34-103989
Sept. 16, 2025
SR-NASDAQ-2025-072
Notice of Filing of Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: View Received Comments
34-103983
Sept. 16, 2025
SR-Phlx-2025-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 3304 (Data Feeds Utilized) to Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
34-103985
Sept. 16, 2025
SR-BX-2025-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4759 (Data Feeds Utilized) to Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: Exhibit 5
34-103984
Sept. 16, 2025
SR-NASDAQ-2025-074
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4759 (Data Feeds Utilized) to Establish a Primary and Secondary Source of Quotation Data of a New Market Center Comments Due: View Received Comments Exhibit 5
34-103978
Sept. 16, 2025
SR-DTC-2025-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Changes Relating to DTC’s Contact Phone Numbers and Web Pages Comments Due: Exhibit 5
34-103982
Sept. 16, 2025
SR-NASDAQ-2025-068
Notice of Filing of Proposed Rule Change to Modify Certain Initial and Continued Listing Requirements View Received Comments Exhibit 5
34-103981
Sept. 16, 2025
SR-BX-2025-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2 Comments Due: Exhibit 5
34-103976
Sept. 16, 2025
SR-24X-2025-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule to Establish a Monthly Membership Fee Comments Due: Exhibit 5
34-103979
Sept. 16, 2025
SR-NASDAQ-2025-069
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in China View Received Comments Exhibit 5
34-103975
Sept. 16, 2025
SR-LCH SA-2025-008
Notice of Filing of Proposed Rule Change Relating to Revisions to its Terms of Reference of the Nomination Committee and Board of Directors Comments Due: Exhibit 5.1 , Exhibit 5.2
34-103973
Sept. 15, 2025
SR-NASDAQ-2025-056
Notice of Filing of Amendment No. 2 to Proposed Rule Change to Adopt Generic Listing Standards for Commodity-Based Trust Shares under Rule 5711(d) View Received Comments Exhibit 5
34-103974
Sept. 15, 2025
SR-NYSEARCA-2025-54
Notice of Filing of Amendment No. 1 to Proposed Rule Change to Adopt New Rule 8.201-E (Generic) for Commodity-Based Trust Shares View Received Comments Exhibit 5 , Exhibit 4
34-103970
Sept. 15, 2025
SR-NYSEARCA-2025-68
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5
34-103972
Sept. 15, 2025
SR-CboeBZX-2025-104
Notice of Filing of Amendment No. 3 to a Proposed Rule Change to Amend Rule 14.11(e)(4) to Permit the Generic Listing and Trading of Commodity-Based Trust Shares that Meet the Requirements Set Forth in Proposed Rule 14.11(e)(4) View Received Comments Exhibit 5
34-103968
Sept. 15, 2025
SR-MEMX-2025-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.6 to Clarify the Handling of Orders with a Post Only Instruction Comments Due: Exhibit 5
34-103971
Sept. 15, 2025
SR-NYSE-2025-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Price List Comments Due: Exhibit 5
34-103969
Sept. 15, 2025
SR-IEX-2025-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Transaction Pricing Comments Due: Exhibit 5
34-103967
Sept. 15, 2025
SR-MEMX-2025-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Equities Transaction Pricing Comments Due: Exhibit 5
34-103965
Sept. 15, 2025
SR-LCH SA-2025-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Concerning Updates to LCH SA’s Risk Governance Framework and Collateral, Financial, Credit, Operational and Third Party Risk Policies
34-103961
Sept. 12, 2025
SR-CBOE-2025-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt an Administrative Fee to Offset its Costs in Administering the Marketing Fee Program Comments Due:
34-103960
Sept. 12, 2025
4-698
Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail regarding CAT Funding Model View Received Comments
34-103959
Sept. 12, 2025
SR-CboeEDGX-2025-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt an Administrative Fee to Offset its Costs in Administering the Marketing Fee Program Comments Due:
34-103958
Sept. 12, 2025
SR-FINRA-2025-003
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others) Comments Due: Rebuttal Comments Due: View Received Comments
34-103957
Sept. 12, 2025
SR-CboeBZX-2025-123
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule by Revising the Additive Rebate Associated with Securities Priced below $1.00 in LMM Add Volume Tiers 2 – 4 Comments Due: Exhibit 5
34-103955
Sept. 12, 2025
SR-CboeBZX2025-125
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23 to Explicitly Provide that the Exchange may Extend the Quote-Only Period for an Initial Public Offering Auction where a Derivative Security Fails to Meet the... Comments Due: Exhibit 5
34-103950
Sept. 11, 2025
SR-ISE-2025-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Complex Price Improvement Mechanism Comments Due: Exhibit 5
34-103947
Sept. 11, 2025
SR-IEX-2025-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the IEX Fee Schedule Concerning Logical Order Entry Ports Comments Due: Exhibit 5
34-103952
Sept. 11, 2025
SR-NSCC-2025-013
Notice of Filing of Proposed Rule Change to Amend the CNS Fails Charge in the NSCC Rules Exhibit 3 , Exhibit 5
34-103946
Sept. 11, 2025
4-698
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment, as modified by Amendment No. 1, to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Customer and Account Information System View Received Comments
34-103951
Sept. 11, 2025
SR-MRX-2025-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Complex Price Improvement Mechanism Comments Due: Exhibit 5
34-103940
Sept. 10, 2025
SR-FICC-2025-019
Notice of Filing of Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a “Done-Away” Sponsored GC Trade Comments Due: View Received Comments Exhibit 2 , Exhibit 5
34-103938
Sept. 10, 2025
SR-NYSEARCA-2025-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5
34-103937
Sept. 10, 2025
SR-OCC-2025-013
Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Certain Revisions in Connection with Proposed Modifications to the Manner in which OCC Accounts for the Guaranty Substitution Payment in OCC’s Liquidity Risk... Comments Due: Exhibit 5
34-103936
Sept. 10, 2025
SR-NASDAQ-2025-053
(WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the iShares Ethereum Trust to Permit Staking of Ether Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due:
34-103933
Sept. 10, 2025
SR-CboeBZX-2025-040
(WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Franklin XRP ETF under BZX Rule 14.11(e)(4) Comments Due: Rebuttal comments View Received Comments
34-103930
Sept. 10, 2025
SR-CboeBZX-2025-039
(WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Franklin Solana ETF under BZX Rule 14.11(e)(4)... View Received Comments
34-103932
Sept. 10, 2025
SR-NYSETEX-2025-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series Comments Due: Exhibit 5
34-103928
Sept. 10, 2025
SR-CboeBZX-2025-037
(WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the...
34-103927
Sept. 10, 2025
SR-CboeBZX-2025-038
(WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the...
34-103929
Sept. 10, 2025
SR-CboeBZX-2025-036
(WITHDRAWN on 9/26/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the... Comments Due: View Received Comments
34-103922
Sept. 9, 2025
SR-NYSEAMER-2025-58
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Rule 6800 Series Comments Due: Federal Register .
Exhibit 5
34-103919
Sept. 9, 2025
SR-PEARL-2025-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2613 Usage of Data Feeds Comments Due: Exhibit 5
34-103921
Sept. 9, 2025
SR-NYSEARCA-2025-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 11.6800 Series Comments Due: Exhibit 5
34-103918
Sept. 9, 2025
SR-NASDAQ-2025-021
(Withdrawn on 11/3/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Hedera Trust (HBAR) under Nasdaq Rule... View Received Comments
34-103923
Sept. 9, 2025
SR-NYSENAT-2025-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series Comments Due: Exhibit 5
34-103920
Sept. 9, 2025
SR-NYSE-2025-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6800 Series Comments Due: Exhibit 5
34-103914
Sept. 9, 2025
SR-NYSEARCA-2025-19
(WITHDRAWN on 9/30/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Dogecoin ETF under NYSE Arca Rule... View Received Comments
34-103913
Sept. 9, 2025
4-566
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., NYSE Texas, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX... Comments Due:
34-103911
Sept. 8, 2025
SR-MIAX-2025-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Remove a Select Symbol from the Priority Customer Rebate Program Comments Due: Exhibit 5
34-103908
Sept. 8, 2025
SR-MIAX-2025-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Version of the Open-Close Report to be Known as the One-Minute Interval Intra-Day Open-Close Report Comments Due:
34-103907
Sept. 8, 2025
SR-PEARL-2025-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Version of the Open-Close Report to be Known as the One-Minute Interval Intra-Day Open-Close Report Comments Due:
34-103906
Sept. 8, 2025
SR-EMERALD-2025-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Version of the Open-Close Report to be Known as the One-Minute Interval Intra-Day Open-Close Report Comments Due:
34-103905
Sept. 8, 2025
SR-SAPPHIRE-2025-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Version of the Open-Close Report to be Known as the One-Minute Interval Intra-Day Open-Close Report Comments Due:
34-103903
Sept. 8, 2025
SR-MIAX-2025-07
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendments Thereto, to Amend Rule 402, Criteria for Underlying Securities, to..... File Nos.: View Received Comments
34-103902
Sept. 8, 2025
SR-CboeBZX-2025-120
Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Canary Staked SEI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
34-103896
Sept. 5, 2025
SR-NASDAQ-2025-018
(WITHDRAWN on 9/25/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Canary HBAR ETF... View Received Comments
34-103895
Sept. 5, 2025
SR-NASDAQ-2025-019
(Withdrawn on 11/3/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Polkadot Trust (DOT) under Nasdaq Rule... View Received Comments
34-103894
Sept. 5, 2025
SR-24X-2025-01
Notice of Filing of a Proposed Rule Change regarding the Regular Hours Only Instruction Comments Due: Exhibit 5
34-103892
Sept. 5, 2025
SR-CboeBZX-2025-121
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: Exhibit 5
34-103891
Sept. 5, 2025
SR-BX-2025-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add the CORE FIX Order Entry Protocol and to Amend Nasdaq BX Equity 4, Rules 4120, 4702, 4703, and 4757 Comments Due: Exhibit 5
34-103889
Sept. 5, 2025
SR-Phlx-2025-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7, Section 9 Comments Due: Exhibit 5
34-103888
Sept. 5, 2025
SR-BX-2025-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: Exhibit 5
34-103893
Sept. 5, 2025
SR-CboeBYX-2025-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: Exhibit 5
34-103885
Sept. 5, 2025
SR-NYSEARCA-2025-39
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5.2-E(j)(9) to Permit the Generic Listing and Trading of Class... Comments Due: Rebuttal comments View Received Comments Exhibit 5
34-103887
Sept. 5, 2025
SR-GEMX-2025-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: Exhibit 5
34-103883
Sept. 5, 2025
SR-CboeEDGX-2025-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: Exhibit 5
34-103879
Sept. 5, 2025
SR-CboeEDGA-2025-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Hosted Solutions Program and to Update the Existing Eligibility Requirements for the Small Retail Brokerage Distribution Program for the Cboe One... Comments Due: Exhibit 5
34-103878
Sept. 5, 2025
SR-CboeEDGX-2025-035
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.21 to Allow an RMO to Enter a Retail Order onto the Exchange in... Comments Due: Rebuttal comments View Received Comments
34-103886
Sept. 5, 2025
SR-NYSEARCA-2025-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.35-E Comments Due: Exhibit 5
34-103873
Sept. 5, 2025
SR-24X-2025-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Initial Fees and Rebates Applicable to Members of the Exchange Comments Due: Exhibit 5
34-103872
Sept. 5, 2025
SR-NYSETEX-2025-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.35 Comments Due: Exhibit 5
34-103871
Sept. 4, 2025
SR-CBOE-2025-014
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit the Listing of Options on Commodity-Based Trust Shares File Nos.:
34-103870
Sept. 4, 2025
SR-NYSEAMER-2025-07
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Rules to Permit the Listing of Options on Commodity-Based Trust Shares File Nos.: View Received Comments
34-103868
Sept. 4, 2025
SR-CboeBYX-2025-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels Data Report Comments Due: Exhibit 5
34-103867
Sept. 4, 2025
SR-CboeBZX-2025-122
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels Report Comments Due: Exhibit 5
34-103864
Sept. 4, 2025
SR-NASDAQ-2025-066
Notice of Filing of Proposed Rule Change to Amend Certain Initial Listing Requirements for de-SPAC Transactions View Received Comments Exhibit 5
34-103866
Sept. 4, 2025
SR-CboeEDGX-2025-071
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels Report Comments Due: Exhibit 5
34-103863
Sept. 4, 2025
SR-CboeEDGA-2025-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels Report Comments Due: Exhibit 5
34-103845
Sept. 3, 2025
4-631
Notice of Filing and Immediate Effectiveness of Amendment to the Plan to Address Extraordinary Market Volatility to Add 24X National Exchange LLC as a Participant Comments Due: View Received Comments
34-103846
Sept. 3, 2025
SR-NASDAQ-2025-065
Notice of Filing of Proposed Rule Change to Amend the Application of the Minimum Bid Price Rule in Situations Where a Security Does Not Maintain a Closing Bid Price of Greater Than $0.10 For Ten Consecutive Trading Days View Received Comments Exhibit 5
34-103844
Sept. 3, 2025
SR-CboeBZX-2025-119
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels Report Comments Due:
34-103843
Sept. 3, 2025
SR-CboeEDGX-2025-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels Report Comments Due:
34-103842
Sept. 3, 2025
SR-C2-2025-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels Report Comments Due: Exhibit 5
34-103841
Sept. 3, 2025
SR-CBOE-2025-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the All Cancels Report Comments Due: Exhibit 5
34-103836
Sept. 3, 2025
SR-LTSE-2025-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Market Data Fees Comments Due: Exhibit 5
34-103835
Sept. 3, 2025
SR-LTSE-2025-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt Certain Connectivity Fees for Cross-Connects at the Primary, Disaster Recovery, and Test Environment Facilities Comments Due: Exhibit 5
34-103829
Sept. 2, 2025
SR-NYSETEX-2025-28
Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed Services Comments Due: Exhibit 5
34-103826
Sept. 2, 2025
SR-NYSEAMER-2025-55
Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed Services Comments Due: Federal Register .
Exhibit 5
34-103828
Sept. 2, 2025
SR-NYSENAT-2025-19
Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed Services Comments Due: Exhibit 5
34-103825
Sept. 2, 2025
SR-NYSE-2025-34
Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed Services Comments Due: Exhibit 5
34-103827
Sept. 2, 2025
SR-NYSEARCA-2025-63
Notice of Filing of a Proposed Rule Change to Amend the Connectivity Fee Schedule to Add Hardware Procurement Services and Managed Services Comments Due: Exhibit 5
34-103823
Sept. 2, 2025
SR-NYSEAMER-2025-57
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 900.3NYP Comments Due: Exhibit 5
34-103822
Sept. 2, 2025
SR-NYSEARCA-2025-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.62P-O Comments Due: Federal Register .
Exhibit 5
34-103819
Sept. 2, 2025
SR-CboeBYX-2025-007
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand... View Received Comments
34-103812
Aug. 29, 2025
SR-NASDAQ-2025-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule Equity 7, Section 115 and Rule Equity 7, Section 130 Comments Due: Exhibit 5
34-103811
Aug. 29, 2025
SR-NASDAQ-2025-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule Equity 7, Section 115(e) Comments Due: Exhibit 5
34-103807
Aug. 28, 2025
SR-IEX-2025-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Establish a Fee for Real-time Access to DEEP+ Comments Due: Exhibit 5
34-103806
Aug. 28, 2025
SR-NASDAQ-2025-016
(WITHDRAWN on 9/18/2025) Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Nasdaq Rule 5711(i)... View Received Comments
34-103801
Aug. 28, 2025
SR-NYSETEX-2025-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-103805
Aug. 28, 2025
SR-NYSEAMER-2025-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Provision that the Exchange Will Not Review a Compliance Plan Submitted by a Listed Company that is Below Compliance with a Continued Listing Standard if the Company Owes... Comments Due: Exhibit 5
