34-104776
Feb. 5, 2026
SR-NYSETEX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-104774
Feb. 5, 2026
SR-NYSEAMER-2026-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-104775
Feb. 5, 2026
SR-NYSEARCA-2026-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Federal Register .Exhibit 5
34-104772
Feb. 5, 2026
SR-NYSE-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Federal Register .Exhibit 5
34-104771
Feb. 5, 2026
SR-NYSENAT-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Schedule of Fees and Rebates Comments Due: Federal Register. Exhibit 5
34-104768
Feb. 5, 2026
SR-CBOE-2025-090
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to to Permit Orders for the Accounts of Market-Makers with an Appointment in the Applicable Class to be Solicited as the Contra-Side Order Submitted into Certain...
34-104770
Feb. 5, 2026
SR-NYSEAMER-2026-09
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the NYSE American Equities Price List and Fee Schedule Comments Due: Federal Register .Exhibit 5
34-104769
Feb. 5, 2026
SR-NYSEARCA-2026-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees Comments Due: Exhibit 5
34-104767
Feb. 4, 2026
SR-CBOE-2026-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Federal Register. Exhibit 5
34-104755
Jan. 30, 2026
SR-FICC-2026-003
Notice of Filing of Proposed Rule Change to Remove the Activity Limit from the GSD Rules Comments Due: Exhibit 3 , Exhibit 5
34-104754
Jan. 30, 2026
SR-CboeEDGX-2026-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Exchange Rule 11.10(d) (“EdgeRisk Self Trade Prevention (“ERSTP”) Modifiers”) to revise the definition of Unique Identifier Comments Due: Exhibit 5
34-104761
Jan. 30, 2026
SR-NYSEAMER-2025-74
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Rules to List and Trade Options on the Grayscale CoinDesk Crypto 5 ETF
34-104760
Jan. 30, 2026
SR-NYSEAMER-2026-02
Notice of Filing of a Proposed Rule Change to Amend the Initial Listing Standards Set Forth in Sections 101 and 102 of the NYSE American Company Guide. Comments Due: Exhibit 5
34-104752
Jan. 30, 2026
SR-NYSEAMER-2026-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify Certain Fees and Rebates Applicable to Specialists, e-Specialists and NYSE American Options Market Makers and Floor Brokers Comments Due: Exhibit 5
34-104758
Jan. 30, 2026
SR-CboeBYX-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.9(f) (“Match Trade Prevention (“MTP”) Modifiers) to Revise the Definition of Unique Identifier Comments Due: Exhibit 5
34-104759
Jan. 30, 2026
SR-CboeBZX-2026-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Exchange Rule 11.9(f) (“Match Trade Prevention (“MTP”) Modifiers”) to revise the definition of Unique Identifier Comments Due: Exhibit 5
34-104756
Jan. 30, 2026
SR-CboeEDGA-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Exchange Rule 11.10(d) (“EdgeRisk Self Trade Prevention (“ERSTP”) Modifiers”) to revise the definition of Unique Identifier Comments Due: Exhibit 5
34-104751
Jan. 30, 2026
SR-NYSEArca-2026-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Modify Certain Fees and Rebates Applicable to Lead Market Makers and NYSE Arca Market Makers and Floor Brokers Comments Due: Exhibit 5
34-104749
Jan. 30, 2026
SR-BOX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Reflect Adjustments to Section II.A. (FINRA Fees) and Section II.B. (Registration and Continuing Education Fees) Comments Due: Exhibit 5
34-104744
Jan. 29, 2026
SR-CboeBZX-2026-005
Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 14.12 Comments Due: Exhibit 5
34-104746
Jan. 29, 2026
SR-FINRA-2026-001
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 3290 (Outside Activities Requirements) Comments Due:
34-104742
Jan. 29, 2026
4-533
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add Texas Stock Exchange LLC as a Party Thereto Comments Due: View Received Comments
34-104745
Jan. 29, 2026
SR-MEMX-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Federal Register. Exhibit 5
34-104739
Jan. 29, 2026
SR-BX-2026-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Reflect a Legal Name Change Comments Due: Exhibit 5
34-104741
Jan. 29, 2026
SR-ICC-2025-014
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Collateral Risk Management Framework Comments Due:
34-104737
Jan. 29, 2026
SR-CboeBZX-2025-149
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 11.23(d)(2)(B) (Extending the Quote-Only Period for Initial Public Offering (“IPO”) Auctions) Comments Due: Federal Register.
34-104735
Jan. 29, 2026
SR-FICC-2026-002
Notice of Filing of Proposed Rule Change to Enhance the Correlation Calculation for Bond Haircut Models and Make Other Changes Comments Due: Exhibit 3 , Exhibit 5
34-104738
Jan. 29, 2026
SR-MIAX-2026-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 307, Position Limits, and Rule 309, Exercise Limits, Regarding Position and Exercise Limits on Options Overlying Certain Crypto Assets Comments Due: Exhibit 5
34-104736
Jan. 29, 2026
SR-BX-2026-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal the Restated Certificate of Incorporation and Adopt a Certificate of Formation and Company Agreement Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E
34-104734
Jan. 28, 2026
SR-CboeBZX-2026-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange to Add Class ETF Shares to the Category of Generically-Listed ETPs That Are Not Required to Pay an Entry Free and... Comments Due: Exhibit 5
34-104733
Jan. 28, 2026
SR-Phlx-2026-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Electronic FLEX Rules Comments Due: Exhibit 5
34-104732
Jan. 28, 2026
SR-FINRA-2025-017
Notice of Designation of a Longer Time for Commission Action on a Proposed Rule Change to Amend FINRA Rule 4210 (Margin Requirements) to Replace the Day Trading Margin Provisions with Intraday Margin Standards View Received Comments
34-104728
Jan. 28, 2026
SR-ISE-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104731
Jan. 28, 2026
SR-PEARL-2025-50
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Allow Post-Only Orders in Sub-Dollar Securities
34-104727
Jan. 28, 2026
SR-MRX-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104730
Jan. 28, 2026
SR-CboeBZX-2025-115
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked INJ ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust...
34-104725
Jan. 28, 2026
SR-Phlx-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104729
Jan. 28, 2026
SR-CboeBZX-2025-120
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked SEI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust S...
34-104717
Jan. 28, 2026
SR-CBOE-2026-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Fee Schedule Comments Due: Exhibit 5
34-104716
Jan. 28, 2026
SR-LCH SA-2025-010
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to LCH SA’s Default Management Policy, Investment Risk Policy, Liquidity Risk Policy, Settlement, Payment and Custody Risk Policy, Model Governance, Validation
34-104724
Jan. 28, 2026
SR-ISE-2026-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX Rules Comments Due: Exhibit 5
34-104721
Jan. 28, 2026
SR-CBOE-2026-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 8.23 Comments Due: Exhibit 5
34-104714
Jan. 28, 2026
SR-LTSE-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Modify the Liquidity Incentive Program Comments Due: Exhibit 5
34-104720
Jan. 28, 2026
SR-IEX-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules 2.230 and 2.190 Regarding Retention of Jurisdiction and Voluntary Termination Comments Due: Exhibit 5
34-104703
Jan. 28, 2026
SR-FINRA-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt FINRA Rule 7660B (FINRA/NYSE Trade Reporting Facility Fees for Non-Participants) Comments Due: Exhibit 5
34-104713
Jan. 28, 2026
SR-SAPPHIRE-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-104704
Jan. 28, 2026
SR-NYSEAMER-2025-72
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 1003 of the NYSE American Company Guide View Received Comments
34-104722
Jan. 28, 2026
SR-NASDAQ-2026-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104719
Jan. 28, 2026
SR-BX-2026-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104712
Jan. 28, 2026
SR-BX-2026-004
Notice of Filing of Proposed Rule Change to Remove Existing Listing Rules and Establish New Listing Standards Comments Due: View Received Comments Exhibit 5
34-104718
Jan. 28, 2026
4-880
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Texas Stock Exchange LLC Comments Due:
34-104711
Jan. 28, 2026
SR-PEARL-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-104709
Jan. 28, 2026
SR-EMERALD-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-104708
Jan. 28, 2026
SR-NYSE-2025-43
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01C of the NYSE Listed Company Manual View Received Comments
34-104707
Jan. 28, 2026
SR-MIAX-2026-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-104706
Jan. 28, 2026
SR-GEMX-2026-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Section 1 Related to Co-Location Services Comments Due: Exhibit 5
34-104702
Jan. 28, 2026
SR-CboeBZX-2025-096
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust
34-104701
Jan. 28, 2026
SR-MEMX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Short Term Option Series Program in Rule 19.5, Interpretation and Policy .05 Comments Due: Exhibit 5
34-104700
Jan. 28, 2026
SR-NYSEARCA-2025-24
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Units of the Sprott Physical Copper Trust Comments Due: View Received Comments
34-104696
Jan. 27, 2026
SR-NYSEAMER-2026-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program... Comments Due: Exhibit 5
34-104695
Jan. 27, 2026
SR-FINRA-2026-002
Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 5110 (Corporate Financing Rule—Underwriting Terms and Arrangements) and 5123 (Private Placements of Securities) Comments Due: Exhibit 5
34-104694
Jan. 27, 2026
SR-BOX-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) to Permit the Listing of up to Two Monday and Wednesday Expirations for Options on Certain Individual Stocks or... Comments Due: Exhibit 5
34-104693
Jan. 27, 2026
SR-NASDAQ-2025-072
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: View Received Comments
34-104692
Jan. 27, 2026
SR-NYSEARCA-2026-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 5.32-O and 5.35-O Related to Flexible Exchange Options Comments Due: Exhibit 5
34-104690
Jan. 26, 2026
SR-FICC-2025-025
Notice of Filing of Proposed Rule Change to Amend and Restate the Second Amended and Restated Cross-Margining Agreement between FICC and CME and Amend Related GSD Rules Comments Due: View Received Comments
34-104688
Jan. 26, 2026
SR-NASDAQ-2026-004
Notice of Filing of Proposed Rule Change to Adopt a New Continued Listing Requirement Comments Due: View Received Comments Exhibit 5
34-104687
Jan. 26, 2026
SR-NSCC-2026-001
Notice of Filing of Proposed Rule Change Concerning the Clearing of Exchange-Trade Funds with Options as Underlying Components Comments Due: Exhibit 5
34-104680
Jan. 23, 2026
SR-DTC-2026-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Accessibility to DTC’s Participant Terminal System Comments Due: Exhibit 5
34-104679
Jan. 23, 2026
SR-LTSE-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Modify the Liquidity Incentive Program Comments Due: Exhibit 5
34-104676
Jan. 23, 2026
SR-NYSEAMER-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Modify the Market Maker Sliding Scale Qualification Tiers and Amend the Floor Broker Fixed Cost Prepayment Incentive Program Comments Due: Exhibit 5
34-104675
Jan. 23, 2026
SR-CboeEDGX-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16 with Respect to its Risk Monitor Mechanism, to Provide Members with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk... Comments Due: Exhibit 5
34-104665
Jan. 23, 2026
SR-CTA/CQ-2026-01
Notice of Filing of Fortieth Substantive Amendment to the Second Restatement of the CTA Plan and Thirty-First Substantive Amendment to the Restated CQ Plan Comments Due: Federal Register.
34-104658
Jan. 23, 2026
SR-MIAX-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Options Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-104674
Jan. 23, 2026
SR-CBOE-2026-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34(c) with Respect to its Risk Monitor Mechanism, to Provide Users with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk... Comments Due: Exhibit 5
34-104673
Jan. 23, 2026
SR-C2-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34(c) with Respect to its Risk Monitor Mechanism, to Provide Trading Permit Holders (“TPHs”) with Additional Flexibility in Establishing how their Trading Activity... Comments Due: Exhibit 5
34-104671
Jan. 23, 2026
SR-CboeBZX-2026-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16 with Respect to its Risk Monitor Mechanism, to Provide Members with Additional Flexibility in Establishing how their Trading Activity Counts Towards Certain Risk... Comments Due: Exhibit 5
34-104667
Jan. 23, 2026
SR-PEARL-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104672
Jan. 23, 2026
SR-NYSEARCA-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Adopt Additional Rebates for Certain Manual and QCC Executions Comments Due: Exhibit 5
34-104666
Jan. 23, 2026
SR-MIAX-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104661
Jan. 23, 2026
SR-Emerald-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104660
Jan. 23, 2026
SR-SAPPHIRE-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Options Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-104670
Jan. 22, 2026
S7-24-89
Notice of Filing of the Fifty-Fifth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities... Comments Due:
34-104668
Jan. 22, 2026
SR-SAPPHIRE-2026-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Reflect Certain CRD Fees Collected by FINRA Comments Due: Exhibit 5
34-104656
Jan. 22, 2026
SR-MRX-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Sections 7 and 14 Comments Due: Exhibit 5
34-104655
Jan. 22, 2026
SR-CboeBZX-2026-003
Notice of Filing of a Proposed Rule Change to Amend Rule 14.11(j) to Eliminate the Requirement that the Exchange Distribute an Information Circular Prior to the Commencement of Trading in Each UTP Derivative Security Comments Due: Exhibit 5
34-104657
Jan. 22, 2026
SR-24X-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Designation of Retail Orders Comments Due: Exhibit 5
34-104654
Jan. 22, 2026
SR-CboeBZX-2026-004
Notice of Filing of a Proposed Rule Change to Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) to Delay the Opening Auction Under Certain Market Conditions in Order to Improve Price Discovery and Allow Executions to Occur at Prices... Comments Due: Exhibit 5
34-104659
Jan. 22, 2026
SR-PEARL-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Options Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: Exhibit 5
34-104650
Jan. 21, 2026
SR-Phlx-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Restrictions on Certain Crypto Assets Comments Due: Exhibit 5
34-104647
Jan. 21, 2026
SR-BX-2026-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Restrictions on Certain Crypto Assets Comments Due: Exhibit 5
34-104649
Jan. 21, 2026
SR-NASDAQ-2026-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Restrictions on Certain Crypto Assets Comments Due: Exhibit 5
34-104648
Jan. 21, 2026
SR-ISE-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Restrictions on Certain Crypto Assets Comments Due: Exhibit 5
34-104645
Jan. 21, 2026
SR-CboeBZX-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 19.6, Interpretation and Policy .05 Comments Due: Exhibit 5
34-104644
Jan. 21, 2026
SR-CBOE-2026-005
Notice of Filing of a Proposed Rule Change to Amend Rules 4.13 and 5.1 to Permit Options on the Dow Jones Industrial Average to be P.M.-Settled Comments Due: Exhibit 5
34-104646
Jan. 21, 2026
SR-CboeEDGX-2026-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 19.6, Interpretation and Policy .05 Comments Due: Exhibit 5
34-104643
Jan. 21, 2026
SR-CBOE-2026-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 4.5(d) Comments Due: Exhibit 5
34-104640
Jan. 21, 2026
SR-24X-2026-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CAT Compliance Rule Comments Due: Exhibit 5
34-104639
Jan. 21, 2026
SR-ICC-2026-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC’s New Initiatives Approval Policy and Procedural Framework Comments Due: Exhibit 5
34-104642
Jan. 21, 2026
SR-FICC-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Schedule of ACS Triparty Trade Timeframes Comments Due: Exhibit 5
34-104635
Jan. 20, 2026
SR-NYSENAT-2026-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5
