34-106841
Nov. 6, 2026
SR-KALSHIEX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products Comments Due: Federal Register .Exhibit 4
34-106842
Nov. 6, 2026
SR-PHLX-2026-71
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Transaction Fees at Equity 7, Section 3 Comments Due: Federal Register. Exhibit 5
34-106840
Nov. 6, 2026
SR-PHLX-2026-65
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Equity 4 To Remove All References To the CORE FIX Order Entry Protocol Comments Due: Federal Register. Exhibit 5
34-106838
Nov. 6, 2026
SR-NYSE-2026-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rules 7.35 and 7.35A Comments Due: Federal Register. Exhibit 5
34-106835
Nov. 5, 2026
SR-24X-2026-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Fees Applicable to Members of the Exchange Comments Due: Federal Register. Exhibit 5
34-106833
Nov. 5, 2026
SR-ICC-2026-014
Notice of Filing of Proposed Rule Change Relating to the Procedures for Monitoring Compliance with the Eligible Secondary Market Transaction Submission Requirements Comments Due: Federal Register. Exhibit 5
34-106832
Nov. 5, 2026
SR-TXSE-2026-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 17.180 to Permit an Issuer to Elect a Higher Listing Tier for an Exchange Traded Product During a Calendar Year and to Provide for the Related Incremental Listing Fee Comments Due: Federal Register. Exhibit 5
34-106828
Nov. 5, 2026
SR-BOX-2026-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to make various clean up changes and a number of technical, non-substantiative changes to its Rulebook Comments Due: Federal Register. Exhibit 5
34-106829
Nov. 5, 2026
SR-CboeBYX-2026-014
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.25 to Introduce an Optional, Contingent Instruction... Comments Due: Federal Register .View Received Comments
34-106827
Nov. 5, 2026
SR-IEX-2026-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 3.291 (Influencing or Rewarding Employees of Others; Gratuities), to Conform to the Rules of FINRA for Purposes of an Agreement Between the Exchange and FINRA pursuant Comments Due: Federal Register .
34-106825
Nov. 4, 2026
SR-ICC-2026-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC’s Fee Schedule Comments Due: Federal Register .Exhibit 5
34-106823
Nov. 4, 2026
SR-Phlx-2026-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce Conforming Changes to Nasdaq Phlx Rules in Connection with the Establishment of Fees for Nasdaq TotalView Plus and Nasdaq Basic Plus Comments Due: Federal Register .Exhibit 5
34-106822;
Nov. 4, 2026
SR-NasdaqTX-2026-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce Conforming Changes to Nasdaq Texas Rules in Connection with the Establishment of Fees for Nasdaq TotalView Plus and Nasdaq Basic Plus Comments Due: Federal Register .Exhibit 5
34-106824
Nov. 4, 2026
SR-NASDAQ-2026-095
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for Nasdaq TotalView Plus and Nasdaq Basic Plus Comments Due: Federal Register. Exhibit 5
34-106812
Nov. 4, 2026
SR-SAPPHIRE-2026-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees Applicable to the Floor Market Maker Fee and Floor Broker Breakup Credit for Transactions in Non-Penny Classes Comments Due: Federal Register. Exhibit 5
34-106810
Nov. 4, 2026
SR-IEX-2026-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.271 Regarding the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt Comments Due: Federal Register. Exhibit 5
34-106819
Nov. 4, 2026
SR-BOX-2026-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules to Govern the Trading of FLEX Equity Options in Electronic Auctions Comments Due: Federal Register .Exhibit 5
34-106815
Nov. 4, 2026
SR-FICC-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove a Requirement That Sponsoring Members Report Certain Events Impacting Their Sponsored Members Comments Due: Federal Register. Exhibit 5
34-106811
Nov. 4, 2026
SR-IEX-2026-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the IEX Equities Fee Schedule Comments Due: Federal Register. Exhibit 5
34-106809
Nov. 4, 2026
SR- CBOE-2026-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Clearing Corporation in its Rules and Make Corresponding Changes Throughout its Rules Comments Due: Federal Register .Exhibit 5
34-106808
Nov. 3, 2026
SR-NasdaqTX-2026-051
Notice of Filing and Immediate Effectiveness of a Proposal To Amend Equity 4 To Remove All References To the CORE FIX Order Entry Protocol Comments Due: Exhibit 5
34-106807
Nov. 3, 2026
SR-NASDAQ-2026-092
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Equity 4 To Remove All References To the CORE FIX Order Entry Protocol Comments Due: Exhibit 5
34-106802
Nov. 3, 2026
SR-CboeBZX-2026-089
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Trade-by-Trade Report for BZX Options and to Amend its Fee Schedule to Adopt Fees for the Trade-by-Trade Report Comments Due: Exhibit 5
34-106803
Nov. 3, 2026
SR-CboeEDGX-2026-074
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Trade by Trade Report for EDGX Options and to Amend its Fee Schedule to Adopt Fees for the Trade by Trade Report Comments Due: Exhibit 5
34-106800
Nov. 3, 2026
SR-C2-2026-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Trade-by-Trade Report for C2 Options and to Amend its Fee Schedule to Adopt Fees for the Trade-by-Trade Report Comments Due: View Received Comments Exhibit 5
34-106796
Nov. 2, 2026
SR-Phlx-2026-63
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Equity 8A Regarding Information Circular Requirements Comments Due: Exhibit 5
34-106798
Nov. 2, 2026
SR-NYSETEX-2026-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Rule 8a to Provide for the Listing of Acquisition Companies Comments Due: Exhibit 5
34-106797
Nov. 2, 2026
SR-FINRA-2026-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt FINRA Rule 1240.03 (Senior Leader Regulatory Element Interim Program) to Establish an Interim Program of Regulatory Element Continuing Education Comments Due: Exhibit 5
34-106784
Oct. 30, 2026
SR-NSCC-2026-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance Automated Reasonability Checks for the Submission of ETF Creation and Exemption Transactions Comments Due: Exhibit 5
34-106788
Oct. 30, 2026
SR-CboeEDGX-2026-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce Enhancements to the Missed Liquidity Report Offered as Part of the Cboe Timestamping Service Comments Due: View Received Comments
34-106787
Oct. 30, 2026
SR-CboeBZX-2026-088
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce Enhancements to the Missed Liquidity Report Offered as Part of the Cboe Timestamping Service Comments Due:
34-106786
Oct. 30, 2026
SR-C2-2026-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce Enhancements to the Missed Liquidity Report Offered as Part of the Cboe Timestamping Service Comments Due:
34-106785
Oct. 30, 2026
SR-CBOE-2026-083
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce Enhancements to the Missed Liquidity Report Offered as Part of the Cboe Timestamping Service Comments Due:
34-106783
Oct. 30, 2026
SR-NASDAQ-2026-093
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Transaction Fees at Equity 7, Sections 115 and 130, To Delete Obsolete References To the CORE FIX Order Entry Protocol Comments Due: Exhibit 5
34-106780
Oct. 30, 2026
SR-ISE-2026-53
Notice of Filing of Proposed Rule Change to Amend the Strike Price Intervals for Options on Certain Exchange-Traded Fund Shares that Meet the Qualifying Securities Criteria Comments Due: Exhibit 5
34-106782
Oct. 30, 2026
SR-NasdaqTX-2026-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Transaction Fees at Equity 7, Sections 115 and 130, To Delete Obsolete References To the CORE FIX Order Entry Protocol Comments Due: Exhibit 5
34-106781
Oct. 30, 2026
SR-PHLX-2026-66
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Transaction Fees at Equity 7, Section 3, To Delete Obsolete References To the CORE FIX Order Entry Protocol Comments Due: Exhibit 5
34-106779
Oct. 30, 2026
SR-LTSE-2026-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Rule 3.291 Comments Due:
34-106772
Oct. 29, 2026
SR-NYSEARCA-2026-106
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List Shares of the Bitwise 10 Crypto Index ETF under NYSE Arca Rule 8.201-E (Generic) Comments Due: View Received Comments
34-106769
Oct. 29, 2026
SR-TXSE-2026-041
Notice of Filing, and Order Granting Accelerated Approval of, a Proposed Rule Change to Amend Rule 17.111(d) (Commodity-Based Trust Shares) Exhibit 5
34-106770
Oct. 29, 2026
SR-NYSE-2026-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 2(c) Comments Due: View Received Comments Exhibit 5
34-106764
Oct. 29, 2026
SR-NasdaqTX-2026-050
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Equity 4, Rule 4120, To Align It with that of The Nasdaq Stock Market LLC Comments Due: Exhibit 5
34-106763
Oct. 28, 2026
SR-LTSE-2026-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt Comments Due: Exhibit 5
34-106762
Oct. 28, 2026
SR-SAPPHIRE-2026-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions and Establish a Tiered Fee Structure for Away Market Maker Facilitation of Customer QFOs or ... Comments Due: Exhibit 5
34-106761
Oct. 28, 2026
SR-NASDAQ-2026-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Nasdaq’s Interpretive Material, IM-8310-3 Comments Due: Exhibit 5
34-106760
Oct. 28, 2026
SR-NYSEAMER-2026-95
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Waive the Maximum Combined Floor Broker Credits on QCC Trades and Rebates Paid through the Manual Billable Rebate Program for Octo... Comments Due: Exhibit 5
34-106758
Oct. 28, 2026
SR-MX2-2026-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours ... Comments Due: Exhibit 5
34-106754
Oct. 28, 2026
SR-CboeBZX-2026-086
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a) to Adopt a Start Time Order Instruction Comments Due: Exhibit 5
34-106753
Oct. 28, 2026
SR-CboeEDGA-2026-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a)(1) to Adopt a Start Time Order Instruction Comments Due: Exhibit 5
34-106756
Oct. 28, 2026
SR-NYSENAT-2026-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bylaws of the Exchange Comments Due: Exhibit 5
34-106751
Oct. 28, 2026
SR-NSCC-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retirement Products Comments Due: Exhibit 5
34-106752
Oct. 28, 2026
SR-NYSETEX-2026-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bylaws of the Exchange Comments Due: Exhibit 5
34-106750
Oct. 28, 2026
SR-NYSEARCA-2026-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3.2(b)(3)(C)(ii) Comments Due: Exhibit 5
34-106744
Oct. 27, 2026
SR-CboeBYX-2026-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a) to Adopt a Start Time Order Instruction Comments Due: Exhibit 5
34-106743
Oct. 27, 2026
SR-NYSEAMER-2026-96
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Binary Return Derivatives Rules Comments Due: Exhibit 5
34-106741
Oct. 27, 2026
SR-IEX-2026-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the Exchange’s Fee Schedule to Adopt Transaction Fees and Routing Fees Comments Due: Exhibit 5
34-106742
Oct. 27, 2026
SR-NYSEAMER-2026-92
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Article I, Sections 1.05 and 1.06 of Its Operating Agreement Comments Due: Exhibit 5
34-106731
Oct. 26, 2026
SR-FINRA-2026-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules to Address Binary Options, Options Whose Payout is Based on Specified Metrics, and Options Cleared by a Registered Clearing Agency Other than The Options... Comments Due: Exhibit 5
34-106739
Oct. 26, 2026
SR-CBOE-2026-082
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Silexx Fees from its Fee Schedule in Accordance with SEC Exemptive Relief Comments Due: Exhibit 5
34-106730
Oct. 26, 2026
SR-NYSEAMER-2026-94
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify Pricing for the Customer Best Execution (“CUBE”) Auctions Comments Due: Exhibit 5
34-106732
Oct. 26, 2026
SR-IEX-2026-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Behavior of Discretionary Peg orders if They are Received by the Exchange During a Period of Quote Instability or Quote Imbalance Comments Due: Exhibit 5
34-106729
Oct. 26, 2026
SR-MX2-2026-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.15 (Clearly Erroneous Executions) Comments Due: Exhibit 5
34-106727
Oct. 23, 2026
SR-MEMX-2026-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.15 (Clearly Erroneous Executions) Comments Due: Exhibit 5
34-106725
Oct. 23, 2026
SR-NYSETEX-2026-30
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Offer Complimentary Products and Services Comments Due: View Received Comments Exhibit 5
34-106724
Oct. 22, 2026
SR-PEARL-2026-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-106721
Oct. 21, 2026
SR-NYSEARCA-2026-104
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions Comments Due: Exhibit 5
34-106719
Oct. 21, 2026
SR-CboeEDGX-2026-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.1 Regarding Information Circular Requirements Comments Due: Exhibit 5
34-106718
Oct. 21, 2026
SR-CboeBZX-2026-085
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Annual Listing Fees Applicable to Exchange-Traded Products Listed on the Exchange, Which are Set Forth in BZX Rule 14.13(b)(2)(E), to Eliminate the Annual Listing Fee A... Comments Due: Exhibit 5
34-106720
Oct. 21, 2026
SR-NYSEAMER-2026-93
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions Comments Due: Exhibit 5
34-106712
Oct. 21, 2026
SR-CboeBYX-2026-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of Trading Platform Comments Due: Exhibit 5
34-106713
Oct. 21, 2026
SR-CboeBZX-2026-087
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of Trading Platform Comments Due: Exhibit 5
34-106716
Oct. 21, 2026
SR-CboeEDGA-2026-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.1 Regarding Information Circular Requirements Comments Due: Exhibit 5
34-106714
Oct. 21, 2026
SR-CboeEDGA-2026-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of Trading Platform Comments Due: Exhibit 5
34-106715
Oct. 21, 2026
SR-CboeEDGX-2026-072
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Update the Definition of Trading Platform Comments Due: Exhibit 5
34-106710
Oct. 21, 2026
SR-NYSETEX-2026-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.18, 7.35(a)(8)(A), and 7.35(f) Regarding Trading Halts Comments Due: Exhibit 5
34-106709
Oct. 21, 2026
SR-NYSEARCA-2026-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.18-E, 7.35-E(a)(8)(A), and 7.35-E(f) Regarding Trading Halts Comments Due: Exhibit 5
34-106705
Oct. 20, 2026
SR-NYSE-2026-50
Notice of Filing of Proposed Rule Change to Amend Rule 7.10 (Clearly Erroneous Executions) Comments Due: Exhibit 5
34-106704
Oct. 20, 2026
SR-TXSE-2026-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Corporate Listing Fees on the Exchange Comments Due: Exhibit 5
34-106700
Oct. 20, 2026
SR-NYSE-2026-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Restore Former Rule 123D Comments Due: Exhibit 5
34-106703
Oct. 20, 2026
SR-OCC-2026-010
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Revisions to OCC Rule 213 – Cybersecurity Obligations Comments Due: Exhibit 3 , Exhibit 5
34-106696
Oct. 19, 2026
SR-CBOE-2026-081
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.33(g) and Rule 5.34 Comments Due: Exhibit 5
34-106695
Oct. 19, 2026
SR-LTSE-2026-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Listing Rules Regarding Dually-Listed Securities Comments Due: Exhibit 5
34-106694
Oct. 19, 2026
SR-PEARL-2026-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Non-Substantive Correction to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations Comments Due: Exhibit 5
34-106692
Oct. 19, 2026
SR-CboeEDGX-2026-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 and Rule 19.4 to Establish Generic Listing Criteria and Continued Listing Standards for Options on Commodity-Based Trusts Holding Multiple Crypto Assets and to... Comments Due: Exhibit 5
34-106693
Oct. 19, 2026
SR-MIAX-2026-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Edits to Exchange Rule 1703, Consolidated Audit Trail Compliance Rule – Industry Member Data Reporting Comments Due: Exhibit 5
34-106691
Oct. 19, 2026
SR-NYSE-2026-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Rule 3220 with Certain Changes by FINRA Comments Due:
34-106681
Oct. 16, 2026
SR-CMESC-2026-011
Notice of Filing of Proposed Rule Change to Amend the CMESC Risk Management Framework (“RMF”) Related to CMESC’s Default Management Practices Comments Due: Exhibit 5
34-106683
Oct. 16, 2026
SR-CboeEDGX-2026-071
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a)(3) to Describe when Unpriced Orders are Eligible for Execution and to Amend Rule 11.6(q)(2) to Clarify the Expiration of Day Orders Entered During the Overnight.. Comments Due: Exhibit 5
34-106682
Oct. 16, 2026
SR-NYSETEX-2026-30
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Offer Complimentary Products and Services Comments Due: View Received Comments
34-106680
Oct. 16, 2026
SR-CBOE-2026-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-106664
Oct. 14, 2026
SR-BOX-2026-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Section V. Manual Transaction Fees of the Fee Schedule to Increase QOO and FOO Order Fees in... Comments Due: Exhibit 5
34-106666
Oct. 14, 2026
SR-PHLX-2026-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 4 (Multiply Listed Options Fees) Comments Due: Exhibit 5
34-106665
Oct. 14, 2026
SR-NASDAQ-2026-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules at Options 7, Section 2 Comments Due: Exhibit 5
34-106663
Oct. 14, 2026
SR-24X-2026-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Warrant Performance Incentive Program Comments Due:
34-106658
Oct. 13, 2026
SR-NASDAQ-2026-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4120 to Set Forth Specific Requirements for Halting and Opening Trading in Exchange-Traded Products During 23/5 Trading Comments Due: Exhibit 5
34-106656
Oct. 13, 2026
SR-NYSE-2026-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18 Regarding Trading Halts Comments Due: Exhibit 5
34-106653
Oct. 13, 2026
SR-LTSE-2026-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the LTSE Fee Schedule to Add an Incentive Program for Market Makers Comments Due: Exhibit 5
34-106655
Oct. 13, 2026
SR-MIAX-2026-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism Comments Due: Exhibit 5
34-106652
Oct. 13, 2026
SR-GEMX-2026-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market-Wide Speed Bump and the Kill Switch Comments Due: Exhibit 5
34-106654
Oct. 13, 2026
SR-MIAX-2026-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify the Priority Customer Rebate Program Table for Certain Transactions in Complex Orders Comments Due: Exhibit 5
