
See Also -
Exhibit 5
34-104285
Dec. 2, 2025
SR-CboeBZX-2025-072
(WITHDRAWN 12/12/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Exempt Closed-End Management Investment Companies Registered Under the...
View Received Comments
34-104283
Dec. 2, 2025
SR-BOX-2025-30
Notice of Filing of Proposed Rule Change to amend BOX Rule 5055 (FLEX Equity Options) to permit FLEX Equity Options on the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust, and the Bitwise Bitcoin ETF
Comments Due: December 26, 2025
See Also -
Exhibit 5
34-104282
Dec. 2, 2025
SR-BX-2025-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal to Delay Introduction of BX OTTO
Comments Due: 21 days after date of publication in the Federal Register .
34-104280
Dec. 1, 2025
SR-CboeBZX-2025-145
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: December 26, 2025
See Also -
Exhibit 5