34-104267
Nov. 25, 2025
SR-OPRA-2025-02
Notice of Filing and Immediate Effectiveness of Proposed Amendment to Modify the OPRA Fee Schedule Regarding Certain Direct Access Connectivity Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 1
34-104268
Nov. 25, 2025
4-443
Notice of Filing of Proposed Amendment to Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Create a Forum for Discussion...
View Received Comments
34-104266
Nov. 25, 2025
SR-PHLX-2025-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104265
Nov. 25, 2025
SR-CboeEDGX-2025-081
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104261
Nov. 25, 2025
SR-BX-2025-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104264
Nov. 25, 2025
SR-GEMX-2025-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104263
Nov. 25, 2025
SR-MRX-2025-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104262
Nov. 25, 2025
SR-ISE-2025-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104258
Nov. 25, 2025
SR-NYSEAMER-2025-65
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104259
Nov. 25, 2025
SR-NASDAQ-2025-089
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104257
Nov. 25, 2025
SR-24X-2025-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Dates in the Warrant Performance Incentive Program
Comments Due: 21 days after date of publication in the Federal Register.
34-104252
Nov. 24, 2025
SR-NASDAQ-2025-037
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 5703 to Permit the Generic Listing and Trading of Class Exchange-Traded Fund Shares
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-104247
Nov. 24, 2025
SR-CboeBZX-2025-076
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 14.11(n) to Permit the Generic Listing and Trading of Class Exchange-Traded Fund Shares
View Received Comments
34-104249
Nov. 24, 2025
SR-FICC-2025-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the FICC Rules to Align with Exchange Act Rule 17ad-26
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104248
Nov. 24, 2025
SR-DTC-2025-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Rules to Align with Exchange Act Rule 17ad-26
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104250
Nov. 24, 2025
SR-NSCC-2025-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSCC Rules to Align with Exchange Act Rule 17ad-26
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104245
Nov. 24, 2025
SR-CBOE-2025-081
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 to Adopt a Wide Market Protection Mechanism
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104246
Nov. 24, 2025
SR-MEMX-2025-32
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Rule 13.4(a) to Reflect the Operation of 24X Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104244
Nov. 24, 2025
SR-NYSENAT-2025-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104242
Nov. 24, 2025
SR-CboeBZX-2025-142
Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(d) to Permit an Intermarket Sweep Order Containing a Time-in-Force other than IOC to be Entered as a Non-Displayed Order
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104243
Nov. 24, 2025
SR-NYSEARCA-2025-77
Notice of Filing of Proposed Rule Change to List and Trade Shares of the T. Rowe Price Active Crypto ETF under NYSE Arca Rule 8.201-E (Non-Generic) Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
34-104240
Nov. 21, 2025
SR-LTSE-2025-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Co-Lead Incentive
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104237
Nov. 21, 2025
SR-NYSEARCA-2025-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104239
Nov. 21, 2025
SR-NYSE-2025-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104235
Nov. 21, 2025
SR-ISE-2025-26
Notice of Filing of Proposed Rule Change to Amend the Position and Exercise Limits for IBIT Options and FLEX Trading
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
See Also -
Exhibit 5
34-104232
Nov. 20, 2025
4-618
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc....
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-104231
Nov. 19, 2025
SR-PHLX-2025-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule Equity 7, Section 3 (Nasdaq PSX Fees) to Establish Port and Disaster Recovery Fees for Newly Added CORE FIX Entry Ports and Remove the Temporary Fee Waiver Language...
Comments Due: December 15, 2025
See Also -
Exhibit 5
34-104229
Nov. 19, 2025
SR-BX-2025-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule Equity 7, Section 115 to establish port and disaster recovery fees for CORE FIX Order entry ports, amend Rule Equity 7, Section 130 to waive the BX testing facility fee...
Comments Due: December 15, 2025
See Also -
Exhibit 5
34-104228
Nov. 19, 2025
SR-CBOE-2025-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.1
Comments Due: December 15, 2025
See Also -
Exhibit 5
34-104227
Nov. 19, 2025
SR-CBOE-2025-071
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.1
Comments Due: December 15, 2025
See Also -
Exhibit 5
34-104225
Nov. 19, 2025
SR-BOX-2025-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5020 (Criteria for Underlying Securities) to Adopt Listing Criteria for Options on Commodity-Based Trust Shares
Comments Due: December 15, 2025
See Also -
Exhibit 5
34-104222
Nov. 19, 2025
SR-BOX-2025-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the QOO and FOO Order Rebate in Section V. (Manual Transaction Fees) of the Fee Schedule for Trading on the BOX Options Market LLC Facility
Comments Due: December 15, 2025
See Also -
Exhibit 5
34-104221
Nov. 19, 2025
SR-IEX-2025-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning the Supplemental Market Quality Program
Comments Due: December 15, 2025
See Also -
Exhibit 5
34-104224
Nov. 19, 2025
SR-MEMX-2025-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: December 15, 2025
See Also -
Exhibit 5
34-104223
Nov. 19, 2025
SR-24X-2025-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Fees and Rebates Applicable to Members of the Exchange
Comments Due: December 15, 2025
See Also -
Exhibit 5
34-104217
Nov. 18, 2025
SR-CBOE-2025-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.22 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104216
Nov. 18, 2025
SR-CboeBZX-2025-140
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104219
Nov. 18, 2025
SR-MIAX-2025-45
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 1703, Consolidated Audit Trail Compliance Rule – Industry Member Data Reporting
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104218
Nov. 18, 2025
SR-CboeEDGX-2025-079
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104215
Nov. 18, 2025
SR-CboeBYX-2025-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104213
Nov. 18, 2025
SR-CboeEDGA-2025-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104210
Nov. 18, 2025
SR-BOX-2025-12
Notice of Deemed Approval of Various Proposed Rule Changes
File Nos.:
SR-BOX-2025-12, CBOE-2025-014, SR-CboeBYX-2025-007, SR-CboeBZX-2025-034, SR-CboeEDGX-2025-018, SR-ISE-2025-08, SR-MIAX-2025-07, SR-NYSE-2025-34, SR-NYSEAMER-2025-07, SR-NYSEAMER-2025-55, SR-NYSEARCA-2025-16, SR-NYSEARCA-2025-63, SR-NYSENAT-2025-19, SR-NYSETEX-2025-28, SR-PEARL-2025-08, SR-SAPPHIRE-2025-12
View Received Comments
34-104214
Nov. 18, 2025
SR-BOX-2025-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 16030 of the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104208
Nov. 18, 2025
SR-PEARL-2025-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104207
Nov. 18, 2025
SR-IEX-2025-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Displayed Liquidity Adding Rebate Tiers
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104209
Nov. 18, 2025
SR-NYSE-2025-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.5
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104211
Nov. 18, 2025
SR-CboeEDGX-2025-075
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the One-Minute Interval Intraday Open-Close Report
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104198
Nov. 18, 2025
SR-SAPPHIRE-2025-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Establish Fees and Rebates for the Trading Floor of the MIAX Sapphire Exchange
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104206
Nov. 18, 2025
SR-MX2-2025-04
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Rule 11.6 to Clarify the Handling of Orders with a Post Only Instruction
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104205
Nov. 18, 2025
SR-GEMX-2025-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after publication in the Federal Register .
See Also -
Exhibit 5
34-104197
Nov. 18, 2025
SR-CboeEDGA-2025-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.6(s)(1), Round Lot, to Conform with the Amendment to the Definition of Round Lot under Rule 600 of Regulation NMS
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104204
Nov. 18, 2025
SR-PHLX-2025-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after publication in the Federal Register .
See Also -
Exhibit 5
34-104196
Nov. 18, 2025
SR-CboeEDGX-2025-078
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.6(s)(1), Round Lot, to Conform with the Amendment to the Definition of Round Lot Under Rule 600 of Regulation NMS
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-104200
Nov. 18, 2025
SR-ISE-2025-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104199
Nov. 18, 2025
SR-MRX-2025-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104203
Nov. 18, 2025
SR-NASDAQ-2025-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
See Also -
Exhibit 5
34-104201
Nov. 18, 2025
SR-BX-2025-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Exchange’s Dedicated GPS Antenna Service Under General 8, Section 1(d)
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104194
Nov. 18, 2025
SR-IEX-2025-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rule 11.180, Units of Trading, to Conform to Rule 600 of Regulation NMS
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-104191
Nov. 17, 2025
SR-CboeBYX-2025-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.10, Units of Trading, to Conform with the Amendment to the Definition of Round Lot under Rule 600 of Regulation NMS
Comments Due: December 11, 2025
See Also -
Exhibit 5
34-104193
Nov. 17, 2025
SR-FICC-2025-019
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a “Done-Away”...
Comments Due: December 5, 2025
View Received Comments
34-104192
Nov. 17, 2025
SR-CboeBZX-2025-137
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.10, Units of Trading, and Exchange Rule 14.1(a)(26), Definitions, to Conform with the Amendment to the Definition of Round Lot Under Rule 600 of Regulation NM
Comments Due: December 11, 2025
See Also -
Exhibit 5
34-104189
Nov. 17, 2025
SR-LTSE-2025-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule 11.410(a)
Comments Due: December 11, 2025
See Also -
Exhibit 5
34-104188
Nov. 17, 2025
SR-CboeBZX-2025-139
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: December 11, 2025
See Also -
Exhibit 5
34-104190
Nov. 17, 2025
4-757
Notice of Filing and Immediate Effectiveness of the First Amendment to the Limited Liability Company Agreement of CT Plan LLC
Comments Due: December 11, 2025
View Received Comments
34-104187
Nov. 17, 2025
SR-CboeEDGA-2025-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: December 11, 2025
See Also -
Exhibit 5
34-104186
Nov. 17, 2025
SR-CboeEDGX-2025-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: December 11, 2025
See Also -
Exhibit 5
34-104181
Nov. 14, 2025
SR-NASDAQ-2025-088
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Additional Incentive Provided to Qualified Market Makers in Equity 7, Section 114(e) and to Introduce a New Credit for Non-Displayed Midpoint Quotes/Orders under...
Comments Due: December 10, 2025
See Also -
Exhibit 5
34-104179
Nov. 14, 2025
4-698
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment, as modified by Amendment No. 1, to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Customer and Account Information System
View Received Comments
34-104173
Nov. 3, 2025
Notice of Designation of a Longer Period for Commission Action on Pending Proposed Rule Changes and on Proceedings to Determine Whether to Approve or Disapprove Pending Proposed Rule Changes
File Nos.:
SR-BSECC-2025-001, SR-BX-2025-024, SR-CboeEDGX-2025-072, SR-CboeBZX-2025-059, SR-CboeBZX-2025-069, SR-CboeBZX-2025-141, SR-CBOE-2025-068, SR-CBOE-2025-069, SR-CBOE-2025-074, SR-CBOE-2025-075, SR-CBOE-2025-076, SR-CBOE-2025-077, SR-CBOE-2025-078, SR-CBOE-2025-079, SR-CBOE-2025-080, SR-FICC-2025-021, SR-GEMX-2025-27, SR-ISE-2025-15, SR-ISE-2025-30, SR-ISE-2025-31, SR-LCH SA-2025-008, SR-MSRB-2025-02, SR-MRX-2025-23, SR-NASDAQ-2025-037, SR-NASDAQ-2025-072, SR-NASDAQ-2025-080, SR-NASDAQ-2025-085, SR-OCC-2025-017, SR-OCC-2025-018, SR-Phlx-2025-50, SR-Phlx-2025-56, SR-SCCP-2025-01
34-104161
Sept. 30, 2025
SR-CboeBZX-2025-141
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the GraniteShares 4x Long Russell 1000 Daily ETF and the GraniteShares 4x Short Russell 1000 Daily ETF, each a Series of GraniteShares ETP Trust (the “Trust”), Under Rule 14.11(f)(4)..
Comments Due: October 24, 2025
34-104160
Sept. 30, 2025
SR-CBOE-2025-079
Notice of Filing of a Proposed Rule Change to Amend Rule 5.1(c) (Global Trading Hours)
Comments Due: October 24, 2025
See Also -
Exhibit 5
34-104159
Sept. 30, 2025
SR-CBOE-2025-074
Notice of Filing of a Proposed Rule Change to Amend Functionality Relating to the Processing of Auction Responses
Comments Due: October 24, 2025
See Also -
Exhibit 5
34-104154
Sept. 30, 2025
SR-MSRB-2025-02
Notice of Filing of a Proposed Rule Change to Amend MSRB Rules A-11 and A-13 Pursuant to a Multi-Year Rate Card and to Make Related Technical Amendments
Comments Due: October 24, 2025
View Received Comments
See Also -
Exhibit 5
34-104156
Sept. 30, 2025
Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 24, 2025
See Also -
Exhibit 5
34-104157
Sept. 30, 2025
SR-CBOE-2025-075
Notice of Filing of a Proposed Rule Change to Amend Rule 5.4
Comments Due: October 24, 2025
See Also -
Exhibit 5
34-104153
Sept. 30, 2025
SR-CboeEDGX-2025-072
Notice of Filing of a Proposed Rule Change to Modify Rule 11.21 to Adopt a Retail Price Improvement Program and Modify Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) in Order to Describe the Behavior of Orders Containing a Non-Displayed Instruction
Comments Due: October 24, 2025
See Also -
Exhibit 5
34-104155
Sept. 30, 2025
Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 24, 2025
See Also -
Exhibit 5
34-104150
Sept. 30, 2025
SR-MRX-2025-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3
Comments Due: October 23, 2025
See Also -
Exhibit 5
34-104149
Sept. 30, 2025
SR-NASDAQ-2025-079
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Nasdaq Pricing Schedule at Equity 7, Section 114
Comments Due: October 23, 2025
34-104148
Sept. 30, 2025
SR-NASDAQ-2025-085
Notice of Filing of Proposed Rule Change to List and Trade Shares of iShares Bitcoin Premium Income ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: October 23, 2025
34-104130
Sept. 29, 2025
SR-NASDAQ-2025-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend iShares Bitcoin Trust and iShares Ethereum Trust
Comments Due: October 22, 2025
34-104127
Sept. 29, 2025
SR-NYSENAT-2025-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104126
Sept. 29, 2025
SR-NYSETEX-2025-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104129
Sept. 29, 2025
SR-CboeBZX-2025-134
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104124
Sept. 29, 2025
SR-NYSEARCA-2025-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104128
Sept. 29, 2025
SR-Phlx-2025-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104118
Sept. 29, 2025
SR-GEMX-2025-27
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104122
Sept. 29, 2025
SR-NYSEAMER-2025-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104121
Sept. 29, 2025
SR-NYSE-2025-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Ordering Window Deposit Requirement in Colocation Note 8
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104120
Sept. 29, 2025
SR-MRX-2025-23
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104115
Sept. 29, 2025
SR-ISE-2025-31
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104110
Sept. 26, 2025
SR-BX-2025-024
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc.
Comments Due: October 22, 2025
See Also -
Exhibit 5
34-104105
Sept. 26, 2025
SR-CboeBZX-2025-135
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fidelity Wise Origin Bitcoin Fund, VanEck Bitcoin ETF, 21Shares Ethereum ETF, Fidelity Ethereum Fund, and the VanEck Ethereum ETF, Shares of which were Approved...
Comments Due: October 22, 2025
34-104111
Sept. 26, 2025
SR-OCC-2025-018
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit Requirements Among Its Clearing Members to Better Align the Allocation with The Sizing of The Clearing Fund so Stress...
Comments Due: October 22, 2025
See Also -
Exhibit 3 , Exhibit 5A , Exhibit 5B , Exhibit 5C
34-104106
Sept. 26, 2025
SR-OCC-2025-016
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Revisions to OCC’s Schedule of Fees Effective November 1, 2025, to Implement a Decrease in Certain Clearing Fees.
Comments Due: October 22, 2025
See Also -
Exhibit 3 , Exhibit 5
34-104104
Sept. 26, 2025
SR-OCC-2025-017
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning
Comments Due: October 22, 2025
See Also -
Exhibit 3A , Exhibit 3B , Exhibit 3C , Exhibit 5A , Exhibit 5B
34-104103
Sept. 26, 2025
SR-NYSEARCA-2025-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Bitwise Ethereum ETF Shares
Comments Due: October 22, 2025
34-104101
Sept. 26, 2025
SR-NYSEARCA-2025-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF
Comments Due: October 21, 2025
34-104100
Sept. 26, 2025
4-698
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of NYSE Chicago, Inc. to NYSE Texas, Inc.
View Received Comments
34-104109
Sept. 26, 2025
SR-Phlx-2025-56
Notice of Filing of a Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of its Parent Corporation, Nasdaq, Inc
Comments Due: October 22, 2025
See Also -
Exhibit 5