34-105952
July 20, 2026
SR-MEMX-2026-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Options Regulatory Fee (ORF) Under the New Methodology for Transactions that Occur on the Exchange
Comments Due: August 13, 2026
See Also -
Exhibit 5
34-105948
July 20, 2026
SR-NYSEARCA-2026-77
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also -
Exhibit 5
34-105950
July 20, 2026
SR-NYSETEX-2026-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
34-105949
July 20, 2026
SR-NYSENAT-2026-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also -
Exhibit 5
34-105947
July 20, 2026
SR-NYSEAMER-2026-62
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also -
Exhibit 5
34-105946
July 20, 2026
SR-NYSE-2026-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also -
Exhibit 5
34-105942
July 17, 2026
SR-ISE-2026-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also -
Exhibit 5
34-105940
July 17, 2026
SR-IEX-2026-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IEX Rule 16.160 Regarding Information Circular Requirements
Comments Due: August 12, 2026
See Also -
Exhibit 5
34-105938
July 17, 2026
SR-NasdaqTX-2026-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also -
Exhibit 5
34-105943
July 17, 2026
SR-GEMX-2026-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also -
Exhibit 5
34-105939
July 17, 2026
SR-Phlx-2026-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also -
Exhibit 5
34-105937
July 17, 2026
SR-NASDAQ-2026-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also -
Exhibit 5
34-105941
July 17, 2026
SR-MRX-2026-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also -
Exhibit 5
34-105936
July 17, 2026
SR-CBOE-2026-032
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, to Amend Its Rules Related to Binary Options
Comments Due: 21 days after date of publication in the Federal Register .
View Received Comments
34-105931
July 16, 2026
SR-ICC-2026-006
Notice of Proposed Rule Change to the Risk Management Model Description for the CDS Clearing Service
Comments Due: August 11, 2026
See Also -
Exhibit 3 , Exhibit 5
34-105929
July 16, 2026
SR-CBOE-2026-035
Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, To Amend Rule 4.21 (Series of FLEX Options)
Comments Due: August 11, 2026
View Received Comments
34-105927
July 16, 2026
SR-OCC-2026-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Synthetic Futures Model
Comments Due: August 11, 2026
See Also -
Exhibit 3 , Exhibit 5
34-105928
July 16, 2026
SR-LCH SA-2026-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Providing Clearing Services for Fee Grid for the Triparty Collateral Mechanism
Comments Due: 21 days after date of publication in the Federal Register .
See Also -
Exhibit 5A , Exhibit 5B
34-105926
July 16, 2026
SR-24X-2026-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Limited Liability Agreement for 24X Bermuda Holdings LLC to Provide for Board Observer Roles
Comments Due: August 11, 2026
See Also -
Exhibit 5
34-105924
July 16, 2026
SR-TXSE-2026-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt the Initial Schedule of Fees and Rebates Applicable to Members of the Exchange and Adopt a Monthly Membership Fee
Comments Due: August 11, 2026
See Also -
Exhibit 5
34-105925
July 16, 2026
SR-FINRA-2026-016
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)
Comments Due: August 11, 2026
See Also -
Exhibit 5
34-105922
July 15, 2026
SR-FINRA-2026-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the FINRA Rule 6300 Series (Trade Reporting Facilities) to Extend the Trade Reporting Facilities Operating Hours to 23 Hours Per Day, Five Days Per Week
Comments Due: August 10, 2026
View Received Comments
See Also -
Exhibit 5
34-105920
July 15, 2026
SR-NYSEARCA-2026-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O to Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF
Comments Due: August 10, 2026
See Also -
Exhibit 5
34-105919
July 15, 2026
SR-NYSEAMER-2026-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 and Rule 905 to Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105911
July 14, 2026
SR-SAPPHIRE-2026-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105913
July 14, 2026
SR-Phlx-2026-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105909
July 14, 2026
SR-MIAX-2026-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105914
July 14, 2026
4-757
Notice of Filing and Immediate Effectiveness of the Fourth Amendment to the Limited Liability Company Agreement of CT Plan LLC
Comments Due: 21 days after date of publication in the Federal Register .
View Received Comments
34-105910
July 14, 2026
SR-PEARL-2026-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204. Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105908
July 14, 2026
SR-EMERALD-2026-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105915
July 14, 2026
SR-CboeEDGX-2026-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105912
July 14, 2026
SR-PHLX-2026-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 4, Multiply Listed Options Fees
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105907
July 14, 2026
SR-NYSEARCA-2026-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105906
July 14, 2026
SR-MIAX-2026-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105903
July 14, 2026
SR-C2-2026-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105905
July 14, 2026
SR-NYSE-2026-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105904
July 14, 2026
SR-CboeBZX-2026-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105900
July 14, 2026
SR-CboeBZX-2026-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.23
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105902
July 14, 2026
SR-CBOE-2026-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also -
Exhibit 5
34-105896
July 13, 2026
SR-EMERALD-2026-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105891
July 13, 2026
SR-CBOE-2026-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 6, 2026
View Received Comments
See Also -
Exhibit 5
34-105897
July 13, 2026
SR-SAPPHIRE-2026-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105898
July 13, 2026
SR-MIAX-2026-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105895
July 13, 2026
SR-PEARL-2026-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105894
July 13, 2026
SR-PEARL-2026-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Certain Fees and Rebates Applicable to Transactions in Non-Penny Classes for All Origins
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105890
July 13, 2026
SR-CboeBZX-2026-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105893
July 13, 2026
SR-SAPPHIRE-2026-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105892
July 13, 2026
SR-EMERALD-2026-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 8, 2026
See Also -
Exhibit 5
34-105887
July 13, 2026
SR-PEARL-2026-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105888
July 13, 2026
SR-C2-2026-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105885
July 13, 2026
SR-FINRA-2026-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 1210 (Registration Requirements)
Comments Due: August 6, 2026
View Received Comments
See Also -
Exhibit 5
34-105886
July 13, 2026
SR-MIAX-2026-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 6, 2026
See Also -
Exhibit 5
34-105883
July 10, 2026
SR-NasdaqTX-2026-025
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as modified by Amendment No. 1, to Establish a Package of Complimentary Services
Comments Due: August 5, 2026
View Received Comments
34-105879
July 10, 2026
SR-CboeEDGX-2026-47
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 5, 2026
See Also -
Exhibit 5
34-105878
July 10, 2026
SR-MEMX-2026-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Review of Professional Orders
Comments Due: August 5, 2026
See Also -
Exhibit 5
34-105877
July 10, 2026
SR-CBOE-2026-061
Notice of Filing of a Proposed Rule Change to Amend its Rules to Permit the Listing of Binary Options Overlying Key Performance Indicators (“KPIs”) Reported by Certain Issuers of Stock (“Binary KPI Options”)
Comments Due: August 5, 2026
View Received Comments
See Also -
Exhibit 5
34-105876
July 10, 2026
SR-BOX-2026-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Establish the ORF Rate Under the New Methodology for Assessment and Collection of the ORF
Comments Due: August 5, 2026
See Also -
Exhibit 5
34-105874
July 9, 2026
SR-CBOE-2026-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule for its Complex Order Book Data Feed
Comments Due: August 4, 2026
See Also -
Exhibit 5
34-105871
July 9, 2026
SR-ICC-2026-002
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Treasury Clearing Rules and Treasury Clearing Service Treasury Operations Policies and Liquidity Risk Management Framework
View Received Comments
34-105873
July 9, 2026
SR-FINRA-2026-007
Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Partial Amendment No. 1, to Exempt Specified Collective Trust Funds from FINRA Rules 5130...
Comments Due: August 4, 2026.Rebuttal Comments Due: August 18, 2026.
View Received Comments
34-105872
July 9, 2026
SR-CBOE-2026-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Silexx Logical Port Fee Waiver in the Fee Schedule in Accordance with SEC Exemptive Relief Issued
Comments Due: August 4, 2026
See Also -
Exhibit 5
34-105869
July 9, 2026
SR-PEARL-2026-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Quarterly Review of Priority Customer Orders
Comments Due: August 4, 2026
See Also -
Exhibit 5
34-105870
July 9, 2026
SR-TXSE-2026-010
Notice of Filing of a Proposed Rule Change to Amend Certain Rule Language Regarding its Handling of Orders and Other Miscellaneous Provisions
Comments Due: August 4, 2026
See Also -
Exhibit 5
34-105868
July 9, 2026
SR-MEMX-2026-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments Due: August 4, 2026
See Also -
Exhibit 5
34-105864
July 8, 2026
SR-CBOE-2026-004
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit VIX Future-Option Orders
View Received Comments
34-105865
July 8, 2026
SR-EMERALD-2026-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Quarterly Review of Professional Interest Orders
Comments Due: August 3, 2026
See Also -
Exhibit 5
34-105867
July 8, 2026
SR-MIAX-2026-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, to Amend the Quarterly Review of Professional Interest Orders
Comments Due: August 3, 2026
See Also -
Exhibit 5
34-105866
July 8, 2026
SR-SAPPHIRE-2026-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, to Amend the Quarterly Review of Professional Interest Orders
Comments Due: August 3, 2026
See Also -
Exhibit 5
34-105862
July 8, 2026
SR-NYSEARCA-2026-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18-E Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events
Comments Due: August 3, 2026
See Also -
Exhibit 5
34-105863
July 8, 2026
SR-ICC-2026-008
Notice of Filing of Proposed Rule Change Relating to the CDS Instrument On-boarding Policies and Procedures
Comments Due: August 3, 2026
See Also -
Exhibit 5
34-105859
July 8, 2026
SR-CBOE-2026-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify Language Regarding Certain Free Trials
Comments Due: August 3, 2026
See Also -
Exhibit 5
34-105860
July 8, 2026
SR-NASDAQ-2026-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4120 Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events
Comments Due: August 3, 2026
View Received Comments
See Also -
Exhibit 5
34-105861
July 8, 2026
SR-ICC-2026-003
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
View Received Comments
34-105858
July 8, 2026
SR-ICC-2026-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC’s Fee Schedule
Comments Due: August 3, 2026
See Also -
Exhibit 5
34-105853
July 7, 2026
SR-LTSE-2026-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Rule 11.410(a) by Adding the Texas Stock Exchange LLC and Changing Nasdaq BX, LLC to Nasdaq Texas, LLC
Comments Due: July 31, 2026
See Also -
Exhibit 5
34-105854
July 7, 2026
SR-Phlx-2026-42
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend PIXL
Comments Due: July 31, 2026
See Also -
Exhibit 5
34-105852
July 7, 2026
SR-MIAX-2026-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC Amend Rule 612, Aggregate Risk Manager (ARM), to Adopt a New Origin Multiplier to be Used When Calculating a Market Maker’s Option Perce
Comments Due: July 31, 2026
See Also -
Exhibit 5
34-105850
July 6, 2026
SR-LCH SA-2026-004
Notice of Filing of Proposed Rule Change Relating to the LCH SA Liquidity Plan
Comments Due: July 30, 2026
See Also -
Exhibit 5
34-105849
July 6, 2026
SR-FICC-2026-007
Notice of Filing of Proposed Rule Change to Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade Submission Requirement
View Received Comments
See Also -
Exhibit 5
34-105847
July 6, 2026
SR-MX2-2026-03
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.13, Application Process and Waive-In
Comments Due: July 30, 2026
See Also -
Exhibit 5
34-105845
July 2, 2026
SR-FINRA-2026-004
Notice of Partial Amendment No. 1 to Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)
Comments Due: July 28, 2026
View Received Comments
34-105844
July 2, 2026
SR-CME-2026-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adoption of Chicago Mercantile Exchange’s Rules Governing Security Futures Product Listing Standards, Adoption of Chicago Mercantile Exchange Inc.’s Rules Governing Secu...
Comments Due: July 28, 2026
See Also -
Exhibit 4
34-105837
July 1, 2026
SR-TXSE-2026-006
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend Certain Parts of its Opening and Closing Auctions
View Received Comments
See Also -
Exhibit 4 , Exhibit 5
34-105835
July 1, 2026
SR-PEARL-2026-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2900 Regarding Information Circular Requirements
Comments Due: July 28, 2026
See Also -
Exhibit 5
34-105833
July 1, 2026
SR-NYSEARCA-2026-68
Notice of Filing of a Proposed Rule Change to Amend Rules 5.32-O and 5.35-O
Comments Due: July 28, 2026
See Also -
Exhibit 5
34-105831
July 1, 2026
SR-NYSEAMER-2026-54
Notice of Filing of a Proposed Rule Change to Amend Rule 903G and 906G
Comments Due: July 28, 2026
See Also -
Exhibit 5
34-105830
July 1, 2026
SR-NYSE-2026-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 28, 2026
See Also -
Exhibit 5
34-105829
July 1, 2026
SR-FINRA-2026-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Except Accounts Pursuant to Section 530A of the Internal Revenue Code from the Requirements of FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions)
Comments Due: July 28, 2026
View Received Comments
34-105825
June 30, 2026
SR-NYSETEX-2026-25
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 27, 2026
See Also -
Exhibit 5
34-105822
June 30, 2026
SR-NYSEARCA-2026-69
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 27, 2026
See Also -
Exhibit 5
34-105826
June 30, 2026
SR-NYSEARCA-2026-70
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Comments Due: July 27, 2026
See Also -
Exhibit 5
34-105827
June 30, 2026
SR-NYSEAMER-2026-56
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Comments Due: July 27, 2026
View Received Comments
See Also -
Exhibit 5
34-105823
June 30, 2026
SR-NYSENAT-2026-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 27, 2026
See Also -
Exhibit 5
34-105818
June 30, 2026
SR-BOX-2026-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Review of Professional Orders
Comments Due: July 27, 2026
See Also -
Exhibit 5
34-105824
June 30, 2026
SR-FINRA-2026-012
(WITHDRAWN on 08/05/2026) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)
View Received Comments
34-105817
June 30, 2026
SR-NSCC-2026-009
Notice of Filing of Proposed Rule Change to Enhance the Supplemental Liquidity Deposit Rules, Methodology and Processes
See Also -
Exhibit 3 , Exhibit 5
34-105821
June 30, 2026
SR-NYSEAMER-2026-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 27, 2026
See Also -
Exhibit 5
34-105819
June 30, 2026
SR-NYSETEX-2026-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Initial and Continued Listing Standards
Comments Due: July 27, 2026
See Also -
Exhibit 5
34-105820
June 30, 2026
SR-TXSE-2026-009
Notice of Filing of a Proposed Rule Change to Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to ETF Shares Listed on the Exchange under Rule 17.104(b)(2)(B)
Comments Due: July 27, 2026
See Also -
Exhibit 5
34-105814
June 30, 2026
SR-PEARL-2026-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by to Amend the By-Laws to Establish the Role of Observers
Comments Due: July 27, 2026
See Also -
Exhibit 5