Notice

Release Number SEC Issue Date File Number Details
34-105990 SR-CboeBZX-2026-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105989 SR-IEX-2026-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the Exchange’s Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105985 SR-CboeEDGA-2026-024 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105984 SR-CboeEDGA-2026-022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.8(c) Regarding Intermarket Sweep Orders
34-105983 SR-CboeEDGX-2026-049 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105982 SR-CboeEDGX-2026-045 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.8(c) Regarding Intermarket Sweep Orders
34-105979 SR-CboeBYX-2026-028 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105978 SR-CboeBZX-2026-004 Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) to Delay the Opening Auction Under Certain Market Conditions
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-105977 SR-CboeBYX-2026-026 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.9(d) Regarding Intermarket Sweep Orders
34-105976 SR-CboeBZX-2026-053 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 11.9(d) Regarding Intermarket Sweep Orders
34-105973 SR-TXSE-2026-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105972 SR-IEX-2026-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Establish a Rebate for the External Distribution of Real-Time IEX Market Data Products
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105970 SR-TXSE-2026-013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Monthly Fees for its Proprietary Market Data Feeds
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105969 SR-TXSE-2026-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Connectivity Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105968 SR-IEX-2026-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 and Rule 18.110 Regarding the General Securities Sales Supervisor Registration Category and the Corresponding Series 9/10 Qualification Examination; and Amend ...
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105967 SR-CBOE-2026-063 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for its Exchange Designated Complex Instruments (“EDCI”) Feed
Comments Due: 21 DAYS AFTER DATE OF PUBLICATION IN THE FEDERAL REGISTER
See Also - Exhibit 5
34-105964 SR-ISE-2026-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Exchange’s Rules at Options 7, Section 4 (Complex Order Fees and Rebates)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105959 SR-IEX-2026-19 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.190 to Permit Trading of Pegged Orders During Pre-Market and Post-Market Sessions
Comments Due: August 14, 2026
See Also - Exhibit 5
34-105956 SR-TXSE-2026-008 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 13.003 Related to Proxy Voting
View Received Comments
34-105958 SR-MEMX-2026-13 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Rules 19.3 and 19.4 to Establish Listing Criteria and Withdrawal Standards for Options on C...
Comments Due: August 14, 2026
View Received Comments
34-105957 SR-NYSEAMER-2026-63 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rules 971.1NYP and 971.2NYP To Allow FLEX Options to Trade in its CUBE Auction for Single-Leg and Complex Orders
Comments Due: August 14, 2026
See Also - Exhibit 5
34-105953 SR-BOX-2026-17 Notice of Filing of a Proposed Rule Change to Amend BOX Rule 3060 (Gratuities) to Conform with FINRA Rule 3220
Comments Due: August 13, 2026
34-105952 SR-MEMX-2026-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Options Regulatory Fee (ORF) Under the New Methodology for Transactions that Occur on the Exchange
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105948 SR-NYSEARCA-2026-77 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105950 SR-NYSETEX-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105949 SR-NYSENAT-2026-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105947 SR-NYSEAMER-2026-62 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105946 SR-NYSE-2026-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105942 SR-ISE-2026-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105940 SR-IEX-2026-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IEX Rule 16.160 Regarding Information Circular Requirements
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105938 SR-NasdaqTX-2026-032 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105943 SR-GEMX-2026-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105939 SR-Phlx-2026-45 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105937 SR-NASDAQ-2026-058 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105941 SR-MRX-2026-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105936 SR-CBOE-2026-032 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, to Amend Its Rules Related to Binary Options
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-105931 SR-ICC-2026-006 Notice of Proposed Rule Change to the Risk Management Model Description for the CDS Clearing Service
Comments Due: August 11, 2026
See Also - Exhibit 3, Exhibit 5
34-105929 SR-CBOE-2026-035 Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, To Amend Rule 4.21 (Series of FLEX Options)
Comments Due: August 11, 2026
View Received Comments
34-105927 SR-OCC-2026-006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Synthetic Futures Model
Comments Due: August 11, 2026
See Also - Exhibit 3, Exhibit 5
34-105928 SR-LCH SA-2026-005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Providing Clearing Services for Fee Grid for the Triparty Collateral Mechanism
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5A, Exhibit 5B
34-105926 SR-24X-2026-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Limited Liability Agreement for 24X Bermuda Holdings LLC to Provide for Board Observer Roles
Comments Due: August 11, 2026
See Also - Exhibit 5
34-105924 SR-TXSE-2026-011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt the Initial Schedule of Fees and Rebates Applicable to Members of the Exchange and Adopt a Monthly Membership Fee
Comments Due: August 11, 2026
See Also - Exhibit 5
34-105925 SR-FINRA-2026-016 Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)
Comments Due: August 11, 2026
See Also - Exhibit 5
34-105922 SR-FINRA-2026-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the FINRA Rule 6300 Series (Trade Reporting Facilities) to Extend the Trade Reporting Facilities Operating Hours to 23 Hours Per Day, Five Days Per Week
Comments Due: August 10, 2026
View Received Comments
See Also - Exhibit 5
34-105920 SR-NYSEARCA-2026-76 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O to Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF
Comments Due: August 10, 2026
See Also - Exhibit 5
34-105919 SR-NYSEAMER-2026-60 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 and Rule 905 to Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105911 SR-SAPPHIRE-2026-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105913 SR-Phlx-2026-44 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105909 SR-MIAX-2026-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105914 4-757 Notice of Filing and Immediate Effectiveness of the Fourth Amendment to the Limited Liability Company Agreement of CT Plan LLC
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-105910 SR-PEARL-2026-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204. Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105908 SR-EMERALD-2026-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105915 SR-CboeEDGX-2026-046 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105912 SR-PHLX-2026-43 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 4, Multiply Listed Options Fees
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105907 SR-NYSEARCA-2026-72 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105906 SR-MIAX-2026-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105903 SR-C2-2026-018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105905 SR-NYSE-2026-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105904 SR-CboeBZX-2026-056 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105900 SR-CboeBZX-2026-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.23
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105902 SR-CBOE-2026-058 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105896 SR-EMERALD-2026-17 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105891 SR-CBOE-2026-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 6, 2026
View Received Comments
See Also - Exhibit 5
34-105897 SR-SAPPHIRE-2026-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105898 SR-MIAX-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105895 SR-PEARL-2026-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105894 SR-PEARL-2026-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Certain Fees and Rebates Applicable to Transactions in Non-Penny Classes for All Origins
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105890 SR-CboeBZX-2026-058 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105893 SR-SAPPHIRE-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105892 SR-EMERALD-2026-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 8, 2026
See Also - Exhibit 5
34-105887 SR-PEARL-2026-33 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105888 SR-C2-2026-019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105885 SR-FINRA-2026-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 1210 (Registration Requirements)
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105886 SR-MIAX-2026-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105883 SR-NasdaqTX-2026-025 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as modified by Amendment No. 1, to Establish a Package of Complimentary Services
Comments Due: August 5, 2026
View Received Comments
34-105879 SR-CboeEDGX-2026-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 5, 2026
See Also - Exhibit 5
34-105878 SR-MEMX-2026-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Review of Professional Orders
Comments Due: August 5, 2026
See Also - Exhibit 5
34-105877 SR-CBOE-2026-061 Notice of Filing of a Proposed Rule Change to Amend its Rules to Permit the Listing of Binary Options Overlying Key Performance Indicators (“KPIs”) Reported by Certain Issuers of Stock (“Binary KPI Options”)
Comments Due: August 5, 2026
See Also - Exhibit 5
34-105876 SR-BOX-2026-16 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Establish the ORF Rate Under the New Methodology for Assessment and Collection of the ORF
Comments Due: August 5, 2026
See Also - Exhibit 5
34-105874 SR-CBOE-2026-059 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule for its Complex Order Book Data Feed
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105871 SR-ICC-2026-002 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Treasury Clearing Rules and Treasury Clearing Service Treasury Operations Policies and Liquidity Risk Management Framework
View Received Comments
34-105873 SR-FINRA-2026-007 Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Partial Amendment No. 1, to Exempt Specified Collective Trust Funds from FINRA Rules 5130...
Comments Due: August 4, 2026.
Rebuttal Comments Due: August 18, 2026.
View Received Comments
34-105872 SR-CBOE-2026-062 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Silexx Logical Port Fee Waiver in the Fee Schedule in Accordance with SEC Exemptive Relief Issued
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105869 SR-PEARL-2026-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Quarterly Review of Priority Customer Orders
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105870 SR-TXSE-2026-010 Notice of Filing of a Proposed Rule Change to Amend Certain Rule Language Regarding its Handling of Orders and Other Miscellaneous Provisions
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105868 SR-MEMX-2026-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105864 SR-CBOE-2026-004 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit VIX Future-Option Orders
34-105865 SR-EMERALD-2026-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Quarterly Review of Professional Interest Orders
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105867 SR-MIAX-2026-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, to Amend the Quarterly Review of Professional Interest Orders
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105866 SR-SAPPHIRE-2026-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, to Amend the Quarterly Review of Professional Interest Orders
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105862 SR-NYSEARCA-2026-71 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18-E Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105863 SR-ICC-2026-008 Notice of Filing of Proposed Rule Change Relating to the CDS Instrument On-boarding Policies and Procedures
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105859 SR-CBOE-2026-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify Language Regarding Certain Free Trials
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105860 SR-NASDAQ-2026-057 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4120 Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events
Comments Due: August 3, 2026
View Received Comments
See Also - Exhibit 5
34-105861 SR-ICC-2026-003 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
View Received Comments
34-105858 SR-ICC-2026-007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC’s Fee Schedule
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105853 SR-LTSE-2026-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Rule 11.410(a) by Adding the Texas Stock Exchange LLC and Changing Nasdaq BX, LLC to Nasdaq Texas, LLC
Comments Due: July 31, 2026
See Also - Exhibit 5
34-105854 SR-Phlx-2026-42 Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend PIXL
Comments Due: July 31, 2026
See Also - Exhibit 5
34-105852 SR-MIAX-2026-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC Amend Rule 612, Aggregate Risk Manager (ARM), to Adopt a New Origin Multiplier to be Used When Calculating a Market Maker’s Option Perce
Comments Due: July 31, 2026
See Also - Exhibit 5
34-105850 SR-LCH SA-2026-004 Notice of Filing of Proposed Rule Change Relating to the LCH SA Liquidity Plan
Comments Due: July 30, 2026
See Also - Exhibit 5