Notice

Release Number SEC Issue Date File Number Details
34-104415 SR-CBOE-2025-088 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Historical Trade-by-Trade Report
Comments Due: 21 days after date of publication in the Federal Register.
34-104413 SR-NYSEArca-2025-86 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Grayscale Bitcoin Mini Trust Shares to Trade Under NYSE Arca Rule 8.201-E (Generic) Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
34-104411 SR-IEX-2025-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Handling of Incoming Post Only Orders
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104410 SR-CboeBZX-2025-158 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for New Logical Ports in Connection with a New Connectivity Offering on its Equity Options Platform
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104394 SR-ISE-2025-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt ISE Options 9, Section 25 to Codify an Options Unbundling Rule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104408 SR-ICC-2025-012 Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, and ICC End-of-Day Price Discovery Policies and Procedures
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104407 SR-NASDAQ-2025-098 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5215 to Allow the Listing of American Depositary Receipts of Canadian Companies
Comments Due: 21 days after date of publication in the Federal Register.
34-104404 SR-CboeEDGX-2025-084 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104403 SR-CboeBZX-2025-157 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104405 SR-SAPPHIRE-2025-41 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104400 SR-Phlx-2025-66 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104399 SR-MIAX-2025-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104402 SR-NASDAQ-2025-096 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104397 SR-FICC-2025-024 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Amendments to the GSD Rules and the MBSD Rules to Modify Certain Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 3, Exhibit 5
34-104396 SR-ICC-2025-013 Notice of Filing of Proposed Rule Change Relating to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104401 SR-EMERALD-2025-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104395 SR-C2-2025-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104398 SR-PEARL-2025-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Regroup Options Exchanges Within the Routing Fee Table
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104391 SR-IEX-2025-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule to Modify a Displayed Liquidity Adding Rebate Tier
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104390 SR-CBOE-2025-087 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Permissible Strike Price Intervals for Options on the Cboe Mini Bitcoin U.S. ETF Index and the Cboe Magnificent 10 Index
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104389 SR-OCC-2025-017 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Adjustments to Cleared Contracts.
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104387 SR-PHLX-2025-67 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees for the Trades and Spread Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104386 SR-NYSEAMER-2025-72 Notice of Filing of Proposed Rule Change to Amend Section 1003 of the NYSE American Company Guide
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104381 SR-NYSEARCA-2025-84 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104385 SR-NYSE-2025-43 Notice of Filing of Proposed Rule Change to Amend Section 802.01C of the NYSE Listed Company Manual
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104380 SR-MIAX-2025-48 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of the Change to Amend the Administrative Information Subscriber Market Data Feed
Comments Due: 21 days after date of publication in the Federal Register.
34-104379 SR-CboeBYX-2025-034 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule by Amending Certain Add/Remove Volume Tiers, Amending the Non-Displayed Tier, and Removing the Routing Tier
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104383 SR-NYSE-2025-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104374A SR-FICC-2025-019 Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a...
View Received Comments
34-104376 SR-NSCC-2025-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Addendum A (Fee Structure) of the NSCC Rules
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 3, Exhibit 5
34-104372 SR-SAPPHIRE-2025-42 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Selective Liquidity Auto Purge (“SLAP”) Feature
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104371 SR-MIAX-2025-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104370 SR-SAPPHIRE-2025-43 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104369 SR-CboeBZX-2025-159 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for its Complex Order Market Data Feeds
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104364 SR-CboeEDGX-2025-082 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104365 SR-CBOE-2025-082 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104367 SR-CboeBZX-2025-151 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104366 SR-C2-2025-025 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Offer a Free Trial for Certain Ad-Hoc Historical Data
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104368 SR-EMERALD-2025-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Modify Certain Connection Fees for Stock-Option Order Functionality
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104363 SR-CBOE-2025-089 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with the Exchange’s Plans to List and Trade Options that Overlie the Magnificent 10 Index (“MGTN Options”)
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104362 SR-NYSEARCA-2025-82 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104361 SR-NYSEAMER-2025-70 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104360 SR-TXSE-2025-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Certain Changes to the Governing Documents of the Exchange and its Parent Company
Comments Due: January 6, 2026
See Also - Exhibits 5A, 5B and 5C
34-104359 SR-OCC-2025-018 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit...
Comments Due: January 6, 2026
See Also - Exhibit 2
34-104358 SR-CBOE-2025-083 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Its Floor Broker Sliding Scale Rebate Program and Floor Broker Sliding Scale Supplemental Rebate Program
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104357 SR-CboeBZX-2025-155 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104356 SR-CBOE-2025-084 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees Related to the Cboe Silexx Platform
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104355 SR-NASDAQ-2025-099 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain Companies
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104353 SR-LTSE-2025-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule to Modify the Liquidity Incentive Program
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104351 SR-NYSEARCA-2025-24 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Units of the Sprott Physical Copper Trust
View Received Comments
34-104348 SR-LTSE-2025-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Co-Lead Incentive
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104347 SR-Phlx-2025-64 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104346 SR-NASDAQ-2025-093 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Options 7, Section
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104343 SR-IEX-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule Concerning the Supplemental Market Quality Program
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104342 SR-IEX-2025-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule pursuant to IEX Rules 15.110(a) and (c) to Delete Obsolete Language
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104332 SR-NYSEAMER-2025-69 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Amend the Qualifying Criteria for Initiating Participant Credits for Single-Leg CUBE Auctions
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104334 SR-NYSEAMER-2025-71 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104330 SR-FINRA-2025-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 7620B (FINRA/NYSE Trade Reporting Facility Reporting Fees)
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104325 SR-NYSETEX-2025-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5 to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104333 SR-NYSEARCA-2025-83 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104331 SR-NASDAQ-2025-094 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Transaction Fees at Nasdaq Rule Equity 7, Section 118, To Add a New Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide...
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104326 SR-NYSENAT-2025-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5 to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104329 SR-24X-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Limit Order Price Protection Percentages
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104328 SR-NYSEAMER-2025-67 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5E to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104327 SR-NYSEARCA-2025-81 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5-E to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104322 SR-NYSEARCA-2025-85 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 11.6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104321 SR-NYSETEX-2025-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104324 SR-NYSENAT-2025-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104323 SR-NYSE-2025-42 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104320 SR-NYSEARCA-2025-79 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 5.3-0 and 5.4-0
Comments Due: December 31, 2025
See Also - Exhibit 5, Correction
34-104319 SR-NYSEAMER-2025-64 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 915 and 916
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104318 SR-NASDAQ-2025-065 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Pr
Comments Due: December 31, 2025
View Received Comments
See Also - Exhibit 4 A-1, Exhibit 5 A-1
34-104316 SR-FICC-2025-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104314 SR-NSCC-2025-016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104315 SR-DTC-2025-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104310 SR-CboeBZX-2025-154 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Crypto Index ETF, Shares of which were Approved to List and Trade on the Exchange Pursuant to BZX Rule 14.11(e)(4)
Comments Due: December 30, 2025
34-104306 SR-GEMX-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule at Options 7, Section 3
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104313 SR-24X-2025-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Fee Schedule Applicable to Members of the Exchange
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104308 SR-ISE-2025-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule at Options 7, Sections 3 and 4
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104301 SR-IEX-2025-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent with the Bona Fide Market Maker Exception...
Comments Due: December 29, 2025
View Received Comments
See Also - Exhibit 5
34-104298 SR-CboeBZX-2025-148 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments Due: December 29, 2025
See Also - Exhibit 5
34-104302 SR-CboeEDGX-2025-035 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.21 to Allow a Retail Member Organization to Enter...
View Received Comments
34-104300 SR-MEMX-2025-33 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Exchange Rule 11.6(q)(1), Round Lot, to Conform with the Amendment to the Definition of Round Lot under Rule 600 of Regulation NMS Recently Approved by the Commission
Comments Due: December 29, 2025
See Also - Exhibit 5
34-104297 SR-PHLX-2025-63 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PHLX Equity 4, Rule 3301A(b) To Specify that the “Time-in-Force” Order Attribute of “Immediate-or-Cancel” Is Not Available To Post-Only Orders Or Midpoint Peg Post-Only...
Comments Due: December 29, 2025
See Also - Exhibit 5
34-104299 SR-PEARL-2025-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and Rule 517B, Aggregate Risk Manager for Market Makers(“ARM-M”)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104296 SR-DTC-2025-018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decommission the DTax Service
Comments Due: December 29, 2025
See Also - Exhibit 5
34-104295 SR-NYSEAMER-2025-68 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Exempt Floor Brokers from the Routing Surcharge
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104294 SR-SAPPHIRE-2025-32 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 527
Comments Due: December 26, 2025
See Also - Exhibit 4, Exhibit 5
34-104292 SR-Phlx-2025-61 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Legging Orders
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104293 SR-NASDAQ-2025-095 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee for Nasdaq WorkX
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104291 SR-BX-2025-029 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Equity 4, Rule 4702(b)(4)(C) To Specify That The “Time-in-Force” Order Attribute of “Immediate-or-Cancel” Is Not Available To Post-Only Orders Entered Through The CORE FIX...
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104290 4-698 Notice of Filing of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment No. 1, Regarding the Customer and Account Information System
Comments Due: December 26, 2025
View Received Comments
34-104289 SR-MRX-2025-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104288 SR-BOX-2025-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5030 (Withdrawal of Approval of Underlying Securities) to Adopt an Exception for Opening Transactions by Market Makers to Accommodate Closing Transactions of Other...
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104286 SR-NYSE-2025-20 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the...
View Received Comments
34-104284 SR-BOX-2025-29 Notice of Filing of Proposed Rule Change to amend BOX Rule 5055 (FLEX Equity Options) to permit FLEX Equity Options on the iShares Bitcoin Trust ETF
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104285 SR-CboeBZX-2025-072 (WITHDRAWN 12/12/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Exempt Closed-End Management Investment Companies Registered Under the...
View Received Comments
34-104283 SR-BOX-2025-30 Notice of Filing of Proposed Rule Change to amend BOX Rule 5055 (FLEX Equity Options) to permit FLEX Equity Options on the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust, and the Bitwise Bitcoin ETF
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104282 SR-BX-2025-028 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal to Delay Introduction of BX OTTO
Comments Due: 21 days after date of publication in the Federal Register.
34-104280 SR-CboeBZX-2025-145 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: December 26, 2025
See Also - Exhibit 5