Notice

Release Number SEC Issue Date File Number Details
34-106681 SR-CMESC-2026-011 Notice of Filing of Proposed Rule Change to Amend the CMESC Risk Management Framework (“RMF”) Related to CMESC’s Default Management Practices
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106683 SR-CboeEDGX-2026-071 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a)(3) to Describe when Unpriced Orders are Eligible for Execution and to Amend Rule 11.6(q)(2) to Clarify the Expiration of Day Orders Entered During the Overnight..
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106682 SR-NYSETEX-2026-30 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Offer Complimentary Products and Services
View Received Comments
34-106680 SR-CBOE-2026-080 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106664 SR-BOX-2026-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Section V. Manual Transaction Fees of the Fee Schedule to Increase QOO and FOO Order Fees in...
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106666 SR-PHLX-2026-61 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 4 (Multiply Listed Options Fees)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106665 SR-NASDAQ-2026-087 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules at Options 7, Section 2
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-106663 SR-24X-2026-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Warrant Performance Incentive Program
Comments Due: 21 days after date of publication in the Federal Register.
34-106658 SR-NASDAQ-2026-088 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4120 to Set Forth Specific Requirements for Halting and Opening Trading in Exchange-Traded Products During 23/5 Trading
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106656 SR-NYSE-2026-48 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18 Regarding Trading Halts
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106653 SR-LTSE-2026-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the LTSE Fee Schedule to Add an Incentive Program for Market Makers
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106655 SR-MIAX-2026-41 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106652 SR-GEMX-2026-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market-Wide Speed Bump and the Kill Switch
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106654 SR-MIAX-2026-40 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify the Priority Customer Rebate Program Table for Certain Transactions in Complex Orders
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106651 SR-ISE-2026-54 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market-Wide Speed Bump and Kill Switch
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106647 SR-CboeEDGX-2026-070 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106649 SR-LTSE-2026-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.270 (Clearly Erroneous Executions) in Light of the Commission’s Approval of Overnight Protected Bands for 23/5 Trading
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106646 SR-CboeBYX-2026-038 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.1 Regarding Information Circular Requirements
Comments Due: November 6, 2026
See Also - Exhibit 5
34-106648 SR-CboeBZX-2026-082 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 and Rule 19.4 to Establish Generic Listing Criteria and Continued Listing Standards for Options on Commodity-Based Trusts Holding Multiple Crypto Assets and to...
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106640 SR-CboeBZX-2026-084 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Introducing Step-Up Tier 1
Comments Due: November 4, 2026
See Also - Exhibit 5
34-106639 SR-TXSE-2026-035 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the TXSE Fee Schedule to Modify the Transaction Fee Applicable to Securities Priced at or above $1.00 that Remove Displayed Liquidity from the TXSE Book
Comments Due: November 4, 2026
See Also - Exhibit 5
34-106638 SR-TXSE-2026-038 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Shared Listings Program on the Exchange
Comments Due: November 4, 2026
See Also - Exhibit 5
34-106637 SR-TXSE-2026-039 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Restricted Stock Units Incentive Program
Comments Due: November 4, 2026
34-106629 SR-NasdaqTX-2026-049 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5740 Regarding Information Circular Requirements
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106625 SR-NASDAQ-2026-085 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5740 Regarding Information Circular Requirements
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106626 SR-MEMX-2026-25 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules for the Listing and Trading of Securities Event Contracts on the Exchange
View Received Comments
34-106631 SR-NASDAQ-2026-083 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 11, Rule 11890 (Clearly Erroneous Transactions) 
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106632 SR-NasdaqTX-2026-047 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 11, Rule 11890 (Clearly Erroneous Transactions)
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106630 SR-Phlx-2026-60 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 3312 (Clearly Erroneous Transactions)
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106628 SR-CboeEDGX-2026-069 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Add IEX Exchange, Inc. (“IEX”) to Fee Code RP
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106627 SR-CboeBZX-2026-083 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Add IEX Exchange, Inc. (“IEX”) to Fee Code RP
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106624 4-631 Notice of Filing and Order of Summary Effectiveness on a Temporary Basis Not To Exceed 120 Days of Proposed Twenty-Ninth Amendment to the National Market System Plan to Address Extraordinary Market Volatility to Revise the Time for Calculating the...
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-106623 SR-CboeBYX-2026-035 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.17 (Clearly Erroneous Executions)
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106622 SR-CboeBZX-2026-079 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.17 (Clearly Erroneous Executions)
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106621 SR-CboeEDGA-2026-031 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.15 (Clearly Erroneous Executions)
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106620 SR-CBOE-2026-078 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Regarding the Global Trading Hours (“GTH”) and Curb Trading Hours Sessions
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106619 SR-CMESC-2026-007 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt Standards for Establishing Cross-Margin Arrangements and Adopt a Cross-Margin Arrangement with Chicago Mercantile Exchange Inc.
View Received Comments
34-106617 SR-CboeBZX-2026-081 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106618 SR-CboeEDGA-2026-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: November 3, 2026
View Received Comments
See Also - Exhibit 5
34-106616 SR-CboeEDGX-2026-066 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106615 SR-CboeBYX-2026-037 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106614 SR-NASDAQ-2026-082 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Listing Rule 5505
Comments Due: November 3, 2026
See Also - Exhibit 5
34-106609 SR-NYSEARCA-2026-102 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule to Adopt Fees for One-Minute Intra-Day Volume Report
Comments Due: October 30, 2026
See Also - Exhibit 5
34-106608 SR-NYSEAMER-2026-89 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Proprietary Market Data Fee Schedule to Adopt Fees for One-Minute Intra-Day Volume Reports
Comments Due: October 30, 2026
See Also - Exhibit 5
34-106607 SR-NASDAQ-2026-086 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Transaction Fees at Nasdaq Equity 7, Section 118, to Establish a Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide Liquidity
Comments Due: October 30, 2026
See Also - Exhibit 5
34-106606 SR-IEX-2026-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Modify the Required Criteria to Qualify for the Reduced Incremental Fee
Comments Due: October 30, 2026
See Also - Exhibit 5
34-106604 SR-CboeEDGX-2026-064 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.15 (Clearly Erroneous Executions)
Comments Due: October 30, 2026
See Also - Exhibit 5
34-106603 SR-IEX-2026-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the IEX Equities Fee Schedule
Comments Due: October 30, 2026
See Also - Exhibit 5
34-106602 SR-MEMX-2026-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments Due: October 30, 2026
See Also - Exhibit 5
34-106601 SR-MEMX-2026-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments Due: October 30, 2026
See Also - Exhibit 5
34-106594 SR-NASDAQ-2026-081 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Operative Date of SR-Nasdaq-2026-004
Comments Due: October 29, 2026
34-106597 SR-IEX-2026-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the Exchange’s Fee Schedule
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106589 SR-CboeBZX-2026-080 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22(g)
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106596 SR-GEMX-2026-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Wide Risk Protection
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106595 SR-ISE-2026-52 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Wide Risk Protection
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106584 SR-CboeEDGX-2026-062 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.24(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23...
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106588 SR-CboeBYX-2026-036 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22(g)
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106587 SR-NasdaqTX-2026-048 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4121 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours P...
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106591 SR-CboeEDGX-2026-065 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.8(d)
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106590 SR-CboeEDGA-2026-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 13.8(d)
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106586 SR-NASDAQ-2026-080 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4121 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours P...
Comments Due: October 29, 2026
View Received Comments
See Also - Exhibit 5
34-106581 SR-CboeBYX-2026-034 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.29 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours ...
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106585 SR-Phlx-2026-59 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3101 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours...
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106583 SR-CboeEDGA-2026-030 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours...
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106582 SR-CboeBZX-2026-077 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.30 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours...
Comments Due: October 29, 2026
See Also - Exhibit 5
34-106575 SR-IEX-2026-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Listing Standards and Withdrawal Criteria for Options on Commodity-Based Trusts Holding a Single Crypto Asset or Multiple Crypto Assets and to Amend Rules Regarding...
Comments Due: October 28, 2026
See Also - Exhibit 5
34-106571 SR-MIAX-2026-39 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 1328, Influencing or Rewarding Employees of Others
Comments Due: October 27, 2026
34-106566 SR-NYSE-2026-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the Approved Person Registration Category and Adopt a New Definition of Associated Person
Comments Due: October 27, 2026
See Also - Exhibit 5
34-106565 SR-TXSE-2026-034 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Transaction Fee Applicable to Orders that Execute in Auctions on the Exchange
Comments Due: October 27, 2026
See Also - Exhibit 5
34-106562 SR-CboeBZX-2026-078 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 22.6
Comments Due: October 27, 2026
See Also - Exhibit 5
34-106561 SR-CboeEDGX-2026-063 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 22.6
Comments Due: October 27, 2026
See Also - Exhibit 5
34-106560 SR-C2-2026-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 5.52
Comments Due: October 27, 2026
See Also - Exhibit 5
34-106559 SR-IEX-2026-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .04 and .05 to IEX Rule 23.150(h) to Change Three of the Variables in the Options Risk Parameter Quote Instability Calculation, Each within the Permitted
Comments Due: October 27, 2026
See Also - Exhibit 5
34-106557 SR-PHLX-2026-58 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: October 26, 2026
See Also - Exhibit 5
34-106556 SR-NASDAQ-2026-078 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: October 26, 2026
See Also - Exhibit 5
34-106558 SR-LTSE-2026-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Rule 15.120 to Expand the Permitted Collection Arrangements 
Comments Due: October 26, 2026
See Also - Exhibit 5
34-106552 SR-DTC-2026-012 Notice of Filing of Proposed Rule Change to Modernize the Direct Registration System
Comments Due: October 26, 2026
See Also - Exhibit 3, Exhibit 5
34-106554 SR-PEARL-2026-41 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Risk Controls for Equity Members in Connection with the Upcoming Expansion by other National Securities Exchanges and the Appliable Securities Information Processors of the...
Comments Due: October 26, 2026
View Received Comments
See Also - Exhibit 5
34-106551 SR-GEMX-2026-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: October 26, 2026
See Also - Exhibit 5
34-106550 SR-ISE-2026-51 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: October 26, 2026
See Also - Exhibit 5
34-106549 SR-MRX-2026-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of “Nasdaq BX, Inc.” to “Nasdaq Texas, LLC”
Comments Due: October 26, 2026
View Received Comments
See Also - Exhibit 5
34-106548 SR-NASDAQ-2026-084 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule Equity 2, Section 9 Regarding Clearing and Settlement in Connection with 23-5 Trading
Comments Due: October 5, 2026
View Received Comments
See Also - Exhibit 5
34-106529 SR-LTSE-2026-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the LTSE Market Maker Rules to Provide Mechanisms That Would Allow the Exchange to Initiate and Operate a Market Maker Program
Comments Due: October 23, 2026
See Also - Exhibit 5
34-106527 SR-NSCC-2026-010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
Comments Due: October 23, 2026
See Also - Exhibit 5
34-106526 SR-FICC-2026-010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
Comments Due: October 23, 2026
See Also - Exhibit 5
34-106524 SR-DTC-2026-011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
Comments Due: October 23, 2026
See Also - Exhibit 5
34-106523 SR-NYSEARCA-2026-99 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend NYSE Arca Rule 5.32-O
Comments Due: October 23, 2026
See Also - Exhibit 5
34-106522 SR-NYSEAMER-2026-86 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE American Rule 903G
Comments Due: October 23, 2026
See Also - Exhibit 5
34-106521 SR-OGM-2026-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rules Governing Contract Specifications for Perpetual Cash-Settled Single Stock Security Futures
Comments Due: October 23, 2026
View Received Comments
See Also - Exhibit 4
34-106520 SR-NasdaqTX-2026-046 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Rule 5000 Series to Transition to a Primary Listing Venue
Comments Due: October 23, 2026
See Also - Exhibit 5
34-106515 SR-IEX-2026-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 20.140A (Select Provisions of Options Listing Procedures Plan) to Apply Uniform Objective Standards to the Range of Options Series Exercise (or Strike) Prices Available ...
Comments Due: October 22, 2026
See Also - Exhibit 5
34-106507 SR-IEX-2026-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 21.150 to Eliminate the Minimum Roster Requirement on the Obvious Error Panel
Comments Due: October 22, 2026
See Also - Exhibit 5
34-106505 SR-TXSE-2026-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Listing Fees for Exchange Traded Products and Performance Standards and Daily Stipends Paid by the Exchange for Its Lead Market Maker Program
Comments Due: October 22, 2026
See Also - Exhibit 5A, Exhibit 5B
34-106503 SR-MX2-2026-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Monthly Review of Professional Orders
Comments Due: October 21, 2026
See Also - Exhibit 5
34-106502 SR-NYSE-2026-37 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Sections 303A.00 and 303A.07 of the NYSE Listed Company Manual
View Received Comments
34-106498 SR-FICC-2026-007 Notice of Filing of Partial Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade...
Comments Due: October 14, 2026
View Received Comments
34-106496 SR-NasdaqTX-2026-044 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: October 21, 2026
See Also - Exhibit 5
34-106494 SR-LTSE-2026-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.350 Regarding Information Circular Requirements
Comments Due: October 21, 2026
See Also - Exhibit 5
34-106492 SR-ISE-2026-50 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: October 21, 2026
See Also - Exhibit 5
34-106491 SR-MRX-2026-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: October 21, 2026
See Also - Exhibit 5