34-105355
May 1, 2026
SR-FINRA-2026-001
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Adopt FINRA Rule 3290 (Outside Activities Requirements) Comments Due: Federal Register .Rebuttal Comments Due: Federal Register .View Received Comments
34-105352
May 1, 2026
SR-FINRA-2026-009
Notice of Filing of a Proposed Rule Change to Amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (TRACE) to Expand the Scope of the Non-Member Affiliate—Principal Transaction Indicator to Also Include Member Affiliates Comments Due: Federal Register. Exhibit 5
34-105349
May 1, 2026
SR-CTA-CQ-2026-02
Notice of Filing and Immediate Effectiveness of the Forty-First Amendment to the Second Restatement of the CTA Plan and Thirty-Second Amendment to the Restated CQ Plan Comments Due: Federal Register.
34-105347
May 1, 2026
SR-NYSEARCA-2026-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: Federal Register Exhibit 5
34-105339
May 1, 2026
SR-NASDAQ-2026-016
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the VanEck JitoSOL ETF Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
34-105338
April 30, 2026
SR-NYSETEX-2026-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: Federal Register. Exhibit 5
34-105334
April 29, 2026
SR-NYSEAMER-2026-17
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Section 1003 of the NYSE American Company Guide Comments Due: View Received Comments
34-105332
April 28, 2026
4-700
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors Exchange LLC
34-105329
April 28, 2026
SR-SAPPHIRE-2026-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-105328
April 28, 2026
SR-PEARL-2026-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-105325
April 28, 2026
SR-EMERALD-2026-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-105331
April 28, 2026
SR-BOX-2026-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the One-Minute Intraday Open-Close Data Report and to Adopt Fees for Such Product Comments Due: Exhibit 5
34-105330
April 28, 2026
SR-IEX-2026-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Introduce a New Displayed Liquidity Adding Rebate for Tape B Securities Comments Due: Exhibit 5
34-105323
April 28, 2026
SR-NYSEAMER-2026-29
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rules 353 and 931NY Comments Due: Exhibit 5
34-105326
April 28, 2026
SR-MIAX-2026-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: Exhibit 5
34-105324
April 28, 2026
SR-BOX-2026-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Modify Certain Rebate Tiers for Qualified Contingent Cross Transactions Comments Due: Exhibit 5
34-105322
April 28, 2026
SR-CBOE-2026-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Existing Flat Monthly Fee for the Silexx Application Programming Interface (“API”) with a Usage-Based Tiered Pricing Structure Comments Due: Exhibit 5
34-105321
April 28, 2026
SR-CboeEDGX-2026-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Introducing New Fee Code ZP and Amending the Fee Associated with Fee Code DX Comments Due: Exhibit 5
34-105320
April 28, 2026
Notice of Filing of a Proposed Rule Change to Permit the Listing of A.M.-Settled Options on the S&P 500 Index that Expire on Any Monday, Tuesday, Wednesday, Thursday, or Friday (other than the Third Friday-of-the-Month or Days that Coincide with an End... Comments Due: Exhibit 5
34-105319
April 27, 2026
SR-FICC-2026-801
Notice of No Objection to Advance Notice to Raise Prefunded Default Liquidity Through the Commercial Paper Program
34-105318
April 27, 2026
SR-FINRA-2026-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books) Comments Due: Exhibit 5
34-105313
April 27, 2026
SR-ISE-2026-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Short Term Options Series Program Comments Due: Exhibit 5
34-105311
April 27, 2026
SR-NYSEARCA-2026-42
Notice of Filing of Proposed Rule Change to Amend Rule 8.201-E (Generic) to Modify the Generic Listing Standards for Commodity-Based Trust Shares Comments Due: Exhibit 5
34-105308
April 24, 2026
SR-NYSEARCA-2025-77
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the T. Rowe Price Active Crypto ETF under NYSE Arca Rule 8.201-E (Generic) Commodity-Based Trust Shares Comments Due: View Received Comments
34-105309
April 24, 2026
SR-TXSE-2026-006
Notice of Filing of a Proposed Rule Change to Amend Certain Parts of its Opening and Closing Auctions Comments Due: Exhibit 5
34-105305
April 24, 2026
SR-NYSEARCA-2026-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding the Firm and Broker Dealer Monthly Fee Cap and the Combined Cap on Submitting Broker Credits Paid for QCC Trades and Floor... Comments Due: Exhibit 5
34-105304
April 23, 2026
SR-CboeEDGX-2026-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Exhibit 5
34-105302
April 23, 2026
SR-C2-2026-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Exhibit 5
34-105301
April 23, 2026
SR-CBOE-2026-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Exhibit 5
34-105303
April 23, 2026
SR-CboeBZX-2026-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and the Amended Definition of “Non-Display Usage” in its Fee Schedule Comments Due: Exhibit 5
34-105297
April 23, 2026
SR-CboeBYX-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Exhibit 5
34-105300
April 23, 2026
SR-SAPPHIRE-2026-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 2050, Trading Floor Order Price Protection Mechanisms and Risk Controls Comments Due: Exhibit 5
34-105298
April 23, 2026
SR-CboeBZX-2026-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Exhibit 5
34-105294
April 23, 2026
SR-CboeEDGA-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Exhibit 5
34-105295
April 23, 2026
SR-CboeEDGX-2026-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Codify a User Fee Exemption and Amend the Definition of Non-Display Usage Comments Due: Exhibit 5
34-105293
April 23, 2026
SR-NASDAQ-2026-032
Notice of Filing of Proposed Rule Change to Amend Rule 5711(d) to Modify the Generic Listing Standards for Commodity-Based Trust Shares Comments Due: Exhibit 5
34-105291
April 22, 2026
SR-NASDAQ-2026-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain Initial Listing Requirements for Acquisition Companies Comments Due: Exhibit 5
34-105289
April 22, 2026
SR-CBOE-2026-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Regarding Trading Permit Holders and Associated Persons of a Trading Permit Holder Who are or Become Subject to a Statutory Disqualification Comments Due: Exhibit 5
34-105288
April 22, 2026
SR-ISE-2026-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Description and Contents of ISE Trade Outline Products Comments Due: Exhibit 5
34-105287
April 22, 2026
SR-LCH SA-2026-003
Notice of Filing of Proposed Rule Change Relating to the Extension of Eligible Collateral to US Treasury Comments Due: Exhibit 3 , Exhibit 5.1 , Exhibit 5.2 , Exhibit 5.3
34-105281
April 21, 2026
SR-C2-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 to Adopt a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer (“NB... Comments Due: Exhibit 5
34-105282
April 21, 2026
SR-CboeBZX-2026-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17 to Adopt a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer... Comments Due: Exhibit 5
34-105280
April 21, 2026
SR-CboeEDGX-2026-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.17 to Adopt a Wide Market Protection Mechanism Designed to Reduce the Risk of Orders Executing at Extreme or Adverse Prices When the National Best Bid and Offer (“N... Comments Due: Exhibit 5
34-105277
April 20, 2026
SR-CBOE-2026-035
Notice of Filing of a Proposed Rule Change to Amend Rule 4.21 (Series of FLEX Options) Comments Due: Exhibit 5
34-105274
April 20, 2026
SR-CboeBZX-2026-027
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts Comments Due:
34-105278
April 20, 2026
SR-NASDAQ-2026-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Nasdaq Options Market Data Feeds With Those of Other Nasdaq Options Markets Comments Due: Exhibit 5
34-105273
April 20, 2026
SR-CboeEDGX-2026-021
Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 21.19 and 21.21 to Permit Orders for the Accounts of Market-Makers with an Appointment in the Applicable Class to be Solicited for the... Comments Due: Exhibit 5
34-105269
April 17, 2026
SR-CTA/CQ-2026-01
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Fortieth Substantive Amendment to the Second Restatement of the CTA Plan and Thirty-First Substantive Amendment to the Restated CQ... Comments Due: Federal Register .Rebuttal Comments Due: Federal Register .
34-105268
April 17, 2026
S7-24-89
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation...
34-105263
April 17, 2026
SR-NasdaqTX-2026-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NTX Options Price Improvement Auction Comments Due: Exhibit 5
34-105266
April 17, 2026
SR-ISE-2026-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105267
April 17, 2026
SR-MRX-2026-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105265
April 17, 2026
SR-GEMX-2026-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105264
April 17, 2026
SR-PHLX-2026-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Auction Mechanisms Comments Due: Exhibit 5
34-105260
April 17, 2026
SR-NYSE-2026-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: View Received Comments Exhibit 5
34-105258
April 16, 2026
SR-PHLX-2026-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 3304 (Data Feeds Utilized) To Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
34-105259
April 16, 2026
SR-IEX-2026-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 11.240 (Trade Execution, Reporting, and Dissemination of Quotations) to Conform with Amendments to Rules 600 and 603 of Regulation NMS Recently Approved by the... Comments Due: Exhibit 5
34-105257
April 16, 2026
SR-NasdaqTX-2026-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 4759 (Data Feeds Utilized) To Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
34-105256
April 16, 2026
SR-NASDAQ-2026-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Equity 4, Rule 4759 (Data Feeds Utilized) To Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
34-105254
April 16, 2026
SR-CBOE-2026-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule With Respect to Certain Standard Transaction Fees, Floor Broker Permit Fees, the SPX and VIX Floor Broker Trading Surcharges, the Floor Broker ADV... Comments Due: Exhibit 5
34-105255
April 16, 2026
SR-NASDAQ-2026-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Class ETF Shares to the Definition of Exchange-Traded Product Comments Due: Exhibit 5
34-105252
April 16, 2026
SR-NASDAQ-2026-009
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Listing Rule IM-5101-4 View Received Comments
34-105247
April 15, 2026
SR-CBOE-2026-032
Notice of Filing of a Proposed Rule Change to Amend its Rules Related to Binary Options Comments Due: Exhibit 5
34-105246
April 15, 2026
SR-NasdaqTX-2026-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Certain Connectivity Services Comments Due: Exhibit 5
34-105250
April 15, 2026
SR-CboeBZX-2026-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Ethereum ETF Comments Due:
34-105243
April 15, 2026
SR-LTSE-2025-31
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Complimentary Products and Services Offered by the Exchange Comments Due: View Received Comments
34-105244
April 15, 2026
SR-NASDAQ-2026-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Connectivity Services Comments Due: Federal Register .Exhibit 5
34-105239
April 15, 2026
SR-CBOE-2026-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of “Exercise Settlement Amount” Applicable to Binary Options Comments Due: Exhibit 5
34-105245
April 15, 2026
SR-PHLX-2026-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for Certain Connectivity Services Comments Due: Exhibit 5
34-105242
April 15, 2026
SR-NasdaqTX-2026-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Review of Professional Orders Comments Due: Exhibit 5
34-105241
April 15, 2026
SR-Phlx-2026-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Review of Professional Orders Comments Due: Exhibit 5
34-105240
April 15, 2026
SR-NASDAQ-2026-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Review of Professional Orders Comments Due: Exhibit 5
34-105238
April 14, 2026
SR-MRX-2026-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Quarterly Review of Professional Orders Comments Due: Exhibit 5
34-105237
April 14, 2026
SR-PEARL-2026-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend the Fees for All Liquidity Taker Event Reports Comments Due: Exhibit 5
34-105236
April 14, 2026
SR-EMERALD-2026-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Amend the Fees for All Liquidity Taker Event Reports Comments Due: Exhibit 5
34-105235
April 14, 2026
SR-SAPPHIRE-2026-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule for All Liquidity Taker Event Reports Comments Due: Exhibit 5
34-105233
April 14, 2026
SR-LCH SA-2026-001
Notice of Filing of Proposed Rule Change Relating to the CDSClear Risk Framework. Comments Due: Exhibit 5
34-105231
April 14, 2026
SR-CMESC-2026-003
Notice of Filing of Proposed Rule Change to Establish the CME Securities Clearing Inc. Enterprise Risk Management Framework Comments Due: Exhibit 5
34-105232
April 14, 2026
SR-MIAX-2026-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Exchange Fee Schedule for All Liquidity Taker Event Reports Comments Due: Exhibit 5
34-105228
April 14, 2026
SR-CboeBZX-2026-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(c)(11) and Rule 11.13(a)(4)(C) – (D) to Describe the Behavior of Non-Displayed Orders Comments Due: Exhibit 5
34-105230
April 14, 2026
SR-CboeBYX-2026-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.9(c)(11) and Rule 11.13(a)(4)(C) – (D) to Describe the Behavior of Non-Displayed Orders Comments Due: Exhibit 5
34-105229
April 14, 2026
SR-CboeEDGA-2026-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) to Describe the Behavior of Orders Containing a Non-Displayed Instruction Comments Due: Exhibit 5
34-105226
April 14, 2026
SR-FINRA-2025-017
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend FINRA Rule 4210 (Margin Requirements) to Replace the Day Trading Margin Provisions with Intraday Margin... Comments Due: View Received Comments
34-105227
April 14, 2026
SR-LTSE-2026-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Fee Schedule to Modify Transaction Fees Comments Due: Exhibit 5
34-105218
April 13, 2026
SR-ISE-2026-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Review of Professional Orders Comments Due: Exhibit 5
34-105219
April 13, 2026
SR-GEMX-2026-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Review of Professional Orders Comments Due: Exhibit 5
34-105217
April 13, 2026
SR-SAPPHIRE-2026-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Clarifying Changes to the Rule Text Related to the Trading Floor Comments Due: Exhibit 5
34-105216
April 13, 2026
SR-SAPPHIRE-2026-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule Comments Due: Exhibit 5
34-105222
April 13, 2026
SR-SAPPHIRE-2026-13
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, and Exchange Rule 403, Withdrawal of Approval of Underlying Securities, to Establish Listing Criteria and Withdrawal Standards for Options on... Comments Due: Exhibit 5
34-105221
April 13, 2026
SR-PEARL-2026-15
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, and Exchange Rule 403, Withdrawal of Approval of Underlying Securities, to Establish Listing Criteria and Withdrawal Standards for Options on... Comments Due: Exhibit 5
34-105220
April 13, 2026
SR-MIAX-2026-13
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, and Exchange Rule 403, Withdrawal of Approval of Underlying Securities, to Establish Listing Criteria and Withdrawal Standards for Options on... Comments Due: Exhibit 5
34-105215
April 13, 2026
SR-CboeBZX-2026-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.15(b) to Introduce the Exchange’s Clock Service Comments Due: Exhibit 5
34-105210
April 13, 2026
SR-NSCC-2026-006
Notice of Filing of Proposed Rule Change Concerning NSCC’s Ability to Support Industry Efforts to Extend Trading Hours for the U.S. Equity Markets Comments Due: Exhibit 3 , Exhibit 5
34-105208
April 10, 2026
SR-OCC-2026-003
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s STANS Methodology Description to Enable OCC to Accept Binary Options for Clearing and Appropriately Manage the Risk Created by Binary Options Comments Due: View Received Comments Exhibit 3A , Exhibit 3B , Exhibit 5
34-105202
April 10, 2026
SR-LTSE-2026-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 14.602, to Extend the Duration of Certain Term-Limited Complimentary Products and Services Comments Due: Exhibit 5
34-105206
April 10, 2026
SR-CboeEDGX-2026-019
Notice of Filing of a Proposed Rule Change to Amend its Rules to Enable the Exchange to Offer Trading in Equity Securities and Exchange Traded Products 23 Hours Per Day, Five Days Per Week Comments Due: View Received Comments Exhibit 5
34-105207
April 10, 2026
SR-PHLX-2026-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 2, Customer Rebate Program, and at Options 7, Section 4, Multiply Listed Options Fees Comments Due: Exhibit 5
34-105200
April 10, 2026
4-698
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Conversion and Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC Comments Due: Federal Register .View Received Comments
34-105201
April 10, 2026
SR-CboeBZX-2026-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Revise the Criteria of LMP Tiers 1 and 2 Comments Due: Exhibit 5
34-105197
April 10, 2026
SR-FICC-2025-801
Notice of Filing of Partial Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Partial Amendment Nos. 1 and 2, to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend... View Received Comments
