34-106681
Oct. 16, 2026
SR-CMESC-2026-011
Notice of Filing of Proposed Rule Change to Amend the CMESC Risk Management Framework (“RMF”) Related to CMESC’s Default Management Practices
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-106683
Oct. 16, 2026
SR-CboeEDGX-2026-071
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.1(a)(3) to Describe when Unpriced Orders are Eligible for Execution and to Amend Rule 11.6(q)(2) to Clarify the Expiration of Day Orders Entered During the Overnight..
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-106682
Oct. 16, 2026
SR-NYSETEX-2026-30
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Offer Complimentary Products and Services
View Received Comments
34-106680
Oct. 16, 2026
SR-CBOE-2026-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5
34-106664
Oct. 14, 2026
SR-BOX-2026-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Section V. Manual Transaction Fees of the Fee Schedule to Increase QOO and FOO Order Fees in...
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-106666
Oct. 14, 2026
SR-PHLX-2026-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 4 (Multiply Listed Options Fees)
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-106665
Oct. 14, 2026
SR-NASDAQ-2026-087
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Rules at Options 7, Section 2
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-106663
Oct. 14, 2026
SR-24X-2026-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Warrant Performance Incentive Program
Comments Due: 21 days after date of publication in the Federal Register.
34-106658
Oct. 13, 2026
SR-NASDAQ-2026-088
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4120 to Set Forth Specific Requirements for Halting and Opening Trading in Exchange-Traded Products During 23/5 Trading
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106656
Oct. 13, 2026
SR-NYSE-2026-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18 Regarding Trading Halts
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106653
Oct. 13, 2026
SR-LTSE-2026-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the LTSE Fee Schedule to Add an Incentive Program for Market Makers
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106655
Oct. 13, 2026
SR-MIAX-2026-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106652
Oct. 13, 2026
SR-GEMX-2026-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market-Wide Speed Bump and the Kill Switch
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106654
Oct. 13, 2026
SR-MIAX-2026-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify the Priority Customer Rebate Program Table for Certain Transactions in Complex Orders
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106651
Oct. 13, 2026
SR-ISE-2026-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market-Wide Speed Bump and Kill Switch
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106647
Oct. 13, 2026
SR-CboeEDGX-2026-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106649
Oct. 13, 2026
SR-LTSE-2026-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.270 (Clearly Erroneous Executions) in Light of the Commission’s Approval of Overnight Protected Bands for 23/5 Trading
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106646
Oct. 13, 2026
SR-CboeBYX-2026-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.1 Regarding Information Circular Requirements
Comments Due: November 6, 2026
See Also -
Exhibit 5
34-106648
Oct. 13, 2026
SR-CboeBZX-2026-082
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 and Rule 19.4 to Establish Generic Listing Criteria and Continued Listing Standards for Options on Commodity-Based Trusts Holding Multiple Crypto Assets and to...
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106640
Oct. 8, 2026
SR-CboeBZX-2026-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Introducing Step-Up Tier 1
Comments Due: November 4, 2026
See Also -
Exhibit 5
34-106639
Oct. 8, 2026
SR-TXSE-2026-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the TXSE Fee Schedule to Modify the Transaction Fee Applicable to Securities Priced at or above $1.00 that Remove Displayed Liquidity from the TXSE Book
Comments Due: November 4, 2026
See Also -
Exhibit 5
34-106638
Oct. 8, 2026
SR-TXSE-2026-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Shared Listings Program on the Exchange
Comments Due: November 4, 2026
See Also -
Exhibit 5
34-106637
Oct. 8, 2026
SR-TXSE-2026-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Restricted Stock Units Incentive Program
Comments Due: November 4, 2026
34-106629
Oct. 7, 2026
SR-NasdaqTX-2026-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5740 Regarding Information Circular Requirements
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106625
Oct. 7, 2026
SR-NASDAQ-2026-085
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5740 Regarding Information Circular Requirements
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106626
Oct. 7, 2026
SR-MEMX-2026-25
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules for the Listing and Trading of Securities Event Contracts on the Exchange
View Received Comments
34-106631
Oct. 7, 2026
SR-NASDAQ-2026-083
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 11, Rule 11890 (Clearly Erroneous Transactions)
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106632
Oct. 7, 2026
SR-NasdaqTX-2026-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 11, Rule 11890 (Clearly Erroneous Transactions)
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106630
Oct. 7, 2026
SR-Phlx-2026-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 3312 (Clearly Erroneous Transactions)
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106628
Oct. 7, 2026
SR-CboeEDGX-2026-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Add IEX Exchange, Inc. (“IEX”) to Fee Code RP
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106627
Oct. 7, 2026
SR-CboeBZX-2026-083
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Add IEX Exchange, Inc. (“IEX”) to Fee Code RP
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106624
Oct. 7, 2026
4-631
Notice of Filing and Order of Summary Effectiveness on a Temporary Basis Not To Exceed 120 Days of Proposed Twenty-Ninth Amendment to the National Market System Plan to Address Extraordinary Market Volatility to Revise the Time for Calculating the...
Comments Due: 21 days after date of publication in the Federal Register .
View Received Comments
34-106623
Oct. 7, 2026
SR-CboeBYX-2026-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.17 (Clearly Erroneous Executions)
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106622
Oct. 7, 2026
SR-CboeBZX-2026-079
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.17 (Clearly Erroneous Executions)
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106621
Oct. 7, 2026
SR-CboeEDGA-2026-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.15 (Clearly Erroneous Executions)
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106620
Oct. 7, 2026
SR-CBOE-2026-078
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Regarding the Global Trading Hours (“GTH”) and Curb Trading Hours Sessions
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106619
Oct. 7, 2026
SR-CMESC-2026-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt Standards for Establishing Cross-Margin Arrangements and Adopt a Cross-Margin Arrangement with Chicago Mercantile Exchange Inc.
View Received Comments
34-106617
Oct. 7, 2026
SR-CboeBZX-2026-081
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106618
Oct. 7, 2026
SR-CboeEDGA-2026-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: November 3, 2026
View Received Comments
See Also -
Exhibit 5
34-106616
Oct. 7, 2026
SR-CboeEDGX-2026-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106615
Oct. 7, 2026
SR-CboeBYX-2026-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Data Vendor Program
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106614
Oct. 7, 2026
SR-NASDAQ-2026-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Listing Rule 5505
Comments Due: November 3, 2026
See Also -
Exhibit 5
34-106609
Oct. 6, 2026
SR-NYSEARCA-2026-102
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule to Adopt Fees for One-Minute Intra-Day Volume Report
Comments Due: October 30, 2026
See Also -
Exhibit 5
34-106608
Oct. 6, 2026
SR-NYSEAMER-2026-89
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Proprietary Market Data Fee Schedule to Adopt Fees for One-Minute Intra-Day Volume Reports
Comments Due: October 30, 2026
See Also -
Exhibit 5
34-106607
Oct. 6, 2026
SR-NASDAQ-2026-086
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Transaction Fees at Nasdaq Equity 7, Section 118, to Establish a Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide Liquidity
Comments Due: October 30, 2026
See Also -
Exhibit 5
34-106606
Oct. 6, 2026
SR-IEX-2026-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Modify the Required Criteria to Qualify for the Reduced Incremental Fee
Comments Due: October 30, 2026
See Also -
Exhibit 5
34-106604
Oct. 6, 2026
SR-CboeEDGX-2026-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.15 (Clearly Erroneous Executions)
Comments Due: October 30, 2026
See Also -
Exhibit 5
34-106603
Oct. 6, 2026
SR-IEX-2026-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the IEX Equities Fee Schedule
Comments Due: October 30, 2026
See Also -
Exhibit 5
34-106602
Oct. 6, 2026
SR-MEMX-2026-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments Due: October 30, 2026
See Also -
Exhibit 5
34-106601
Oct. 6, 2026
SR-MEMX-2026-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments Due: October 30, 2026
See Also -
Exhibit 5
34-106594
Oct. 5, 2026
SR-NASDAQ-2026-081
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Operative Date of SR-Nasdaq-2026-004
Comments Due: October 29, 2026
34-106597
Oct. 5, 2026
SR-IEX-2026-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110(a) and (c) to Amend the Exchange’s Fee Schedule
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106589
Oct. 5, 2026
SR-CboeBZX-2026-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22(g)
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106596
Oct. 5, 2026
SR-GEMX-2026-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Wide Risk Protection
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106595
Oct. 5, 2026
SR-ISE-2026-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Wide Risk Protection
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106584
Oct. 5, 2026
SR-CboeEDGX-2026-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.24(b)(2) Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23...
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106588
Oct. 5, 2026
SR-CboeBYX-2026-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22(g)
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106587
Oct. 5, 2026
SR-NasdaqTX-2026-048
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4121 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours P...
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106591
Oct. 5, 2026
SR-CboeEDGX-2026-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.8(d)
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106590
Oct. 5, 2026
SR-CboeEDGA-2026-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Rule 13.8(d)
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106586
Oct. 5, 2026
SR-NASDAQ-2026-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4121 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours P...
Comments Due: October 29, 2026
View Received Comments
See Also -
Exhibit 5
34-106581
Oct. 5, 2026
SR-CboeBYX-2026-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.29 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours ...
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106585
Oct. 5, 2026
SR-Phlx-2026-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3101 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours...
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106583
Oct. 5, 2026
SR-CboeEDGA-2026-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours...
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106582
Oct. 5, 2026
SR-CboeBZX-2026-077
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.30 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection with the Industry’s Expansion of Trading Hours to 23 Hours...
Comments Due: October 29, 2026
See Also -
Exhibit 5
34-106575
Oct. 2, 2026
SR-IEX-2026-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Listing Standards and Withdrawal Criteria for Options on Commodity-Based Trusts Holding a Single Crypto Asset or Multiple Crypto Assets and to Amend Rules Regarding...
Comments Due: October 28, 2026
See Also -
Exhibit 5
34-106571
Oct. 2, 2026
SR-MIAX-2026-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 1328, Influencing or Rewarding Employees of Others
Comments Due: October 27, 2026
34-106566
Oct. 1, 2026
SR-NYSE-2026-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the Approved Person Registration Category and Adopt a New Definition of Associated Person
Comments Due: October 27, 2026
See Also -
Exhibit 5
34-106565
Oct. 1, 2026
SR-TXSE-2026-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Transaction Fee Applicable to Orders that Execute in Auctions on the Exchange
Comments Due: October 27, 2026
See Also -
Exhibit 5
34-106562
Oct. 1, 2026
SR-CboeBZX-2026-078
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 22.6
Comments Due: October 27, 2026
See Also -
Exhibit 5
34-106561
Oct. 1, 2026
SR-CboeEDGX-2026-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 22.6
Comments Due: October 27, 2026
See Also -
Exhibit 5
34-106560
Oct. 1, 2026
SR-C2-2026-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 5.52
Comments Due: October 27, 2026
See Also -
Exhibit 5
34-106559
Oct. 1, 2026
SR-IEX-2026-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .04 and .05 to IEX Rule 23.150(h) to Change Three of the Variables in the Options Risk Parameter Quote Instability Calculation, Each within the Permitted
Comments Due: October 27, 2026
See Also -
Exhibit 5
34-106557
Sept. 30, 2026
SR-PHLX-2026-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: October 26, 2026
See Also -
Exhibit 5
34-106556
Sept. 30, 2026
SR-NASDAQ-2026-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: October 26, 2026
See Also -
Exhibit 5
34-106558
Sept. 30, 2026
SR-LTSE-2026-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Rule 15.120 to Expand the Permitted Collection Arrangements
Comments Due: October 26, 2026
See Also -
Exhibit 5
34-106552
Sept. 30, 2026
SR-DTC-2026-012
Notice of Filing of Proposed Rule Change to Modernize the Direct Registration System
Comments Due: October 26, 2026
See Also -
Exhibit 3 , Exhibit 5
34-106554
Sept. 30, 2026
SR-PEARL-2026-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Risk Controls for Equity Members in Connection with the Upcoming Expansion by other National Securities Exchanges and the Appliable Securities Information Processors of the...
Comments Due: October 26, 2026
View Received Comments
See Also -
Exhibit 5
34-106551
Sept. 30, 2026
SR-GEMX-2026-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: October 26, 2026
See Also -
Exhibit 5
34-106550
Sept. 30, 2026
SR-ISE-2026-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of Nasdaq BX, Inc. to Nasdaq Texas, LLC
Comments Due: October 26, 2026
See Also -
Exhibit 5
34-106549
Sept. 30, 2026
SR-MRX-2026-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to Reflect the Name Change of “Nasdaq BX, Inc.” to “Nasdaq Texas, LLC”
Comments Due: October 26, 2026
View Received Comments
See Also -
Exhibit 5
34-106548
Sept. 30, 2026
SR-NASDAQ-2026-084
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule Equity 2, Section 9 Regarding Clearing and Settlement in Connection with 23-5 Trading
Comments Due: October 5, 2026
View Received Comments
See Also -
Exhibit 5
34-106529
Sept. 29, 2026
SR-LTSE-2026-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the LTSE Market Maker Rules to Provide Mechanisms That Would Allow the Exchange to Initiate and Operate a Market Maker Program
Comments Due: October 23, 2026
See Also -
Exhibit 5
34-106527
Sept. 29, 2026
SR-NSCC-2026-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
Comments Due: October 23, 2026
See Also -
Exhibit 5
34-106526
Sept. 29, 2026
SR-FICC-2026-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
Comments Due: October 23, 2026
See Also -
Exhibit 5
34-106524
Sept. 29, 2026
SR-DTC-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework
Comments Due: October 23, 2026
See Also -
Exhibit 5
34-106523
Sept. 29, 2026
SR-NYSEARCA-2026-99
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend NYSE Arca Rule 5.32-O
Comments Due: October 23, 2026
See Also -
Exhibit 5
34-106522
Sept. 29, 2026
SR-NYSEAMER-2026-86
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE American Rule 903G
Comments Due: October 23, 2026
See Also -
Exhibit 5
34-106521
Sept. 29, 2026
SR-OGM-2026-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rules Governing Contract Specifications for Perpetual Cash-Settled Single Stock Security Futures
Comments Due: October 23, 2026
View Received Comments
See Also -
Exhibit 4
34-106520
Sept. 29, 2026
SR-NasdaqTX-2026-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Rule 5000 Series to Transition to a Primary Listing Venue
Comments Due: October 23, 2026
See Also -
Exhibit 5
34-106515
Sept. 28, 2026
SR-IEX-2026-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 20.140A (Select Provisions of Options Listing Procedures Plan) to Apply Uniform Objective Standards to the Range of Options Series Exercise (or Strike) Prices Available ...
Comments Due: October 22, 2026
See Also -
Exhibit 5
34-106507
Sept. 28, 2026
SR-IEX-2026-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 21.150 to Eliminate the Minimum Roster Requirement on the Obvious Error Panel
Comments Due: October 22, 2026
See Also -
Exhibit 5
34-106505
Sept. 28, 2026
SR-TXSE-2026-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Listing Fees for Exchange Traded Products and Performance Standards and Daily Stipends Paid by the Exchange for Its Lead Market Maker Program
Comments Due: October 22, 2026
See Also -
Exhibit 5A , Exhibit 5B
34-106503
Sept. 25, 2026
SR-MX2-2026-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Monthly Review of Professional Orders
Comments Due: October 21, 2026
See Also -
Exhibit 5
34-106502
Sept. 25, 2026
SR-NYSE-2026-37
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Sections 303A.00 and 303A.07 of the NYSE Listed Company Manual
View Received Comments
34-106498
Sept. 25, 2026
SR-FICC-2026-007
Notice of Filing of Partial Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade...
Comments Due: October 14, 2026
View Received Comments
34-106496
Sept. 25, 2026
SR-NasdaqTX-2026-044
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: October 21, 2026
See Also -
Exhibit 5
34-106494
Sept. 25, 2026
SR-LTSE-2026-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 14.350 Regarding Information Circular Requirements
Comments Due: October 21, 2026
See Also -
Exhibit 5
34-106492
Sept. 25, 2026
SR-ISE-2026-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: October 21, 2026
See Also -
Exhibit 5
34-106491
Sept. 25, 2026
SR-MRX-2026-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 to Establish Fees for Liquid-Cooled Cabinets
Comments Due: October 21, 2026
See Also -
Exhibit 5