34-106138
Aug. 14, 2026
SR-NYSE-2026-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: Federal Register .Exhibit 5
34-106140
Aug. 14, 2026
SR-PHLX-2026-51
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Equity 4, Rule 3100 Regarding Trading Halts Comments Due: Federal Register .Exhibit 5
34-106137
Aug. 14, 2026
SR-CboeBZX-2026-065
Notice of Filing of a Proposed Rule Change to List and Trade Shares of 3x Gold ETF, 3x Silver ETF, 3x Bitcoin ETF, 3x Ether ETF, 3x Crude Oil ETF, and 3x Natural Gas ETF, each a Series of the VS Trust, under BZX Rule 14.11(e)(4) (Commodity-Based Trust ... Comments Due: Federal Register
34-106139
Aug. 14, 2026
SR-NASDAQ-2026-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Equity 4, Rule 4120 Regarding Trading Halts Comments Due: Federal Register .Exhibit 5
34-106136
Aug. 14, 2026
SR-TXSE-2026-009
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to Exchange Traded Fund Shares Listed Under Rule 17.104(b)(2)(B)
34-106134
Aug. 14, 2026
SR-NYSEAMER-2025-72
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to Amend Section 1003 of the NYSE American Company Guide Comments Due: Federal Register. View Received Comments
34-106133
Aug. 14, 2026
SR-NYSE-2025-43
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Section 802.01C of the NYSE Listed Company Manual Comments Due: Federal Register. View Received Comments
34-106131
Aug. 13, 2026
SR-CMESC-2026-006
Notice of Filing of Proposed Amendments to the CMESC Stress Testing & Guaranty Fund Sizing Policy (or the “Policy”) and Proposed Amendments to Rule 402(b) Comments Due: Federal Register. Exhibit 5a , Exhibit 5b
34-106129
Aug. 13, 2026
SR-OCC-2026-802
Notice of Filing of Advance Notice Relating to The Options Clearing Corporation’s Proposal to Amend the Evergreen Provisions Relating to its Revolving Credit Facility. Comments Due: Federal Register. Exhibit 3a , Exhibit 3b , Exhibit 3c , Exhibit 3d
34-106128
Aug. 13, 2026
SR-NYSE-2026-37
Notice of Filing of a Proposed Rule Change to Amend Sections 303A.00 and 303A.07 of the NYSE Listed Company Manual Comments Due: Federal Register. Exhibit 5
34-106126
Aug. 13, 2026
SR-NYSE-2026-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 7.31, 7.35, and 7.35B Comments Due: Federal Register. Exhibit 5
34-106108
Aug. 12, 2026
SR-PEARL-2026-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule Regarding the Routing Fee Table Comments Due: Federal Register. Exhibit 5
34-106107
Aug. 12, 2026
SR-EMERALD-2026-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule Regarding the Routing Fee Table Comments Due: Federal Register. Exhibit 5
34-106105
Aug. 12, 2026
SR-SAPPHIRE-2026-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule Regarding the Routing Fee Table Comments Due: Federal Register. Exhibit 5
34-106091
Aug. 12, 2026
SR-MIAX-2026-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Volume Thresholds for the Priority Customer Rebate Program Comments Due: Federal Register. Exhibit 5
34-106103
Aug. 12, 2026
SR-MIAX-2026-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Regarding the Routing Fee Table Comments Due: Federal Register. Exhibit 5
34-106080
Aug. 12, 2026
SR-OCC-2026-008
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules to Establish a Procedures-Based Approach for Determining Product Eligibility During Overnight or Extended Trading Sessions Utilizing Its Cu... Comments Due: Federal Register. Exhibit 3 , Exhibit 5A , Exhibit 5B
34-106083
Aug. 12, 2026
SR-CboeBZX-2026-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Federal Register. Exhibit 5
34-106078
Aug. 12, 2026
SR-CBOE-2026-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Federal Register. Exhibit 5
34-106095
Aug. 12, 2026
SR-PEARL-2026-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Certain Fees and Rebates Applicable to Transactions in Non-Penny Classes for Certain Origins Comments Due: Federal Register. Exhibit 5
34-106093
Aug. 12, 2026
SR-SAPPHIRE-2026-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Amend Fees and Rebates for Professional Customer Orders for QCC and cQCC Transactions, and Establish a Tiered Fee... Comments Due: Federal Register. Exhibit 5
34-106075
Aug. 11, 2026
SR-NYSEAMER-2026-72
Notice of Filing and Immediate Effectiveness of Proposed Change to Introduce the New One-Minute Interval Intra-Day Report Comments Due:
34-106077
Aug. 11, 2026
SR-CboeBZX-2026-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program for the BZX Top Data Feed Comments Due: Exhibit 5
34-106076
Aug. 11, 2026
SR-NYSEARCA-2026-84
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce the New One-Minute Interval Intra-Day Report Comments Due:
34-106071
Aug. 11, 2026
SR-CboeBYX-2026-014
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.25 to Introduce an Optional, Contingent Instruction Applicable... Comments Due: Rebuttal Comments Due: View Received Comments
34-106072
Aug. 11, 2026
SR-NASDAQ-2026-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Transaction Fees at Options 7, Section 2 Comments Due: Exhibit 5
34-106068
Aug. 10, 2026
SR-MEMX-2026-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.1 Regarding Information Circular Requirements Comments Due: Exhibit 5
34-106067
Aug. 10, 2026
SR-ISE-2026-42
Notice of Filing of Proposed Rule Change to Amend the Criteria for Underlying Securities Comments Due: Exhibit 5
34-106064
Aug. 10, 2026
SR-Phlx-2026-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Maker Quoting Obligations Comments Due: Exhibit 5
34-106070
Aug. 10, 2026
SR-GEMX-2026-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Maker Quoting Obligations Comments Due: Exhibit 5
34-106063
Aug. 10, 2026
SR-PHLX-2026-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Sections 2 (Customer Rebate Program) and 4 (Multiply Listed Options Fees) Comments Due: Exhibit 5
34-106069
Aug. 10, 2026
SR-LCH SA-2026-007
Notice of Filing of Proposed Rule Change Relating to the LCH SA CaLM Minimum Cash Collateral Requirement and to LCH Liquidity Risk Policy Comments Due: Exhibit 3 , Exhibit 5A , Exhibit 5B , Exhibit 5C+D
34-106066
Aug. 10, 2026
SR-ISE-2026-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Maker Quotation Obligations Comments Due: Exhibit 5
34-106065
Aug. 10, 2026
SR-MRX-2026-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Maker Quoting Obligations Comments Due: Exhibit 5
34-106060
Aug. 7, 2026
SR-CboeEDGX-2026-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Discounted External Distribution Fee for the EDGX Top Feed Available under the Exchange’s Existing Small Retail Broker Distribution Program from $750 per month to... Comments Due: Exhibit 5
34-106059
Aug. 7, 2026
4-551
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq Texas, LLC, Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, MEMX LLC, MX2 LLC, and Investors Exchange LLC Concerning Options-Related Market Surveillance Comments Due:
34-106058
Aug. 7, 2026
SR-IEX-2026-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the Exchange’s Fee Schedule Applicable to Members to Modify IEX’s Incremental Fee Tiers and to Make Organizational Changes to the Fee... Comments Due: Exhibit 5
34-106057
Aug. 7, 2026
SR-CBOE-2026-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to Trading Permit Holder (“TPH”) Transaction Reporting Duties Comments Due: Exhibit 5
34-106048
Aug. 6, 2026
SR-GEMX-2026-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Transaction Fees at Options 7, Section 3, Note 18 Comments Due: Exhibit 5
34-106055
Aug. 6, 2026
SR-FICC-2026-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade Submission Requirement View Received Comments
34-106056
Aug. 6, 2026
SR-IEX-2026-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.280 (Limit Up-Limit Down Plan and Trading Halts on the Exchange) to Reflect that IEX Will Not Cancel Outstanding Orders during a Regulatory Halt or Operational Halt i... Comments Due: Exhibit 5
34-106054
Aug. 6, 2026
SR-FICC-2026-802
Notice of Filing and Extension of the Review Period of an Advance Notice, as Modified by Partial Amendment No. 1, to Establish a Guaranty Fund at the Government Securities Division Comments Due: View Received Comments Exhibit 3 , Exhibit 5
34-106053
Aug. 6, 2026
SR-FICC-2026-008
Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Establish a Guaranty Fund at the Government Securities Division Comments Due: View Received Comments Exhibit 3 , Exhibit 5
34-106051
Aug. 6, 2026
SR-MIAX-2026-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1900, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations Comments Due: Exhibit 5
34-106052
Aug. 6, 2026
SR-EMERALD-2026-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1900, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations Comments Due: Exhibit 5
34-106044
Aug. 6, 2026
SR-TXSE-2026-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Offer Additional Tickets Under the Exchange’s Rodeo Program and Re-Open the Application Window for the Rodeo Program; and Permit Sponsored Participants to participate in the... Comments Due:
34-106050
Aug. 6, 2026
SR-MIAX-2026-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A Related to PRIME and cPRIME functionality Comments Due: Exhibit 5
34-106049
Aug. 6, 2026
SR-PEARL-2026-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 3100, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations Comments Due: Exhibit 5
34-106047
Aug. 6, 2026
SR-SAPPHIRE-2026-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1900, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations Comments Due: Exhibit 5
34-106036
Aug. 4, 2026
SR-NYSEAMER-2026-71
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Amend the Manual Billable Rebate Program and Add a Credit Under the Firm Monthly Fee... Comments Due: Exhibit 5
34-106035
Aug. 4, 2026
SR-NYSEAMER-2026-68
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Remove MSCI Related Index Options from Certain Tier Discounts and Incentive Programs and Add a Break-Up Credit for Certain... Comments Due: Exhibit 5
34-106038
Aug. 4, 2026
SR-FICC-2026-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Regulatory Information Requests and Indemnification of Reported Data Comments Due: Exhibit 5
34-106037
Aug. 4, 2026
SR-CMESC-2026-005
Notice of Filing of Proposed Rule Change to Adopt CMESC Margin Policy Comments Due:
34-106034
Aug. 4, 2026
SR-NASDAQ-2026-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 122 to Remove Daily List and Fundamental Data from the Nasdaq Rulebook and Clarify How Certain Information Will Be Distributed Comments Due: Exhibit 5
34-106033
Aug. 4, 2026
SR-MRX-2026-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 1 and Options 3C, Section 4(d) Comments Due: Exhibit 5
34-106031
Aug. 3, 2026
SR-NYSEAMER-2026-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-106029
Aug. 3, 2026
SR-NYSEARCA-2026-80
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule to Implement a Market Maker/Lead Market Maker Posting Incentive Program for Certain Non-Penny Issues Comments Due: Exhibit 5
34-106032
Aug. 3, 2026
SR-NYSEARCA-2026-81
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (ORF) Comments Due: Exhibit 5
34-106024
July 31, 2026
SR-LCH SA-2026-006
Notice of Filing of Proposed Rule Change Relating to the LCH SA CDSClear Trade Registration Fund Comments Due: Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D , Exhibit 5E , Exhibit 5F
34-106018
July 31, 2026
SR-OCC-2026-007
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning the Payment of Interest on Margin Cash Comments Due: Exhibit 3 , Exhibit 5A , Exhibit 5B , Exhibit 5C , Exhibit 5D
34-106020
July 31, 2026
SR-CBOE-2026-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Bitcoin U.S. ETF Index Options (“CBTX”) and Cboe Mini Bitcoin U.S. ETF Index Options (“MBTX”) Standard Transaction Fees Comments Due: View Received Comments Exhibit 5
34-106022
July 31, 2026
SR-CBOE-2026-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Market-Maker Tier Appointment Fees Comments Due: View Received Comments Exhibit 5
34-106021
July 31, 2026
SR-CBOE-2026-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-106016
July 30, 2026
SR-Phlx-2026-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX Electronic Options Listing Rules Comments Due: Exhibit 5
34-106014
July 30, 2026
SR-MSRB-2026-04
Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-27 to Exclude Certain Public Finance Activities from Term “Structuring of Public Offerings or Private Placements,” Extend the Length of the Exclusion for Non-Primary Residences from Munici... Comments Due: Exhibit 2A , Exhibit 2B , Exhibit 2C , Exhibit 5
34-106017
July 30, 2026
SR-NYSEAMER-2026-34
Notice of Designation of a Longer Period for Commission Action on a Proposed Change to Amend Its Rules to Extend Trading Hours for Certain Eligible Equity Options View Received Comments
34-106015
July 30, 2026
SR-ISE-2026-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FLEX Options Listing Rules Comments Due: Exhibit 5
34-106013
July 30, 2026
SR-CBOE-2026-008
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt Rule 8.23 View Received Comments
34-106011
July 29, 2026
SR-CboeBZX-2026-061
Notice of Filing, and Order Granting Accelerated Approval of, a Proposed Rule Change to Amend Rule 14.11(e)(4) (Commodity-Based Trust Shares) Comments Due: Exhibit 5
34-106010
July 29, 2026
SR-NASDAQ-2026-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq General 4, Rule 1210 Comments Due: Exhibit 5
34-106009
July 29, 2026
SR-IEX-2026-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Timeframe of a Recent Rule Filing Comments Due:
34-106006
July 29, 2026
SR-LTSE-2026-15
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend its Rules Related to Market Makers
34-106002
July 28, 2026
SR-NasdaqTX-2026-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various NTX Options Rules Comments Due: Exhibit 5
34-106003
July 28, 2026
SR-NasdaqTX-2026-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce Nasdaq TotalView Plus and Nasdaq Basic Plus Data Feeds Comments Due: Exhibit 5
34-106001
July 28, 2026
SR-NYSEARCA-2026-42
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.201-E (Generic) Commodity-Based Trust Shares Comments Due: View Received Comments Exhibit 4 , Exhibit 5
34-105998
July 28, 2026
SR-PHLX-2026-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce Nasdaq Totalview Plus and Nasdaq Basic Plus Data Feeds Comments Due: Exhibit 5
34-105997
July 28, 2026
SR-NASDAQ-2026-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to introduce Nasdaq TotalView Plus and Nasdaq Basic Plus Data Feeds Comments Due: Exhibit 5
34-105996
July 28, 2026
SR-NYSETEX-2026-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.35 (Auctions) for ETP IPO Securities Comments Due: Exhibit 5
34-105990
July 24, 2026
SR-CboeBZX-2026-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program Comments Due: Exhibit 5
34-105989
July 24, 2026
SR-IEX-2026-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the Exchange’s Fee Schedule Comments Due: Exhibit 5
34-105985
July 24, 2026
SR-CboeEDGA-2026-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program Comments Due: Exhibit 5
34-105984
July 24, 2026
SR-CboeEDGA-2026-022
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.8(c) Regarding Intermarket Sweep Orders
34-105983
July 24, 2026
SR-CboeEDGX-2026-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program Comments Due: Exhibit 5
34-105982
July 24, 2026
SR-CboeEDGX-2026-045
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.8(c) Regarding Intermarket Sweep Orders
34-105979
July 23, 2026
SR-CboeBYX-2026-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program Comments Due: Exhibit 5
34-105978
July 23, 2026
SR-CboeBZX-2026-004
Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) to Delay the Opening Auction Under Certain Market Conditions Comments Due: View Received Comments
34-105977
July 23, 2026
SR-CboeBYX-2026-026
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.9(d) Regarding Intermarket Sweep Orders
34-105976
July 23, 2026
SR-CboeBZX-2026-053
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.9(d) Regarding Intermarket Sweep Orders
34-105973
July 23, 2026
SR-TXSE-2026-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5
34-105972
July 23, 2026
SR-IEX-2026-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Establish a Rebate for the External Distribution of Real-Time IEX Market Data Products Comments Due: Exhibit 5
34-105970
July 22, 2026
SR-TXSE-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Monthly Fees for its Proprietary Market Data Feeds Comments Due: Exhibit 5
34-105969
July 22, 2026
SR-TXSE-2026-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Connectivity Fees Comments Due: Exhibit 5
34-105968
July 22, 2026
SR-IEX-2026-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ... Comments Due: Exhibit 5
34-105967
July 22, 2026
SR-CBOE-2026-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for its Exchange Designated Complex Instruments (“EDCI”) Feed Comments Due: Exhibit 5
34-105964
July 22, 2026
SR-ISE-2026-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Exchange’s Rules at Options 7, Section 4 (Complex Order Fees and Rebates) Comments Due: Exhibit 5
34-105959
July 21, 2026
SR-IEX-2026-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.190 to Permit Trading of Pegged Orders During Pre-Market and Post-Market Sessions Comments Due: Exhibit 5
34-105956
July 21, 2026
SR-TXSE-2026-008
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 13.003 Related to Proxy Voting View Received Comments
34-105958
July 21, 2026
SR-MEMX-2026-13
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Rules 19.3 and 19.4 to Establish Listing Criteria and Withdrawal Standards for Options on C... Comments Due: View Received Comments
34-105957
July 21, 2026
SR-NYSEAMER-2026-63
Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rules 971.1NYP and 971.2NYP To Allow FLEX Options to Trade in its CUBE Auction for Single-Leg and Complex Orders Comments Due: Exhibit 5
34-105953
July 20, 2026
SR-BOX-2026-17
Notice of Filing of a Proposed Rule Change to Amend BOX Rule 3060 (Gratuities) to Conform with FINRA Rule 3220 Comments Due:
