Notice

Release Number SEC Issue Date File Number Details
34-104161 SR-CboeBZX-2025-141 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the GraniteShares 4x Long Russell 1000 Daily ETF and the GraniteShares 4x Short Russell 1000 Daily ETF, each a Series of GraniteShares ETP Trust (the “Trust”), Under Rule 14.11(f)(4)..
Comments Due: 21 days after date of publication in the Federal Register.
34-104160 SR-CBOE-2025-079 Notice of Filing of a Proposed Rule Change to Amend Rule 5.1(c) (Global Trading Hours)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104159 SR-CBOE-2025-074 Notice of Filing of a Proposed Rule Change to Amend Functionality Relating to the Processing of Auction Responses
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-104154 SR-MSRB-2025-02 Notice of Filing of a Proposed Rule Change to Amend MSRB Rules A-11 and A-13 Pursuant to a Multi-Year Rate Card and to Make Related Technical Amendments
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104156 SR-BSECC-2025-001 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104157 SR-CBOE-2025-075 Notice of Filing of a Proposed Rule Change to Amend Rule 5.4
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-104153 SR-CboeEDGX-2025-072 Notice of Filing of a Proposed Rule Change to Modify Rule 11.21 to Adopt a Retail Price Improvement Program and Modify Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) in Order to Describe the Behavior of Orders Containing a Non-Displayed Instruction
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-104155 SR-SCCP-2025-01 Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104150 SR-MRX-2025-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-104149 SR-NASDAQ-2025-079 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Nasdaq Pricing Schedule at Equity 7, Section 114
Comments Due: 21 days after date of publication in the Federal Register. 
34-104148 SR-NASDAQ-2025-085 Notice of Filing of Proposed Rule Change to List and Trade Shares of iShares Bitcoin Premium Income ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: 21 days after date of publication in the Federal Register
34-104130 SR-NASDAQ-2025-082 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend iShares Bitcoin Trust and iShares Ethereum Trust
Comments Due: October 22, 2025
34-104127 SR-NYSENAT-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104126 SR-NYSETEX-2025-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104129 SR-CboeBZX-2025-134 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104124 SR-NYSEARCA-2025-70 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104128 SR-Phlx-2025-55 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104118 SR-GEMX-2025-27 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104122 SR-NYSEAMER-2025-59 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104121 SR-NYSE-2025-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104120 SR-MRX-2025-23 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104115 SR-ISE-2025-31 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104110 SR-BX-2025-024 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104105 SR-CboeBZX-2025-135 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fidelity Wise Origin Bitcoin Fund, VanEck Bitcoin ETF, 21Shares Ethereum ETF, Fidelity Ethereum Fund, and the VanEck Ethereum ETF, Shares of which were Approved...
Comments Due: October 22, 2025
34-104111 SR-OCC-2025-018 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit Requirements Among Its Clearing Members to Better Align the Allocation with The Sizing of The Clearing Fund so Stress...
Comments Due: October 22, 2025
See Also - Exhibit 3, Exhibit 5A, Exhibit 5B, Exhibit 5C
34-104106 SR-OCC-2025-016 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Revisions to OCC’s Schedule of Fees Effective November 1, 2025, to Implement a Decrease in Certain Clearing Fees.
Comments Due: October 22, 2025
See Also - Exhibit 3, Exhibit 5
34-104104 SR-OCC-2025-017 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning
Comments Due: October 22, 2025
See Also - Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5A, Exhibit 5B
34-104103 SR-NYSEARCA-2025-74 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bitwise Ethereum ETF Shares
Comments Due: October 22, 2025
34-104101 SR-NYSEARCA-2025-73 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF
Comments Due: October 21, 2025
34-104100 4-698 Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of NYSE Chicago, Inc. to NYSE Texas, Inc.
Comments Due: October 21, 2025
View Received Comments
34-104109 SR-Phlx-2025-56 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104108 SR-NASDAQ-2025-080 Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104107 SR-ISE-2025-30 Notice of Filing of Proposed Rule Change to Adopt Listing Criteria for Options on a Commodity-Based Trust that Holds Multiple Crypto Assets
Comments Due: October 22, 2025
See Also - Exhibit 5
34-104099 SR-OCC-2025-015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning amendments to its Risk Management Framework (“RMF”), Third-Party Risk Management Framework (“TPRMF”), and Default Management Policy (“DMP”)
Comments Due: October 21, 2025
See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C
34-104089 SR-OCC-2025-014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s By-Laws and Rules to Remove the Numerical Designation of Paragraphs in those Articles of the By-Laws and Sections...
Comments Due: October 21, 2025
See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E
34-104098 SR-24X-2025-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Limited Liability Agreement of 24X US Holdings LLC regarding the Warrant Performance Incentive Program
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104091 SR-FICC-2025-020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GSD Rule 42 (Suspension of Rules) and MBSD Rule 33 (Suspension of Rules in Emergency Circumstances)
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104097 SR-FINRA-2025-005 Notice of Partial Amendment No. 1 to Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules
Comments Due: October 21, 2025
View Received Comments
34-104095 SR-DTC-2025-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Underwriting Service Guide and Operational Arrangements
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104096 SR-DTC-2025-013 Notice of Filing and Immediate Effectiveness of Proposed Rule Amend DTC Rule 18 (Waiver or Suspension of Rules and Procedures)
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104094 SR-NSCC-2025-013 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the CNS Fails Charge in the NSCC Rules
34-104088 SR-NSCC-2025-014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSCC Rule 22 (Suspension of Rules)
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104090 SR-ISE-2025-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NDX Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104093 SR-GEMX-2025-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NDX Pricing
Comments Due: 21 days after date of publication in the Federal Register
See Also - Exhibit 5
34-104086 SR-24X-2025-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Hours of Operation of the Exchange
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104092 SR-Phlx-2025-51 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NDX Pricing
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104085 SR-FICC-2025-019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing...
View Received Comments
34-104084 SR-FICC-2025-021 Notice of Filing of Proposed Rule Change to Modify the GSD Rulebook Relating to a New Service Offering Called the ACS Triparty Service
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104087 SR-BOX-2025-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Bylaws
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104083 SR-CboeEDGA-2025-028 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 13.4(a)
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104082 SR-24X-2025-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Monthly Fees for Proprietary Market Data Feeds
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104081 SR-24X-2025-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Connectivity Fees
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104080 SR-CboeBYX-2025-028 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 11.26(a)
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104077 SR-CboeEDGX-2025-074 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 13.4(a)
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104076 SR-CBOE-2025-069 Notice of Filing of a Proposed Rule Change to Amend Rule 5.4 to Change the Minimum Increment for Options on the Cboe Magnificent 10 Index
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104079 SR-CboeBZX-2025-132 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 11.26(a)
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104075 SR-ISE-2025-28 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology
Comments Due: 21 days after date of publication in the Federal Register
See Also - Exhibit 5
34-104074 SR-NASDAQ-2025-032 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust...
Comments Due: August 19, 2025. Rebuttal Comments Due:  September 2, 2025.
View Received Comments
34-104063 SR-NYSEARCA-2025-71 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104073 SR-NASDAQ-2025-030 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity-...
Comments Due: on or before August 5, 2025. Rebuttal comments should be submitted by August 19, 2025.
View Received Comments
34-104078 SR-OCC-2025-013 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Concerning Certain Revisions in Connection with Proposed Modifications to the Manner in which OCC Accounts for the Guaranty Substitution Payment in OCC’s Liquidity...
34-104072 SR-CboeBZX-2025-128 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104071 SR-MRX-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104060 SR-IEX-2025-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Establish a Fee for Real-time Access to DEEP+
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104068 SR-CboeBZX-2025-120 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Canary Staked SEI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-104059 SR-CboeEDGA-2025-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104069 SR-CboeBZX-2025-053 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary SUI ETF under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)
34-104067 SR-CboeBZX-2025-115 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Canary Staked INJ ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-104066 SR-GEMX-2025-25 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104055 SR-CboeBZX-2025-133 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One Sum
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104065 SR-NYSETEX-2025-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104062 SR-NYSEAMER-2025-60 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104064 SR-NYSENAT-2025-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104061 SR-NYSE-2025-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Port Fees in the Connectivity Fee Schedule
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104050 SR-SAPPHIRE-2025-32 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 527
Comments Due: September 24, 2025
34-104058 SR-NASDAQ-2025-069 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in China
View Received Comments
34-104047 SR-NASDAQ-2025-076 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 7, Section 3 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104057 SR-NASDAQ-2025-068 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify Certain Initial and Continued Listing Requirements
View Received Comments
34-104056 SR-MRX-2025-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104053 SR-24X-2025-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Temporary Exemption from the Ownership and Voting Limitations in the Limited Liability Agreement of 24X Bermuda Holdings LLC
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104046 SR-NASDAQ-2025-066 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Initial Listing Requirements for de-SPAC Transactions
34-104052 SR-NASDAQ-2025-065 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Price of Greater Than $0.10 For Ten Consecutive
34-104054 SR-CboeBYX-2025-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104048 SR-CboeEDGX-2025-076 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104049 SR-Phlx-2025-53 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Data Feed Descriptions and Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104045 SR-CboeEDGX-2025-077 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One ...
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104042 SR-NYSE-2025-28 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Rules 7.35A and 7.35C, NYSE American Rule 7.35E, NYSE Texas Rule 7.35, and NYSE Arca Rule 7.35-E
File Nos.: SR-NYSE-2025-28, SR-NYSEAMER-2025-47, SR-NYSETEX-2025-24, SR-NYSEARCA-2025-60
34-104043 SR-CboeEDGA-2025-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: October 21, 2025
See Also - Exhibit 5
34-104044 SR-CTA/CQ-2025-02 Notice of Filing and Immediate Effectiveness of the Thirty-Ninth Amendment to the Second Restatement of the CTA Plan and Thirtieth Amendment to the Restated CQ Plan
Comments Due: 21 days after date of publication in the Federal Register.
34-104041 S7-24-89 Notice of Filing and Immediate Effectiveness of the Fifty-Fourth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Trade
Comments Due: October 21, 2025
34-104038 SR-Phlx-2025-50 Notice of Filing of Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options
Comments Due: October 20, 2025
See Also - Exhibit 5
34-104034 SR-Phlx-2025-49 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: October 20, 2025
See Also - Exhibit 5
34-104037 SR-CboeBZX-2025-130 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23 to Introduce an Option for an Exchange-Traded Product (“ETP”) Eligible to Participate in an Initial Public Offering (“IPO”) Auction to Elect to Commence Trading...
Comments Due: October 20, 2025
See Also - Exhibit 5
34-104031 SR-Phlx-2025-48 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Pricing for New Functionality
Comments Due: October 20, 2025
See Also - Exhibit 5
34-104036 SR-NASDAQ-2025-075 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a New Supplemental Credit for Displayed Quotes/Orders Under Equity 7, Section 118(a)(1)
Comments Due: October 20, 2025
See Also - Exhibit 5
34-104040 SR-PEARL-2025-45 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: October 20, 2025
See Also - Exhibit 5
34-104035 SR-MIAX-2025-44 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: October 20, 0025
See Also - Exhibit 5
34-104030 SR-MX2-2025-03 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC
Comments Due: October 20, 2025
See Also - Exhibit 5
34-104039 SR-DTC-2025-014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decommission the Initial Public Offering Tracking System
Comments Due: October 20, 2025
See Also - Exhibit 3, Exhibit 5
34-104033 SR-NASDAQ-2025-078 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Hashdex Nasdaq Crypto Index US ETF
Comments Due: 21 days after date of publication in the Federal Register.