Notice

Release Number SEC Issue Date File Number Details
34-105208 SR-OCC-2026-003 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s STANS Methodology Description to Enable OCC to Accept Binary Options for Clearing and Appropriately Manage the Risk Created by Binary Options
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 3A, Exhibit 3B, Exhibit 5
34-105202 SR-LTSE-2026-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 14.602, to Extend the Duration of Certain Term-Limited Complimentary Products and Services
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105206 SR-CboeEDGX-2026-019 Notice of Filing of a Proposed Rule Change to Amend its Rules to Enable the Exchange to Offer Trading in Equity Securities and Exchange Traded Products 23 Hours Per Day, Five Days Per Week
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105207 SR-PHLX-2026-18 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 2, Customer Rebate Program, and at Options 7, Section 4, Multiply Listed Options Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105200 4-698 Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-105201 SR-CboeBZX-2026-022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Revise the Criteria of LMP Tiers 1 and 2
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105197 SR-FICC-2025-801 Notice of Filing of Partial Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Partial Amendment Nos. 1 and 2, to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend...
View Received Comments
34-105198 SR-CBOE-2026-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Establish a New “Retail Broker” Definition and Related Pricing for the Exchange’s Complex Order Book Data Feed
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105195 SR-NYSEAMER-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Transfer and Trading of Options That Overlie a Reduced Value of the MSCI World Index (1/100), the Full Value of the MSCI ACWI Index and a Reduced Value of the MSCI...
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105194 SR-NYSEArca-2026-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Transfer and Trading of Options That Overlie a Reduced Value of the MSCI World Index (1/100), the Full Value of the MSCI ACWI Index and a Reduced Value of the MSCI...
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105192 SR-CboeBYX-2026-011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Twelve Price Levels per Side for the Cboe One Premium and Summary Depth Data Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105191 SR-CboeEDGA-2026-009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Twelve Price Levels per Side for the Cboe One Premium and Summary Depth Data Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105190 SR-CboeEDGX-2026-020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Twelve Price Levels per Side for the Cboe One Premium and Summary Depth Data Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105189 SR-CboeBZX-2026-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Twelve Price Levels per Side for the Cboe One Premium and Summary Depth Data Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105182 SR-NYSEAMER-2026-27 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Lists of Regulatory Halts and Operational Halts
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105183 SR-MEMX-2026-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105181 SR-CBOE-2026-028 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.1 to Permit the Exchange to List Binary Options on Exclusively Listed Index Options Designated for Trading Under Chapter 4, Section B During Global Trading Hours...
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105180 SR-EMERALD-2026-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105179 SR-MIAX-2026-12 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105177 SR-CboeBZX-2026-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Average Daily Quote and Average Daily Order Fees to be Effective April 1, 2026
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105178 SR-PEARL-2026-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Non-Transaction Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105176 SR-NASDAQ-2026-025 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the iShares Bitcoin Trust ETF and iShares Ethereum Trust ETF
Comments Due: 21 days after date of publication in the Federal Register.
34-105164 SR-DTC-2026-004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Corrections, Clarifications and Certain Other Changes to the DTC Rules and Procedures
Comments Due: May 1, 2026
See Also - exhibit 5
34-105165 SR-NYSE-2026-10 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 5.2(j)(9) to Permit the Generic Listing and Trading of Class Exchange-Traded Fund Shares
Comments Due: May 1, 2026
View Received Comments
34-105163 SR-FINRA-2026-007 Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131 (New Issue Allocations and Distributions)
Comments Due: May 1, 2026
See Also - Exhibit 5
34-105161 SR-NYSE-2026-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rule 8000 and Rule 9000
Comments Due: May 1, 2026
See Also - Exhibit 5
34-105160 SR-TXSE-2026-004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to: Amend and Restate the Seventh Amended and Restated Stockholders’ Agreement of TXSE Group Inc. as the Eighth Amended and Restated Stockholders’ Agreement; Adopt the Texas...
Comments Due: May 1, 2026
See Also - Exhibit 5
34-105158 SR-24X-2026-10 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Limited Liability Agreement of 24X US Holdings LLC Related to a Transaction
Comments Due: May 1, 2026
See Also - Exhibit 5
34-105153 SR-CBOE-2025-079 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Allow for Extended Trading of Multi-Listed Equity Options
Comments Due: April 30, 2026
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-105150 SR-LTSE-2026-07 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 11.220, Priority of Orders, to Conform with Amendments to Rules 600 and 603 of Regulation NMS
Comments Due: April 29, 2026
See Also - Exhibit 5
34-105149 SR-NASDAQ-2026-024 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Transaction Fees at Nasdaq Equity 7, Section 118, to Update and Extend a Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide..
Comments Due: April 29, 2026
See Also - Exhibit 5
34-105147 SR-MEMX-2026-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.4(a) to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: April 28, 2026
See Also - Exhibit 5
34-105132 SR-NYSEAMER-2026-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Eliminate Certain Incentive Programs and Increase the Limit on the Maximum Combined Floor Broker Credits Paid on QCC Trades and...
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105130 SR-NASDAQ-2026-022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Obsolete Rule Text in Nasdaq Equities 6
Comments Due: April 24, 2026
See Also - Exhibit 5
34-105128 SR-NasdaqTX-2026-012 Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Exchange’s Anti-Internalization Functionality in Equity 4, Rule 4757, and to Extend the Implementation Date of the CORE FIX Order Entry Protocol
Comments Due: April 24, 2026
See Also - Exhibit 5
34-105131 SR-CBOE-2025-075 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Cboe Rule 5.4
Comments Due: April 24, 2026
View Received Comments
See Also - Exhibit 5
34-105127 SR-PHLX-2026-17 Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Exchange’s Anti-Internalization Functionality in Equity 4, Rule 3307, and to Extend the Implementation Date of the CORE FIX Order Entry Protocol
Comments Due: April 24, 2026
See Also - Exhibit 5
34-105129 SR-NASDAQ-2026-023 Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Exchange’s Anti-Internalization Functionality in Equity 4, Rule 4757, and to Extend the Implementation Date of the CORE FIX Order Entry Protocol
Comments Due: April 24, 2026
See Also - Exhibit 5
34-105126 SR-24X-2026-09 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Monthly Enterprise Fee for its Depth of Book Proprietary Market Data Feed
Comments Due: April 24, 2026
See Also - Exhibit 5
34-105124 SR-CboeBZX-2025-149 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Definition of “Indicative Price” Under Exchange Rule 11.23(a)(10) and Amend Exchange Rule 11.23(d)(2)(B)...
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
See Also - Exhibit 5
34-105123 SR-BOX-2026-06 Notice of Filing of Proposed Rule Change to Amend BOX Rules 5055 (FLEX Equity Options) and 3120 (Position Limits)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105120 SR-CboeBZX-2026-020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the ARK 21Shares Bitcoin ETF
Comments Due: April 23, 2026
34-105114 SR-MRX-2026-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for its Expanded Co-Location Services
Comments Due: April 23, 2026
See Also - Exhibit 5
34-105121 SR-NYSEArca-2026-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105117 SR-GEMX-2026-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for its Expanded Co-Location Services
Comments Due: April 23, 2026
See Also - Exhibit 5
34-105113 SR-NasdaqTX-2026-011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for its Expanded Co-Location Services
Comments Due: April 23, 2026
See Also - Exhibit 5
34-105116 SR-ISE-2026-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for its Expanded Co-Location Services
Comments Due: April 23, 2026
See Also - Exhibit 5
34-105119 SR-NYSEAmer-2026-24 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American LLC Equities Proprietary Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105115 SR-Phlx-2026-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for its Expanded Co-Location Services
Comments Due: April 23, 2026
See Also - Exhibit 5
34-105118 SR-NYSE-2026-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Proprietary Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105112 SR-NASDAQ-2026-021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for its Expanded Co-Location Services
Comments Due: April 23, 2026
See Also - Exhibit 5
34-105110 SR-NYSEARCA-2026-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Short Term Options Series Program
Comments Due: April 23, 2026
See Also - Exhibit 5
34-105111 SR-NYSEAMER-2026-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Short Term Options Series Program
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105109 SR-FINRA-2026-006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6272 (Character of Quotations) to Modify the Operation of the Alternative Display Facility in Light of SEC Regulation NMS’s New Requirements Related to the...
Comments Due: April 23, 2026
See Also - Exhibit 5
34-105103 SR-NASDAQ-2026-019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Designated Date for Removal of the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: April 22, 2026
34-105105 SR-NYSEAMER-2026-02 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Initial Listing Standards Set Forth in Sections 101 and 102 of the NYSE American Company Guide
Comments Due: April 22, 2026
View Received Comments
See Also - Exhibit 5
34-105102 SR-NasdaqTX-2026-009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Designated Date for Removal of the Exchange’s Dedicated GPS Antenna Service Under Rule General 8, Section 1(d)
Comments Due: April 22, 2026
34-105106 SR-Phlx-2026-14 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Designated Date for Removal of the Exchange’s Dedicated GPS Antenna Service Under Rule General 8, Section 1(d)
Comments Due: April 22, 2026
34-105101 SR-ISE-2026-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Designated Date for Removal of the Exchange’s Dedicated GPS Antenna Service Under Rule General 8, Section 1(d)
Comments Due: April 22, 2026
34-105104 SR-MRX-2026-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Designated Date for Removal of the Exchange’s Dedicated GPS Antenna Service Under Rule General 8, Section 1(d)
Comments Due: April 22, 2026
34-105100 SR-GEMX-2026-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Designated Date for Removal of the Exchange’s Dedicated GPS Antenna Service Under Rule General 8, Section 1(d)
Comments Due: April 22, 2026
34-105099 SR-NYSE-2026-05 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE
34-105091 S7-24-89 Notice of Filing and Immediate Effectiveness of the Fifty-Sixth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities...
34-105098 SR-CBOE-2026-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Apply Its Wide Market Protection Mechanism on a Trading Session-By-Trading Session Basis
Comments Due: April 21, 2026
See Also - Exhibit 5
34-105097 SR-MRX-2026-11 Notice of Filing of a Proposed Rule Change to Adopt Extended Trading Hours for Eligible Equity and Index Options
Comments Due: March 21, 2026
See Also - Exhibit 5
34-105090 SR-TXSE-2026-003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Warrant Performance Incentive Program
Comments Due: April 21, 2026
34-105088 SR-NYSEARCA-2026-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Waive the Combined Cap on Submitting Broker Credits Paid for QCC Trades and Floor Broker Rebates Paid Through the Manual Billable...
Comments Due: April 21, 2026
See Also - Exhibit 5
34-105096 SR-CboeBZX-2026-019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22 to Introduce the Exchange’s Clock Service
Comments Due: April 21, 2026
See Also - Exhibit 5
34-105087 SR-NYSEAMER-2026-23 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Adopt Fees for Trading in Options Overlying the MSCI EAFE Index and the MSCI Emerging Markets Index
Comments Due: April 21, 2026
See Also - Exhibit 5
34-105086 SR-NYSEAMER-2026-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Regarding Certain Fees and Rebates Applicable to Non-Customers and Floor Brokers
Comments Due: April 21, 2026
See Also - Exhibit 5
34-105094 SR-CboeEDGX-2026-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce an Exchange Clock Service
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105093 SR-CboeEDGA-2026-007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce an Exchange Clock Service
Comments Due: April 21, 2026
See Also - Exhibit 5
34-105085 SR-NYSEARCA-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Certain Fees and Rebates Applicable to Non-Customers and Floor Brokers
Comments Due: April 21, 2026
See Also - Exhibit 5
34-105089 SR-CboeEDGX-2026-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce an Exchange Clock Service
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105082 SR-C2-2026-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce an Exchange Clock Service
Comments Due: April 20, 2026
34-105081 SR-NasdaqTX-2026-010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Dual Listing Fees for the Exchange
Comments Due: April 20, 2026
See Also - Exhibit 5
34-105079 SR-NSCC-2026-005 Notice of Filing of Proposed Rule Change Concerning a New Customer Net Margin Account Option for Agent Clearing Members in the Securities Financing Transaction Clearing Service
Comments Due: April 20, 2026
See Also - Exhibit 5
34-105078 SR-SAPPHIRE-2026-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule for Non-Transaction Fee Waivers
Comments Due: April 20, 2026
See Also - Exhibit 5
34-105077 SR-CBOE-2026-016 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend it Rules Relating to Designated Primary Market-Makers (“DPMs”) and DPM Appointments in Global Trading Hours and Curb Sessions
34-105083 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce an Exchange Clock Service
Comments Due: April 20, 2026
34-105070 SR-NYSEARCA-2026-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: 21 days after publication in the Federal Register
34-105069 SR-IEX-2026-08 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules to Reflect the Name Change of Nasdaq BX to Nasdaq Texas
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105073 SR-24X-2026-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.6 to Clarify the Handling of Certain Orders and Update References to Regulation NMS
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105071 SR-NYSEAMER-2026-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105066 SR-LCH SA-2026-002 Notice of Filing of Proposed Rule Change Relating to the CDS Clearing Rules (AMF outsourcing; EMIR SITG; EU CCPRR)
Comments Due: April 16, 2026
See Also - Exhibit 5
34-105065 SR-FICC-2026-006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Corrections, Clarifications and Certain Other Changes to the GSD Rules, MBSD Rules, and EPN
Comments Due: April 16, 2026
See Also - Exhibit 5
34-105064 SR-CBOE-2026-024 Notice of Filing of Proposed Rule Change to Amend Certain of its Rules Regarding Complex Orders and Complex Order Auctions to Accommodate Stop-Limit Complex Orders and Establish Stop Complex Order Auctions (“SCOA”) as a New Type of Auction Mechanism
Comments Due: April 16, 2026
See Also - Exhibit 5
34-105063 SR-CBOE-2025-079 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Allow for Extended Trading of Multi-Listed Equity Options
Comments Due: April 30, 2026
View Received Comments
34-105060 SR-NYSEAMER-2026-02 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Initial Listing Standards Set Forth in Sections 101 and 102 of the NYSE American Company Guide
View Received Comments
34-105059 SR-GEMX-2026-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Minimum Increments
Comments Due: April 15, 2026
See Also - Exhibit 5
34-105057 SR-Phlx-2025-50 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options
View Received Comments
34-105056 SR-FICC-2026-005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Implementation Timeframe for Enhancement of Correlation Calculation for Bond Haircut Models
Comments Due: April 15, 2026
See Also - Exhibit 5
34-105054 SR-CBOE-2026-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Amend its Floor Booth Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105044 SR-NASDAQ-2026-018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Designated Liquidity Provider and Market Quality Supporter Programs in Equity 7, Section 114
Comments Due: April 13, 2026
See Also - Exhibit 5
34-105043 SR-NYSEARCA-2026-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 2.4, 2.6, and 6.44-O to Eliminate Certain Outdated Publication Obligations
Comments Due: April 13, 2026
See Also - Exhibit 5
34-105040 SR-NYSEARCA-2026-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 5.32-O, 5.35-O, and 6.8-O Regarding Options on Certain Crypto Assets
Comments Due: April 13, 2026
See Also - Exhibit 5
34-105039 SR-CboeBYX-2026-008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rules 11.28 and 11.29 Relating the Regulatory and Operations Trading Halts, Integrate Several Definitions and Concepts from the Amended CTA/CQ Plan, Reorganize Existing...
Comments Due: April 13, 2026
See Also - Exhibit 5
34-105037 SR-NYSEAMER-2026-18 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Exchange Rules 904, 903G, and 906G Regarding Options on Certain Crypto Assets
Comments Due: April 13, 2026
See Also - Exhibit 5
34-105038 SR-CboeBZX-2026-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rules 11.29 and 11.30 Relating the Regulatory and Operations Trading Halts, Integrate Several Definitions and Concepts from the Amended CTA/CQ Plan, Reorganize Existing Rule 1
Comments Due: April 13, 2026
See Also - Exhibit 5
34-105032 SR-PEARL-2026-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2613(a), Usage of Data Feeds
Comments Due: April 10, 2026
See Also - Exhibit 5