Notice

Release Number SEC Issue Date File Number Details
34-105952 SR-MEMX-2026-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Options Regulatory Fee (ORF) Under the New Methodology for Transactions that Occur on the Exchange
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105948 SR-NYSEARCA-2026-77 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105950 SR-NYSETEX-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-105949 SR-NYSENAT-2026-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105947 SR-NYSEAMER-2026-62 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105946 SR-NYSE-2026-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: August 13, 2026
See Also - Exhibit 5
34-105942 SR-ISE-2026-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105940 SR-IEX-2026-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IEX Rule 16.160 Regarding Information Circular Requirements
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105938 SR-NasdaqTX-2026-032 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105943 SR-GEMX-2026-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105939 SR-Phlx-2026-45 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105937 SR-NASDAQ-2026-058 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105941 SR-MRX-2026-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Comments Due: August 12, 2026
See Also - Exhibit 5
34-105936 SR-CBOE-2026-032 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, to Amend Its Rules Related to Binary Options
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-105931 SR-ICC-2026-006 Notice of Proposed Rule Change to the Risk Management Model Description for the CDS Clearing Service
Comments Due: August 11, 2026
See Also - Exhibit 3, Exhibit 5
34-105929 SR-CBOE-2026-035 Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, To Amend Rule 4.21 (Series of FLEX Options)
Comments Due: August 11, 2026
View Received Comments
34-105927 SR-OCC-2026-006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Synthetic Futures Model
Comments Due: August 11, 2026
See Also - Exhibit 3, Exhibit 5
34-105928 SR-LCH SA-2026-005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Providing Clearing Services for Fee Grid for the Triparty Collateral Mechanism
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5A, Exhibit 5B
34-105926 SR-24X-2026-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Limited Liability Agreement for 24X Bermuda Holdings LLC to Provide for Board Observer Roles
Comments Due: August 11, 2026
See Also - Exhibit 5
34-105924 SR-TXSE-2026-011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt the Initial Schedule of Fees and Rebates Applicable to Members of the Exchange and Adopt a Monthly Membership Fee
Comments Due: August 11, 2026
See Also - Exhibit 5
34-105925 SR-FINRA-2026-016 Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)
Comments Due: August 11, 2026
See Also - Exhibit 5
34-105922 SR-FINRA-2026-015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the FINRA Rule 6300 Series (Trade Reporting Facilities) to Extend the Trade Reporting Facilities Operating Hours to 23 Hours Per Day, Five Days Per Week
Comments Due: August 10, 2026
View Received Comments
See Also - Exhibit 5
34-105920 SR-NYSEARCA-2026-76 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O to Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF
Comments Due: August 10, 2026
See Also - Exhibit 5
34-105919 SR-NYSEAMER-2026-60 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 and Rule 905 to Increase Position and Exercise Limits for Options on iShares Bitcoin Trust ETF
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105911 SR-SAPPHIRE-2026-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105913 SR-Phlx-2026-44 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105909 SR-MIAX-2026-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105914 4-757 Notice of Filing and Immediate Effectiveness of the Fourth Amendment to the Limited Liability Company Agreement of CT Plan LLC
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-105910 SR-PEARL-2026-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204. Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105908 SR-EMERALD-2026-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, and Rule 204, Members and Persons Associated with a Member Who Are or Become Subject to a Statutory Disqualification
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105915 SR-CboeEDGX-2026-046 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105912 SR-PHLX-2026-43 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the PHLX Pricing Schedule at Options 7, Section 4, Multiply Listed Options Fees
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105907 SR-NYSEARCA-2026-72 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105906 SR-MIAX-2026-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105903 SR-C2-2026-018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105905 SR-NYSE-2026-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105904 SR-CboeBZX-2026-056 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105900 SR-CboeBZX-2026-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.23
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105902 SR-CBOE-2026-058 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee (“ORF”)
Comments Due: August 7, 2026
See Also - Exhibit 5
34-105896 SR-EMERALD-2026-17 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Options Exchange Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105891 SR-CBOE-2026-060 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 6, 2026
View Received Comments
See Also - Exhibit 5
34-105897 SR-SAPPHIRE-2026-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Options Exchange Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105898 SR-MIAX-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105895 SR-PEARL-2026-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Extend the Temporary Discount Program for Historical Requests of Certain Open-Close Report Data until December 31, 2026
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105894 SR-PEARL-2026-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Amend Certain Fees and Rebates Applicable to Transactions in Non-Penny Classes for All Origins
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105890 SR-CboeBZX-2026-058 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105893 SR-SAPPHIRE-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105892 SR-EMERALD-2026-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 8, 2026
See Also - Exhibit 5
34-105887 SR-PEARL-2026-33 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105888 SR-C2-2026-019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105885 SR-FINRA-2026-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 1210 (Registration Requirements)
Comments Due: August 6, 2026
View Received Comments
See Also - Exhibit 5
34-105886 SR-MIAX-2026-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Options Regulatory Fee (ORF)
Comments Due: August 6, 2026
See Also - Exhibit 5
34-105883 SR-NasdaqTX-2026-025 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as modified by Amendment No. 1, to Establish a Package of Complimentary Services
Comments Due: August 5, 2026
View Received Comments
34-105879 SR-CboeEDGX-2026-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Definition of Professional to Require Monthly Reviews of Orders
Comments Due: August 5, 2026
See Also - Exhibit 5
34-105878 SR-MEMX-2026-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Review of Professional Orders
Comments Due: August 5, 2026
See Also - Exhibit 5
34-105877 SR-CBOE-2026-061 Notice of Filing of a Proposed Rule Change to Amend its Rules to Permit the Listing of Binary Options Overlying Key Performance Indicators (“KPIs”) Reported by Certain Issuers of Stock (“Binary KPI Options”)
Comments Due: August 5, 2026
View Received Comments
See Also - Exhibit 5
34-105876 SR-BOX-2026-16 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Establish the ORF Rate Under the New Methodology for Assessment and Collection of the ORF
Comments Due: August 5, 2026
See Also - Exhibit 5
34-105874 SR-CBOE-2026-059 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule for its Complex Order Book Data Feed
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105871 SR-ICC-2026-002 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Treasury Clearing Rules and Treasury Clearing Service Treasury Operations Policies and Liquidity Risk Management Framework
View Received Comments
34-105873 SR-FINRA-2026-007 Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Partial Amendment No. 1, to Exempt Specified Collective Trust Funds from FINRA Rules 5130...
Comments Due: August 4, 2026.
Rebuttal Comments Due: August 18, 2026.
View Received Comments
34-105872 SR-CBOE-2026-062 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Silexx Logical Port Fee Waiver in the Fee Schedule in Accordance with SEC Exemptive Relief Issued
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105869 SR-PEARL-2026-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Quarterly Review of Priority Customer Orders
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105870 SR-TXSE-2026-010 Notice of Filing of a Proposed Rule Change to Amend Certain Rule Language Regarding its Handling of Orders and Other Miscellaneous Provisions
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105868 SR-MEMX-2026-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule
Comments Due: August 4, 2026
See Also - Exhibit 5
34-105864 SR-CBOE-2026-004 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit VIX Future-Option Orders
View Received Comments
34-105865 SR-EMERALD-2026-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Quarterly Review of Professional Interest Orders
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105867 SR-MIAX-2026-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 100, Definitions, to Amend the Quarterly Review of Professional Interest Orders
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105866 SR-SAPPHIRE-2026-26 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, to Amend the Quarterly Review of Professional Interest Orders
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105862 SR-NYSEARCA-2026-71 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.18-E Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105863 SR-ICC-2026-008 Notice of Filing of Proposed Rule Change Relating to the CDS Instrument On-boarding Policies and Procedures
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105859 SR-CBOE-2026-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify Language Regarding Certain Free Trials
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105860 SR-NASDAQ-2026-057 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4120 Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events
Comments Due: August 3, 2026
View Received Comments
See Also - Exhibit 5
34-105861 SR-ICC-2026-003 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
View Received Comments
34-105858 SR-ICC-2026-007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC’s Fee Schedule
Comments Due: August 3, 2026
See Also - Exhibit 5
34-105853 SR-LTSE-2026-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend LTSE Rule 11.410(a) by Adding the Texas Stock Exchange LLC and Changing Nasdaq BX, LLC to Nasdaq Texas, LLC
Comments Due: July 31, 2026
See Also - Exhibit 5
34-105854 SR-Phlx-2026-42 Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend PIXL
Comments Due: July 31, 2026
See Also - Exhibit 5
34-105852 SR-MIAX-2026-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC Amend Rule 612, Aggregate Risk Manager (ARM), to Adopt a New Origin Multiplier to be Used When Calculating a Market Maker’s Option Perce
Comments Due: July 31, 2026
See Also - Exhibit 5
34-105850 SR-LCH SA-2026-004 Notice of Filing of Proposed Rule Change Relating to the LCH SA Liquidity Plan
Comments Due: July 30, 2026
See Also - Exhibit 5
34-105849 SR-FICC-2026-007 Notice of Filing of Proposed Rule Change to Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade Submission Requirement
View Received Comments
See Also - Exhibit 5
34-105847 SR-MX2-2026-03 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.13, Application Process and Waive-In
Comments Due: July 30, 2026
See Also - Exhibit 5
34-105845 SR-FINRA-2026-004 Notice of Partial Amendment No. 1 to Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)
Comments Due: July 28, 2026
View Received Comments
34-105844 SR-CME-2026-002 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adoption of Chicago Mercantile Exchange’s Rules Governing Security Futures Product Listing Standards, Adoption of Chicago Mercantile Exchange Inc.’s Rules Governing Secu...
Comments Due: July 28, 2026
See Also - Exhibit 4
34-105837 SR-TXSE-2026-006 Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend Certain Parts of its Opening and Closing Auctions
View Received Comments
See Also - Exhibit 4, Exhibit 5
34-105835 SR-PEARL-2026-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2900 Regarding Information Circular Requirements
Comments Due: July 28, 2026
See Also - Exhibit 5
34-105833 SR-NYSEARCA-2026-68 Notice of Filing of a Proposed Rule Change to Amend Rules 5.32-O and 5.35-O
Comments Due: July 28, 2026
See Also - Exhibit 5
34-105831 SR-NYSEAMER-2026-54 Notice of Filing of a Proposed Rule Change to Amend Rule 903G and 906G
Comments Due: July 28, 2026
See Also - Exhibit 5
34-105830 SR-NYSE-2026-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 28, 2026
See Also - Exhibit 5
34-105829 SR-FINRA-2026-013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Except Accounts Pursuant to Section 530A of the Internal Revenue Code from the Requirements of FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions)
Comments Due: July 28, 2026
View Received Comments
34-105825 SR-NYSETEX-2026-25 Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 27, 2026
See Also - Exhibit 5
34-105822 SR-NYSEARCA-2026-69 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 27, 2026
See Also - Exhibit 5
34-105826 SR-NYSEARCA-2026-70 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Comments Due: July 27, 2026
See Also - Exhibit 5
34-105827 SR-NYSEAMER-2026-56 Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Comments Due: July 27, 2026
View Received Comments
See Also - Exhibit 5
34-105823 SR-NYSENAT-2026-21 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 27, 2026
See Also - Exhibit 5
34-105818 SR-BOX-2026-14 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Review of Professional Orders
Comments Due: July 27, 2026
See Also - Exhibit 5
34-105824 SR-FINRA-2026-012 (WITHDRAWN on 08/05/2026) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)
View Received Comments
34-105817 SR-NSCC-2026-009 Notice of Filing of Proposed Rule Change to Enhance the Supplemental Liquidity Deposit Rules, Methodology and Processes
See Also - Exhibit 3, Exhibit 5
34-105821 SR-NYSEAMER-2026-55 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 27, 2026
See Also - Exhibit 5
34-105819 SR-NYSETEX-2026-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Initial and Continued Listing Standards
Comments Due: July 27, 2026
See Also - Exhibit 5
34-105820 SR-TXSE-2026-009 Notice of Filing of a Proposed Rule Change to Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to ETF Shares Listed on the Exchange under Rule 17.104(b)(2)(B)
Comments Due: July 27, 2026
See Also - Exhibit 5
34-105814 SR-PEARL-2026-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by to Amend the By-Laws to Establish the Role of Observers
Comments Due: July 27, 2026
See Also - Exhibit 5