Notice

Release Number SEC Issue Date File Number Details
34-104513 SR-LCH SA-2025-009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cash Spreads and Fees on Securities Collateral
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 3, Exhibit 5
34-104511 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Amendment No. 1, by Boston Stock Exchange Clearing Corporation and Stock Clearing Corporation of Philadelphia to Amend the Amended and...
File Nos.: SR-BSECC-2025-001, SR-SCCP-2025-01 Comments Due: October 24, 2025
34-104512 4-757 Notice of Filing of the Second Amendment to the Limited Liability Company Agreement of CT Plan LLC to Adopt a Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-104507 SR-C2-2025-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for its Market Data Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104505 SR-ISE-2025-30 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Adoption of Listing Criteria for Options on a Commodity-Based Trust..
Comments Due: 21 days after date of publication in the Federal Register Rebuttal comments due: 35 days after date of publication in the Federal Register
View Received Comments
34-104504 4-698 Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail to Further Reduce the Costs of the Consolidated Audit Trail
Comments Due: 30 days after publication in the Federal Register.
View Received Comments
34-104503 SR-MEMX-2025-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange's CAT Compliance Rule
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104499 SR-IEX-2025-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104501 SR-CboeBZX-2025-149 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 11.23(d)(2)(B) (Extending the Quote-Only Period for Initial Public Offering (“IPO”) Auctions)
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104502 SR-FINRA-2025-016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6830 (Industry Member Data Reporting) Regarding the Bona Fide Market Making Exception Under SEC Regulation SHO
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104494 SR-ISE-2025-43 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Best Execution and Interpositioning Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104493 SR-CboeBZX-2025-166 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.13 (Company Listing Fees)
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104491 SR-NYSE-2025-47 Notice of Filing of Proposed Rule Change to Adopt New Rule 8.201 (Generic)
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104490 SR-NYSETEX-2025-38 Notice of Filing of Proposed Rule Change to Adopt New Rule 8.201 (Generic)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104489 SR-GEMX-2025-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104488 SR-ISE-2025-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104487 SR-MRX-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port Fees
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104485 SR-FICC-2025-025 Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
See Also - Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5A, Exhibit 5B
34-104486 Notice of Filing and Extension of Review Period of Advance Notice to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules
Comments Due: 21 days after publication in the Federal Register
View Received Comments
See Also - Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5A, Exhibit 5B
34-104482 SR-LTSE-2025-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.630 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104484 SR-DTC-2025-019 Notice of Filing of Proposed Rule Change to Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 3, Exhibit 5
34-104481 SR-NASDAQ-2025-101 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Rules Related to Round Lot and Normal Unit of Trading
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104480 SR-FICC-2025-026 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update a Definition and Certain Provisions Related to Components of GSD’s Funds-Only Settlement
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104475 SR-CBOE-2025-094 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedules to Establish New Fees for its 10 Gigabit Per Second (“Gb”) Physical Port Connection to the Exchange
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104474 SR-LTSE-2025-28 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 11.180 and Rule 14.002 to Conform With Recent Amendment to Definition of Round Lot under Rule 600 of Regulation NMS
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104473 SR-Phlx-2025-76 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9, B, Port Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104472 SR-CboeBZX-2025-163 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Minimum Performance Standards Applicable to the Exchange’s Lead Market Maker (“LMM”) Program in BZX-Listed Exchange-Traded Product (“ETP”) Securities as Provided in Footn
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104471 SR-Phlx-2025-75 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104468 SR- BX-2025-034 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port Fees
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104464 SR-NASDAQ-2025-104 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Nasdaq with Limited Discretion to Deny Initial Listing to Certain Companies
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
See Also - Exhibit 5
34-104469 SR-NASDAQ-2025-107 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend SQF Port and SQF Purge Port Fees
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104463 SR-CboeBYX-2025-036 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9(c)(8) to Clarify Pegged Order Operation and to Align BYX Rule 11.9(c)(8) with the Corresponding Rule of its Affiliate Exchanges, Cboe EDGA Exchange...
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104462 SR-PEARL-2025-50 Notice of Filing of a Proposed Rule Change to Allow Post-Only Orders in Sub-Dollar Securities
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104461 SR-CboeBZX-2025-165 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9(c)(8) to Clarify Pegged Order Operation and to Align BZX Rule 11.9(c)(8) with the Corresponding Rule of its Affiliate Exchanges, Cboe EDGA Exchange...
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104458 SR-PEARL-2025-49 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104460 SR-SAPPHIRE-2025-44 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on Commodity-Based Trust Shares
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104459 SR-CboeBZX-2025-167 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Exchange to Extend the Quote-Only Period
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104457 SR-SAPPHIRE-2025-40 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 516, Order Types, to Remove the Definition of a Route to Floor Order
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-104455 SR-ISE-2025-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX Order Fees
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104452 SR-PHLX-2025-70 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend PHLX Equity 6, Section 4 (Exchange Sharing of PSX Participant Risk Settings) To Permit the Allocation of Responsibility To Clearing Members
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104451 SR-MIAX-2025-49 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to Permit Options on Commodity-Based Trust Shares
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104447 SR-CboeBZX-2025-072 (WITHDRAWN 12/12/2025) Notice of Withdrawal of a Proposed Rule Change to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 that are Listed as of or after May 20, 2025 from the Annual Meeting...
View Received Comments
34-104454 SR-CboeBZX-2025-161 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the WisdomTree Bitcoin Fund, Shares of which were Approved to List and Trade on the Exchange Pursuant to BZX Rule 14.11(e)(4)
Comments Due: January 13, 2026
34-104446 SR-GEMX-2025-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 3 and 4 Regarding the Crossing Fee Cap
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104453 SR-BX-2025-031 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BX Equity 6, Section 4 (Exchange Sharing of Participant Risk Settings) To Permit the Allocation of Responsibility To Clearing Members
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104445 SR-EMERALD-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule
Comments Due: January 13, 2026
34-104449 SR-NYSE-2025-44 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104448 SR-CBOE-2025-068 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Add P.M.-Settled Options on the Cboe Magnificent 10 Index with Third Friday Expirations, Nonstandard Expirations,...
Comments Due: January 13, 2026
View Received Comments
34-104442 SR-NASDAQ-2025-105 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the Good-Till-Cancelled Time-in-Force Order Attribute in its Equities Market
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104444 SR-NASDAQ-2025-102 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the Designated Liquidity Provider Program and Add a New Market Quality Supporter Program
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104441 SR-FINRA-2025-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules 5220, 5320, 6220, 6272, 6279, 6320A, 6320B, and 7620A to Conform to the New Definition of “Round Lot” Adopted by the Commission under Regulation NMS
Comments Due: January 13, 2026
See Also - Exhibit 5
34-104438 SR-TXSE-2025-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Certain Changes to the Governing Documents of the Exchange’s Parent Company
Comments Due: January 12, 2026
See Also - Exhibits 5a and 5b
34-104437 SR-CBOE-2025-090 Notice of Filing of a Proposed Rule Change to proposes to Amend Rules 5.37, 5.39, 5.73, and 5.74 to Permit Orders for the Accounts of Market-Makers with an Appointment in the Applicable Class on the Exchange, in all Classes, to be Solicited for the...
Comments Due: January 12, 2026
34-104436 SR-NYSE-2025-45 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Sections 902.03 and 907.00 of the NYSE Listed Company Manual
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104435 SR-CBOE-2025-091 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices when the National Best Bid and Offer is Determined to be Wide
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104432 SR-NYSEAMER-2025-73 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Sections 140 and 141 of the NYSE American Company Guide
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104434 SR-CboeBZX-2025-168 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Increase the Options Regulatory Fee (ORF) from January 2, 2026 through June 30, 2026
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104433 SR-C2-2025-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Increase the Options Regulatory Fee (ORF) from January 2, 2026 through June 30, 2026
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104431 SR-PHLX-2025-73 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the Good-Till-Cancelled Time-in-Force Order Attribute in its Equities Market
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104430 SR-BX-2025-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue the Good-Till-Cancelled Time-in-Force Order Attribute in its Equities Market
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104429 SR-Phlx-2025-68 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Professional Subscriber Fees for Top of PHLX Options and PHLX Orders for Inflation
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104427 SR-PHLX-2025-72 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt PHLX Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104423 SR-NASDAQ-2025-103 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Nasdaq Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104420 SR-BX-2025-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt BX Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104418 SR-CboeEDGX-2025-085 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Increase the Options Regulatory Fee (ORF) from January 2, 2026 through June 30, 2026
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104417 SR-CBOE-2025-086 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104416 SR-CBOE-2025-085 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Sunset Date of the Current Options Regulatory Fee (ORF) from December 31, 2025 to June 30, 2026
Comments Due: January 12, 2026
See Also - Exhibit 5
34-104415 SR-CBOE-2025-088 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Historical Trade-by-Trade Report
Comments Due: January 9, 2026
34-104413 SR-NYSEArca-2025-86 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Grayscale Bitcoin Mini Trust Shares to Trade Under NYSE Arca Rule 8.201-E (Generic) Commodity-Based Trust Shares
Comments Due: January 9, 2026
34-104411 SR-IEX-2025-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Handling of Incoming Post Only Orders
Comments Due: January 9, 2026
See Also - Exhibit 5
34-104410 SR-CboeBZX-2025-158 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: January 9, 2026
See Also - Exhibit 5
34-104394 SR-ISE-2025-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt ISE Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: January 9, 2026
See Also - Exhibit 5
34-104408 SR-ICC-2025-012 Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, and ICC End-of-Day Price Discovery Policies and Procedures
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104407 SR-NASDAQ-2025-098 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5215 to Allow the Listing of American Depositary Receipts of Canadian Companies
Comments Due: January 8, 2026
34-104404 SR-CboeEDGX-2025-084 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104403 SR-CboeBZX-2025-157 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104405 SR-SAPPHIRE-2025-41 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104400 SR-Phlx-2025-66 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104399 SR-MIAX-2025-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104402 SR-NASDAQ-2025-096 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104397 SR-FICC-2025-024 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Amendments to the GSD Rules and the MBSD Rules to Modify Certain Fees
Comments Due: January 8, 2026
See Also - Exhibit 3, Exhibit 5
34-104396 SR-ICC-2025-013 Notice of Filing of Proposed Rule Change Relating to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104401 SR-EMERALD-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104395 SR-C2-2025-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104398 SR-PEARL-2025-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104391 SR-IEX-2025-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule to Modify a Displayed Liquidity Adding Rebate Tier
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104390 SR-CBOE-2025-087 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Permissible Strike Price Intervals for Options on the Cboe Mini Bitcoin U.S. ETF Index and the Cboe Magnificent 10 Index
Comments Due: January 8, 2026
See Also - Exhibit 5
34-104389 SR-OCC-2025-017 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Adjustments to Cleared Contracts.
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104387 SR-PHLX-2025-67 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for the Trades and Spread Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104386 SR-NYSEAMER-2025-72 Notice of Filing of Proposed Rule Change to Amend Section 1003 of the NYSE American Company Guide
Comments Due: January 7, 2026
See Also - Exhibit 5
34-104381 SR-NYSEARCA-2025-84 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: January 7, 2026
See Also - Exhibit 5
34-104385 SR-NYSE-2025-43 Notice of Filing of Proposed Rule Change to Amend Section 802.01C of the NYSE Listed Company Manual
Comments Due: January 7, 2026
See Also - Exhibit 5
34-104380 SR-MIAX-2025-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of the Change to Amend the Administrative Information Subscriber Market Data Feed
Comments Due: January 7, 2026
34-104379 SR-CboeBYX-2025-034 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule by Amending Certain Add/Remove Volume Tiers, Amending the Non-Displayed Tier, and Removing the Routing Tier
Comments Due: January 7, 2026
See Also - Exhibit 5
34-104383 SR-NYSE-2025-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: January 7, 2026
See Also - Exhibit 5
34-104374A SR-FICC-2025-019 Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a...
Comments Due: January 8, 2026
View Received Comments
34-104376 SR-NSCC-2025-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Addendum A (Fee Structure) of the NSCC Rules
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 3, Exhibit 5
34-104372 SR-SAPPHIRE-2025-42 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Selective Liquidity Auto Purge (“SLAP”) Feature
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104371 SR-MIAX-2025-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104370 SR-SAPPHIRE-2025-43 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also - Exhibit 5