Notice

Release Number SEC Issue Date File Number Details
34-104362 SR-NYSEARCA-2025-82 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104361 SR-NYSEAMER-2025-70 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Lower the Options Regulatory Fee (ORF)
Comments Due: January 6, 2026
See Also - Exhibit 5
34-104360 SR-TXSE-2025-001 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Certain Changes to the Governing Documents of the Exchange and its Parent Company
Comments Due: January 6, 2026
See Also - Exhibits 5A, 5B and 5C
34-104359 SR-OCC-2025-018 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology to Allocate Clearing Fund Deposit...
Comments Due: January 6, 2026
View Received Comments
See Also - Exhibit 2, Notice of intent to petition, Petition, Letter from Deputy Secretary
34-104358 SR-CBOE-2025-083 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Its Floor Broker Sliding Scale Rebate Program and Floor Broker Sliding Scale Supplemental Rebate Program
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104357 SR-CboeBZX-2025-155 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104356 SR-CBOE-2025-084 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees Related to the Cboe Silexx Platform
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104355 SR-NASDAQ-2025-099 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain Companies
Comments Due: January 5, 2026
See Also - Exhibit 5
34-104353 SR-LTSE-2025-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule to Modify the Liquidity Incentive Program
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104351 SR-NYSEARCA-2025-24 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Units of the Sprott Physical Copper Trust
View Received Comments
34-104348 SR-LTSE-2025-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Co-Lead Incentive
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104347 SR-Phlx-2025-64 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 4
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104346 SR-NASDAQ-2025-093 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Options 7, Section
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104343 SR-IEX-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX's Fee Schedule Concerning the Supplemental Market Quality Program
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104342 SR-IEX-2025-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule pursuant to IEX Rules 15.110(a) and (c) to Delete Obsolete Language
Comments Due: January 2, 2026
See Also - Exhibit 5
34-104332 SR-NYSEAMER-2025-69 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Amend the Qualifying Criteria for Initiating Participant Credits for Single-Leg CUBE Auctions
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104334 SR-NYSEAMER-2025-71 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104330 SR-FINRA-2025-014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 7620B (FINRA/NYSE Trade Reporting Facility Reporting Fees)
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104325 SR-NYSETEX-2025-36 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5 to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104333 SR-NYSEARCA-2025-83 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104331 SR-NASDAQ-2025-094 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Transaction Fees at Nasdaq Rule Equity 7, Section 118, To Add a New Tier of Credit for Non-Displayed Orders (Other Than Supplemental Orders) That Provide...
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104326 SR-NYSENAT-2025-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5 to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104329 SR-24X-2025-16 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Limit Order Price Protection Percentages
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104328 SR-NYSEAMER-2025-67 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5E to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104327 SR-NYSEARCA-2025-81 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.5-E to Reflect the Definition of Round Lot Under Regulation NMS
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104322 SR-NYSEARCA-2025-85 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 11.6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104321 SR-NYSETEX-2025-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104324 SR-NYSENAT-2025-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104323 SR-NYSE-2025-42 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 Series
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104320 SR-NYSEARCA-2025-79 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 5.3-0 and 5.4-0
Comments Due: December 31, 2025
See Also - Exhibit 5, Correction
34-104319 SR-NYSEAMER-2025-64 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 915 and 916
Comments Due: December 31, 2025
See Also - Exhibit 5
34-104318 SR-NASDAQ-2025-065 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Pr
Comments Due: December 31, 2025
View Received Comments
See Also - Exhibit 4 A-1, Exhibit 5 A-1
34-104316 SR-FICC-2025-023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104314 SR-NSCC-2025-016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104315 SR-DTC-2025-017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104310 SR-CboeBZX-2025-154 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Crypto Index ETF, Shares of which were Approved to List and Trade on the Exchange Pursuant to BZX Rule 14.11(e)(4)
Comments Due: December 30, 2025
34-104306 SR-GEMX-2025-32 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule at Options 7, Section 3
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104313 SR-24X-2025-15 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Transaction Fee Schedule Applicable to Members of the Exchange
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104308 SR-ISE-2025-36 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule at Options 7, Sections 3 and 4
Comments Due: December 30, 2025
See Also - Exhibit 5
34-104301 SR-IEX-2025-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent with the Bona Fide Market Maker Exception...
Comments Due: December 29, 2025
View Received Comments
See Also - Exhibit 5
34-104298 SR-CboeBZX-2025-148 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments Due: December 29, 2025
See Also - Exhibit 5
34-104302 SR-CboeEDGX-2025-035 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.21 to Allow a Retail Member Organization to Enter...
View Received Comments
34-104300 SR-MEMX-2025-33 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Exchange Rule 11.6(q)(1), Round Lot, to Conform with the Amendment to the Definition of Round Lot under Rule 600 of Regulation NMS Recently Approved by the Commission
Comments Due: December 29, 2025
See Also - Exhibit 5
34-104297 SR-PHLX-2025-63 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PHLX Equity 4, Rule 3301A(b) To Specify that the “Time-in-Force” Order Attribute of “Immediate-or-Cancel” Is Not Available To Post-Only Orders Or Midpoint Peg Post-Only...
Comments Due: December 29, 2025
See Also - Exhibit 5
34-104299 SR-PEARL-2025-47 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and Rule 517B, Aggregate Risk Manager for Market Makers(“ARM-M”)
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-104296 SR-DTC-2025-018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decommission the DTax Service
Comments Due: December 29, 2025
See Also - Exhibit 5
34-104295 SR-NYSEAMER-2025-68 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Exempt Floor Brokers from the Routing Surcharge
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104294 SR-SAPPHIRE-2025-32 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 527
Comments Due: December 26, 2025
See Also - Exhibit 4, Exhibit 5
34-104292 SR-Phlx-2025-61 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Legging Orders
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104293 SR-NASDAQ-2025-095 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee for Nasdaq WorkX
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104291 SR-BX-2025-029 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Equity 4, Rule 4702(b)(4)(C) To Specify That The “Time-in-Force” Order Attribute of “Immediate-or-Cancel” Is Not Available To Post-Only Orders Entered Through The CORE FIX...
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104290 4-698 Notice of Filing of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment No. 1, Regarding the Customer and Account Information System
View Received Comments
34-104289 SR-MRX-2025-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MRX Pricing Schedule at Options 7, Section 3
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104288 SR-BOX-2025-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 5030 (Withdrawal of Approval of Underlying Securities) to Adopt an Exception for Opening Transactions by Market Makers to Accommodate Closing Transactions of Other...
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104286 SR-NYSE-2025-20 (WITHDRAWN on 1/5/2026) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End...
View Received Comments
34-104284 SR-BOX-2025-29 Notice of Filing of Proposed Rule Change to amend BOX Rule 5055 (FLEX Equity Options) to permit FLEX Equity Options on the iShares Bitcoin Trust ETF
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104285 SR-CboeBZX-2025-072 (WITHDRAWN 12/12/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Exempt Closed-End Management Investment Companies Registered Under the...
View Received Comments
34-104283 SR-BOX-2025-30 Notice of Filing of Proposed Rule Change to amend BOX Rule 5055 (FLEX Equity Options) to permit FLEX Equity Options on the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust, and the Bitwise Bitcoin ETF
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104282 SR-BX-2025-028 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal to Delay Introduction of BX OTTO
Comments Due: 21 days after date of publication in the Federal Register.
34-104280 SR-CboeBZX-2025-145 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104279 SR-CboeBYX-2025-033 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104278 SR-CboeBZX-2025-146 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on the Exchange Set Forth in BZX Rule 14.13
Comments Due: December 26, 2025
See Also - Exhibit 5
34-104274 SR-OCC-2025-019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the implementation of a fee holiday for the period beginning December 1, 2025, and ending December 31, 2025.
Comments Due: December 24, 2025
See Also - Exhibit 3, Exhibit 5a, Exhibit 5b
34-104267 SR-OPRA-2025-02 Notice of Filing and Immediate Effectiveness of Proposed Amendment to Modify the OPRA Fee Schedule Regarding Certain Direct Access Connectivity Fees
Comments Due: December 22, 2025
See Also - Exhibit 1
34-104271 SR-NYSEARCA-2025-80 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments Due: December 22, 2025
See Also - Exhibit 5
34-104270 SR-NSCC-2025-013 Order Approving of Proposed Rule Change to Amend the CNS Fails Charge in the NSCC Rules
34-104269 SR-CboeEDGA-2025-034 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: December 22, 2025
See Also - Exhibit 5
34-104268 4-443 Notice of Filing of Proposed Amendment to Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Create a Forum for Discussion...
View Received Comments
34-104266 SR-PHLX-2025-60 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: December 22, 2025
View Received Comments
See Also - Exhibit 5
34-104265 SR-CboeEDGX-2025-081 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One...
Comments Due: December 22, 2025
See Also - Exhibit 5
34-104261 SR-BX-2025-027 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: December 22, 2025
View Received Comments
See Also - Exhibit 5
34-104264 SR-GEMX-2025-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: December 22, 2025
View Received Comments
See Also - Exhibit 5
34-104263 SR-MRX-2025-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: December 22, 2025
View Received Comments
See Also - Exhibit 5
34-104262 SR-ISE-2025-34 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: December 22, 2025
View Received Comments
See Also - Exhibit 5
34-104258 SR-NYSEAMER-2025-65 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program...
Comments Due: December 22, 2025
See Also - Exhibit 5
34-104259 SR-NASDAQ-2025-089 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Price of a 10Gb Ultra Fiber Connection to the Exchange
Comments Due: December 22, 2025
View Received Comments
See Also - Exhibit 5
34-104257 SR-24X-2025-12 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Dates in the Warrant Performance Incentive Program
Comments Due: December 22, 2025
34-104252 SR-NASDAQ-2025-037 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 5703 to Permit the Generic Listing and Trading of Class Exchange-Traded Fund Shares
Comments Due: December 19, 2025
View Received Comments
34-104247 SR-CboeBZX-2025-076 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 14.11(n) to Permit the Generic Listing and Trading of Class Exchange-Traded Fund Shares
Comments Due: December 19, 2025
View Received Comments
34-104249 SR-FICC-2025-022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the FICC Rules to Align with Exchange Act Rule 17ad-26
Comments Due: December 19, 2025
See Also - Exhibit 5
34-104248 SR-DTC-2025-016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Rules to Align with Exchange Act Rule 17ad-26
Comments Due: December 19, 2025
See Also - Exhibit 5
34-104250 SR-NSCC-2025-015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSCC Rules to Align with Exchange Act Rule 17ad-26
Comments Due: December 19, 2025
See Also - Exhibit 5
34-104245 SR-CBOE-2025-081 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 to Adopt a Wide Market Protection Mechanism
Comments Due: December 19, 2025
See Also - Exhibit 5
34-104246 SR-MEMX-2025-32 Notice of Filing and Immediate Effectiveness of a Proposal to Amend Rule 13.4(a) to Reflect the Operation of 24X Exchange
Comments Due: December 19, 2025
See Also - Exhibit 5
34-104244 SR-NYSENAT-2025-24 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments Due: December 19, 2025
See Also - Exhibit 5
34-104242 SR-CboeBZX-2025-142 Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(d) to Permit an Intermarket Sweep Order Containing a Time-in-Force other than IOC to be Entered as a Non-Displayed Order
Comments Due: December 19, 2025
View Received Comments
See Also - Exhibit 5
34-104243 SR-NYSEARCA-2025-77 Notice of Filing of Proposed Rule Change to List and Trade Shares of the T. Rowe Price Active Crypto ETF under NYSE Arca Rule 8.201-E (Non-Generic) Commodity-Based Trust Shares
34-104240 SR-LTSE-2025-22 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Co-Lead Incentive
Comments Due: December 17, 2025
See Also - Exhibit 5
34-104237 SR-NYSEARCA-2025-75 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: December 17, 2025
See Also - Exhibit 5
34-104239 SR-NYSE-2025-39 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
Comments Due: December 17, 2025
See Also - Exhibit 5
34-104235 SR-ISE-2025-26 Notice of Filing of Proposed Rule Change to Amend the Position and Exercise Limits for IBIT Options and FLEX Trading
View Received Comments
See Also - Exhibit 5
34-104232 4-618 Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc....
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
34-104231 SR-PHLX-2025-54 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule Equity 7, Section 3 (Nasdaq PSX Fees) to Establish Port and Disaster Recovery Fees for Newly Added CORE FIX Entry Ports and Remove the Temporary Fee Waiver Language...
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104229 SR-BX-2025-023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule Equity 7, Section 115 to establish port and disaster recovery fees for CORE FIX Order entry ports, amend Rule Equity 7, Section 130 to waive the BX testing facility fee...
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104228 SR-CBOE-2025-070 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.1
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104227 SR-CBOE-2025-071 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.1
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104225 SR-BOX-2025-28 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5020 (Criteria for Underlying Securities) to Adopt Listing Criteria for Options on Commodity-Based Trust Shares
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104222 SR-BOX-2025-27 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the QOO and FOO Order Rebate in Section V. (Manual Transaction Fees) of the Fee Schedule for Trading on the BOX Options Market LLC Facility
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104221 SR-IEX-2025-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX’s Fee Schedule Concerning the Supplemental Market Quality Program
Comments Due: December 15, 2025
See Also - Exhibit 5
34-104224 SR-MEMX-2025-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing
Comments Due: December 15, 2025
See Also - Exhibit 5