Notice

Release Number SEC Issue Date File Number Details
34-105845 SR-FINRA-2026-004 Notice of Partial Amendment No. 1 to Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)
Comments Due: 21 days after date of publication in the Federal Register. 
View Received Comments
34-105844 SR-CME-2026-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adoption of Chicago Mercantile Exchange’s Rules Governing Security Futures Product Listing Standards, Adoption of Chicago Mercantile Exchange Inc.’s Rules Governing Secu...
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 4
34-105837 SR-TXSE-2026-006 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend Certain Parts of its Opening and Closing Auctions
Comments Due: 15 days after publication in the Federal Register.
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-105835 SR-PEARL-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2900 Regarding Information Circular Requirements
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105833 SR-NYSEARCA-2026-68 Notice of Filing of a Proposed Rule Change to Amend Rules 5.32-O and 5.35-O
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105831 SR-NYSEAMER-2026-54 Notice of Filing of a Proposed Rule Change to Amend Rule 903G and 906G
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105830 SR-NYSE-2026-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-105829 SR-FINRA-2026-013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Except Accounts Pursuant to Section 530A of the Internal Revenue Code from the Requirements of FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions)
Comments Due: 21 days after publication in the Federal Register.
34-105825 SR-NYSETEX-2026-25 Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-105822 SR-NYSEARCA-2026-69 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105826 SR-NYSEARCA-2026-70 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-105827 SR-NYSEAMER-2026-56 Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
34-105823 SR-NYSENAT-2026-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-105818 SR-BOX-2026-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Review of Professional Orders
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105824 SR-FINRA-2026-012 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)
View Received Comments
34-105817 SR-NSCC-2026-009 Notice of Filing of Proposed Rule Change to Enhance the Supplemental Liquidity Deposit Rules, Methodology and Processes
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 3, Exhibit 5
34-105821 SR-NYSEAMER-2026-55 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-105819 SR-NYSETEX-2026-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Initial and Continued Listing Standards
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-105820 SR-TXSE-2026-009 Notice of Filing of a Proposed Rule Change to Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to ETF Shares Listed on the Exchange under Rule 17.104(b)(2)(B)
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-105814 SR-PEARL-2026-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by to Amend the By-Laws to Establish the Role of Observers
Comments Due: 21 days after date of publication in the Federal Register. 
See Also - Exhibit 5
34-105816 SR-MIAX-2026-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the By-Laws to Establish the Role of Observers=
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105815 SR-NYSETEX-2026-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to the Exchange's Treatment of Trade Reports
Comments Due: 21 days after date of publication in the Federal Register.
34-105794 SR-DTC-2026-009 Notice of Filing of Proposed Rule Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)
Comments Due: July 23, 2026
See Also - Exhibit 5
34-105801 SR-ISE-2026-34 Notice of Filing of a Proposed Rule Change to Amend the Short Term Option Series Program Related to Qualifying Securities
Comments Due: July 23, 2026
See Also - Exhibit 5
34-105795 SR-NYSETEX-2026-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31, Orders and Modifiers
Comments Due: July 23, 2026
See Also - Exhibit 5
34-105796 SR-NYSENAT-2026-19 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31, Orders and Modifiers
Comments Due: July 23, 2026
See Also - Exhibit 5
34-105799 SR-NYSE-2026-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31. Orders and Modifiers
Comments Due: July 23, 2026
See Also - Exhibit 5
34-105797 SR-NYSEARCA-2026-66 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E, Orders and Modifiers
Comments Due: July 23, 2026
See Also - Exhibit 5
34-105798 SR-NYSEAMER-2026-52 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.31E, Orders and Modifiers
Comments Due: July 23, 2026
See Also - Exhibit 5
34-105788 SR-IEX-2026-18 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide that the Exchange Will Identify Priority Customer Interest on its Order Book Through OPRA and its Proprietary Market Data Feeds
Comments Due: July 22, 2026
See Also - Exhibit 5
34-105784 SR-CBOE-2026-056 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange’s Plans to List and Trade Binary Options that Overlie the Mini-S&P 500 Index
Comments Due: July 22, 2026
See Also - Exhibit 5
34-105776 SR-MEMX-2026-17 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 22.3, Market Maker Class Appointments
Comments Due: July 21, 2026
See Also - Exhibit 5
34-105773 SR-MSRB-2026-03 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-28, on Transactions with Employees and Partners of Other Municipal Securities Professionals, to Harmonize and Better Align with FINRA Rule...
Comments Due: July 21, 2026
See Also - Exhibit 5
34-105769 SR-MRX-2026-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105766 SR-NasdaqTX-2026-031 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105770 SR-ISE-2026-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105767 SR-Phlx-2026-40 Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105768 SR-GEMX-2026-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity to Establish Fees for its TNO Cross-Connect Service
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105762 4-631 Notice of Filing and Immediate Effectiveness of Amendment to the Plan to Address Extraordinary Market Volatility to Add Texas Stock Exchange LLC as a Participant
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-105765 SR-NASDAQ-2026-056 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Connectivity To Establish Fees for its TNO Cross-Connect Service
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105761 SR-NYSETEX-2026-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105763 SR-CBOE-2026-016 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Superseded by Amendment No. 1 and Modified by Amendment No. 2, to Amend its Rules Relating to Designated Primary Market-Maker Appointments in Global
Comments Due: July 20, 2026
View Received Comments
34-105764 SR-CBOE-2026-055 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Structure Related to DJX and RUT FLEX Micro Orders and to Eliminate References to MSCI Index Products
Comments Due: July 20, 2026
View Received Comments
See Also - Exhibit 5
34-105760 SR-NYSENAT-2026-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105756 SR-NYSE-2026-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105758 SR-NYSEARCA-2026-67 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105757 SR-NYSEAMER-2026-53 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105755 SR-ISE-2026-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Exchange’s Rules at Options 7, Section 4 (Complex Order Fees and Rebates)
Comments Due: July 20, 2026
See Also - Exhibit 5
34-105747 SR-NASDAQ-2026-004 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a New Continued Listing Requirement
Comments Due: July 10, 2026
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-105727 SR-CboeBYX-2026-014 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 11.25 to Introduce an Optional, Contingent Instruction Applicable to Periodic Auction Only Orders, Introduce a Time-in-Force of Auction or Cancel...
34-105733 SR-PHLX-2026-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List Certain A.M.-Settled NDX Options
Comments Due: July 15, 2026
See Also - Exhibit 5
34-105726 SR-CboeEDGX-2026-045 Notice of Filing of a Proposed Rule Change to Amend Rule 11.8(c) to Permit an Intermarket Sweep Order (“ISO”) to be Entered as a Non-Displayed Order and to Establish the Price Level At Which the System Will Consider an ISO Available For Other Orders t...
Comments Due: July 15, 2026
See Also - Exhibit 5
34-105732 SR-NASDAQ-2026-053 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for Two Newly Established Feeds, the Order Feed and the Trades Feed
Comments Due: July 15, 2026
See Also - Exhibit 5
34-105728 SR-NASDAQ-2026-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Corrections To Its Rulebook at Equity 4
Comments Due: July 15, 2026
See Also - Exhibit 5
34-105729 SR-IEX-2026-17 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 22.100 to Allow Market Makers to Submit Immediate-or-Cancel Bulk Message Quotes
Comments Due: July 15, 2026
See Also - Exhibit 5
34-105725 SR-CboeEDGA-2026-022 Notice of Filing of a Proposed Rule Change to Amend Rule 11.8(c) to Permit an Intermarket Sweep Order (“ISO”) to be Entered as a Non-Displayed Order and to Establish the Price Level At Which the System Will Consider an ISO Available For Other Orders to...
Comments Due: July 15, 2026
See Also - Exhibit 5
34-105722 SR-DTC-2026-008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Settlement Service Guide
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105721 SR-PEARL-2026-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rules 2627 And 2628 to Integrate Several Definitions and Concepts from the Amended CTA/CQ Plan, Reorganize Rule 2622, and Make Conforming Changes to Related Rules
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105718 SR-NASDAQ-2026-055 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Obsolete References To The Discontinued QIX Proprietary Protocol from The Exchange’s Rulebook
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105720 SR-NYSEARCA-2026-65 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1 to Require OTP Holders and OTP Firms to Review Customer Activity on a Monthly Basis
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105719 SR-NYSEAMER-2026-51 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 900.2NY to Require ATP Holders to Review Customer Activity on a Monthly Basis
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105713 SR-TXSE-2026-005 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule to Adopt Rules Related to the Listing and Trading of Closed-End Funds on the Exchange
View Received Comments
34-105717 SR-PHLX-2026-39 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Obsolete Rule Text Regarding The Now-Completed Tick Size Pilot
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105716 SR-NasdaqTX-2026-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Obsolete Rule Text Regarding The Now-Completed Tick Size Pilot
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105715 SR-CboeBZX-2026-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.11 Regarding Information Circular Requirements
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105712 SR-OCC-2026-005 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation to Amend its System for Theoretical Analysis and Numerical Simulation Methodology Description to Incorporate Options Implied Interest Rates as an Additional Source of Interest...
Comments Due: July 14, 2026
See Also - Exhibit 3, Exhibit 5
34-105711 SR-CboeBZX-2026-053 Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(d) to Permit an Intermarket Sweep Order (“ISO”) to be Entered as a Non-Displayed Order and to Establish the Price Level At Which the System Will Consider an ISO Available For Other Orders to...
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105710 SR-CboeBYX-2026-026 Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(d) to Permit an Intermarket Sweep Order (“ISO”) to be Entered as a Non-Displayed Order and to Establish the Price Level At Which the System Will Consider an ISO Available For Other Orders to...
Comments Due: July 14, 2026
See Also - Exhibit 5
34-105706 SR-ISE-2026-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation of SR-ISE-2026-04
Comments Due: July 13, 2026
34-105705 SR-NYSETEX-2026-22 Notice of Filing of Proposed Rule Change to Add a New Partial Cabinet Solution Bundle
Comments Due: July 13, 2026
See Also - Exhibit 5
34-105707 4-518 Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS to Add Texas Stock Exchange LLC as a Participant
Comments Due: 21 days after date of publication in the Federal Register.
34-105708 SR-CBOE-2026-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.31
Comments Due: July 13, 2026
See Also - Exhibit 5
34-105704 SR-NYSEAMER-2026-34 Notice of Filing of Proposed Change to Amend Its Rules to Extend Trading Hours for Certain Eligible Equity Options
Comments Due: July 13, 2026
See Also - Exhibit 5
34-105702 SR-NYSENAT-2026-18 Notice of Filing of Proposed Rule Change to Add a New Partial Cabinet Solution Bundle
Comments Due: July 13, 2026
See Also - Exhibit 5
34-105703 SR-NYSE-2026-28 Notice of Filing of Proposed Rule Change to Add a New Partial Cabinet Solution Bundle
Comments Due: July 13, 2026
See Also - Exhibit 5
34-105701 SR-NYSEARCA-2026-63 Notice of Filing of Proposed Rule Change to Add a New Partial Cabinet Solution Bundle
Comments Due: July 13, 2026
See Also - Exhibit 5
34-105700 SR-NYSEAMER-2026-50 Notice of Filing of Proposed Rule Change to Add a New Partial Cabinet Solution Bundle
Comments Due: July 13, 2026
See Also - Exhibit 5
34-105699 SR-MRX-2026-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules General 8 and Options 7 to Revise Certain Fees
Comments Due: July 13, 2026
See Also - Exhibit 5
34-105698 SR-NYSEARCA-2026-64 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend Certain Representations Relating to United States Copper Index Fund
Comments Due: July 13, 2026
34-105697 SR-24X-2026-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form During the Pendency of a Pilot Program to be Operated by the Depository Trust Company
Comments Due: July 13, 2026
See Also - Exhibit 5
34-105694 SR-NYSEAMER-2026-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Amend the Manual Billable Rebate Program and Firm Monthly Fee Cap
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105693 SR-LTSE-2026-15 Notice of Filing of a Proposed Rule Change to Amend its Rules Related to Market Makers
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105689 SR-ISE-2026-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105691 SR-Phlx-2026-38 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105690 SR-NASDAQ-2026-052 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105692 SR-NasdaqTX-2026-029 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105688 SR-MRX-2026-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105687 SR-GEMX-2026-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105685 SR-PEARL-2026-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Establish Fees for the Trade-by-Trade Report
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105686 SR-CboeBZX-2026-055 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide the Exchange with Explicit Authority to Adjust the Issue Price of a ETP IPO Security for Purposes of Applying the Collar Price Range to an ETP IPO Auction
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105684 SR-EMERALD-2026-15 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Establish Fees for the Trade-by-Trade Report
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105683 SR-MIAX-2026-24 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Establish Fees for the Trade-by-Trade Report
Comments Due: July 9, 2026
See Also - Exhibit 5
34-105677 SR-PEARL-2026-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Fees and Rebates Applicable to Transactions in Non-Penny Classes
Comments Due: July 8, 2026
See Also - Exhibit 5
34-105680 4-757 Notice of Filing of the Third Amendment to the Limited Liability Company Agreement of CT Plan LLC to Adopt Revenue Allocation Formula Revisions
Comments Due: July 8, 2026
View Received Comments
34-105676 SR-NYSE-2026-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Clarifying Language to the Description of Prospective Listing Rights Set Forth in Section 703.12(II)(A) of the NYSE Listed Company Manual
Comments Due: July 8, 2026
See Also - Exhibit 5
34-105673 SR-24X-2026-19 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Rebates Applicable to Members of the Exchange
Comments Due: July 7, 2026
See Also - Exhibit 5
34-105674 SR-NYSEARCA-2026-42 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 8.201-E (Generic) To Modify the Generic Listing Standards for Commodity-Based Trust Shares
34-105672 SR-NASDAQ-2026-032 Notice of Filing of Amendment No. 1 and Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5711(d) To Modify the Generic Listing Standards for Commodity-Based Trust Shares
Comments Due: July 7, 2026
View Received Comments
34-105671 SR-MRX-2026-28 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename “Outcome-Related Options” As “Nasdaq Event Options”
Comments Due: July 7, 2026
See Also - Exhibit 5
34-105667 SR-CboeBZX-2026-051 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Lead Market Maker Rebates
Comments Due: July 7, 2026
See Also - Exhibit 5