Notice

Release Number SEC Issue Date File Number Details
34-104029 SR-MEMX-2025-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Eighth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC
Comments Due: October 20, 2025
See Also - Exhibit 5
34-104027 SR-NYSETEX-2025-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule to Introduce Transaction Fees, Credits and Performance-Based Financial Incentives for Lead Market Makers
Comments Due: October 17, 2025
See Also - Exhibit 5
34-104021 SR-NYSEARCA-2025-72 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Grayscale Ethereum Trust ETF and Grayscale Ethereum Mini Trust ETF
Comments Due: October 17, 2025
34-104020 SR-PHLX-2025-46 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend PHLX Equity 4, Rules 3100, 3301A, 3301B, and 3307 to Add the CORE FIX Order Entry Protocol
Comments Due: October 17, 2025
See Also - Exhibit 5
34-104019 SR-CBOE-2025-068 Notice of Filing of a Proposed Rule Change to Amend Rules 4.13, 5.1, and 8.32 to Permit P.M.-Settled Options on the Cboe Magnificent 10 Index
Comments Due: October 17, 2025
See Also - Exhibit 5
34-104018 SR-24X-2025-04 Notice of Filing of a Proposed Rule Change to Implement a Warrant Performance Incentive Program
Comments Due: October 17, 2025
34-104013 SR-MIAX-2025-41 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 to Permit the Listing of Options on an Exchange Traded Fund as Defined in Rule 6c-11 Under the Investment Company Act of 1940
Comments Due: October 16, 2025
See Also - Exhibit 5
34-104014 SR-PEARL-2025-42 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 to Permit the Listing of Options on an Exchange Traded Fund as Defined in Rule 6c-11 Under the Investment Company Act of 1940
Comments Due: October 16, 2025
See Also - Exhibit 5
34-104016 SR-SAPPHIRE-2025-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide API Access to the Member Firm Portal
Comments Due: October 16, 2025
34-104011 SR-MIAX-2025-43 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Administrative Information Subscriber Market Data Feed
Comments Due: October 16, 2025
34-104017 SR-CboeBZX-2025-096 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts
34-104015 SR-SAPPHIRE-2025-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 to Permit the Listing of Options on an Exchange Traded Fund as Defined in Rule 6c-11 Under the Investment Company Act of 1940
Comments Due: October 16, 2025
See Also - Exhibit 5
34-104008 SR-DTC-2025-003 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, Relating to a Participant System Disruption
File Nos.: SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 View Received Comments
34-104012 SR-CBOE-2025-065 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10 Relating to Fingerprint-Based Background Checks
Comments Due: October 16, 2025
See Also - Exhibit 5
34-104010 SR-CBOE-2025-067 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Options on the Cboe Magnificent 10 Index to Certain Rules and to Change the Market-Maker Appointment Tier for Certain Index Options
Comments Due: October 16, 2025
See Also - Exhibit 5
34-104006 SR-CboeBZX-2025-127 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Certain Market Data Products
Comments Due: October 15, 2025
See Also - Exhibit 5
34-104003 SR-SAPPHIRE-2025-38 Notice of Filing of a Proposed Rule Change to Update the Citations to Rule 600(b) of Regulation NMS
Comments Due: October 14, 2025
See Also - Exhibit 5
34-104005 SR-MRX-2025-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6, Ports and Other Services
Comments Due: October 14, 2025
See Also - Exhibit 5
34-104002 SR-SAPPHIRE-2025-37 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Sapphire Fee Schedule to Establish Non-Transaction Fees Applicable to Floor Participants of the Exchange’s Trading Floor
Comments Due: October 14, 2025
See Also - Exhibit 5
34-104004 SR-CBOE-2025-066 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove Fees Related to the Cboe Legacy Silexx Platform and to Remove a Previous Waiver for FLEX and Cboe Silexx FIX Connections¸ as Well as Remove a Previous Waiver for Market...
Comments Due: October 14, 2025
See Also - Exhibit 5
34-104001 SR-FICC-2025-015 Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Modify the GSD Rulebook Relating to Default Management and Porting with...
Comments Due: October 14, 2025
View Received Comments
See Also - Exhibit 5, Exhibit 4
34-104000 SR-CboeBZX-2025-126 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Rules that Allow for the Trading of Complex Orders on the Exchange
Comments Due: October 14, 2025
See Also - Exhibit 5
34-103997 SR-CBOE-2025-004 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Add P.M.-Settled Options on the Cboe Bitcoin U.S. ETF Index and the Mini-Cboe Bitcoin U.S. ETF Index with Third...
Comments Due: October 14, 2025
View Received Comments
34-103992 SR-BX-2025-019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: October 14, 2025
See Also - Exhibit 5
34-103994 SR-Phlx-2025-43 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: October 14, 2025
See Also - Exhibit 5
34-103993 SR-NASDAQ-2025-070 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: October 14, 2025
See Also - Exhibit 5
34-103991 SR-ISE-2025-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: October 14, 2025
See Also - Exhibit 5
34-103990 SR-GEMX-2025-24 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: October 14, 2025
See Also - Exhibit 5
34-103989 SR-NASDAQ-2025-072 Notice of Filing of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form
Comments Due: October 14, 2025
34-103983 SR-Phlx-2025-47 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 3304 (Data Feeds Utilized) to Establish a Primary and Secondary Source of Quotation Data of a New Market Center
Comments Due: October 10, 2025
See Also - Exhibit 5
34-103985 SR-BX-2025-021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4759 (Data Feeds Utilized) to Establish a Primary and Secondary Source of Quotation Data of a New Market Center
Comments Due: October 10, 2025
See Also - Exhibit 5
34-103984 SR-NASDAQ-2025-074 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4759 (Data Feeds Utilized) to Establish a Primary and Secondary Source of Quotation Data of a New Market Center
Comments Due: October 10, 2025
See Also - Exhibit 5
34-103978 SR-DTC-2025-012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Changes Relating to DTC’s Contact Phone Numbers and Web Pages
Comments Due: October 10, 2025
See Also - Exhibit 5
34-103982 SR-NASDAQ-2025-068 Notice of Filing of Proposed Rule Change to Modify Certain Initial and Continued Listing Requirements
View Received Comments
See Also - Exhibit 5
34-103981 SR-BX-2025-020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2
Comments Due: October 10, 2025
See Also - Exhibit 5
34-103976 SR-24X-2025-03 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Establish a Monthly Membership Fee
Comments Due: October 10, 2025
See Also - Exhibit 5
34-103979 SR-NASDAQ-2025-069 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in China
View Received Comments
See Also - Exhibit 5
34-103975 SR-LCH SA-2025-008 Notice of Filing of Proposed Rule Change Relating to Revisions to its Terms of Reference of the Nomination Committee and Board of Directors
Comments Due: October 10, 2025
See Also - Exhibit 5.1, Exhibit 5.2
34-103973 SR-NASDAQ-2025-056 Notice of Filing of Amendment No. 2 to Proposed Rule Change to Adopt Generic Listing Standards for Commodity-Based Trust Shares under Rule 5711(d)
View Received Comments
See Also - Exhibit 5
34-103974 SR-NYSEARCA-2025-54 Notice of Filing of Amendment No. 1 to Proposed Rule Change to Adopt New Rule 8.201-E (Generic) for Commodity-Based Trust Shares
View Received Comments
See Also - Exhibit 5, Exhibit 4
34-103970 SR-NYSEARCA-2025-68 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: October 9, 2025
See Also - Exhibit 5
34-103972 SR-CboeBZX-2025-104 Notice of Filing of Amendment No. 3 to a Proposed Rule Change to Amend Rule 14.11(e)(4) to Permit the Generic Listing and Trading of Commodity-Based Trust Shares that Meet the Requirements Set Forth in Proposed Rule 14.11(e)(4)
View Received Comments
See Also - Exhibit 5
34-103968 SR-MEMX-2025-29 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.6 to Clarify the Handling of Orders with a Post Only Instruction
Comments Due: October 9, 2025
See Also - Exhibit 5
34-103971 SR-NYSE-2025-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Price List
Comments Due: October 9, 2025
See Also - Exhibit 5
34-103969 SR-IEX-2025-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Transaction Pricing
Comments Due: October 9, 2025
See Also - Exhibit 5
34-103967 SR-MEMX-2025-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: October 9, 2025
See Also - Exhibit 5
34-103965 SR-LCH SA-2025-007 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Concerning Updates to LCH SA’s Risk Governance Framework and Collateral, Financial, Credit, Operational and Third Party Risk Policies
34-103961 SR-CBOE-2025-063 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt an Administrative Fee to Offset its Costs in Administering the Marketing Fee Program
Comments Due: October 8, 2025
34-103960 4-698 Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail regarding CAT Funding Model
Comments Due: October 21, 2025
View Received Comments
34-103959 SR-CboeEDGX-2025-073 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt an Administrative Fee to Offset its Costs in Administering the Marketing Fee Program
Comments Due: October 8, 2025
34-103958 SR-FINRA-2025-003 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)
Comments Due: October 8, 2025.
Rebuttal Comments Due: October 22, 2025. 
View Received Comments
34-103957 SR-CboeBZX-2025-123 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Revising the Additive Rebate Associated with Securities Priced below $1.00 in LMM Add Volume Tiers 2 – 4
Comments Due: October 8, 2025
See Also - Exhibit 5
34-103955 SR-CboeBZX2025-125 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23 to Explicitly Provide that the Exchange may Extend the Quote-Only Period for an Initial Public Offering Auction where a Derivative Security Fails to Meet the...
Comments Due: October 8, 2025
See Also - Exhibit 5
34-103950 SR-ISE-2025-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Complex Price Improvement Mechanism
Comments Due: October 7, 2025
See Also - Exhibit 5
34-103947 SR-IEX-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the IEX Fee Schedule Concerning Logical Order Entry Ports
Comments Due: October 7, 2025
See Also - Exhibit 5
34-103952 SR-NSCC-2025-013 Notice of Filing of Proposed Rule Change to Amend the CNS Fails Charge in the NSCC Rules
See Also - Exhibit 3, Exhibit 5
34-103946 4-698 Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment, as modified by Amendment No. 1, to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Customer and Account Information System
Comments Due: October 21, 2025
View Received Comments
34-103951 SR-MRX-2025-19 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Complex Price Improvement Mechanism
Comments Due: October 7, 2025
See Also - Exhibit 5
34-103940 SR-FICC-2025-019 Notice of Filing of Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a “Done-Away” Sponsored GC Trade
View Received Comments
See Also - Exhibit 2, Exhibit 5
34-103938 SR-NYSEARCA-2025-69 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: October 6, 2025
See Also - Exhibit 5
34-103937 SR-OCC-2025-013 Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Certain Revisions in Connection with Proposed Modifications to the Manner in which OCC Accounts for the Guaranty Substitution Payment in OCC’s Liquidity Risk...
Comments Due: October 6, 2025
See Also - Exhibit 5
34-103936 SR-NASDAQ-2025-053 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the iShares Ethereum Trust to Permit Staking of Ether Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: August 22, 2025
34-103933 SR-CboeBZX-2025-040 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Franklin XRP ETF under BZX Rule 14.11(e)(4)
Comments Due: July 14, 2025. Rebuttal comments should be submitted by July 28, 2025
View Received Comments
34-103930 SR-CboeBZX-2025-039 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Franklin Solana ETF under BZX Rule 14.11(e)(4)...
View Received Comments
34-103932 SR-NYSETEX-2025-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments Due: October 6, 2025
See Also - Exhibit 5
34-103928 SR-CboeBZX-2025-037 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the...
34-103927 SR-CboeBZX-2025-038 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the...
34-103929 SR-CboeBZX-2025-036 (WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the...
Comments Due: April 8, 2025
View Received Comments
34-103922 SR-NYSEAMER-2025-58 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Rule 6800 Series
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-103919 SR-PEARL-2025-43 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2613 Usage of Data Feeds
Comments Due: October 3, 2025
See Also - Exhibit 5
34-103921 SR-NYSEARCA-2025-66 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 11.6800 Series
Comments Due: October 3, 2025
See Also - Exhibit 5
34-103918 SR-NASDAQ-2025-021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Hedera Trust (HBAR) under Nasdaq Rule 5711(d) (Commodity Based...
View Received Comments
34-103923 SR-NYSENAT-2025-21 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments Due: October 3, 2025
See Also - Exhibit 5
34-103920 SR-NYSE-2025-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 Series
Comments Due: October 3, 2025
See Also - Exhibit 5
34-103914 SR-NYSEARCA-2025-19 (WITHDRAWN on 9/30/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Dogecoin ETF under NYSE Arca Rule...
View Received Comments
34-103913 4-566 Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., NYSE Texas, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX...
Comments Due: 21 days after date of publication in the Federal Register.
34-103911 SR-MIAX-2025-42 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Remove a Select Symbol from the Priority Customer Rebate Program
Comments Due: October 2, 2025
See Also - Exhibit 5
34-103908 SR-MIAX-2025-39 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Version of the Open-Close Report to be Known as the One-Minute Interval Intra-Day Open-Close Report
Comments Due: October 2, 2025
34-103907 SR-PEARL-2025-40 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Version of the Open-Close Report to be Known as the One-Minute Interval Intra-Day Open-Close Report
Comments Due: October 2, 2025
34-103906 SR-EMERALD-2025-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Version of the Open-Close Report to be Known as the One-Minute Interval Intra-Day Open-Close Report
Comments Due: October 2, 2025
34-103905 SR-SAPPHIRE-2025-33 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Version of the Open-Close Report to be Known as the One-Minute Interval Intra-Day Open-Close Report
Comments Due: October 2, 2025
34-103903 SR-MIAX-2025-07 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to.....
File Nos.: SR-MIAX-2025-07, SR-PEARL-2025-08, SR-SAPPHIRE-2025-12
34-103902 SR-CboeBZX-2025-120 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Canary Staked SEI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-103896 SR-NASDAQ-2025-018 (WITHDRAWN on 9/25/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Canary HBAR ETF...
View Received Comments
34-103895 SR-NASDAQ-2025-019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Polkadot Trust (DOT) under Nasdaq Rule 5711(d) (Commodity-Based...
View Received Comments
34-103894 SR-24X-2025-01 Notice of Filing of a Proposed Rule Change regarding the Regular Hours Only Instruction
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103892 SR-CboeBZX-2025-121 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103891 SR-BX-2025-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add the CORE FIX Order Entry Protocol and to Amend Nasdaq BX Equity 4, Rules 4120, 4702, 4703, and 4757
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103889 SR-Phlx-2025-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 9
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103888 SR-BX-2025-016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103893 SR-CboeBYX-2025-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103885 SR-NYSEARCA-2025-39 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5.2-E(j)(9) to Permit the Generic Listing and Trading of Class...
Comments Due: on or before October 1, 2025. Rebuttal comments should be submitted by October 15, 2025.
View Received Comments
See Also - Exhibit 5
34-103887 SR-GEMX-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103883 SR-CboeEDGX-2025-070 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103879 SR-CboeEDGA-2025-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103878 SR-CboeEDGX-2025-035 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.21 to Allow an RMO to Enter a Retail Order onto the Exchange in...
Comments Due: by October 1, 2025. Rebuttal comments should be submitted by October 15, 2025.
View Received Comments
34-103886 SR-NYSEARCA-2025-67 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.35-E
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103873 SR-24X-2025-02 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Initial Fees and Rebates Applicable to Members of the Exchange
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103872 SR-NYSETEX-2025-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.35
Comments Due: October 1, 2025
See Also - Exhibit 5
34-103871 SR-CBOE-2025-014 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit the Listing of Options on Commodity-Based Trust Shares
File Nos.: SR-CBOE-2025-014, SR-CboeBZX-2025-034, SR-CboeEDGX-2025-018